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氯碱B股(900908)公告正文

氯碱化工:2017年第三季度报告

公告日期:2017-10-27

                          2017 年第三季度报告



公司代码:600618 900908                         公司简称:氯碱化工 氯碱 B 股




                上海氯碱化工股份有限公司
                  2017 年第三季度报告




                                1 / 19
                                 2017 年第三季度报告




                                    目录
一、   重要提示.................................................................. 3
二、   公司基本情况 .............................................................. 3
三、   重要事项.................................................................. 6
四、   附录...................................................................... 8




                                       2 / 19
                                   2017 年第三季度报告




一、 重要提示


1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,

    不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。



1.2 公司全体董事出席董事会审议季度报告。



1.3 公司负责人黄岱列先生、主管会计工作负责人张伟民先生及会计机构负责人(会计主管人员)

    居培女士保证季度报告中财务报表的真实、准确、完整。



1.4 本公司第三季度报告未经审计。




二、 公司基本情况


2.1 主要财务数据
                                                                     单位:元 币种:人民币
                                                                             本报告期末比上年度
                             本报告期末                  上年度末
                                                                                 末增减(%)
总资产                       4,814,180,740.16            4,489,616,046.06                   7.23
归属于上市公司股东的净
                             2,538,711,911.55            1,941,720,787.56                  30.75
资产
                            年初至报告期末         上年初至上年报告期末
                                                                             比上年同期增减(%)
                              (1-9 月)                 (1-9 月)
经营活动产生的现金流量
                              379,513,723.81              260,839,097.80                   45.50
净额
                            年初至报告期末         上年初至上年报告期末        比上年同期增减
                              (1-9 月)                 (1-9 月)                (%)
营业收入                     5,413,527,994.50            5,020,668,661.72                   7.82
归属于上市公司股东的净
                              602,068,273.77               -46,321,430.67                不适用
利润
归属于上市公司股东的扣
                              614,425,258.90               49,640,998.83                1,137.74
除非经常性损益的净利润
加权平均净资产收益率(%)             26.875                        -2.066   增加 28.94 个百分点
                                          3 / 19
                                       2017 年第三季度报告



基本每股收益(元/股)                     0.5206                        -0.0401                不适用
稀释每股收益(元/股)                     0.5206                        -0.0401                不适用

非经常性损益项目和金额
√适用 □不适用
                                                                           单位:元 币种:人民币
                                  本期金额           年初至报告期末
           项目                                                                     说明
                                (7-9 月)          金额(1-9 月)
非流动资产处置损益                                             697.00
计入当期损益的政府补助,但
与公司正常经营业务密切相
                                                                         主要系收到的职工教育培
关,符合国家政策规定、按照           2,001,226.98       2,001,726.98
                                                                         训补贴
一定标准定额或定量持续享
受的政府补助除外
除上述各项之外的其他营业
                                        -7,671.40        -521,297.84
外收入和支出
其他符合非经常性损益定义                                                 主要系因吴泾基地产业结
                                 -4,186,133.18        -13,769,507.88
的损益项目                                                               构调整而发生的停工损失
少数股东权益影响额(税后)               1,197.92         203,128.05
所得税影响额                           -28,082.13         -28,947.77
           合计                  -2,219,461.81        -12,114,201.46



2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表
                                                                                           单位:股
股东总数(户)                                                                                87,005
                                      前十名股东持股情况
                                                                持有有      质押或冻结
            股东名称                   期末持股数      比例     限售条        情况
                                                                                           股东性质
            (全称)                       量          (%)      件股份       股份   数
                                                                数量         状态   量
上海华谊(集团)公司                     546,900,447     47.29       0          无    0      国有法人
SCBHK A/C BBH S/A VANGUARD
                                         7,859,532      0.68       0          无    0      境外法人
EMERGING MARKETS STOCK INDEX FUND
中央汇金资产管理有限责任公司             7,438,100      0.64       0          无    0      国有法人
VANGUARD TOTAL       INTERNATIONAL
                                         4,921,701      0.43       0          无    0      境外法人
STOCK INDEX FUND
ISHARES CORE       MSCI   EMERGING
                                         4,075,447      0.35       0          无    0      境外法人
MARKETS ETF
                                                                                           境内自然
缪国庆                                   3,000,000      0.26       0          无    0
                                                                                           人




                                             4 / 19
                                     2017 年第三季度报告



中国工商银行股份有限公司-中证
上海国企交易型开放式指数证券投         2,857,042     0.25     0          无   0    未知
资基金
                                                                                   境内自然
方建伟                                 2,787,506     0.24     0          无   0
                                                                                   人
中国银行无锡分行                       2,605,981     0.23     0          无   0    国有法人
SCBHK A/C KG INVESTMENTS ASIA
                                       2,378,588     0.21     0          无   0    境外法人
LIMITED
                              前十名无限售条件股东持股情况
股东名称                              持有无限售条件流              股份种类及数量
                                        通股的数量                种类             数量
上海华谊(集团)公司                           546,900,447     人民币普通股         546,900,447
SCBHK A/C BBH S/A VANGUARD
EMERGING MARKETS STOCK INDEX                    7,859,532   境内上市外资股           7,859,532
FUND
中央汇金资产管理有限责任公司                    7,438,100    人民币普通股            7,438,100
VANGUARD TOTAL       INTERNATIONAL
                                                4,921,701   境内上市外资股           4,921,701
STOCK INDEX FUND
ISHARES CORE       MSCI   EMERGING
                                                4,075,447   境内上市外资股           4,075,447
MARKETS ETF
缪国庆                                          3,000,000   境内上市外资股           3,000,000
中国工商银行股份有限公司-中证
上海国企交易型开放式指数证券投                  2,857,042    人民币普通股            2,857,042
资基金
方建伟                                          2,787,506   境内上市外资股           2,787,506
中国银行无锡分行                                2,605,981    人民币普通股            2,605,981
SCBHK A/C KG INVESTMENTS ASIA
                                                2,378,588   境内上市外资股           2,378,588
LIMITED
上述股东关联关系或一致行动的说       公司股票于 2009 年 1 月 12 日起全流通,已无限售条件股
明                                   东。公司未知上述股东之间是否存在关联关系或属于《上
                                     市公司股东持股变动信息披露管理办法》规定的一致行动
                                     人。



2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情

   况表
□适用 √不适用




                                           5 / 19
                                          2017 年第三季度报告




   三、 重要事项


   3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
   √适用 □不适用


                                                                            单位:元    币种:人民币
                                                          比年初增
   项目       2017 年 9 月 30 日    2016 年 12 月 31 日                             说明
                                                          减(%)
货币资金           275,748,678.24       433,999,695.91          -36.46   主要系归还短期借款所致
                                                                         主要系以票据结算方式的货款
应收票据           707,876,546.17       448,822,006.32           57.72
                                                                         增加所致
预付账款           212,408,724.61        50,056,591.51          324.34   预付国家电网电费较年初增加

其他应收款          20,385,768.94           762,159.00     2,574.74      主要系权益性投资暂挂款

存货               235,428,097.44       159,466,728.86           47.63   主要系 EDC 产品存货增加

工程物资              614,364.86             37,478.63     1,539.24      系专用材料入库增加
                                                                         主要系减少华谊集团委贷借款
短期借款           776,000,000.00      1,256,000,000.00         -38.22
                                                                         所致
应付账款           593,744,013.95       358,647,789.59           65.55   应付国家电网电费较年初增加

应交税费            19,655,956.66        80,270,216.68          -75.51   本期未交增值税较年初减少
                                                          比上年增
   项目        2017 年 1-9 月         2016 年 1-9 月                                说明
                                                          减(%)
                                                                         主要系主导产品烧碱售价上涨
营业收入       5,413,527,994.50        5,020,668,661.72           7.82
                                                                         致使销售收入较上年同期增加
                                                                         主要系本报告期优化产品结
销售费用            99,234,574.20       133,943,737.36          -25.91
                                                                         构、降低储运费所致
                                                                         主要系本报告期停工损失及员
管理费用           103,601,898.84       239,312,844.71          -56.71   工辞退费用较上年同期大幅下
                                                                         降所致。
                                                                         主要系本期联营企业盈利水平
投资收益           180,210,430.53        44,784,406.14          302.40
                                                                         大幅提升所致
营业利润           602,467,315.98        -48,793,469.14     不适用       主要系因行业形势趋于好转,
                                                                         本报告期公司主导产品售价上
利润总额           603,948,442.12        -46,913,511.12     不适用       涨以及上述诸多因素导致本期
                                                                         营业利润、利润总额及净利润
净利润             602,530,472.34        -47,693,863.54     不适用
                                                                         均比上年同期大幅上升
少数股东损                                                               主要系合并范围内公司增加盈
                      462,198.57          -1,372,432.87     不适用
益                                                                       利所致

                                                6 / 19
                                     2017 年第三季度报告



   项目       2017 年 1-9 月     2016 年 1-9 月        差异                   说明
                                                                  主要系本报告期收入增加及因
经营活动现                                           118,674,6    精简人员支付给职工以及为职
               379,513,723.81      260,839,097.80
金净流量                                                 26.01    工支付的现金流出较上年同期
                                                                  减少所致
筹资活动现                                          -489,406,0    主要系本期归还贷款较上年同
               -524,930,782.65     -35,524,756.23
金净流量                                                 26.42    期增加



  3.2 重要事项进展情况及其影响和解决方案的分析说明
  √适用 □不适用
      公司于2017年9月28日召开2017年第一次临时股东大会,对《公司章程》的有关条款进行了修
  改(详见公司2017年9月29日披露于交易所网站http://www.sse.com.cn、《中国证券报》、《上
  海证券报》、《证券时报》及《香港商报》上的相关公告。)目前,公司正在办理工商变更事宜。



  3.3 报告期内超期未履行完毕的承诺事项
  □适用 √不适用



  3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警

      示及原因说明
  √适用 □不适用
      因行业形势相比去年同期趋于好转,公司产品烧碱价格稳定和化工区下游保持较好的开工率,
  以及投资收益大幅增长。预计公司年初至下一报告期期末的累计净利润与去年同期相比实现扭亏
  为盈,并且在今年三季报大幅盈利的基础上,继续实现业绩较大幅度增长。



                                                      公司名称     上海氯碱化工股份有限公司
                                                    法定代表人     黄岱列先生
                                                           日期    2017 年 10 月 27 日




                                           7 / 19
                                    2017 年第三季度报告




四、 附录


4.1 财务报表
                                     合并资产负债表
                                    2017 年 9 月 30 日
编制单位:上海氯碱化工股份有限公司

                                              单位:元 币种:人民币 审计类型:未经审计
                     项目                                 期末余额          年初余额
流动资产:
  货币资金                                            275,748,678.24       433,999,695.91
  结算备付金
  拆出资金
  以公允价值计量且其变动计入当期损益的金融
资产
  衍生金融资产
  应收票据                                            707,876,546.17       448,822,006.32
  应收账款                                            243,931,798.29       202,272,347.66
  预付款项                                            212,408,724.61        50,056,591.51
  应收保费
  应收分保账款
  应收分保合同准备金
  应收利息
  应收股利
  其他应收款                                              20,385,768.94        762,159.00
  买入返售金融资产
  存货                                                235,428,097.44       159,466,728.86
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                              -959,902.24
    流动资产合计                                    1,694,819,711.45      1,295,379,529.26
非流动资产:
  发放贷款和垫款
  可供出售金融资产                                    446,440,074.03       453,209,607.08
  持有至到期投资
  长期应收款
  长期股权投资                                        465,529,491.49       365,215,620.38
  投资性房地产
  固定资产                                          1,852,051,828.81      1,978,086,015.56
  在建工程                                                71,314,553.40     97,570,414.69

                                          8 / 19
                                 2017 年第三季度报告



  工程物资                                               614,364.86          37,478.63
  固定资产清理                                         -7,235,016.96
  生产性生物资产
  油气资产
  无形资产                                         258,828,449.35       267,521,472.23
  开发支出                                             20,821,141.01     17,364,046.98
  商誉
  长期待摊费用                                         10,960,446.39     15,196,164.92
  递延所得税资产                                          35,696.33          35,696.33
  其他非流动资产
   非流动资产合计                                3,119,361,028.71      3,194,236,516.80
      资产总计                                   4,814,180,740.16      4,489,616,046.06
流动负债:
  短期借款                                         776,000,000.00      1,256,000,000.00
  向中央银行借款
  吸收存款及同业存放
  拆入资金
  以公允价值计量且其变动计入当期损益的金融
负债
  衍生金融负债
  应付票据
  应付账款                                         593,744,013.95       358,647,789.59
  预收款项                                         278,874,549.62       243,595,103.99
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                     117,400,550.29       131,471,648.00
  应交税费                                             19,655,956.66     80,270,216.68
  应付利息                                              1,433,866.66      1,955,378.33
  应付股利                                              2,724,553.75      2,724,553.75
  其他应付款                                       100,794,452.31        88,814,552.29
  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债
  其他流动负债
   流动负债合计                                  1,890,627,943.24      2,163,479,242.63
非流动负债:
  长期借款
  应付债券
  其中:优先股
                                       9 / 19
                                    2017 年第三季度报告



         永续债
  长期应付款                                          170,000,000.00       170,000,000.00
  长期应付职工薪酬                                    177,845,054.20       181,130,000.00
  专项应付款                                              15,790,000.00     11,050,000.00
  预计负债                                                 1,238,255.07      1,238,255.07
  递延收益                                                 7,073,750.00      6,873,750.00
  递延所得税负债                                          12,870,261.73     14,562,645.00
  其他非流动负债
   非流动负债合计                                     384,817,321.00       384,854,650.07
      负债合计                                      2,275,445,264.24      2,548,333,892.70
所有者权益
  股本                                              1,156,399,976.00      1,156,399,976.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                          1,674,270,987.60      1,674,270,987.60
  减:库存股
  其他综合收益                                            15,508,270.48     20,585,420.26
  专项储备
  盈余公积                                                11,329,760.39     11,329,760.39
  一般风险准备
  未分配利润                                         -318,797,082.92       -920,865,356.69
  归属于母公司所有者权益合计                        2,538,711,911.55      1,941,720,787.56
  少数股东权益                                                23,564.37       -438,634.20
   所有者权益合计                                   2,538,735,475.92      1,941,282,153.36
      负债和所有者权益总计                          4,814,180,740.16      4,489,616,046.06
法定代表人:黄岱列先生 主管会计工作负责人: 张伟民先生 会计机构负责人:居培女士



                                    母公司资产负债表
                                    2017 年 9 月 30 日
编制单位:上海氯碱化工股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                     项目                                 期末余额          年初余额
流动资产:
  货币资金                                            149,552,040.56       371,434,054.50
  以公允价值计量且其变动计入当期损益的金融
资产
  衍生金融资产
  应收票据                                            270,340,944.54       256,156,372.62
  应收账款                                            688,043,917.08       323,192,407.70
  预付款项                                            158,200,616.21        51,172,870.23

                                          10 / 19
                                 2017 年第三季度报告



  应收利息
  应收股利
  其他应收款                                           25,351,993.33      4,509,657.46
  存货                                             231,707,441.92       155,028,612.34
  划分为持有待售的资产
  一年内到期的非流动资产                               20,000,000.00     20,000,000.00
  其他流动资产                                           -959,902.24
   流动资产合计                                  1,542,237,051.40      1,181,493,974.85
非流动资产:
  可供出售金融资产                                 420,074,012.62       426,458,325.42
  持有至到期投资
  长期应收款
  长期股权投资                                     573,864,311.47       473,550,440.36
  投资性房地产
  固定资产                                       1,837,246,630.50      1,960,644,705.74
  在建工程                                             63,407,364.63     91,697,502.44
  工程物资                                               614,364.86          37,478.63
  固定资产清理                                         -7,241,875.03
  生产性生物资产
  油气资产
  无形资产                                         247,467,645.56       254,644,610.18
  开发支出                                             20,821,141.01     17,364,046.98
  商誉
  长期待摊费用                                         10,960,446.39     15,196,164.92
  递延所得税资产
  其他非流动资产
   非流动资产合计                                3,167,214,042.01      3,239,593,274.67
      资产总计                                   4,709,451,093.41      4,421,087,249.52
流动负债:
  短期借款                                              776000000.00   1,256,000,000.00
  以公允价值计量且其变动计入当期损益的金融
负债
  衍生金融负债
  应付票据
  应付账款                                         587,964,995.12       341,939,490.32
  预收款项                                         222,052,304.85       232,409,605.46
  应付职工薪酬                                     110,117,099.07       121,407,244.00
  应交税费                                             15,758,435.27     75,506,168.49
  应付利息                                              1,163,866.66      1,955,378.33
  应付股利                                              1,189,676.90      1,189,676.90
  其他应付款                                           94,069,967.20     81,786,755.91
  划分为持有待售的负债
                                       11 / 19
                                         2017 年第三季度报告



  一年内到期的非流动负债
  其他流动负债
    流动负债合计                                         1,808,316,345.07          2,112,194,319.41
非流动负债:
  长期借款
  应付债券
  其中:优先股
         永续债
  长期应付款                                                170,000,000.00          170,000,000.00
  长期应付职工薪酬                                          177,845,054.20          181,130,000.00
  专项应付款                                                   15,790,000.00            11,050,000.00
  预计负债
  递延收益                                                      7,073,750.00             6,873,750.00
  递延所得税负债                                                8,132,427.85             9,728,506.05
  其他非流动负债
    非流动负债合计                                          378,841,232.05          378,782,256.05
       负债合计                                          2,187,157,577.12          2,490,976,575.46
所有者权益:
  股本                                                   1,156,399,976.00          1,156,399,976.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                               1,690,068,638.82          1,690,068,638.82
  减:库存股
  其他综合收益                                                  2,926,914.68             7,715,149.28
  专项储备
  盈余公积                                                     11,329,760.39            11,329,760.39
  未分配利润                                              -338,431,773.60           -935,402,850.43
    所有者权益合计                                       2,522,293,516.29          1,930,110,674.06
       负债和所有者权益总计                              4,709,451,093.41          4,421,087,249.52
法定代表人:黄岱列先生 主管会计工作负责人: 张伟民先生 会计机构负责人:居培女士

                                            合并利润表
                                          2017 年 1—9 月
编制单位:上海氯碱化工股份有限公司
                                                   单位:元 币种:人民币 审计类型:未经审计
                              本期金额              上期金额        年初至报告期   期    上年年初至报告期
         项目
                            (7-9 月)             (7-9 月)       末金额 (1-9 月)    期末金额(1-9 月)
一、营业总收入             1,770,262,154.03     1,902,126,376.36     5,413,527,994.50    5,020,668,661.72
其中:营业收入             1,770,262,154.03     1,902,126,376.36     5,413,527,994.50    5,020,668,661.72
     利息收入
     已赚保费

                                               12 / 19
                                        2017 年第三季度报告



      手续费及佣金收入
二、营业总成本               1,529,899,556.26    1,964,905,466.06      4,991,271,109.05   5,114,246,537.00
其中:营业成本               1,435,390,087.85    1,787,034,941.84      4,718,455,104.00   4,664,216,285.25
      利息支出
      手续费及佣金支出
      退保金
      赔付支出净额
      提取保险合同准备
金净额
      保单红利支出
      分保费用
      税金及附加                 8,885,081.93       11,298,791.46        26,164,911.21      22,060,157.18
      销售费用                 33,300,557.74        46,815,090.96        99,234,574.20      133,943,737.36
      管理费用                 40,689,028.27       101,296,139.52        103,601,898.84     239,312,844.71
      财务费用                 11,634,800.47        18,460,502.28        43,814,620.80      54,713,512.50
      资产减值损失
  加:公允价值变动收益
(损失以“-”号填列)
      投资收益(损失以         109,892,379.66        3,476,569.26        180,210,430.53     44,784,406.14
“-”号填列)
      其中:对联营企业         109,771,299.66        3,167,569.26        174,959,055.86       4,960,391.14
和合营企业的投资收益
      汇兑收益(损失以
“-”号填列)
      其他收益
三、营业利润(亏损以“-”     350,254,977.43      -59,302,520.44        602,467,315.98     -48,793,469.14
号填列)
  加:营业外收入                 2,001,226.98             340,543.00       2,065,784.54       2,720,423.13
      其中:非流动资产                                                           697.00       2,063,863.00
处置利得
  减:营业外支出                     7,671.40              2,181.67          584,658.40         840,465.11
      其中:非流动资产                                                                          10,858.74
处置损失
四、利润总额(亏损总额         352,248,533.01      -58,964,159.11        603,948,442.12     -46,913,511.12
以“-”号填列)
  减:所得税费用                   484,118.41             205,952.76       1,417,969.78         780,352.42
五、净利润(净亏损以           351,764,414.60      -59,170,111.87        602,530,472.34     -47,693,863.54
“-”号填列)
  归属于母公司所有者的         351,510,093.03      -58,655,607.08        602,068,273.77     -46,321,430.67
净利润
  少数股东损益                     254,321.57         -514,504.79            462,198.57     -1,372,432.87
六、其他综合收益的税后         -3,179,947.01        -4,920,123.14        -5,077,149.78        7,138,272.35


                                                13 / 19
                                   2017 年第三季度报告



净额
  归属母公司所有者的其    -3,179,947.01        -4,920,123.14   -5,077,149.78     7,138,272.35
他综合收益的税后净额
    (一)以后不能重分
类进损益的其他综合收益
       1.重新计量设定受
益计划净负债或净资产的
变动
       2.权益法下在被投
资单位不能重分类进损益
的其他综合收益中享有的
份额
    (二)以后将重分类    -3,179,947.01        -4,920,123.14   -5,077,149.78     7,138,272.35
进损益的其他综合收益
       1.权益法下在被投
资单位以后将重分类进损
益的其他综合收益中享有
的份额
       2.可供出售金融资   -3,179,947.01        -4,920,123.14   -5,077,149.78     7,138,272.35
产公允价值变动损益
       3.持有至到期投资
重分类为可供出售金融资
产损益
       4.现金流量套期损
益的有效部分
       5.外币财务报表折
算差额
       6.其他
  归属于少数股东的其他
综合收益的税后净额
七、综合收益总额          348,584,467.59      -64,090,235.01   597,453,322.56   -40,555,591.19
  归属于母公司所有者的    348,330,146.02      -63,575,730.22   596,991,123.99   -39,183,158.32
综合收益总额
  归属于少数股东的综合       254,321.57          -514,504.79       462,198.57   -1,372,432.87
收益总额
八、每股收益:
  (一)基本每股收益(元           0.3039             -0.0508           0.5206         -0.0401
/股)
  (二)稀释每股收益(元           0.3039             -0.0508           0.5206         -0.0401
/股)
法定代表人:黄岱列先生 主管会计工作负责人: 张伟民先生 会计机构负责人:居培女士



                                           14 / 19
                                         2017 年第三季度报告



                                           母公司利润表
                                          2017 年 1—9 月
编制单位:上海氯碱化工股份有限公司
                                                   单位:元 币种:人民币 审计类型:未经审计
                                                                      年初至报告期期末     上年年初至报告期
                              本期金额                上期金额
           项目                                                            金额               期末金额
                             (7-9 月)              (7-9 月)
                                                                         (1-9 月)           (1-9 月)
一、营业收入                 1,151,923,697.26     1,113,817,843.14    3,368,268,492.55     3,149,759,357.41
  减:营业成本                 837,932,503.67     1,004,786,389.49    2,736,506,951.30     2,809,381,695.95
        税金及附加               8,444,171.98        10,983,221.71       24,899,377.14        20,823,066.60
        销售费用               20,145,890.23         44,826,084.26       57,398,417.52       130,362,054.03
        管理费用               36,957,426.31         95,975,491.03       91,447,089.68       222,991,636.28
        财务费用               11,435,248.17         18,426,889.97       42,621,345.65        54,505,894.32
        资产减值损失
  加:公允价值变动收益
(损失以“-”号填列)
        投资收益(损失以       109,892,379.66         3,476,569.26      180,210,430.53        46,340,006.14
“-”号填列)
        其中:对联营企业       109,771,299.66         3,167,569.26      174,959,055.86        24,960,391.14
和合营企业的投资收益
        其他收益
二、营业利润(亏损以“-”     346,900,836.56       -57,703,664.06      595,605,741.79       -41,964,983.63
号填列)
  加:营业外收入                 1,881,226.98             54,343.00       1,942,322.04         2,123,306.00
        其中:非流动资产                                                          697.00       2,063,863.00
处置利得
  减:营业外支出                                                            576,987.00           716,497.08
        其中:非流动资产
处置损失
三、利润总额(亏损总额         348,782,063.54       -57,649,321.06      596,971,076.83       -40,558,174.71
以“-”号填列)
     减:所得税费用
四、净利润(净亏损以“-”     348,782,063.54       -57,649,321.06      596,971,076.83       -40,558,174.71
号填列)
五、其他综合收益的税后         -1,251,482.10         -4,965,270.00       -4,788,234.60         8,021,693.40
净额
  (一)以后不能重分类
进损益的其他综合收益
       1.重新计量设定受益
计划净负债或净资产的变

     2.权益法下在被投资
单位不能重分类进损益的

                                                15 / 19
                                        2017 年第三季度报告



其他综合收益中享有的份

     (二)以后将重分类进       -1,251,482.10         -4,965,270.00     -4,788,234.60     8,021,693.40
损益的其他综合收益
      1.权益法下在被投资
单位以后将重分类进损益
的其他综合收益中享有的
份额
      2.可供出售金融资产        -1,251,482.10         -4,965,270.00     -4,788,234.60     8,021,693.40
公允价值变动损益
      3.持有至到期投资重
分类为可供出售金融资产
损益
      4.现金流量套期损益
的有效部分
      5.外币财务报表折算
差额
      6.其他
六、综合收益总额                347,530,581.44       -62,614,591.06   592,182,842.23    -32,536,481.31
七、每股收益:
      (一)基本每股收益
(元/股)
      (二)稀释每股收益
(元/股)
法定代表人:黄岱列先生 主管会计工作负责人: 张伟民先生 会计机构负责人:居培女士

                                         合并现金流量表
                                         2017 年 1—9 月
编制单位:上海氯碱化工股份有限公司
                                                    单位:元 币种:人民币 审计类型:未经审计
                     项目                        年初至报告期期末金额       上年年初至报告期期末
                                                       (1-9 月)               金额(1-9 月)
一、经营活动产生的现金流量:
     销售商品、提供劳务收到的现金                     5,541,539,964.80            5,593,141,165.96
     客户存款和同业存放款项净增加额
     向中央银行借款净增加额
     向其他金融机构拆入资金净增加额
     收到原保险合同保费取得的现金
     收到再保险业务现金净额
     保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当
期损益的金融资产净增加额
     收取利息、手续费及佣金的现金
                                                 16 / 19
                                   2017 年第三季度报告



  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还                                           9,564.66        558,819.09
  收到其他与经营活动有关的现金                      41,440,744.94       34,520,990.96
    经营活动现金流入小计                       5,582,990,274.40       5,628,220,976.01
  购买商品、接受劳务支付的现金                 4,701,868,246.86       4,916,347,450.75
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                   130,985,391.36      254,045,615.43
  支付的各项税费                                   282,615,528.73      136,977,893.33
  支付其他与经营活动有关的现金                      88,007,383.64       60,010,918.70
    经营活动现金流出小计                       5,203,476,550.59       5,367,381,878.21
      经营活动产生的现金流量净额                   379,513,723.81      260,839,097.80
二、投资活动产生的现金流量:
  收回投资收到的现金
  取得投资收益收到的现金                            96,151,374.67       40,824,015.00
  处置固定资产、无形资产和其他长期资                     104,968.00      2,439,133.72
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金                       4,940,000.00          340,000.00
    投资活动现金流入小计                           101,196,342.67       43,603,148.72
  购建固定资产、无形资产和其他长期资                77,589,814.77       36,810,395.13
产支付的现金
  投资支付的现金                                    35,254,815.25       18,316,800.00
  质押贷款净增加额
  取得子公司及其他营业单位支付的现
金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                           112,844,630.02       55,127,195.13
      投资活动产生的现金流量净额                   -11,648,287.35      -11,524,046.41
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  其中:子公司吸收少数股东投资收到的
现金
  取得借款收到的现金                           1,326,000,000.00       1,444,100,000.00
  发行债券收到的现金
  收到其他与筹资活动有关的现金
    筹资活动现金流入小计                       1,326,000,000.00       1,444,100,000.00

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                                   2017 年第三季度报告



  偿还债务支付的现金                           1,806,206,625.00            1,422,100,000.00
  分配股利、利润或偿付利息支付的现金                44,724,157.65            57,524,756.23
  其中:子公司支付给少数股东的股利、
利润
  支付其他与筹资活动有关的现金
    筹资活动现金流出小计                       1,850,930,782.65            1,479,624,756.23
      筹资活动产生的现金流量净额                -524,930,782.65             -35,524,756.23
四、汇率变动对现金及现金等价物的影响                -1,185,671.48             1,264,414.72
五、现金及现金等价物净增加额                    -158,251,017.67             215,054,709.88
  加:期初现金及现金等价物余额                     433,999,695.91           240,369,250.29
六、期末现金及现金等价物余额                  275,748,678.24         455,423,960.17
法定代表人:黄岱列先生 主管会计工作负责人: 张伟民先生 会计机构负责人:居培女士



                                  母公司现金流量表
                                    2017 年 1—9 月
编制单位:上海氯碱化工股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
               项目                     年初至报告期期末金额          上年年初至报告期期末
                                              (1-9 月)                  金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                 3,341,778,587.14            3,381,111,459.34
  收到的税费返还                                                                 545,598.96
  收到其他与经营活动有关的现金                      40,897,309.20             33,317,888.26
    经营活动现金流入小计                       3,382,675,896.34            3,414,974,946.56
  购买商品、接受劳务支付的现金                 2,633,547,817.60            2,751,341,812.89
  支付给职工以及为职工支付的现金                   102,200,765.86            219,258,568.67
  支付的各项税费                                   266,320,406.27            127,134,739.33
  支付其他与经营活动有关的现金                      67,398,845.60             54,733,907.68
    经营活动现金流出小计                       3,069,467,835.33            3,152,469,028.57
  经营活动产生的现金流量净额                       313,208,061.01            262,505,917.99
二、投资活动产生的现金流量:
  收回投资收到的现金
  取得投资收益收到的现金                            96,151,374.67             42,379,615.00
  处置固定资产、无形资产和其他长期资                     104,968.00            2,066,193.72
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金                       4,940,000.00                340,000.00
    投资活动现金流入小计                           101,196,342.67             44,785,808.72
  购建固定资产、无形资产和其他长期资                75,473,281.57             34,867,767.39
产支付的现金

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  投资支付的现金                                    35,254,815.25     68,316,800.00
  取得子公司及其他营业单位支付的现
金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                           110,728,096.82    103,184,567.39
      投资活动产生的现金流量净额                    -9,531,754.15    -58,398,758.67
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  取得借款收到的现金                           1,326,000,000.00     1,444,000,000.00
  发行债券收到的现金
  收到其他与筹资活动有关的现金
    筹资活动现金流入小计                       1,326,000,000.00     1,444,000,000.00
  偿还债务支付的现金                           1,806,206,625.00     1,422,000,000.00
  分配股利、利润或偿付利息支付的现金                44,166,024.32     56,759,022.90
  支付其他与筹资活动有关的现金
    筹资活动现金流出小计                       1,850,372,649.32     1,478,759,022.90
      筹资活动产生的现金流量净额                -524,372,649.32      -34,759,022.90
四、汇率变动对现金及现金等价物的影响                -1,185,671.48      1,264,414.72
五、现金及现金等价物净增加额                    -221,882,013.94      170,612,551.14
  加:期初现金及现金等价物余额                     371,434,054.50    212,133,296.30
六、期末现金及现金等价物余额                  149,552,040.56         382,745,847.44
法定代表人:黄岱列先生 主管会计工作负责人: 张伟民先生 会计机构负责人:居培女士



4.2 审计报告
□适用 √不适用




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