新闻源 财富源

2020年06月02日 星期二

氯碱B股(900908)公告正文

上海氯碱化工股份有限公司2006年第三季度报告

公告日期:2006-10-31


             上海氯碱化工股份有限公司2006年第三季度报告

    
     §1 重要提示
    1.1 本公司董事会及其董事保证本报告所载资料不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性承担个别及连带责任。  1.2 公司全体董事出席董事会会议。  1.3 公司第三季度财务报告未经审计。 
    1.4 公司负责人王强先生,主管会计工作负责人李军先生,会计机构负责人(会计主管人员)李宁女士声明:保证本季度报告中财务报告的真实、完整。
    §2 公司基本情况
    2.1 公司基本信息
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  股票简称                氯碱化工                         变更前简称(如有)            G氯碱                           
  股票代码                600618                                                                                       
  股票简称                氯碱B股                          变更前简称(如有)                                            
  股票代码                900908                                                                                       
                          董事会秘书                                                   证券事务代表                    
  姓名                    许沛文                                                       沈琴怡                          
  联系地址                上海市龙吴路4747号                                           上海市龙吴路4747号              
  电话                    64340601                                                     64342640                        
  传真                    64342640                                                     64342640                        
  电子信箱                shxpw@126.com                                                shqy0227@126.com                
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
2.2 财务资料
    2.2.1 主要会计数据及财务指标
    币种:人民币
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
                                                   本报告期末            上年度期末           本报告期末比上年度期末增 
                                                                                              减(%)                 
  总资产(元)                                       5,254,837,578.38      5,054,714,769.30     3.96                     
  股东权益(不含少数股东权益)(元)                 2,838,032,640.86      2,925,340,411.48     -2.98                    
  每股净资产(元)                                   2.437                 2.512                -2.99                    
  调整后的每股净资产(元)                           2.313                 2.387                -3.10                    
                                                   报告期(7-9月)         年初至报告期期末(1-  本报告期比上年同期增减( 
                                                                         9月)                 %)                     
  经营活动产生的现金流量净额(元)                   145,235,870.57        340,382,359.64                                
  每股收益(元)                                     -0.044                -0.075               -594.38                  
  每股收益注1(元)                                  -0.044                                                              
  净资产收益率(%)                                  -1.804                -3.076               减少2.164个百分点        
  扣除非经常性损益后的净资产收益率(%)              -1.804                -4.613               减少2.165个百分点        
  非经常性损益项目                                                       金额(单位:元)                              
  处置长期股权投资、固定资产、在建工程、无形资产、其他长期资产产生的损   -1,839.44                                     
  益                                                                                                                   
  合计                                                                   -1,839.44                                     
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
注1:如果报告期末至报告披露日,公司股本发生变化的,按新股本计算。
    
    2.2.2 利润表
    单位: 元 币种:人民币 审计类型:未经审计 


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  项目                                         合并                                母公司                              
                                               本期数 (7-9月)   上年同期数 (7-9   本期数 (7-9月)   上年同期数 (7-9  
                                                                月)                                  月)               
  一、主营业务收入                             946,429,575.20   989,433,136.79     892,904,980.17    922,598,552.82    
  减:主营业务成本                             899,394,439.94   863,623,588.44     863,732,218.75    806,247,866.43    
  主营业务税金及附加                           1,572,973.84     3,006,449.64       606,534.82        2,466,873.77      
  二、主营业务利润(亏损以“-”号填列)        45,462,161.42    122,803,098.71     28,566,226.60     113,883,812.62    
  加:其他业务利润(亏损以“-”号填列)        685,901.31       2,113,521.34       587,460.22        2,034,484.86      
  减:营业费用                                 22,279,140.75    21,247,900.20      20,505,788.73     19,923,717.17     
  管理费用                                     63,092,450.16    69,597,500.56      52,586,449.39     66,246,163.04     
  财务费用                                     24,488,968.81    21,384,700.68      23,373,871.69     21,523,787.12     
  三、营业利润(亏损以“-”号填列)            -63,712,496.99   12,686,518.61      -67,312,422.99    8,224,630.15      
  加:投资收益(损失以“-”号填列)            12,879,977.01    228,712.94         15,904,725.57     3,755,797.71      
  补贴收入                                     0                0                  0                 0                 
  营业外收入                                   0                14,315.33          0                 1,213.97          
  减:营业外支出                               2,404.50         24,673.23          0                 0                 
  四、利润总额(亏损总额以“-”号填列)        -50,834,924.48   12,904,873.65      -51,407,697.42    11,981,641.83     
  减:所得税                                   815,737.70       2,198,907.54       0                 1,797,246.30      
  减:少数股东损益                             -466,321.96      298,213.38         0                 0                 
  加:未确认投资损失(合并报表填列)             0                0                  0                 0                 
  五、净利润(亏损以“-”号填列)              -51,184,340.22   10,407,752.73      -51,407,697.42    10,184,395.53     
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━

    单位: 元 币种:人民币 审计类型:未经审计 


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  项目                                        合并                                 母公司                              
                                              本期数 (1-9月)     上年同期数 (1-9   本期数 (1-9月)     上年同期数 (1-9  
                                                                 月)                                  月)              
  一、主营业务收入                            2,778,210,585.11   2,956,700,462.68  2,614,417,079.63   2,739,464,200.81 
  减:主营业务成本                            2,582,677,225.98   2,666,912,489.00  2,471,423,554.34   2,476,988,078.94 
  主营业务税金及附加                          4,504,499.14       7,861,874.94      1,797,209.77       6,825,713.26     
  二、主营业务利润(亏损以“-”号填列)       191,028,859.99     281,926,098.74    141,196,315.52     255,650,408.61   
  加:其他业务利润(亏损以“-”号填列)       2,977,329.17       8,816,065.65      2,582,557.60       8,669,513.05     
  减:营业费用                                65,390,076.84      68,325,784.28     60,648,526.72      63,352,747.38    
  管理费用                                    161,855,654.50     190,577,919.78    133,588,260.48     181,181,483.77   
  财务费用                                    72,806,841.48      62,901,500.29     69,315,795.36      63,271,522.32    
  三、营业利润(亏损以“-”号填列)           -106,046,383.66    -31,063,039.96    -119,773,709.44    -43,485,831.81   
  加:投资收益(损失以“-”号填列)           16,662,435.83      -2,104,781.77     27,557,527.86      7,356,953.95     
  补贴收入                                    0                  0                 0                                   
  营业外收入                                  4,270,042.96       18,425.37         4,238,842.96       4,769.17         
  减:营业外支出                              4,847.28           36,095.16         503.61                              
  四、利润总额(亏损总额以“-”号填列)       -85,118,752.15     -33,185,491.52    -87,977,842.23     -36,124,108.69   
  减:所得税                                  2,033,485.49       -4,178,783.55     0                  -5,418,616.28    
  减:少数股东损益                            155,532.98         1,028,712.83                                          
  加:未确认投资损失(合并报表填列)                                                                                     
  五、净利润(亏损以“-”号填列)             -87,307,770.62     -30,035,420.80    -87,977,842.23     -30,705,492.41   
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━

    2.3 报告期末股东总数及前十名无限售条件流通股股东持股表(已完成股权分置改革)
    单位:股


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  报告期末股东总数(户)                                 76,778                                                        
  前十名无限售条件流通股股东持股情况                                                                                   
  股东名称(全称)                                         期末持有无限售条件流通股的  种类                              
                                                         数量                                                          
  DEBORAHWANGLIN                                         3,523,000                   境内上市外资股                    
  DAIWASECURITIESSMBCHONGKONGLTD-CLIENTSACCOUNT          3,450,500                   境内上市外资股                    
  NAITOSECURITIESCO.,LTD.                                2,481,554                   境内上市外资股                    
  张焱ZHANGYAN                                           2,387,762                   境内上市外资股                    
  粤兴发有限公司                                         1,742,561                   境内上市外资股                    
  郁玉生                                                 1,359,300                   境内上市外资股                    
  HSBCFUNDSERVICESA/C006-113039-431                      1,310,000                   境内上市外资股                    
  TOYOSECURITIESASIALTD.A/CCLIENT                        1,265,170                   境内上市外资股                    
  HSBCN/UBSAG                                            1,223,000                   境内上市外资股                    
  MELLONS/APOLUNINCAPITALPARTNERS-EMERGINGMARKETSACTIVE  1,200,000                   境内上市外资股                    
  FUND                                                                                                                 
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
§3 管理层讨论与分析
    3.1 公司报告期内经营活动总体状况的简要分析
    本报告期,公司受国际市场原油价格涨价带动主导产品聚氯乙烯原材料乙烯价格联动上扬和主导产品聚氯乙烯价格上涨乏力以及氯产品价格下跌等诸多不利因素的影响,生产经营出现较大幅度的亏损。2006年1-9月,公司实现主营收入27.78亿元,比去年同期下降6.04%,主营业务利润1.91亿元,比去年同期下降32.24%,净利润-8731万元,比去年同期下降190.68%。
    本报告期,面对诸多不利因素的影响,公司一方面针对市场情况,不断调整生产方案,增加盈利产品的生产;另一方面,继续按照已确定的主导产品烧碱、聚氯乙烯错位竞争战略,扩大产品出口,进一步加大主导产品向国际市场拓展的力度。2006年1-9月,聚氯乙烯出口量比去年同期增长562.74%,烧碱出口量比去年同期增长53.41%。同时,公司对外投资收益显著提高。本报告期内,母公司投资收益1590万元,比去年同期增长323.47%,而公司在上海化学工业区投资的PC一期、MDI、PC物流等项目也已先后建成并投产。公司将步入对外投资收获期,从而真正实现公司盈利模式的转变。
    3.1.1 占主营收入或主营业务利润总额10%以上的主营行业或产品情况
    √适用 □不适用
    单位:元 币种:人民币 审计类型:未经审计


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
                               主营业务收入                     主营业务成本                     毛利率(%)             
  分行业                                                                                                               
  工业                         2,706,118,310.36                 2,519,711,375.50                 6.89                  
  商业                         50,820,811.64                    49,298,381.99                    3.00                  
  运输业                       7,486,280.78                     5,440,673.72                     27.32                 
  旅游服务业                   13,785,182.33                    8,226,794.77                     40.32                 
  分产品                                                                                                               
  聚氯乙烯                     1,554,365,142.62                 1,609,262,436.26                 -3.53                 
  烧碱                         471,352,108.34                   313,211,317.83                   33.55                 
  氯产品                       411,133,583.56                   372,343,072.32                   9.44                  
  粒料及其他                   341,359,750.59                   287,860,399.57                   15.67                 
  其中:关联交易                110,504,421.64                   104,460,467.55                   5.47                  
  关联交易的定价原则           按市场价定价。                                                                          
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
3.1.2 公司经营的季节性或周期性特征
    □适用 √不适用 
    3.1.3 报告期利润构成情况(主营业务利润、其他业务利润、期间费用、投资收益、补贴收入与营业外收支净额在利润总额中所占比例与前一报告期相比的重大变动及原因的说明)
    √适用 □不适用
    单位:元 币种:人民币 审计类型:未经审计


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  项目                   本期实际(7-9月)        占利润总额比重%         前一报告期(1-6月)        占利润总额比重%       
  主营业务利润           4,546.22               89.43                   14,556.67                424.59                
  其他业务利润           68.59                  1.3                     229.14                   6.68                  
  期间费用               10,986.06              -216.11                 19,019.20                -554.76               
  投资收益               1,287.99               25.34                   378.25                   11.03                 
  营业外收支净额         -0.24                  0.00                    426.76                   12.45                 
  利润总额               -5,083.50              -100.00                 -3,428.38                -100.00               
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
与前一报告期相比重大变动原因说明:
     1、主营业务利润所占比重比上一报告期下降335.16个百分点。主要是本报告期公司主要生产原料乙烯价格上涨幅度远远大于该产品的销售价格,导致该产品生产成本进一步上升,致使毛利空间大幅缩减;同时,液氯和盐酸两个产品的销售价格比上一报告期下跌,致使毛利下降。
    2、期间费用所占比重比上一报告期下降338.65个百分点。主要是本报告期公司主营业务利润下降导致费用权重下降。
    3.1.4 主营业务及其结构与前一报告期相比发生重大变化的情况及原因说明
    □适用 √不适用 
    3.1.5 主营业务盈利能力(毛利率)与前一报告期相比发生重大变化的情况及其原因说明
    □适用 √不适用
    3.2 重大事项及其影响和解决方案的分析说明
    √适用 □不适用
    一、报告期内公司重大诉讼、仲裁事项: (一)报告期内公司无新增重大诉讼、仲裁事项。 (二)已在前一报告期中披露,但尚未结案的重大诉讼、仲裁事项:
    关于本公司控股子公司上海氯碱化工贸易有限公司所涉及的2005年年初进口化工原料诈骗案,本报告期内有新的进展。
    上海氯碱化工贸易有限公司诉上海子能经贸有限公司、上海子能企业发展有限公司、上海子能高科股份有限公司、上海子能制药有限公司及自然人1300万元买卖合同纠纷案,2006年8月21日本公司与上海子能制药有限公司签订和解协议,约定其在2006年9月21日之前一次性向我方支付人民币200万元,支付后即解除双方的债权债务关系。截止本报告期末,上海子能制药有限公司已将200万元递交法院。详情请见刊登在《中国证券报》、《上海证券报》、《香港商报》(以下所指公司刊登的公告均为此三报)上的2006年3月31日公司2005年年度报告、2006年4月26日公司2006年第一季度报告、2006年8月30日公司2006年中期报告。
    二、报告期内公司投资项目进展情况
    1、20万吨/年聚碳酸酯项目,2006年9月5日在上海化工区隆重举行一期项目投产仪式,初期年产10万吨,到2008年年产增至20万吨。详情请见刊登在《中国证券报》、《上海证券报》、《香港商报》(以下所指公司刊登的公告均为此三报)上的2006年3月31日公司2005年年度报告、2006年8月30日公司2006年中期报告。
    2、24万吨/年联恒异氰酸酯合资项目,2006年8月投产后,装置已经达到可行性研究报告预测的开工率,产品质量良好,并已实现客户销售。详情请见(同上)。
    3、4万吨/年糊状树脂扩产项目建设进展顺利,报告期内,聚合釜吊装完毕,干燥、包装厂房具备安装条件。目前,聚合单元进入安装阶段,辅助装置进入土建施工阶段。详情请见(同上)。
    4、上海新天原化工物流有限公司(拜耳)PC仓储和包装项目,2006年9月建成并投入运营。随着与拜耳、亨斯曼等国际公司的业务合作,上海新天原化工物流有限公司在专业物流行业的影响力进一步提高。目前,上海新天原化工物流有限公司正积极努力拓展物流品牌效应,争取打造“一体化”物流产业链,真正实现企业物流向物流企业转变。详情请见(同上)。
    5、为推进实施“优化资源利用,致力结构调整”发展战略,本公司出资建设2万吨/年偏二氯乙烯工业化项目。该项目总投资6254万元,由本公司与华东理工大学、工程化学设计院三方共同参与,有着鲜明的产、学、研及工程放大设计等相结合的特色,是国内偏二氯乙烯生产的技术创新,具有自主知识产权。项目立足于本公司现有的产品资源——氯乙烯、氯气和烧碱,使本公司现有的产品向下游方向延伸,生产出更高附加值的产品,为公司的产品结构多元化提供了现实可行的战略选择。目前,该项目已顺利通过安全评估和卫生评估,环境评估和项目初步设计工作正在进行中。
    三、报告期内公司资产出售情况
    2006年7月9日,公司董事会联签决定,转让本公司持有的上海赫克力士化工有限公司40%股权给美国赫克力士(Hercules Inc.)公司。该资产的帐面价值为3609.34万元人民币,评估价值为4888.16万元人民币,按照持股比例,实际出售金额为2520万元人民币,本次出售价格的确定依据以资产评估为基准,协商确定。2006年7月18日完成股权交割手续,2006年9月23日获上海对外投资委员会批复,2006年10月24日完成工商变更手续。
    四、与日常经营相关的关联交易 (1)购买商品、接受劳务的重大关联交易
    单位:万元 币种:人民币


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  关联方名称                                        关联交易内容         关联交易定价原则            关联交易金额      
  上海天原集团国际贸易有限公司                      原材料               按市场价定价                15,559.26         
  上海氯碱创业有限公司                              原材料               按市场价定价                1,444.80          
  上海天坛助剂有限公司                              原材料               按市场价定价                248.26            
  上海天原(集团)有限公司                          原材料               按市场价定价                2,848.38          
  上海吴泾化工有限公司                              原材料               按市场价定价                2,766.07          
  上海天原集团国际贸易有限公司                      接受劳务             参照市场价协商确定          314.03            
  上海氯碱创业有限公司                              接受劳务             参照市场价协商确定          1,238.86          
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
(2)销售商品、提供劳务的重大关联交易
    单位:万元 币种:人民币


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  关联方名称                                        关联交易内容         关联交易定价原则            关联交易金额      
  上海天原(集团)有限公司                          销售货物             按市场价定价                0.38              
  上海氯碱创业有限公司                              销售货物             按市场价定价                3,312.97          
  上海三爱富新材料有限公司                          销售货物             按市场价定价                2,541.12          
  上海天原集团胜德塑料有限公司                      销售货物             按市场价定价                132.31            
  上海天原国际贸易有限公司                          销售货物             按市场价定价                232.56            
  上海氯威塑料有限公司                              销售货物             按市场价定价                94.42             
  上海天坛助剂有限公司                              销售货物             按市场价定价                29.38             
  上海吴泾化工有限公司                              销售货物             按市场价定价                585.94            
  上海焦化有限公司                                  销售货物             按市场价定价                175.8             
  上海树脂厂有限公司                                销售货物             按市场价定价                34.59             
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━

     五、2006年第三季度期末资金被占用情况及清欠进展情况
    √适用 □不适用
    单位:万元


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  大股东及其附属企业非经营性占用上市公司资金的余额                      清欠方式          清欠金额                      
  年初                                期末                                                                              
                                                                                                                        
                                                                                                                        
                                                                                                                        
  10,090                              3,918.95                          现金清偿          117.19          2006-02      
                                                                        其它              1.56            2006-02      
                                                                        现金清偿          109.29          2006-04      
                                                                        现金清偿          300.00          2006-04      
                                                                        现金清偿          3,934.42        2006-06      
                                                                        现金清偿          348.58          2006-06      
                                                                        现金清偿          8.51            2006-06      
                                                                        其它              1,351.50        2006-09      
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
清欠进展情况:
    1、2006年8月28日,公司召开第五届第十一次临时董事会议,审议通过《关于核销上海百士高塑胶有限公司其它应收账款的议案》。2006年9月,公司财务完成该笔其它应收账款核销记账处理。
    2、2006年8月7日,公司召开第五届第十次临时董事会议,审议通过了《上海氯碱化工股份有限公司关于实施大股东及其附属企业“以股抵债”报告书》,并提交股东大会审议。上海华谊的部分国家股抵偿太平洋生物对本公司欠款的方案,于2006年9月12日获国务院国有资产监督管理委员会国资产权[2006]1133号文予以批复。2006年9月13日公司召开上海氯碱化工股份有限公司2006年第一次临时股东大会,投票通过该议案。2006年9月21日,公司以股抵债方案获中国证券监督管理委员会证监公司字[2006]205号文批复。2006年10月9日,公司关于注销以股抵债股份的申请由上海市对外投资工作委员会转报商务部核准。目前,商务部核准工作仍在进行之中。
    3.3 会计政策、会计估计、合并范围变化以及重大会计差错的情况及原因说明
    □适用 √不适用 
    3.4 经审计且被出具"非标意见"情况下董事会和监事会出具的相关说明
    □适用 √不适用 
    3.5 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及说明
    √适用 □不适用
    2006年1-9月公司已累计亏损8730万元。进入第四季度,虽然随着国际石油价格下降,公司主要原料乙烯价格也有下降,公司主导产品聚氯乙烯毛利亏损率明显下降,但由于乙烯价格下降滞后于石油价格的下降,且乙烯价格结算滞后一个月,加上聚氯乙烯价格亦出现下降趋势,因此,预计2006年公司将出现亏损。
    3.6 公司对已披露的年度经营计划或预算的滚动调整情况
    □适用 √不适用 
    3.7 公司原非流通股东在股权分置改革过程中做出的特殊承诺及其履行情况
    √适用 □不适用
    


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  股东名称                                 特殊承诺                                                  承诺履行情况      
  上海氯碱化工综合公司                     在法定禁售期满后,通过证券交易所挂牌交易出售原非流通股股  按照承诺履行      
                                           份,出售数量占其所持有的氯碱化工股份总数的比例在十二个月                    
                                           内不超过百分之三十,在二十四个月内不超过百分之六十。                        
  上海天原(集团)有限公司                 在法定禁售期满后,通过证券交易所挂牌交易出售原非流通股股  按照承诺履行      
                                           份,出售数量占其所持有的氯碱化工股份总数的比例在十二个月                    
                                           内不超过百分之三十,在二十四个月内不超过百分之六十。                        
  上海氯碱化工房产开发经营公司             在法定禁售期满后,通过证券交易所挂牌交易出售原非流通股股  按照承诺履行      
                                           份,出售数量占其所持有的氯碱化工股份总数的比例在十二个月                    
                                           内不超过百分之三十,在二十四个月内不超过百分之六十。                        
  氯碱总厂(职工技协)                     在法定禁售期满后,通过证券交易所挂牌交易出售原非流通股股  按照承诺履行      
                                           份,出售数量占其所持有的氯碱化工股份总数的比例在十二个月                    
                                           内不超过百分之三十,在二十四个月内不超过百分之六十。                        
  上海工程化学设计院有限公司               在法定禁售期满后,通过证券交易所挂牌交易出售原非流通股股  按照承诺履行      
                                           份,出售数量占其所持有的氯碱化工股份总数的比例在十二个月                    
                                           内不超过百分之三十,在二十四个月内不超过百分之六十。                        
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
3.8 截止本次季报公告日,未进入股改程序公司的股改工作时间安排说明
    □适用 √不适用 
    截止本次季报公告日,未进入股改程序公司的相关说明
    □适用 √不适用 
    
    
    上海氯碱化工股份有限公司
    法定代表人:王强先生
    2006年10月31日
    §4 附录
     资产负债表 2006年9月30日
    编制单位: 上海氯碱化工股份有限公司
    单位: 元 币种:人民币 审计类型:未经审计 


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  项目                                       合并                                 母公司                               
                                             期末数            期初数             期末数             期初数            
  流动资产:                                                                                                           
  货币资金                                   625,457,440.01    626,126,013.30     545,777,205.04     498,952,433.42    
  短期投资                                   0                 3,000,000.00       0                                    
  应收票据                                   121,772,090.03    149,224,186.56     93,072,543.23      120,104,011.51    
  应收股利                                   0                                    0                                    
  应收利息                                   0                                    0                                    
  应收账款                                   214,614,515.88    206,037,255.12     185,337,641.36     183,713,330.38    
  其他应收款                                 80,917,163.16     91,163,624.72      62,206,922.94      72,490,141.71     
  预付账款                                   33,403,534.18     49,376,823.81      26,325,839.97      43,169,756.44     
  应收补贴款                                 0                                    0                                    
  存货                                       387,500,512.29    327,064,187.95     356,715,830.44     301,280,579.70    
  待摊费用                                   320,787.70        1,503,063.84       19,236.88                            
  一年内到期的长期债权投资                                                                                             
  其他流动资产                                                                                                         
  流动资产合计                               1,463,986,043.25  1,453,495,155.30   1,269,455,219.86   1,219,710,253.16  
  长期投资:                                                                                                           
  长期股权投资                               976,707,783.71    804,815,460.80     1,293,239,226.79   1,116,044,744.00  
  长期债权投资                               0                 1,000,000.00       0                  1,000,000.00      
  长期投资合计                               976,707,783.71    805,815,460.80     1,293,239,226.79   1,117,044,744.00  
  其中:合并价差                             -2,686,214.72     -2,686,214.72                                           
  其中:股权投资差额                                                                                                   
  固定资产:                                                                                                           
  固定资产原价                               5,270,390,243.47  5,069,540,307.39   4,905,027,337.23   4,845,083,825.53  
  减:累计折旧                               2,853,831,874.50  2,649,432,463.11   2,706,044,955.08   2,518,463,040.69  
  固定资产净值                               2,416,558,368.97  2,420,107,844.28   2,198,982,382.15   2,326,620,784.84  
  减:固定资产减值准备                       51,064,334.83     51,064,334.83      51,064,334.83      51,064,334.83     
  固定资产净额                               2,365,494,034.14  2,369,043,509.45   2,147,918,047.32   2,275,556,450.01  
  工程物资                                   87,733,506.95     41,676,314.02      75,965,879.14      27,760,481.02     
  在建工程                                   354,300,642.70    380,434,168.36     225,598,572.79     212,556,635.76    
  固定资产清理                               4,467,716.52                         4,467,716.52       0                 
  固定资产合计                               2,811,995,900.31  2,791,153,991.83   2,453,950,215.77   2,515,873,566.79  
  无形资产及其他资产:                                                                                                 
  无形资产                                   1,488,127.83      2,014,223.77       737,524.83         747,554.47        
  长期待摊费用                               659,723.28        2,235,937.60       659,723.28         743,056.28        
  其他长期资产                               0                                    0                  0                 
  无形资产及其他资产合计                     2,147,851.11      4,250,161.37       1,397,248.11       1,490,610.75      
  递延税项:                                                                                                           
  递延税款借项                                                                                                         
  资产总计                                   5,254,837,578.38  5,054,714,769.30   5,018,041,910.53   4,854,119,174.70  
  流动负债:                                                                                                           
  短期借款                                   1,475,242,800.00  1,180,671,200.00   1,474,162,800.00   1,179,471,200.00  
  应付票据                                   63,274,653.88     4,207,050.00       63,274,653.88      0                 
  应付账款                                   234,417,698.44    125,917,638.89     230,982,671.06     106,717,794.37    
  预收账款                                   58,769,173.81     64,544,858.59      63,374,124.69      64,250,041.79     
  应付工资                                   113,134.88        0                  0                  0                 
  应付福利费                                 -1,589,171.02     907,808.14         -2,422,488.83      0                 
  应付股利                                   1,717,513.75      1,719,193.75       1,426,616.90       1,428,296.90      
  应交税金                                   8,410,903.11      13,113,013.29      6,065,042.21       9,931,323.50      
  其他应交款                                 872,524.96        447,765.55         178,048.49         403,236.87        
  其他应付款                                 87,938,165.41     54,503,232.84      75,161,618.36      41,717,463.67     
  预提费用                                   7,474,905.24      2,608,781.04       6,225,629.44       2,608,781.04      
  预计负债                                   0                                    0                                    
  一年内到期的长期负债                       135,670,000.00    361,670,000.00     73,270,000.00      333,270,000.00    
  其他流动负债                                                                                                         
  流动负债合计                               2,072,312,302.46  1,810,310,542.09   1,991,698,716.20   1,739,798,138.14  
  长期负债:                                                                                                           
  长期借款                                   204,600,000.00    178,600,000.00     100,000,000.00     100,000,000.00    
  应付债券                                   0                                    0                                    
  长期应付款                                 26,026,345.12     26,026,345.12      26,026,345.12      26,026,345.12     
  专项应付款                                 57,120,000.00     57,120,000.00      57,120,000.00      57,120,000.00     
  其他长期负债                                                                                                         
  长期负债合计                               287,746,345.12    261,746,345.12     183,146,345.12     183,146,345.12    
  递延税项:                                                                                                           
  递延税款贷项                                                                                                         
  负债合计                                   2,360,058,647.58  2,072,056,887.21   2,174,845,061.32   1,922,944,483.26  
  少数股东权益                               56,746,289.94     57,317,470.61                                           
  所有者权益(或股东权益):                                                                                           
  实收资本(或股本)                         1,164,483,067.00  1,164,483,067.00   1,164,483,067.00   1,164,483,067.00  
  减:已归还投资                             0                                    0                                    
  实收资本(或股本)净额                     1,164,483,067.00  1,164,483,067.00   1,164,483,067.00   1,164,483,067.00  
  资本公积                                   1,566,247,994.15  1,566,247,994.15   1,566,247,994.15   1,566,247,994.15  
  盈余公积                                   136,194,779.64    136,194,779.64     129,262,053.23     129,262,053.23    
  其中:法定公益金                           0                 11,626,873.42      0                  8,324,873.86      
  未分配利润                                 -28,893,199.93    58,414,570.69      -16,796,265.17     71,181,577.06     
  拟分配现金股利                                                                                                       
  外币报表折算差额                                                                                                     
  减:未确认投资损失                                                                                                   
  所有者权益(或股东权益)合计               2,838,032,640.86  2,925,340,411.48   2,843,196,849.21   2,931,174,691.44  
  负债和所有者权益(或股东权益)总计         5,254,837,578.38  5,054,714,769.30   5,018,041,910.53   4,854,119,174.70  
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
公司法定代表人:王强先生           主管会计工作负责人: 李军先生           会计机构负责人: 李宁女士
    
    
    
    
    
     现金流量表 2006年1-9月
    编制单位: 上海氯碱化工股份有限公司
    单位:元 币种:人民币 审计类型:未经审计


━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
  项目                                                             合并数                      母公司数                
  一、经营活动产生的现金流量:                                                                                         
  销售商品、提供劳务收到的现金                                     3,251,201,877.13            3,111,636,399.19        
  收到的税费返还                                                   1,595,296.78                793,351.31              
  收到的其他与经营活动有关的现金                                   59,938,307.59               51,184,103.33           
  现金流入小计                                                     3,312,735,481.50            3,163,613,853.83        
  购买商品、接受劳务支付的现金                                     2,526,201,307.99            2,447,588,233.75        
  支付给职工以及为职工支付的现金                                   150,715,927.09              107,767,973.57          
  支付的各项税费                                                   45,924,063.10               30,761,968.38           
  支付的其他与经营活动有关的现金                                   249,511,823.68              234,000,862.94          
  现金流出小计                                                     2,972,353,121.86            2,820,119,038.64        
  经营活动产生的现金流量净额                                       340,382,359.64              343,494,815.19          
  二、投资活动产生的现金流量:                                                                                         
  收回投资所收到的现金                                             21,945,707.00               18,945,707.00           
  其中:出售子公司收到的现金                                                                                           
  取得投资收益所收到的现金                                         4,824,920.79                10,574,314.81           
  处置固定资产、无形资产和其他长期资产而收回的现金                 3,075,950.00                3,075,950.00            
  收到的其他与投资活动有关的现金                                   16,050.00                   16,050.00               
  现金流入小计                                                     29,862,627.79               32,612,021.81           
  购建固定资产、无形资产和其他长期资产所支付的现金                 210,945,530.41              116,309,370.06          
  投资所支付的现金                                                 178,156,976.74              178,156,976.74          
  支付的其他与投资活动有关的现金                                   0                           0                       
  现金流出小计                                                     389,102,507.15              294,466,346.80          
  投资活动产生的现金流量净额                                       -359,239,879.36             -261,854,324.99         
  三、筹资活动产生的现金流量:                                                                                         
  吸收投资所收到的现金                                                                                                 
  其中:子公司吸收少数股东权益性投资收到的现金                                                                         
  借款所收到的现金                                                 1,585,269,692.67            1,513,269,692.67        
  收到的其他与筹资活动有关的现金                                                                                       
  现金流入小计                                                     1,585,269,692.67            1,513,269,692.67        
  偿还债务所支付的现金                                             1,490,578,092.67            1,478,578,092.67        
  分配股利、利润或偿付利息所支付的现金                             74,444,746.85               67,449,411.86           
  其中:支付少数股东的股利                                         0                           0                       
  支付的其他与筹资活动有关的现金                                   0                           0                       
  其中:子公司依法减资支付给少数股东的现金                         0                           0                       
  现金流出小计                                                     1,565,022,839.52            1,546,027,504.53        
  筹资活动产生的现金流量净额                                       20,246,853.15               -32,757,811.86          
  四、汇率变动对现金的影响                                         -2,057,906.72               -2,057,906.72           
  五、现金及现金等价物净增加额                                     -668,573.29                 46,824,771.62           
  补充材料                                                                                                             
  1、将净利润调节为经营活动现金流量:                                                                                  
  净利润                                                           -87,307,770.62              -87,977,842.23          
  加:少数股东损益(亏损以“-”号填列)                              155,532.98                  0                       
  减:未确认的投资损失                                             0                           0                       
  加:计提的资产减值准备                                           0                           0                       
  固定资产折旧                                                     225,488,078.93              208,648,941.42          
  无形资产摊销                                                     540,245.91                  24,179.61               
  长期待摊费用摊销                                                 1,576,214.32                83,333.00               
  待摊费用减少(减:增加)                                         1,182,276.14                -19,236.88              
  预提费用增加(减:减少)                                         4,746,199.20                3,616,848.40            
  处理固定资产、无形资产和其他长期资产的损失(减:收益)              -4,292,028.09               -4,238,842.96           
  固定资产报废损失                                                 2,404.50                    0                       
  财务费用                                                         75,551,197.63               71,236,588.78           
  投资损失(减:收益)                                             -16,662,435.83              -27,557,527.86          
  递延税款贷项(减:借项)                                         0                           0                       
  存货的减少(减:增加)                                           -59,808,222.94              -54,807,149.34          
  经营性应收项目的减少(减:增加)                                   62,140,262.66               52,534,292.54           
  经营性应付项目的增加(减:减少)                                   137,070,404.85              181,951,230.71          
  其他                                                                                                                 
  经营活动产生的现金流量净额                                       340,382,359.64              343,494,815.19          
  2.不涉及现金收支的投资和筹资活动:                                                                                  
  债务转为资本                                                                                                         
  一年内到期的可转换公司债券                                                                                           
  融资租入固定资产                                                                                                     
  3、现金及现金等价物净增加情况:                                                                                      
  现金的期末余额                                                   625,457,440.01              545,777,205.04          
  减:现金的期初余额                                               626,126,013.30              498,952,433.42          
  加:现金等价物的期末余额                                                                                             
  减:现金等价物的期初余额                                                                                             
  现金及现金等价物净增加额                                         -668,573.29                 46,824,771.62           
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
公司法定代表人:王强先生           主管会计工作负责人: 李军先生           会计机构负责人: 李宁女士