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2019年10月16日 星期三

能科股份(603859)公告正文

能科股份:2017年第三季度报告

公告日期:2017-10-30

                           2017 年第三季度报告



公司代码:603859                                 公司简称:能科股份




                   能科节能技术股份有限公司
                     2017 年第三季度报告




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                                 2017 年第三季度报告




                                    目录
一、   重要提示.................................................................. 3
二、   公司基本情况 .............................................................. 3
三、   重要事项.................................................................. 7
四、   附录...................................................................... 9




                                       2 / 20
                                         2017 年第三季度报告




   一、 重要提示


   1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,

         不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。



   1.2 未出席董事情况

         未出席董事姓名        未出席董事职务            未出席原因的说明           被委托人姓名
   范爱民                   董事                   出差                        无



   1.3 公司负责人祖军、主管会计工作负责人兰立鹏及会计机构负责人(会计主管人员)王凤英保

         证季度报告中财务报表的真实、准确、完整。



   1.4 本公司第三季度报告未经审计。



   二、 公司基本情况


   2.1 主要财务数据
                                                                            单位:元 币种:人民币
                          本报告期末            上年度末            本报告期末比上年度末增减(%)
总资产                 765,938,281.44           804,748,150.94                              -4.82
归属于上市公司股东     634,753,617.99           647,530,465.82                                  -1.97
的净资产
                       年初至报告期末    上年初至上年报告期末
                                                                            比上年同期增减(%)
                         (1-9 月)            (1-9 月)
经营活动产生的现金     -80,960,464.15           -54,276,988.28                               -49.16
流量净额
                       年初至报告期末    上年初至上年报告期末
                                                                        比上年同期增减(%)
                         (1-9 月)            (1-9 月)
营业收入               123,380,867.60           105,581,511.44                                  16.86
归属于上市公司股东        9,935,152.17             8,877,152.70                              11.92
的净利润
归属于上市公司股东        6,856,896.87             6,302,383.25                                  8.80
的扣除非经常性损益
的净利润

                                                3 / 20
                                       2017 年第三季度报告



加权平均净资产收益          1.5405                      2.0721           减少 0.53 个百分点
率(%)
基本每股收益(元/           0.0875                      0.1042                          -16.03
股)
稀释每股收益(元/           0.0875                      0.1042                          -16.03
股)


   非经常性损益项目和金额
   √适用 □不适用
                                                                    单位:元 币种:人民币
                              本期金额           年初至报告期末金额          说明
          项目
                            (7-9 月)              (1-9 月)
   非流动资产处置损益                68,403.29               -1,410.70
   越权审批,或无正式批
   准文件,或偶发性的税
   收返还、减免
   计入当期损益的政府            382,433.56             3,606,640.92
   补助,但与公司正常经
   营业务密切相关,符合
   国家政策规定、按照一
   定标准定额或定量持
   续享受的政府补助除
   外
   计入当期损益的对非
   金融企业收取的资金
   占用费
   企业取得子公司、联营
   企业及合营企业的投
   资成本小于取得投资
   时应享有被投资单位
   可辨认净资产公允价
   值产生的收益
   非货币性资产交换损
   益
   委托他人投资或管理
   资产的损益
   因不可抗力因素,如遭
   受自然灾害而计提的
   各项资产减值准备
   债务重组损益
   企业重组费用,如安置
   职工的支出、整合费用
   等

                                             4 / 20
                          2017 年第三季度报告



交易价格显失公允的
交易产生的超过公允
价值部分的损益
同一控制下企业合并
产生的子公司期初至
合并日的当期净损益
与公司正常经营业务
无关的或有事项产生
的损益
除同公司正常经营业
务相关的有效套期保
值业务外,持有交易性
金融资产、交易性金融
负债产生的公允价值
变动损益,以及处置交
易性金融资产、交易性
金融负债和可供出售
金融资产取得的投资
收益
单独进行减值测试的
应收款项减值准备转

对外委托贷款取得的
损益
采用公允价值模式进
行后续计量的投资性
房地产公允价值变动
产生的损益
根据税收、会计等法
律、法规的要求对当期
损益进行一次性调整
对当期损益的影响
受托经营取得的托管
费收入
除上述各项之外的其     26,513.10                 31,768.84
他营业外收入和支出
其他符合非经常性损
益定义的损益项目
少数股东权益影响额     -10,410.16               -12,191.38
(税后)
所得税影响额           -71,602.50               -546,552.38
       合计            395,337.29          3,078,255.30



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                                    2017 年第三季度报告




 2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表
                                                                                       单位:股
股东总数(户)                                                                                 13,708
                                   前十名股东持股情况
       股东名称      期末持股数   比例      持有有限售条          质押或冻结情况
                                                                                         股东性质
       (全称)          量       (%)         件股份数量     股份状态       数量
祖军                 25,168,000   22.16       25,168,000       质押       6,311,140     境内自然人
赵岚                 23,328,000   20.54       23,328,000       质押      11,690,000     境内自然人
于胜涛               12,124,000   10.68       12,124,000       质押       6,270,000     境内自然人
浙江中科东海创业投
资合伙企业(有限合    8,500,000    7.49        8,500,000          无               0          其他
伙)
上海泓成股权投资合
                      6,000,000    5.28        6,000,000          无               0          其他
伙企业(有限合伙)
刘勇涛                4,000,000    3.52        4,000,000                           0    境内自然人
                                                                  无

刘敏                  2,000,000    1.76        2,000,000          无               0    境内自然人
兰立鹏                1,300,000    1.14        1,300,000       质押       1,190,000     境内自然人
周禾                  1,000,000    0.88        1,000,000          无               0    境内自然人
葛增柱                1,000,000    0.88        1,000,000          无               0    境内自然人
                               前十名无限售条件股东持股情况
股东名称               持有无限售条件流通                         股份种类及数量
                           股的数量                        种类                        数量
周寅智                            866,600            人民币普通股                             866,600
孙灵飞                            340,118            人民币普通股                             340,118
高艳                              284,800            人民币普通股                             284,800
郭小春                            249,800            人民币普通股                             249,800
孙岩                              232,000            人民币普通股                             232,000
李巍岩                            218,500            人民币普通股                             218,500
钱文娟                            155,600            人民币普通股                             155,600
王鹏飞                            153,200            人民币普通股                             153,200
傅金荣                            152,100            人民币普通股                             152,100
刘程远                            150,300            人民币普通股                             150,300
上述股东关联关系或    上述股东中,祖军先生为公司控股股东,祖军先生与赵岚女士为夫妻关系,
一致行动的说明        祖军先生、赵岚女士、于胜涛先生为一致行动人、公司实际控制人。除此以
                      外公司未知其他股东之间是否存在关联关系或一致行动人关系。
表决权恢复的优先股    不适用
股东及持股数量的说





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                                             2017 年第三季度报告




       2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情

           况表
       □适用 √不适用



       三、 重要事项


       3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
       √适用 □不适用
       3.1.1资产负债表项目变动情况及原因分析
                                                                                                  单位:元
       科目            本期期末数        年初数         变动比例                   变动原因
                                                                     主要系 1、支付各项税费及采购款;2、
货币资金          116,049,518.60      248,123,383.48         -53.23% 本期以承兑汇票方式收取客户货款增
                                                                     加所致
                                                                       主要系以承兑汇票方式收取客户货款
应收票据           87,042,139.68       47,848,844.67          81.91%
                                                                       增加所致
                                                                       主要系本期预付供应商采购款增加所
预付款项           31,981,553.17       10,353,012.20         208.91%
                                                                       致
                                                                       主要系本期支付各种保证金及员工差
其他应收款         13,523,632.93        4,322,378.16         212.87%
                                                                       旅费借款增加所致
存货               55,798,636.15       39,916,891.45          39.79%   主要系库存材料增加所致
                                                                       主要系公司募投项目开始投入建设所
在建工程               3,824,561.29     1,423,347.93         168.70%
                                                                       致
                                                                       主要系本期部分研发项目进入开发阶
开发支出           18,071,757.53        5,464,211.13         230.73%
                                                                       段所致
其他非流动资
                   13,753,719.62        2,134,245.76         544.43%   主要系预付购买长期资产增加所致

                                                                       主要系上年计提年终奖本期已发放所
应付职工薪酬             870,667.17     2,342,904.30         -62.84%
                                                                       致
                                                                       主要系上年第四季度企业所得税及增
应交税费               2,312,540.21    22,798,293.69         -89.86%
                                                                       值税本期已缴纳所致
递延收益           11,636,333.20        6,137,333.24          89.60%   主要系收到政府补助款所致

3.1.2 利润表项目变动情况及原因分析
                                                                                                  单位:元
       科目             本期数         上年同期数       变动比例                   变动原因
                                                                       主要系本期销售人员增加导致人力资
销售费用           21,299,936.70       14,323,724.79          48.70%
                                                                       源费及相关差旅费等增加所致
财务费用                 231,108.90    -1,356,603.42         117.04% 主要系本期汇兑损失大幅增加所致
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                                          2017 年第三季度报告



                                                                      主要系本期较上期收到历史货款增加
资产减值损失       7,662,983.35      9,993,645.09          -23.32%
                                                                      所致
                                                                      主要系本期购买银行理财产品收到收
投资收益             724,531.36        -63,459.06    1,241.73%
                                                                      益所致
                                                                      根据企业会计准则将即征即退增值税
其他收益            6,754,890.18
                                                                      从营业外收入调整到其他收益
                                                                      根据企业会计准则将即征即退增值税
营业外收入         3,742,464.68      8,126,440.02          -53.95%
                                                                      从营业外收入调整到其他收益
                                                                      主要系本期较上期计提的坏账准备减
所得税费用         1,166,258.19      2,126,458.53          -45.15%
                                                                      少所致

3.1.3 现金流量表项目变动情况及原因分析
                                                                                                  单位:元
    科目             本期数         上年同期数       变动比例                        变动原因
经营活动产生
                                                                      主要系以承兑汇票方式收取客户货款
的现金流量净     -80,960,464.15    -54,276,988.28          -49.16%
                                                                      增加,支付采购款及各项税费增加所致

投资活动产生
                                                                      主要原因系公司募投项目开始投入建
的现金流量净     -29,995,385.29     -8,003,826.32         -274.76%
                                                                      设所致

筹资活动产生
的现金流量净     -22,712,000.00      1,084,889.60   -2,193.48% 主要原因系支付 2016 年现金股利所致




    3.2 重要事项进展情况及其影响和解决方案的分析说明
    □适用 √不适用



    3.3 报告期内超期未履行完毕的承诺事项
    □适用 √不适用



    3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警

           示及原因说明
    □适用 √不适用


                                                              公司名称      能科节能技术股份有限公司
                                                            法定代表人      祖军
                                                                     日期   2017 年 10 月 27 日



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                                    2017 年第三季度报告




四、 附录


4.1 财务报表
                                      合并资产负债表
                                     2017 年 9 月 30 日
编制单位:能科节能技术股份有限公司
                                               单位:元 币种:人民币 审计类型:未经审计
                 项目                              期末余额            年初余额
流动资产:
  货币资金                                          116,049,518.60      248,123,383.48
  结算备付金
  拆出资金
  以公允价值计量且其变动计入当期损
益的金融资产
  衍生金融资产
  应收票据                                           87,042,139.68       47,848,844.67
  应收账款                                          330,950,162.95      350,809,014.81
  预付款项                                           31,981,553.17       10,353,012.20
  应收保费
  应收分保账款
  应收分保合同准备金
  应收利息
  应收股利
  其他应收款                                         13,523,632.93        4,322,378.16
  买入返售金融资产
  存货                                               55,798,636.15       39,916,891.45
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                       14,370,077.07       14,910,869.20
    流动资产合计                                    649,715,720.55      716,284,393.97
非流动资产:
  发放贷款和垫款
  可供出售金融资产
  持有至到期投资
  长期应收款
  长期股权投资                                        6,933,226.88        6,933,584.36
  投资性房地产
  固定资产                                           40,504,189.96       38,353,948.06
  在建工程                                            3,824,561.29        1,423,347.93
  工程物资

                                          9 / 20
                                 2017 年第三季度报告



  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                        12,970,832.75      13,821,338.04
  开发支出                                        18,071,757.53       5,464,211.13
  商誉
  长期待摊费用                                    10,068,261.29      12,195,367.62
  递延所得税资产                                  10,096,011.57       8,137,714.07
  其他非流动资产                                  13,753,719.62       2,134,245.76
   非流动资产合计                                116,222,560.89      88,463,756.97
     资产总计                                    765,938,281.44     804,748,150.94
流动负债:
  短期借款
  向中央银行借款
  吸收存款及同业存放
  拆入资金
  以公允价值计量且其变动计入当期损
益的金融负债
  衍生金融负债
  应付票据
  应付账款                                        89,572,156.80      96,938,310.53
  预收款项                                         6,138,320.53       7,095,375.65
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                         870,667.17     2,342,904.30
  应交税费                                         2,312,540.21      22,798,293.69
  应付利息
  应付股利
  其他应付款                                       4,976,625.31       6,802,815.01
  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债
  其他流动负债
   流动负债合计                                  103,870,310.02     135,977,699.18
非流动负债:
  长期借款
  应付债券
  其中:优先股
         永续债
                                       10 / 20
                                    2017 年第三季度报告



  长期应付款
  长期应付职工薪酬
  专项应付款
  预计负债
  递延收益                                           11,636,333.20             6,137,333.24
  递延所得税负债
  其他非流动负债
   非流动负债合计                                    11,636,333.20             6,137,333.24
      负债合计                                      115,506,643.22           142,115,032.42
所有者权益
  股本                                              113,560,000.00           113,560,000.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                          282,398,171.49           282,398,171.49
  减:库存股
  其他综合收益
  专项储备
  盈余公积                                           26,886,501.71            26,886,501.71
  一般风险准备
  未分配利润                                        211,908,944.79           224,685,792.62
  归属于母公司所有者权益合计                        634,753,617.99           647,530,465.82
  少数股东权益                                       15,678,020.23            15,102,652.70
   所有者权益合计                                   650,431,638.22           662,633,118.52
      负债和所有者权益总计                          765,938,281.44           804,748,150.94
法定代表人:祖军         主管会计工作负责人:兰立鹏                  会计机构负责人:王凤英




                                    母公司资产负债表
                                    2017 年 9 月 30 日
编制单位:能科节能技术股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                  项目                          期末余额                   年初余额
流动资产:
  货币资金                                           96,104,845.69           213,863,493.72
  以公允价值计量且其变动计入当期损
益的金融资产
  衍生金融资产
  应收票据                                           81,990,139.68            45,559,509.67
  应收账款                                          241,463,823.58           269,634,835.28
  预付款项                                           18,263,621.29             7,433,014.34

                                          11 / 20
                                 2017 年第三季度报告



  应收利息
  应收股利                                                         17,908,509.95
  其他应收款                                      40,252,680.58    10,158,996.24
  存货                                            43,302,271.68    26,891,537.24
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                      502,488.82
   流动资产合计                                  521,879,871.32   591,449,896.44
非流动资产:
  可供出售金融资产
  持有至到期投资
  长期应收款
  长期股权投资                                   101,507,866.59    98,008,224.07
  投资性房地产
  固定资产                                        32,940,904.27    33,196,385.30
  在建工程                                         2,981,391.11     1,423,347.93
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                         5,674,217.71     5,928,768.13
  开发支出                                         6,768,255.87     2,437,799.51
  商誉
  长期待摊费用                                     7,880,923.66     9,082,373.66
  递延所得税资产                                   7,300,424.21     5,495,473.56
  其他非流动资产                                  13,752,398.52     1,953,671.02
   非流动资产合计                                178,806,381.94   157,526,043.18
     资产总计                                    700,686,253.26   748,975,939.62
流动负债:
  短期借款
  以公允价值计量且其变动计入当期损
益的金融负债
  衍生金融负债
  应付票据
  应付账款                                        78,674,198.63    88,971,153.64
  预收款项                                         4,352,552.55     4,630,130.74
  应付职工薪酬
  应交税费                                         1,723,931.43    21,811,927.12
  应付利息
  应付股利
  其他应付款                                      22,642,613.26    21,762,751.64
  划分为持有待售的负债
                                       12 / 20
                                   2017 年第三季度报告



  一年内到期的非流动负债
  其他流动负债
   流动负债合计                                       107,393,295.87            137,175,963.14
非流动负债:
  长期借款
  应付债券
  其中:优先股
         永续债
  长期应付款
  长期应付职工薪酬
  专项应付款
  预计负债
  递延收益                                              6,483,333.20              2,384,333.24
  递延所得税负债
  其他非流动负债
   非流动负债合计                                       6,483,333.20              2,384,333.24
      负债合计                                        113,876,629.07            139,560,296.38
所有者权益:
  股本                                                113,560,000.00            113,560,000.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                            286,609,626.24            286,609,626.24
  减:库存股
  其他综合收益
  专项储备
  盈余公积                                             26,886,501.71             26,886,501.71
  未分配利润                                          159,753,496.24            182,359,515.29
   所有者权益合计                                     586,809,624.19            609,415,643.24
      负债和所有者权益总计                            700,686,253.26            748,975,939.62
法定代表人:祖军           主管会计工作负责人:兰立鹏                  会计机构负责人:王凤英

                                          合并利润表
                                        2017 年 1—9 月
编制单位:能科节能技术股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                                                              年初至报告期       上年年初至报
                           本期金额           上期金额
         项目                                                 期末金额 (1-9     告期期末金额
                           (7-9 月)         (7-9 月)
                                                                  月)             (1-9 月)
一、营业总收入         30,800,493.23 23,048,287.60            123,380,867.60    105,581,511.44
其中:营业收入         30,800,493.23 23,048,287.60            123,380,867.60    105,581,511.44
      利息收入

                                            13 / 20
                                   2017 年第三季度报告



      已赚保费
      手续费及佣金收

二、营业总成本           31,686,456.77 27,082,643.35     122,820,510.31   104,289,995.08
其中:营业成本           11,381,791.87    8,576,764.55    61,759,726.06    50,132,562.92
      利息支出
      手续费及佣金支

      退保金
      赔付支出净额
      提取保险合同准
备金净额
      保单红利支出
      分保费用
      税金及附加           332,662.02       209,046.20      989,526.91       772,946.58
      销售费用            6,745,857.83    5,452,820.91    21,299,936.70    14,323,724.79
      管理费用           11,285,791.09 11,226,557.91      30,877,228.39    30,423,719.12
      财务费用             338,624.24      -487,515.37      231,108.90     -1,356,603.42
      资产减值损失        1,601,729.72    2,104,969.15     7,662,983.35     9,993,645.09
  加:公允价值变动收益
(损失以“-”号填列)
      投资收益(损失以     339,940.07        -9,300.76      724,531.36       -63,459.06
“-”号填列)
      其中:对联营企业        -380.42        -9,300.76         -357.48       -63,459.06
和合营企业的投资收益
      汇兑收益(损失以
“-”号填列)
      其他收益            3,656,510.15                     6,754,890.18
三、营业利润(亏损以      3,110,486.68 -4,043,656.51       8,039,778.83     1,228,057.30
“-”号填列)
  加:营业外收入           478,142.85     6,376,968.35     3,742,464.68     8,126,440.02
      其中:非流动资产      68,403.29                       103,220.34
处置利得
  减:营业外支出               792.90                       105,465.62             2.19
      其中:非流动资产                                      104,631.04
处置损失
四、利润总额(亏损总额    3,587,836.63    2,333,311.84    11,676,777.89     9,354,495.13
以“-”号填列)
  减:所得税费用           254,800.19       326,194.29     1,166,258.19     2,126,458.53
五、净利润(净亏损以      3,333,036.44    2,007,117.55    10,510,519.70     7,228,036.60
“-”号填列)
  归属于母公司所有者      3,089,498.09    2,616,692.04     9,935,152.17     8,877,152.70

                                         14 / 20
                                  2017 年第三季度报告



的净利润
  少数股东损益            243,538.35      -609,574.49        575,367.53    -1,649,116.10
六、其他综合收益的税后
净额
  归属母公司所有者的
其他综合收益的税后净

    (一)以后不能重分
类进损益的其他综合收

      1.重新计量设定
受益计划净负债或净资
产的变动
      2.权益法下在被
投资单位不能重分类进
损益的其他综合收益中
享有的份额
    (二)以后将重分类
进损益的其他综合收益
      1.权益法下在被
投资单位以后将重分类
进损益的其他综合收益
中享有的份额
      2.可供出售金融
资产公允价值变动损益
      3.持有至到期投
资重分类为可供出售金
融资产损益
      4.现金流量套期
损益的有效部分
      5.外币财务报表
折算差额
      6.其他
  归属于少数股东的其
他综合收益的税后净额
七、综合收益总额         3,333,036.44    2,007,117.55      10,510,519.70    7,228,036.60
  归属于母公司所有者     3,089,498.09    2,616,692.04       9,935,152.17    8,877,152.70
的综合收益总额
  归属于少数股东的综      243,538.35      -609,574.49        575,367.53    -1,649,116.10
合收益总额
八、每股收益:
 (一)基本每股收益           0.0272              0.0307         0.0875          0.1042
(元/股)
                                        15 / 20
                                     2017 年第三季度报告



 (二)稀释每股收益              0.0272                0.0307        0.0875            0.1042
(元/股)
本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0 元, 上期被合并方实现
的净利润为: 0 元。
法定代表人:祖军        主管会计工作负责人:兰立鹏          会计机构负责人:王凤英




                                       母公司利润表
                                      2017 年 1—9 月
编制单位:能科节能技术股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                                                             年初至报告期 上年年初至报
                              本期金额            上期金额
          项目                                                 期末金额     告期期末金额
                              (7-9 月)        (7-9 月)
                                                               (1-9 月)     (1-9 月)
一、营业收入                 20,153,429.29     13,239,740.58    70,287,716.65   93,892,622.55
  减:营业成本                9,094,136.17      3,439,914.42    35,073,648.71   46,209,619.96
      税金及附加               243,748.59         123,801.87      720,825.73      632,946.17
      销售费用                7,352,065.67      5,104,543.88    19,209,844.87   12,631,860.66
      管理费用                6,101,236.41      6,573,328.44    17,220,601.17   20,510,169.47
      财务费用                 -19,256.83        -125,297.05      -524,385.91     385,033.29
      资产减值损失             935,086.76         526,126.87     7,623,004.31    7,940,967.47
  加:公允价值变动收益
(损失以“-”号填列)
      投资收益(损失以         339,940.07      49,990,699.24      696,243.69    71,936,540.94
“-”号填列)
      其中:对联营企业和          -380.42          -9,300.76         -357.48      -63,459.06
合营企业的投资收益
      其他收益                1,898,974.83                       4,812,722.64
二、营业利润(亏损以“-” -1,314,672.58       47,588,021.39    -3,526,855.90   77,518,566.47
号填列)
  加:营业外收入               347,945.90       5,422,041.30     3,606,970.31    7,162,758.09
      其中:非流动资产处        42,364.63                          77,181.68
置利得
  减:营业外支出                   221.66                          87,360.78
      其中:非流动资产处                                           87,109.12
置损失
三、利润总额(亏损总额以       -966,948.34     53,010,062.69       -7,246.37    84,681,324.56
“-”号填列)
    减:所得税费用             -201,112.43        396,672.79      -113,227.32    2,127,198.68
四、净利润(净亏损以“-”     -765,835.91     52,613,389.90      105,980.95    82,554,125.88
号填列)
五、其他综合收益的税后净
                                             16 / 20
                                  2017 年第三季度报告




  (一)以后不能重分类进
损益的其他综合收益
    1.重新计量设定受益
计划净负债或净资产的变

    2.权益法下在被投资单
位不能重分类进损益的其他
综合收益中享有的份额
  (二)以后将重分类进损
益的其他综合收益
    1.权益法下在被投资
单位以后将重分类进损益
的其他综合收益中享有的
份额
    2.可供出售金融资产
公允价值变动损益
    3.持有至到期投资重
分类为可供出售金融资产
损益
    4.现金流量套期损益
的有效部分
    5.外币财务报表折算
差额
     6.其他
六、综合收益总额            -765,835.91     52,613,389.90       105,980.95     82,554,125.88
七、每股收益:
    (一)基本每股收益(元
/股)
    (二)稀释每股收益(元
/股)
法定代表人:祖军          主管会计工作负责人:兰立鹏                 会计机构负责人:王凤英




                                     合并现金流量表
                                     2017 年 1—9 月
编制单位:能科节能技术股份有限公司
                                             单位:元 币种:人民币 审计类型:未经审计
                   项目                  年初至报告期期末金额          上年年初至报告期期末
                                               (1-9 月)                  金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                      113,013,700.48             64,479,125.20

                                          17 / 20
                                   2017 年第三季度报告



  客户存款和同业存放款项净增加额
  向中央银行借款净增加额
  向其他金融机构拆入资金净增加额
  收到原保险合同保费取得的现金
  收到再保险业务现金净额
  保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当
期损益的金融资产净增加额
  收取利息、手续费及佣金的现金
  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还                                     6,754,890.18       5,097,178.40
  收到其他与经营活动有关的现金                      26,005,557.21      15,348,484.02
    经营活动现金流入小计                           145,774,147.87      84,924,787.62
  购买商品、接受劳务支付的现金                     110,930,112.22      60,340,318.75
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                    37,358,803.03      25,134,208.25
  支付的各项税费                                    30,835,962.47      12,077,190.57
  支付其他与经营活动有关的现金                      47,609,734.30      41,650,058.33
    经营活动现金流出小计                           226,734,612.02     139,201,775.90
      经营活动产生的现金流量净额                   -80,960,464.15     -54,276,988.28
二、投资活动产生的现金流量:
  收回投资收到的现金                               160,000,000.00
  取得投资收益收到的现金                                 766,684.93
  处置固定资产、无形资产和其他长期资                                         290.00
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                           160,766,684.93            290.00
  购建固定资产、无形资产和其他长期资                30,762,070.22       6,004,116.32
产支付的现金
  投资支付的现金                                   160,000,000.00       2,000,000.00
  质押贷款净增加额
  取得子公司及其他营业单位支付的现
金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                           190,762,070.22       8,004,116.32

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      投资活动产生的现金流量净额                   -29,995,385.29            -8,003,826.32
三、筹资活动产生的现金流量:
  吸收投资收到的现金                                                          1,750,000.00
  其中:子公司吸收少数股东投资收到的                                          1,750,000.00
现金
  取得借款收到的现金
  发行债券收到的现金
  收到其他与筹资活动有关的现金
    筹资活动现金流入小计                                                      1,750,000.00
  偿还债务支付的现金
  分配股利、利润或偿付利息支付的现金                22,712,000.00
  其中:子公司支付给少数股东的股利、
利润
  支付其他与筹资活动有关的现金                                                  665,110.40
    筹资活动现金流出小计                            22,712,000.00               665,110.40
      筹资活动产生的现金流量净额                   -22,712,000.00             1,084,889.60
四、汇率变动对现金及现金等价物的影响                     -45,542.74             654,672.20
五、现金及现金等价物净增加额                    -133,713,392.18             -60,541,252.80
  加:期初现金及现金等价物余额                     246,931,046.78           121,028,253.40
六、期末现金及现金等价物余额                  113,217,654.60           60,487,000.60
法定代表人:祖军        主管会计工作负责人:兰立鹏           会计机构负责人:王凤英




                                  母公司现金流量表
                                    2017 年 1—9 月
编制单位:能科节能技术股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
               项目                     年初至报告期期末金额          上年年初至报告期期末
                                              (1-9 月)                  金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                      65,681,065.52             60,753,601.16
  收到的税费返还                                     4,812,722.64              4,142,224.62
  收到其他与经营活动有关的现金                      30,014,632.79             41,691,305.08
    经营活动现金流入小计                           100,508,420.95            106,587,130.86
  购买商品、接受劳务支付的现金                      77,687,561.01             52,944,160.71
  支付给职工以及为职工支付的现金                    22,102,906.46             19,121,193.17
  支付的各项税费                                    25,955,429.65              9,446,125.56
  支付其他与经营活动有关的现金                      65,092,705.04             46,580,152.54
    经营活动现金流出小计                           190,838,602.16            128,091,631.98
  经营活动产生的现金流量净额                       -90,330,181.21            -21,504,501.12
二、投资活动产生的现金流量:

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  收回投资收到的现金                               155,000,000.00
  取得投资收益收到的现金                            18,646,907.21     22,000,000.00
  处置固定资产、无形资产和其他长期资                                         290.00
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                           173,646,907.21     22,000,290.00
  购建固定资产、无形资产和其他长期资                21,501,087.35      2,420,798.60
产支付的现金
  投资支付的现金                                   158,500,000.00     12,750,000.00
  取得子公司及其他营业单位支付的现
金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                           180,001,087.35     15,170,798.60
      投资活动产生的现金流量净额                    -6,354,180.14      6,829,491.40
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  取得借款收到的现金
  发行债券收到的现金
  收到其他与筹资活动有关的现金
    筹资活动现金流入小计
  偿还债务支付的现金
  分配股利、利润或偿付利息支付的现金                22,712,000.00
  支付其他与筹资活动有关的现金                                           665,110.40
    筹资活动现金流出小计                            22,712,000.00        665,110.40
      筹资活动产生的现金流量净额                   -22,712,000.00       -665,110.40
四、汇率变动对现金及现金等价物的影响                     -1,813.98       -48,219.78
五、现金及现金等价物净增加额                    -119,398,175.33      -15,388,339.90
  加:期初现金及现金等价物余额                     212,671,157.02     47,360,945.20
六、期末现金及现金等价物余额                  93,272,981.69           31,972,605.30
法定代表人:祖军        主管会计工作负责人:兰立鹏          会计机构负责人:王凤英



4.2 审计报告
□适用 √不适用




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