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中科曙光(603019)公告正文

中科曙光:2016年第三季度报告

公告日期:2016-10-25

                           2016 年第三季度报告



公司代码:603019                                 公司简称:中科曙光




                   曙光信息产业股份有限公司
                     2016 年第三季度报告




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                                 2016 年第三季度报告




                                    目录
一、   重要提示.................................................................. 3
二、   公司主要财务数据和股东变化 ................................................ 3
三、   重要事项.................................................................. 6
四、   附录...................................................................... 9




                                       2 / 20
                                         2016 年第三季度报告




一、 重要提示


1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,

    不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。

1.2 公司全体董事出席董事会审议季度报告。

1.3 公司负责人历军、主管会计工作负责人史新东及会计机构负责人(会计主管人员)翁启南保

    证季度报告中财务报表的真实、准确、完整。

1.4 本公司第三季度报告未经审计。



二、 公司主要财务数据和股东变化


2.1 主要财务数据
                                                                               单位:元 币种:人民币
                                                                                     本报告期末比上年度末
                                    本报告期末                   上年度末
                                                                                            增减(%)
总资产                              5,466,833,385.81           4,621,428,817.44                       18.29
归属于上市公司股东的净资产          2,743,356,191.91           1,339,573,343.53                       104.79
                                   年初至报告期末          上年初至上年报告期末
                                                                                       比上年同期增减(%)
                                     (1-9 月)                 (1-9 月)
经营活动产生的现金流量净额           -650,865,937.51            -534,913,286.10             不适用
                                   年初至报告期末          上年初至上年报告期末
                                                                                      比上年同期增减(%)
                                     (1-9 月)                 (1-9 月)
营业收入                            2,646,563,845.19           2,129,336,801.90                       24.29
归属于上市公司股东的净利润             74,560,983.94              46,805,121.30                       59.30
归属于上市公司股东的扣除非
                                       29,136,234.29              25,357,963.00                       14.90
经常性损益的净利润
加权平均净资产收益率(%)                         4.10                       3.92        增加 0.18 个百分点
基本每股收益(元/股)                             0.12                       0.08                          50
稀释每股收益(元/股)                             0.12                       0.08                          50




非经常性损益项目和金额
√适用 □不适用
                                                                               单位:元 币种:人民币
                                                                  本期金额          年初至报告期末
                            项目                                                                       说明
                                                                 (7-9 月)        金额(1-9 月)

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                                           2016 年第三季度报告



非流动资产处置损益                                                  -238,729.68          -436,048.67
越权审批,或无正式批准文件,或偶发性的税收返还、减免
计入当期损益的政府补助,但与公司正常经营业务密切相关,符           3,949,559.59        19,295,358.73
合国家政策规定、按照一定标准定额或定量持续享受的政府补助
除外
计入当期损益的对非金融企业收取的资金占用费
企业取得子公司、联营企业及合营企业的投资成本小于取得投资             186,938.78           186,938.78
时应享有被投资单位可辨认净资产公允价值产生的收益
非货币性资产交换损益
委托他人投资或管理资产的损益
因不可抗力因素,如遭受自然灾害而计提的各项资产减值准备
债务重组损益
企业重组费用,如安置职工的支出、整合费用等
交易价格显失公允的交易产生的超过公允价值部分的损益
同一控制下企业合并产生的子公司期初至合并日的当期净损益
与公司正常经营业务无关的或有事项产生的损益
除同公司正常经营业务相关的有效套期保值业务外,持有交易性
金融资产、交易性金融负债产生的公允价值变动损益,以及处置
交易性金融资产、交易性金融负债和可供出售金融资产取得的投
资收益
单独进行减值测试的应收款项减值准备转回
对外委托贷款取得的损益
采用公允价值模式进行后续计量的投资性房地产公允价值变动
产生的损益
根据税收、会计等法律、法规的要求对当期损益进行一次性调整
对当期损益的影响
受托经营取得的托管费收入
除上述各项之外的其他营业外收入和支出                                -359,249.28          -368,813.51
其他符合非经常性损益定义的损益项目                                 3,199,667.90        35,000,389.89
所得税影响额                                                        -983,884.21        -7,821,771.77
少数股东权益影响额(税后)                                              -877.52          -431,303.80
                             合计                                  5,753,425.58        45,424,749.65




2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表
                                                                                                  单位:股
                    股东总数(户)                                            47,091
                                           前十名股东持股情况
                                                                         质押或冻结情况
         股东名称                                    持有有限售条
                           期末持股数量    比例(%)                     股份                       股东性质
         (全称)                                     件股份数量                   数量
                                                                       状态
北京中科算源资产管理
                             137,075,796    21.32%    137,075,796       无                        国有法人
有限公司
                                                 4 / 20
                                            2016 年第三季度报告



天津天富创业投资有限                                                                         境内非国有
                            69,340,672      10.78%                    质押       3,500,000
公司                                                                                            法人
北京思科智控股中心          28,360,510       4.41%      28,360,510     无                     国有法人
历军                        25,106,426       3.90%      25,106,426     无                    境内自然人
聂华                        18,559,164       2.89%      18,559,164    质押       3,400,000   境内自然人
杜梅                        17,167,228       2.67%      17,167,228     无                    境内自然人
全国社会保障基金理事
                            15,000,000       2.33%      15,000,000     无                     国有法人
会转持二户
史新东                          8,731,600    1.36%                    质押       2,670,000   境内自然人
王英                            7,840,000    1.22%                     无                    境内自然人
中国建设银行股份有限
公司-华商价值精选混            7,259,100    1.13%                     无                       未知
合型证券投资基金
                                       前十名无限售条件股东持股情况
                                                     持有无限售条件流通            股份种类及数量
                     股东名称
                                                           股的数量              种类           数量
天津天富创业投资有限公司                                      69,340,672     人民币普通股     69,340,672
史新东                                                         8,731,600     人民币普通股      8,731,600
王英                                                           7,840,000     人民币普通股      7,840,000
中国建设银行股份有限公司-华商价值精选混合型证
                                                               5,999,200     人民币普通股      5,999,200
券投资基金
中国建设银行股份有限公司-华商盛世成长混合型证
                                                               5,177,019     人民币普通股      5,177,019
券投资基金
颉珑                                                           4,449,000     人民币普通股      4,449,000
余峰                                                           3,770,614     人民币普通股      3,770,614
周建辉                                                         3,294,258     人民币普通股      3,294,258
信泰人寿保险股份有限公司-万能保险产品                         2,797,700     人民币普通股      2,797,700
香港中央结算有限公司                                           2,603,903     人民币普通股      2,603,903
                                                     北京中科算源资产管理有限公司与北京思科智控股中心
                                                     存在关联关系(双方关联关系详见公司《首次公开发行股
上述股东关联关系或一致行动的说明
                                                     票招股说明书》第五章第七部分),其他股东未知是否有
                                                     关联关系或一致行动关系。




2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情

       况表
□适用 √不适用




                                                  5 / 20
                                      2016 年第三季度报告




三、 重要事项


3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
√适用 □不适用

资产负债表项目     本期期末余额        上年期末余额         增减变化             变化原因
                                                                        主要为客户以银行承兑汇票支
应收票据             151,418,072.46       83,843,920.54        80.60%
                                                                        付货款情况增加所致
                                                                        主要为发出商品及原材料增加
存货                 816,062,828.12      558,896,952.54        46.01%
                                                                        所致
                                                                        主要为留抵的进项税金减少所
其他流动资产          26,456,139.43       50,173,161.94       -47.27%
                                                                        致
可供出售金融资                                                          主要为本期出售致生联发股权
                       5,800,000.00       21,268,000.00       -72.73%
产                                                                      所致
                                                                        主要为天津海光本期不再纳入
长期股权投资         589,240,107.63       25,509,984.91      2209.84%   合并报表并记入长期股权投资
                                                                        所致
                                                                        主要为乌鲁木齐、成都机房建
在建工程              89,335,987.34       37,135,883.97       140.57%
                                                                        设陆续投入所致
                                                                        主要为研发项目资本化后计入
无形资产             288,591,421.83      135,861,180.82       112.42%
                                                                        无形资产所致
                                                                        主要为研发项目资本化转入无
开发支出              47,068,097.00      120,658,029.57       -60.99%
                                                                        形资产所致
                                                                        主要为天津海光本期不再纳入
商誉                           0.00          224,662.04      -100.00%
                                                                        合并报表所致
递延所得税资产        21,804,491.60       15,316,343.06        42.36%   主要为计提各项减值准备所致
                                                                        主要为国家专项课题项目支出
其他非流动资产       263,447,423.81      198,677,973.89        32.60%
                                                                        所致
                                                                        主要为使用信用证支付采购货
应付票据             350,000,000.00       83,000,000.00       321.69%
                                                                        款所致
                                                                        主要为本期应付原材料货款减
应付账款             650,515,522.01    1,205,850,287.73       -46.05%
                                                                        少所致
                                                                        主要为上年计提的绩效工资及
应付职工薪酬          31,308,348.51       47,413,251.33       -33.97%
                                                                        奖金在本期发放所致
                                                                        主要为归还致生联发往来款所
其他应付款            24,216,153.65       76,074,736.23       -68.17%
                                                                        致
                                                                        为本期转、送股及增发新股所
股本                 643,023,970.00      300,000,000.00       114.34%
                                                                        致

资本公积                                 394,852,998.50       297.48%   主要为本期增发新股溢价所致
                  1,569,475,058.92
其他综合收益           7,767,289.31       4,191, 455.29        85.31%   主要为外币财务报表折算所致


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                                     2016 年第三季度报告


归属于母公司所                                                          主要为公司主营业务利润增长
                    74,560,983.94        46,805,121.30        104.79%
有者权益合计                                                            所致
                                                                        主要为天津海光股权变动本期
少数股东权益        88,014,531.27       135,093,023.87        -34.85%
                                                                        不纳入合并报表所致
  利润表项目         本期数             上年同期            增减变化             变化原因
管理费用           235,906,598.09       166,424,303.09         41.75%   主要为研发投入增加所致
                                                                        主要为银行贷款规模增加导致
财务费用            46,536,104.87        27,003,880.78         72.33%
                                                                        利息费用增加所致
资产减值损失        37,581,097.82        15,998,929.76        134.90%   主要为当期计提坏账准备增加
                                                                        主要为天津海光其他股东溢价
投资收益            33,405,795.05          -535,831.22      -6334.39%   增资形成投资收益、投资致生
                                                                        联发收益所致
                                                                        主要为资产报废增加、捐赠支
营业外支出           1,091,071.61            61,114.93       1685.28%
                                                                        出等原因所致
                                                                        控股公司利润增长,少数股东
少数股东损益         4,783,940.01          -413,717.13      -1256.33%
                                                                        所分配的利润增加
现金流量表项目       本期金额            上期金额          增减变化              变化原因
                                                                        主要为本期天津海光股权变动
投资活动产生的
                 -1,035,943,951.64      -98,795,484.76        948.57%   本期不纳入合并报表且对天津
现金流量净额
                                                                        海光投资所致
筹资活动产生的
                 1,579,578,545.11       498,980,454.27        216.56%   主要为本期募集资金到账所致
现金流量净额




3.2 重要事项进展情况及其影响和解决方案的分析说明
√适用 □不适用
1、 为完善公司产业链布局,提高公司核心竞争力和提升公司经营业绩,公司拟通过收购方式进
    行战略投资,董事会授权公司经营层与某家海外标的公司进行初步接洽,并确定相关的合作
    细节或签署收购协议,详见公司披露的相关公告(公告编号:2016-044)。但谈判双方后续
    在标的公司的公司治理等重要内容存在分歧,期间国际环境变化增加了双方合作的难度,因
    此双方中止后续的合作恰谈。因该事项处于筹划阶段且双方未达成具体协议,该事项未对公
    司正常经营产生影响。公司已按照相关法律法规的要求履行信息披露义务,并在信息披露时
    充分提示了相关风险。
2、 2015 年 7 月 10 日,公司发布《中科曙光拟设立产业并购基金的公告》(公告编号:2015-042),
    公司拟牵头筹备组建“曙光数据中国产业并购基金”。随着云计算大数据的快速发展,基于
    市场环境变化,公司于 2016 年 6 月 29 日召开第二届董事会第二十三次会议,审议通过了《关
    于授权公司经营层成立产业投资/并购基金的议案》,由董事会授权公司经营层决策,适时成
    立首期规模不低于 4 亿元的产业投资/并购基金,其中由公司投资部分不超过 1 亿元,详见公
    司披露的相关公告(公告编号:2016-044),目前相关工作仍在进行中。公司已按照相关法
    律法规的要求履行信息披露义务,并在信息披露时充分提示了相关风险。
3、 公司董事会于 2015 年 4 月通过《股权激励计划草案》等相关议案(详见公告 2015-023)。2016
    年 7 月 13 日,中国证券监督管理委员会公布的《上市公司股权激励管理办法》自 2016 年 8
    月 13 日起施行,管理办法对上市公司实施股权激励计划的基本要求、实施程序等事项作出较

                                           7 / 20
                                  2016 年第三季度报告



   大变更。根据管理办法相关规定,公司对《股权激励计划草案》进行了调整,公司第二届董
   事会第二十五次会议审议通过了《限制性股票激励计划草案(修订稿)》等相关议案,详见
   公司披露的相关公告(公告编号:2016-057),根据相关法规要求,公司已将修订后的股权
   激励计划提交国资管理部门审核。



3.3 公司及持股 5%以上的股东承诺事项履行情况
√适用 □不适用
  公司及持股 5%以上的股东、控股股东及实际控制人在报告期内严格履行了其所作出的承诺,
相关承诺事项详见公司 2015 年年度报告,本报告期内公司及持股 5%以上的股东、控股股东及实
际控制人未作出其他承诺事项。



3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警

    示及原因说明
□适用 √不适用



                                                  公司名称    曙光信息产业股份有限公司
                                                 法定代表人             历军
                                                    日期            2016-10-24




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                                       2016 年第三季度报告




四、 附录


4.1 财务报表
                                            合并资产负债表
                                           2016 年 9 月 30 日
编制单位:曙光信息产业股份有限公司

                                                     单位:元 币种:人民币 审计类型:未经审计
                     项目                                期末余额             年初余额
流动资产:
  货币资金                                               1,106,672,736.86     1,247,603,215.05
  结算备付金
  拆出资金
  以公允价值计量且其变动计入当期损益的金
融资产
  衍生金融资产
  应收票据                                                 151,418,072.46        83,843,920.54
  应收账款                                               1,155,271,009.21     1,188,081,794.15
  预付款项                                                  50,993,271.85        41,198,478.84
  应收保费
  应收分保账款
  应收分保合同准备金
  应收利息
  应收股利
  其他应收款                                               111,313,518.31       149,432,143.26
  买入返售金融资产
  存货                                                     816,062,828.12       558,896,952.54
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                              26,456,139.43        50,173,161.94
   流动资产合计                                          3,418,187,576.24     3,319,229,666.32
非流动资产:
  发放贷款及垫款
  可供出售金融资产                                           5,800,000.00        21,268,000.00
  持有至到期投资
  长期应收款
  长期股权投资                                             589,240,107.63        25,509,984.91
  投资性房地产
  固定资产                                                 741,951,658.85       745,568,846.80


                                                9 / 20
                                       2016 年第三季度报告



  在建工程                                               89,335,987.34      37,135,883.97
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                               288,591,421.83     135,861,180.82
  开发支出                                               47,068,097.00     120,658,029.57
  商誉                                                                          224,662.04
  长期待摊费用                                             1,406,621.51       1,978,246.06
  递延所得税资产                                         21,804,491.60      15,316,343.06
  其他非流动资产                                         263,447,423.81     198,677,973.89
   非流动资产合计                                      2,048,645,809.57   1,302,199,151.12
     资产总计                                          5,466,833,385.81   4,621,428,817.44
流动负债:
  短期借款                                               925,500,000.00   1,122,700,000.00
  向中央银行借款
  吸收存款及同业存放
  拆入资金
  以公允价值计量且其变动计入当期损益的金
融负债
  衍生金融负债
  应付票据                                               350,000,000.00     83,000,000.00
  应付账款                                               650,515,522.01   1,205,850,287.73
  预收款项                                               117,215,995.22     114,077,477.65
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                           31,308,348.51      47,413,251.33
  应交税费                                               19,640,400.74      19,416,963.44
  应付利息
  应付股利
  其他应付款                                             24,216,153.65      76,074,736.23
  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债                                 17,500,000.00      15,000,000.00
  其他流动负债                                               397,697.05         345,000.00
   流动负债合计                                        2,136,294,117.18   2,683,877,716.38
非流动负债:
  长期借款                                               30,000,000.00      40,000,000.00
  应付债券

                                             10 / 20
                                       2016 年第三季度报告



  其中:优先股
         永续债
  长期应付款
  长期应付职工薪酬
  专项应付款                                             298,865,449.49       269,872,449.49
  预计负债
  递延收益                                               169,618,351.41       152,328,427.23
  递延所得税负债                                             684,744.55            683,856.94
  其他非流动负债
   非流动负债合计                                        499,168,545.45       462,884,733.66
     负债合计                                          2,635,462,662.63     3,146,762,450.04
所有者权益
  股本                                                   643,023,970.00       300,000,000.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                             1,569,475,058.92       394,852,998.50
  减:库存股
  其他综合收益                                             7,767,289.31           4,191,455.29
  专项储备
  盈余公积                                                40,860,321.39        40,860,321.39
  一般风险准备
  未分配利润                                             482,229,552.29       599,668,568.35
  归属于母公司所有者权益合计                           2,743,356,191.91     1,339,573,343.53
  少数股东权益                                            88,014,531.27       135,093,023.87
   所有者权益合计                                      2,831,370,723.18     1,474,666,367.40
     负债和所有者权益总计                              5,466,833,385.81     4,621,428,817.44
法定代表人:历军               主管会计工作负责人:史新东会计机构负责人:翁启南



                                       母公司资产负债表
                                       2016 年 9 月 30 日
编制单位:曙光信息产业股份有限公司
                                                   单位:元 币种:人民币 审计类型:未经审计
                     项目                              期末余额            年初余额
流动资产:
  货币资金                                               445,645,335.39       705,778,605.51
  以公允价值计量且其变动计入当期损益的金
融资产
  衍生金融资产
  应收票据                                                41,262,615.93       81,443,920.54
  应收账款                                               867,257,760.24       700,440,615.07

                                             11 / 20
                                       2016 年第三季度报告



  预付款项                                                 8,632,121.32     17,715,170.57
  应收利息
  应收股利
  其他应收款                                             61,275,392.90        2,121,411.05
  存货                                                   613,847,905.74     447,739,638.42
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                             1,749,540.43     21,328,192.18
   流动资产合计                                        2,039,670,671.95   1,976,567,553.34
非流动资产:
  可供出售金融资产                                         3,800,000.00     21,268,000.00
  持有至到期投资
  长期应收款
  长期股权投资                                         1,480,940,778.45     830,458,016.54
  投资性房地产
  固定资产                                               173,790,480.99     166,088,671.16
  在建工程                                                 4,421,911.22       7,455,312.71
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                               164,667,521.55     12,115,790.28
  开发支出                                               47,068,097.00      120,658,029.57
  商誉
  长期待摊费用                                               744,297.78         352,569.64
  递延所得税资产                                           1,582,540.79         380,268.66
  其他非流动资产                                         80,784,742.86      35,919,317.80
   非流动资产合计                                      1,957,800,370.64   1,194,695,976.36
     资产总计                                          3,997,471,042.59   3,171,263,529.70
流动负债:
  短期借款                                               670,000,000.00     800,000,000.00
  以公允价值计量且其变动计入当期损益的金
融负债
  衍生金融负债
  应付票据                                               200,000,000.00     83,000,000.00
  应付账款                                               434,539,386.90   1,037,981,363.20
  预收款项                                               14,678,306.35      15,920,840.22
  应付职工薪酬                                           10,350,941.65      14,530,302.42
  应交税费                                                 1,793,669.72       1,721,630.21
  应付利息
  应付股利
  其他应付款                                             11,289,352.45        4,008,756.12

                                             12 / 20
                                     2016 年第三季度报告



  划分为持有待售的负债
  一年内到期的非流动负债
  其他流动负债
   流动负债合计                                         1,342,651,657.07            1,957,162,892.17
非流动负债:
  长期借款
  应付债券
  其中:优先股
         永续债
  长期应付款
  长期应付职工薪酬
  专项应付款                                              89,444,449.49               88,364,449.49
  预计负债
  递延收益                                                61,280,847.24               65,809,436.93
  递延所得税负债                                            3,745,550.95                3,745,550.95
  其他非流动负债
   非流动负债合计                                         154,470,847.68              157,919,437.37
     负债合计                                           1,497,122,504.75            2,115,082,329.54
所有者权益:
  股本                                                    643,023,970.00              300,000,000.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                              1,606,278,026.49              394,001,985.79
  减:库存股
  其他综合收益
  专项储备
  盈余公积                                                40,867,921.42               40,867,921.42
  未分配利润                                              210,178,619.93              321,311,292.95
   所有者权益合计                                       2,500,348,537.84            1,056,181,200.16
     负债和所有者权益总计                               3,997,471,042.59            3,171,263,529.70
法定代表人:历军            主管会计工作负责人:史新东会计机构负责人:翁启南

                                         合并利润表
                                       2016 年 1—9 月
编制单位:曙光信息产业股份有限公司
                                                  单位:元 币种:人民币 审计类型:未经审计
                                                                   年初至报告期     上年年初至报告
                                本期金额          上期金额
               项目                                               期末金额 (1-9    期期末金额(1-9
                               (7-9 月)        (7-9 月)
                                                                       月)              月)
一、营业总收入               974,519,011.27    858,105,900.65    2,646,563,845.19   2,129,336,801.90
其中:营业收入               974,519,011.27    858,105,900.65    2,646,563,845.19   2,129,336,801.90

                                              13 / 20
                                         2016 年第三季度报告



      利息收入
      已赚保费
      手续费及佣金收入
二、营业总成本                   967,898,812.03    849,111,164.65   2,612,980,555.17   2,102,408,589.48
其中:营业成本                   782,517,037.87    710,241,727.57   2,091,867,589.21   1,728,399,536.89
      利息支出
      手续费及佣金支出
      退保金
      赔付支出净额
      提取保险合同准备金净额
      保单红利支出
      分保费用
      营业税金及附加               3,810,056.86      2,157,095.73       7,998,852.59       8,297,944.47
      销售费用                   73,198,654.76      65,397,613.62     193,090,312.59     156,283,994.49
      管理费用                   86,165,371.79      54,117,565.08     235,906,598.09     166,424,303.09
      财务费用                   12,009,410.11      11,220,298.69     46,536,104.87      27,003,880.78
      资产减值损失               10,198,280.64       5,976,863.96     37,581,097.82      15,998,929.76
  加:公允价值变动收益(损失
以“-”号填列)
      投资收益(损失以“-”       1,922,781.28       -591,833.15     33,405,795.05        -535,831.22
号填列)
      其中:对联营企业和合营     -1,276,886.62        -591,833.15     27,586,127.15        -535,831.22
企业的投资收益
      汇兑收益(损失以“-”
号填列)
三、营业利润(亏损以“-”号       8,542,980.52      8,402,902.85     66,989,085.07      26,392,381.20
填列)
  加:营业外收入                   9,030,020.82     13,443,871.64     35,811,414.64      39,905,540.25
      其中:非流动资产处置利             340.00         28,007.00           7,440.00       1,624,403.93

  减:营业外支出                     679,711.25         20,082.38       1,091,071.61         61,114.93
      其中:非流动资产处置损         239,069.68         18,926.65         443,488.67         57,899.16

四、利润总额(亏损总额以“-”   16,893,290.09      21,826,692.11     101,709,428.10     66,236,806.52
号填列)
  减:所得税费用                   2,860,949.71     11,289,523.22     22,364,504.15      19,845,402.35
五、净利润(净亏损以“-”号     14,032,340.38      10,537,168.89     79,344,923.95      46,391,404.17
填列)
  归属于母公司所有者的净利润     13,006,483.47      10,759,063.36     74,560,983.94      46,805,121.30
  少数股东损益                     1,025,856.91       -221,894.47       4,783,940.01       -413,717.13
六、其他综合收益的税后净额           974,763.58      3,917,241.05       3,575,834.02       3,880,223.13
  归属母公司所有者的其他综合         974,763.58      3,917,241.05       3,575,834.02       3,880,223.13

                                                  14 / 20
                                       2016 年第三季度报告



收益的税后净额
     (一)以后不能重分类进损
益的其他综合收益
       1.重新计量设定受益计划
净负债或净资产的变动
       2.权益法下在被投资单位
不能重分类进损益的其他综合收
益中享有的份额
     (二)以后将重分类进损益      974,763.58      3,917,241.05      3,575,834.02        3,880,223.13
的其他综合收益
       1.权益法下在被投资单位
以后将重分类进损益的其他综合
收益中享有的份额
       2.可供出售金融资产公允
价值变动损益
       3.持有至到期投资重分类
为可供出售金融资产损益
       4.现金流量套期损益的有
效部分
       5.外币财务报表折算差额      974,763.58      3,917,241.05      3,575,834.02        3,880,223.13
       6.其他
  归属于少数股东的其他综合收
益的税后净额
七、综合收益总额                15,007,103.96     14,454,409.94     82,920,757.97       50,271,627.30
  归属于母公司所有者的综合收    13,981,247.05     14,676,304.41     78,136,817.96       50,685,344.43
益总额
  归属于少数股东的综合收益总     1,025,856.91       -221,894.47      4,783,940.01         -413,717.13

八、每股收益:
  (一)基本每股收益(元/股)              0.02              0.02                0.12              0.08
  (二)稀释每股收益(元/股)              0.02              0.02                0.12              0.08
本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0 元, 上期被合并方实现
的净利润为: 0 元。
法定代表人:历军        主管会计工作负责人:史新东会计机构负责人:翁启南



                                          母公司利润表
                                         2016 年 1—9 月
编制单位:曙光信息产业股份有限公司
                                                   单位:元 币种:人民币 审计类型:未经审计
                                                                  年初至报告期期      上年年初至报告
                                 本期金额           上期金额
                项目                                                  末金额            期期末金额
                                 (7-9 月)        (7-9 月)
                                                                    (1-9 月)          (1-9 月)

                                                15 / 20
                                          2016 年第三季度报告



一、营业收入                      785,159,638.03    838,185,214.96      2,260,601,472.64   1,796,833,450.55
  减:营业成本                    723,009,921.15    784,579,420.50      2,031,218,673.53   1,647,237,409.87
         营业税金及附加               916,393.95        999,589.76          2,847,929.84       2,540,596.53
         销售费用                 22,623,660.08      19,104,828.93        62,749,024.77      51,282,193.83
         管理费用                 27,211,168.55      19,112,157.12        72,898,350.66      57,173,306.94
         财务费用                   6,606,238.41      6,553,131.91        28,882,922.26      16,654,468.26
         资产减值损失               6,218,946.14         29,871.20        17,435,724.57        3,554,370.87
  加:公允价值变动收益(损失
以“-”号填列)
         投资收益(损失以“-”   -1,572,311.20          66,138.55        29,968,592.54          122,140.48
号填列)
         其中:对联营企业和合营       -38,331.08         66,138.55        28,882,572.66          122,140.48
企业的投资收益
二、营业利润(亏损以“-”号      -2,999,001.45       7,872,354.09        74,537,439.55      18,513,244.73
填列)
  加:营业外收入                    4,923,634.88     30,928,972.44        19,390,083.40      34,645,457.81
         其中:非流动资产处置利                      27,105,700.00                           27,105,700.00

  减:营业外支出                      141,989.89             4,393.13         203,929.01         19,842.67
         其中:非流动资产处置损       141,989.89             4,393.13         203,929.01         19,842.67

三、利润总额(亏损总额以“-”      1,782,643.54     38,796,933.40        93,723,593.94      53,138,859.87
号填列)
     减:所得税费用                   286,539.10      5,938,116.00        12,856,266.96        7,779,128.21
四、净利润(净亏损以“-”号        1,496,104.44     32,858,817.40        80,867,326.98      45,359,731.66
填列)
五、其他综合收益的税后净额
  (一)以后不能重分类进损益
的其他综合收益
     1.重新计量设定受益计划净
负债或净资产的变动
     2.权益法下在被投资单位不
能重分类进损益的其他综合收益
中享有的份额
  (二)以后将重分类进损益的
其他综合收益
     1.权益法下在被投资单位以
后将重分类进损益的其他综合收
益中享有的份额
     2.可供出售金融资产公允价
值变动损益
     3.持有至到期投资重分类为
可供出售金融资产损益
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                                         2016 年第三季度报告



    4.现金流量套期损益的有效
部分
    5.外币财务报表折算差额
    6.其他
六、综合收益总额                   1,496,104.44     32,858,817.40       80,867,326.98       45,359,731.66
七、每股收益:
    (一)基本每股收益(元/股)
    (二)稀释每股收益(元/股)
法定代表人:历军                主管会计工作负责人:史新东会计机构负责人:翁启南



                                           合并现金流量表
                                           2016 年 1—9 月
编制单位:曙光信息产业股份有限公司
                                                     单位:元 币种:人民币 审计类型:未经审计
                     项目                          年初至报告期期末金额        上年年初至报告期期末金额
                                                        (1-9 月)                      (1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                              2,949,301,921.34             2,663,081,213.08
  客户存款和同业存放款项净增加额
  向中央银行借款净增加额
  向其他金融机构拆入资金净增加额
  收到原保险合同保费取得的现金
  收到再保险业务现金净额
  保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当期损益
的金融资产净增加额
  收取利息、手续费及佣金的现金
  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还                                              15,747,965.40                 19,404,523.18
  收到其他与经营活动有关的现金                                175,713,567.93               140,659,572.10
    经营活动现金流入小计                                    3,140,763,454.67             2,823,145,308.36
  购买商品、接受劳务支付的现金                              3,170,480,093.54             2,711,688,996.89
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                              264,897,918.75               275,342,903.98
  支付的各项税费                                              120,403,662.74               114,244,925.72
  支付其他与经营活动有关的现金                                235,847,717.15               256,781,767.87


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                                       2016 年第三季度报告



    经营活动现金流出小计                                3,791,629,392.18    3,358,058,594.46
      经营活动产生的现金流量净额                        -650,865,937.51      -534,913,286.10
二、投资活动产生的现金流量:
  收回投资收到的现金                                      42,598,000.00
  取得投资收益收到的现金                                    4,100,968.21
  处置固定资产、无形资产和其他长期资产收回                    123,408.10          3,849,638.09
的现金净额
  处置子公司及其他营业单位收到的现金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                                  46,822,376.31           3,849,638.09
  购建固定资产、无形资产和其他长期资产支付                175,945,655.25      73,557,122.85
的现金
  投资支付的现金                                          284,050,000.00      29,088,000.00
  质押贷款净增加额
  取得子公司及其他营业单位支付的现金净额
  支付其他与投资活动有关的现金                            622,770,672.70
    投资活动现金流出小计                                1,082,766,327.95      102,645,122.85
      投资活动产生的现金流量净额                       -1,035,943,951.64      -98,795,484.76
三、筹资活动产生的现金流量:
  吸收投资收到的现金                                    1,825,791,483.72      36,415,000.00
  其中:子公司吸收少数股东投资收到的现金                  412,250,000.00      36,415,000.00
  取得借款收到的现金                                      985,000,000.00    1,507,700,000.00
  发行债券收到的现金                                                0.00
  收到其他与筹资活动有关的现金                            350,000,000.00      193,000,000.00
    筹资活动现金流入小计                                3,160,791,483.72    1,737,115,000.00
  偿还债务支付的现金                                    1,289,700,000.00    1,085,170,000.00
  分配股利、利润或偿付利息支付的现金                      89,301,549.73       50,053,359.66
  其中:子公司支付给少数股东的股利、利润
  支付其他与筹资活动有关的现金                            202,211,388.88      102,911,186.07
    筹资活动现金流出小计                                1,581,212,938.61    1,238,134,545.73
      筹资活动产生的现金流量净额                        1,579,578,545.11      498,980,454.27
四、汇率变动对现金及现金等价物的影响                          255,212.81           921,244.74
五、现金及现金等价物净增加额                            -106,976,131.23      -133,807,071.85
  加:期初现金及现金等价物余额                          1,199,350,169.36      532,942,202.27
六、期末现金及现金等价物余额                            1,092,374,038.13      399,135,130.42


法定代表人:历军               主管会计工作负责人:史新东会计机构负责人:翁启南



                                  母公司现金流量表
                                    2016 年 1—9 月
编制单位:曙光信息产业股份有限公司

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                                       2016 年第三季度报告



                                                单位:元 币种:人民币 审计类型:未经审计
                   项目                       年初至报告期期末金额          上年年初至报告期期末金额
                                                    (1-9 月)                     (1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                         2,341,445,650.41             1,719,256,503.47
  收到的税费返还                                           8,448,548.34                 1,988,670.11
  收到其他与经营活动有关的现金                           52,962,754.11                 89,136,244.14
    经营活动现金流入小计                               2,402,856,952.86             1,810,381,417.72
  购买商品、接受劳务支付的现金                         3,007,215,439.73             1,944,092,837.07
  支付给职工以及为职工支付的现金                         92,449,732.18                 82,754,030.67
  支付的各项税费                                         45,041,598.65                 33,919,022.42
  支付其他与经营活动有关的现金                           107,777,344.68               119,873,785.12
    经营活动现金流出小计                               3,252,484,115.24             2,180,639,675.28
  经营活动产生的现金流量净额                           -849,627,162.38               -370,258,257.56
二、投资活动产生的现金流量:
  收回投资收到的现金                                     45,634,601.37
  取得投资收益收到的现金                                   4,100,968.21
  处置固定资产、无形资产和其他长期资产收回                       6,473.95                       2,153.64
的现金净额
  处置子公司及其他营业单位收到的现金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                                 49,742,043.53                          2,153.64
  购建固定资产、无形资产和其他长期资产支付               109,069,717.90                85,535,973.13
的现金
  投资支付的现金                                         611,947,138.38                68,482,300.00
  取得子公司及其他营业单位支付的现金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                                 721,016,856.28               154,018,273.13
      投资活动产生的现金流量净额                       -671,274,812.75               -154,016,119.49
三、筹资活动产生的现金流量:
  吸收投资收到的现金                                   1,377,999,983.80
  取得借款收到的现金                                     620,000,000.00             1,205,000,000.00
  收到其他与筹资活动有关的现金                           200,000,000.00               133,000,000.00
    筹资活动现金流入小计                               2,197,999,983.80             1,338,000,000.00
  偿还债务支付的现金                                     750,000,000.00               992,670,000.00
  分配股利、利润或偿付利息支付的现金                     68,702,386.23                 39,022,719.12
  支付其他与筹资活动有关的现金                           87,211,388.88                 90,411,186.07
    筹资活动现金流出小计                                 905,913,775.11             1,122,103,905.19
      筹资活动产生的现金流量净额                       1,292,086,208.69               215,896,094.81
四、汇率变动对现金及现金等价物的影响                         47,146.32                           -88.18
五、现金及现金等价物净增加额                           -228,768,620.12               -308,378,370.42
  加:期初现金及现金等价物余额                           671,218,605.51               376,561,713.19

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                                       2016 年第三季度报告



六、期末现金及现金等价物余额                           442,449,985.39         68,183,342.77
法定代表人:历军               主管会计工作负责人:史新东会计机构负责人:翁启南



4.2 审计报告
□适用 √不适用




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