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2019年11月15日 星期五

中科曙光(603019)公告正文

中科曙光:2015年第三季度报告

公告日期:2015-10-28

                           2015 年第三季度报告



公司代码:603019                                 公司简称:中科曙光




                   曙光信息产业股份有限公司
                     2015 年第三季度报告




                                 1 / 23
                                 2015 年第三季度报告




                                    目录
一、   重要提示.................................................................. 3
二、   公司主要财务数据和股东变化 ................................................ 3
三、   重要事项.................................................................. 6
四、   附录..................................................................... 11




                                       2 / 23
                                     2015 年第三季度报告




一、 重要提示


1.1 公司董事会、监事会及董事、监事、高级管理人员应当保证季度报告内容的真实、准确、完

    整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。



1.2 公司全体董事出席董事会审议季度报告。



1.3 公司负责人历军、主管会计工作负责人史新东及会计机构负责人(会计主管人员)翁启南保

    证季度报告中财务报表的真实、准确、完整。



1.4 本公司第三季度报告未经审计。



二、 公司主要财务数据和股东变化


2.1 主要财务数据
                                                                       单位:元 币种:人民币
                                                                               本报告期末比上
                              本报告期末                    上年度末
                                                                               年度末增减(%)
总资产                      3,462,942,123.67               2,920,774,874.92              18.56
归属于上市公司股东的净
                            1,207,268,853.66               1,180,583,509.23               2.26
资产
                            年初至报告期末          上年初至上年报告期末       比上年同期增减
                              (1-9 月)                  (1-9 月)                 (%)
经营活动产生的现金流量
                             -534,913,286.10                -256,814,392.54             不适用
净额
                            年初至报告期末          上年初至上年报告期末       比上年同期增减
                              (1-9 月)                  (1-9 月)               (%)
营业收入                    2,129,336,801.90               1,546,742,043.47              37.67
归属于上市公司股东的净
                                  46,805,121.30              29,426,383.91               59.06
利润
归属于上市公司股东的扣
                                  25,357,963.00               7,644,574.36              231.71
除非经常性损益的净利润
                                                                               减少 0.11 个百分
加权平均净资产收益率(%)                  3.92                         4.03
                                                                                             点

                                           3 / 23
                                 2015 年第三季度报告



基本每股收益(元/股)                  0.16                     0.13             23.08
稀释每股收益(元/股)                  0.16                     0.13             23.08

非经常性损益项目和金额
√适用 □不适用
                                                                 单位:元 币种:人民币
                                       本期金额        年初至报告期末金额
               项目                                                           说明
                                     (7-9 月)           (1-9 月)
                                                                           处置固定资
非流动资产处置损益                        9,080.35          1,566,504.77
                                                                             产损益
越权审批,或无正式批准文件,或偶发
性的税收返还、减免
计入当期损益的政府补助,但与公司正
常经营业务密切相关,符合国家政策规
                                      7,970,887.56         22,831,580.99    政府补贴
定、按照一定标准定额或定量持续享受
的政府补助除外
计入当期损益的对非金融企业收取的资
金占用费
企业取得子公司、联营企业及合营企业
的投资成本小于取得投资时应享有被投
资单位可辨认净资产公允价值产生的收

非货币性资产交换损益
委托他人投资或管理资产的损益
因不可抗力因素,如遭受自然灾害而计
提的各项资产减值准备
债务重组损益
企业重组费用,如安置职工的支出、整
合费用等
交易价格显失公允的交易产生的超过公
允价值部分的损益
同一控制下企业合并产生的子公司期初
至合并日的当期净损益
与公司正常经营业务无关的或有事项产
生的损益
除同公司正常经营业务相关的有效套期
保值业务外,持有交易性金融资产、交
易性金融负债产生的公允价值变动损
益,以及处置交易性金融资产、交易性
金融负债和可供出售金融资产取得的投
资收益
单独进行减值测试的应收款项减值准备
转回

                                       4 / 23
                                        2015 年第三季度报告



对外委托贷款取得的损益
采用公允价值模式进行后续计量的投资
性房地产公允价值变动产生的损益
根据税收、会计等法律、法规的要求对
当期损益进行一次性调整对当期损益的
影响
受托经营取得的托管费收入
除上述各项之外的其他营业外收入和支
                                               103,119.65              183,736.05

其他符合非经常性损益定义的损益项目
所得税影响额                               -1,756,302.58             -2,382,495.57
少数股东权益影响额(税后)                     507,231.20              -752,167.94
合计                                         6,834,016.18            21,447,158.30



2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表
                                                                                        单位:股
股东总数(户)                                                                               24,458
                                    前十名股东持股情况
                                                               质押或冻结情况
  股东名称        期末持股                 持有有限售条
                              比例(%)                         股份                   股东性质
  (全称)          数量                   件股份数量                   数量
                                                              状态
北京中科算源
资产管理有限     68,537,898   22.8460        68,537,898       无                  国有法人
公司
天津天富创业
                 38,670,336   12.8901        38,670,336       无                  境内非国有法人
投资有限公司
北京思科智控
                 14,180,255    4.7268        14,180,255       无                  国有法人
股中心
历军             12,553,213    4.1844        12,553,213       质押    6,000,000   境内自然人
聂华              9,279,582    3.0932          9,279,582      无                  境内自然人
杜梅              8,583,614    2.8612          8,583,614      无                  境内自然人
王英              8,248,517    2.7495          8,248,517      无                  境内自然人
全国社会保障
基金理事会转      7,500,000    2.5000          7,500,000      无                  国有法人
持二户
史新东            5,284,207    1.7614          5,284,207      质押    5,280,000   境内自然人
王成江            3,737,610    1.2459          3,737,610      无                  境内自然人
                               前十名无限售条件股东持股情况
                                              持有无限售条件流             股份种类及数量
                 股东名称
                                                通股的数量                种类           数量
光大证券股份有限公司                                   1,705,734      人民币普通股     1,705,734


                                              5 / 23
                                   2015 年第三季度报告



中国建设银行股份有限公司-华商价值精
                                                  1,504,600     人民币普通股     1,504,600
选混合型证券投资基金
中国证券金融股份有限公司                          1,434,703     人民币普通股     1,434,703
中国建设银行股份有限公司-易方达国防
                                                  1,150,000     人民币普通股     1,150,000
军工混合型证券投资基金
富兰克林华美证券投资信托股份有限公司
                                                  1,052,895     人民币普通股     1,052,895
-客户资金
高子雅                                              955,140     人民币普通股       955,140
李海燕                                              815,000     人民币普通股       815,000
中国建设银行股份有限公司-华商盛世成
                                                    769,950     人民币普通股       769,950
长混合型证券投资基金
中国工商银行股份有限公司-华商创新成
                                                    702,823     人民币普通股       702,823
长灵活配置混合型发起式证券投资基金
李燕                                                693,088     人民币普通股       693,088
                                        北京中科算源资产管理有限公司与北京思科智控股
                                        中心存在关联关系(双方关联关系详见公司《首次公
上述股东关联关系或一致行动的说明
                                        开发行股票招股说明书》第五章第七部分),其他股
                                        东未知是否有关联关系或一致行动关系。



2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情

    况表
□适用 √不适用



三、 重要事项


3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
√适用 □不适用


 资产负债
                                                         增减变化
 表项目名         本期期末数       上年度期末数                             变化原因
                                                           (%)
   称
                                                                      主要为银行承兑汇票到
应收票据           32,591,715.05   101,243,042.85           -67.81    期兑付及支付采购货款
                                                                      所致
                                                                      主要为销售业务增加所
应收账款          789,892,218.26   570,663,474.64             38.42
                                                                      致
                                                                      主要为材料采购增加所
预付款项           52,787,218.39     24,321,913.85          117.04
                                                                      致

存货              628,682,217.15   315,435,799.03             99.31   主要为发出商品与原材

                                         6 / 23
                               2015 年第三季度报告



                                                                 料增加所致

其他流动                                                         主要为增值税待抵税金
             68,787,441.97        7,550,538.43          811.03
资产                                                             增加所致
可供出售                                                         主要为对外股权投资增
             21,268,000.00        1,180,000.00         1702.37
金融资产                                                         加所致
                                                                 主要为公司生产线改
在建工程     36,976,837.61       13,978,687.37          164.52   造、成都云计算大楼、
                                                                 盘锦厂房建设所致
                                                                 主要为研发项目支出增
开发支出     89,000,521.49       18,768,478.66          374.20
                                                                 加所致
递延所得                                                         主要为计提各项减值准
             11,088,602.15        8,239,180.04           34.58
税资产                                                           备所致
                                                                 主要为流动资金贷款增
短期借款    852,700,000.00     422,670,000.00           101.74
                                                                 加所致
                                                                 主要为支付采购货款所
应付票据     83,000,000.00       50,000,000.00           66.00
                                                                 致
应付职工                                                         主要为计提的绩效工资
              5,963,990.71       43,298,947.04          -86.23
薪酬                                                             及奖金发放所致
                                                                 主要为计提的应交企业
应交税费     24,683,753.87       18,716,921.20           31.88   所得税应交增值税等税
                                                                 金
其他应付
             74,657,952.05       13,839,384.71          439.46   主要为暂收投资款

其他流动                                                         主要为计提应归属于本
              1,019,339.62          250,000.00          307.74
负债                                                             期的费用
 利润表                                              增减变化
               本期数           上年同期数                             变化原因
项目名称                                               (%)

营业收入   2,129,336,801.90   1,546,742,043.47           37.67
                                                                 主要为主营业务规模扩
营业成本   1,728,399,536.89   1,197,844,881.73           44.29   大所致
营业税金
              8,297,944.47        4,467,688.88           85.73
及附加
资产减值                                                         主要为应收账款计提坏
             15,998,929.76        6,115,603.60          161.61
损失                                                             账准备所致

利润总额     66,236,806.52       40,894,437.36           61.97
                                                                 主要为公司主营业务盈
净利润       46,391,404.17       29,640,826.64           56.51   利增长所致

归属于母
公司所有
             46,805,121.30       29,426,383.91           59.06
者的净利


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                                  2015 年第三季度报告



 现金流量
                                                        增减变化
 表项目名         本期数           上年同期数                             变化原因
                                                          (%)
   称
经营活动
产生的现                                                            主要为采购款支付及日
              -534,913,286.10     -256,814,392.54         -108.29
金流量净                                                            常经营支出增加所致

投资活动
产生的现
               -98,795,484.76      -69,979,996.40          -41.18   主要为增加投资所致
金流量净

筹资活动
产生的现                                                            主要为增加银行贷款所
               498,980,454.27        7,949,825.03         6176.62
金流量净                                                            致




3.2 重要事项进展情况及其影响和解决方案的分析说明
√适用 □不适用
一、2015年度非公开发行A股股票事项
    2015年4月24日,公司召开第二届第十四次董事会,审议通过了非公开发行A股股票等相关议
案,公司拟向特定对象非公开发行A股股票不超过21,439,509股,募集资金总额不超过140,000万
元,非公开发行底价为65.30元/股(详见公告:2015-021)。公司2014年度利润分配方案实施完
毕后,本次非公开发行A股股票发行底价调整为65.22元/股,发行数量调整为不超过21,465,808
股(详见公告:2015-034)。
    2015年7月8日,财政部批复同意公司非公开发行股票(批文号:财资函[2015]38号)。
    2015年7月10日,公司召开2015年第一次临时股东大会,审议通过了本次非公开发行相关议案
(详见公告:2015-043)。
    2015年7月20日,公司收到中国证监会出具的《中国证监会行政许可申请受理通知书》(151856
号),决定对该行政许可申请予以受理(详见公告:2015-046)。
    2015年10月19日,公司收到中国证监会出具的《中国证监会行政许可项目审查反馈意见通知
书》(151856号)。公司及相关中介机构正在对反馈意见进行认真核查和落实,并将按照相关要
求对反馈意见回复进行公开披露。
    本事项进展对公司第三季度报告无影响。
二、2015年度员工股权激励计划事项
    2015年4月24日,公司召开第二届第十四次董事会,审议通过了员工股权激励计划等相关议案,
公司拟向激励对象授予300万股限制性A股股票,占公司股本总额的1%;其中,首次授予限制性股
票285万股,占公司股本总额的0.95%,预留授予限制性股票15万股,占目前公司总股本的0.05%。
(详见公告:2015-023)。
    2015年10月16日,公司收到《中国科学院关于报送曙光信息产业股份有限公司实施限制性股
票激励计划申请材料的函》(科发函字[2015]346号),要求公司根据财政部审核的反馈意见报送
补充材料,公司正在积极整理相关上报材料。
    本事项进展对公司第三季度报告无影响。

                                        8 / 23
                                       2015 年第三季度报告




3.3 公司及持股 5%以上的股东承诺事项履行情况
√适用 □不适用

                                                                                             如
                                                                                             未
                                                                                             能
                                                                                      如未
                                                                                             及
                                                                                 是   能及
                                                                            是               时
                                                                                 否   时履
                                                                            否               履
                                                                                 及   行应
                                                                            有               行
承诺背   承诺                                                                    时   说明
                  承诺方            承诺内容             承诺时间及期限     履               应
  景     类型                                                                    严   未完
                                                                            行               说
                                                                                 格   成履
                                                                            期               明
                                                                                 履   行的
                                                                            限               下
                                                                                 行   具体
                                                                                             一
                                                                                      原因
                                                                                             步
                                                                                             计
                                                                                             划
与首次          北京中科                                承诺时间:2014 年
         解决              避免同业竞争的承诺,详见
公开发          算源资产                                6月6日
         同业              公司《首次公开发行股票招                         否   是
行相关          管理有限                                承诺期限:长期承
         竞争              股说明书》。
的承诺          公司                                    诺
与首次                                                  承诺时间:2014 年
         解决   中国科学   避免同业竞争的承诺,详见
公开发                                                  6月6日
         同业   院计算技   公司《首次公开发行股票招                         否   是
行相关                                                  承诺期限:长期承
         竞争   术研究所   股说明书》。
的承诺                                                  诺
                                                        承诺时间:2014 年
与首次          北京中科   关于所持股份流通限制和资
                                                        5月7日
公开发   股份   算源资产   源锁定的承诺,详见公司《首
                                                        承诺期限:2014 年   是   是
行相关   限售   管理有限   次公开发行股票招股说明
                                                        11 月 6 日至 2019
的承诺          公司       书》。
                                                        年 11 月 5 日
                                                        承诺时间:2011 年
与首次                     关于所持股份流通限制和资
                天津天富                                5 月 25 日
公开发   股份              源锁定的承诺,详见公司《首
                创业投资                                承诺期限:2014 年   是   是
行相关   限售              次公开发行股票招股说明
                有限公司                                11 月 6 日至 2015
的承诺                     书》。
                                                        年 11 月 5 日
                                                        承诺时间:2014 年
与首次          北京中科
                           关于减持股份意向的承诺,     9 月 18 日
公开发          算源资产
         其他              详见公司《首次公开发行股     承诺期限:2017 年   是   是
行相关          管理有限
                           票招股说明书》。             11 月 6 日至 2019
的承诺          公司
                                                        年 11 月 5 日


                                               9 / 23
                                        2015 年第三季度报告



                                                          承诺时间:2014 年
与首次
                天津天富   关于减持股份意向的承诺,       9 月 18 日
公开发
         其他   创业投资   详见公司《首次公开发行股       承诺期限:2014 年     是   是
行相关
                有限公司   票招股说明书》。               11 月 6 日至 2015
的承诺
                                                          年 11 月 5 日
                                                          承诺时间:2014 年
与首次          北京中科
                           关于稳定公司股价的承诺,       9 月 18 日
公开发          算源资产
         其他              详见公司《首次公开发行股       承诺期限:2014 年     是   是
行相关          管理有限
                           票招股说明书》。               11 月 6 日至 2017
的承诺          公司
                                                          年 11 月 5 日
                                                          承诺时间:2014 年
与首次
                曙光信息   关于稳定公司股价的承诺,       9 月 18 日
公开发
         其他   产业股份   详见公司《首次公开发行股       承诺期限:2014 年     是   是
行相关
                有限公司   票招股说明书》。               11 月 6 日至 2017
的承诺
                                                          年 11 月 5 日
与首次                                                    承诺时间:2014 年
                曙光信息   关于未履行承诺时的约束措
公开发                                                    6 月 16 日
         其他   产业股份   施的承诺,详见公司《首次                             否   是
行相关                                                    承诺期限:长期承
                有限公司   公开发行股票招股说明书》
的承诺                                                    诺
与首次          北京中科                                  承诺时间:2014 年
                           关于未履行承诺时的约束措
公开发          算源资产                                  6 月 16 日
         其他              施的承诺,详见公司《首次                             否   是
行相关          管理有限                                  承诺期限:长期承
                           公开发行股票招股说明书》。
的承诺          公司                                      诺
与首次                                                    承诺时间:2014 年
                中国科学   关于未履行承诺时的约束措
公开发                                                    6 月 16 日
         其他   院计算技   施的承诺,详见公司《首次                             否   是
行相关                                                    承诺期限:长期承
                术研究所   公开发行股票招股说明书》。
的承诺                                                    诺
                           若持有的公司股票在限售期
                           结束的前一交易日收盘价格
                           低于公司 2015 年度非公开
                                                          承诺时间:2015 年
                           发行股票的发行底价(65.22
                北京中科                                  7 月 10 日
         稳定              元/股;如遇除权除息等事
                算源资产                                  承诺期限:2017 年
其他     股价              项,该价格相应调整),则                             是   是
                管理有限                                  11 月 6 日至 2018
         措施              承诺自限售期满之日起六个
                公司                                      年5月5日
                           月内不减持公司股份。同时
                           承诺自 2015 年 7 月 8 日起六
                           个月内不通过二级市场减持
                           本公司股份。
                                                          承诺时间:2015 年
         稳定   天津天富   承诺自 2015 年 7 月 8 日起六   7 月 10 日
其他     股价   创业投资   个月内不通过二级市场减持       承诺期限:2015 年     是   是
         措施   有限公司   本公司股份。                   7 月 8 日至 2016 年
                                                          1月7日


                                               10 / 23
                                 2015 年第三季度报告



  一年内到期的非流动资产
  其他流动资产                                    68,787,441.97      7,550,538.43
   流动资产合计                             2,154,202,517.22      1,726,034,184.84
非流动资产:
  发放贷款及垫款
  可供出售金融资产                                21,268,000.00      1,180,000.00
  持有至到期投资
  长期应收款
  长期股权投资                                   102,598,268.29     94,134,099.51
  投资性房地产
  固定资产                                       737,674,947.35    751,590,611.85
  在建工程                                        36,976,837.61     13,978,687.37
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                       115,607,117.23    119,883,898.27
  开发支出                                        89,000,521.49     18,768,478.66
  商誉
  长期待摊费用                                     2,407,291.98      2,818,437.85
  递延所得税资产                                  11,088,602.15      8,239,180.04
  其他非流动资产                                 192,118,020.35    184,147,296.53
   非流动资产合计                           1,308,739,606.45      1,194,740,690.08
      资产总计                              3,462,942,123.67      2,920,774,874.92
流动负债:
  短期借款                                       852,700,000.00    422,670,000.00
  向中央银行借款
  吸收存款及同业存放
  拆入资金
  以公允价值计量且其变动计入当期损
益的金融负债
  衍生金融负债
  应付票据                                        83,000,000.00     50,000,000.00
  应付账款                                       673,943,671.15    697,183,793.32
  预收款项                                        71,491,140.06     71,418,498.75
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                     5,963,990.71     43,298,947.04
  应交税费                                        24,683,753.87     18,716,921.20
  应付利息
  应付股利
  其他应付款                                      74,657,952.05     13,839,384.71
                                       12 / 23
                                  2015 年第三季度报告



  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债                           15,000,000.00            15,000,000.00
  其他流动负债                                      1,019,339.62               250,000.00
   流动负债合计                              1,802,459,847.46            1,332,377,545.02
非流动负债:
  长期借款                                         47,500,000.00            55,000,000.00
  应付债券
  其中:优先股
         永续债
  长期应付款
  长期应付职工薪酬
  专项应付款                                      198,632,449.49           168,316,949.49
  预计负债
  递延收益                                        157,203,627.11           170,620,808.10
  递延所得税负债                                        10,426.25               10,426.25
  其他非流动负债
   非流动负债合计                                 403,346,502.85           393,948,183.84
      负债合计                               2,205,806,350.31            1,726,325,728.86
所有者权益
  股本                                            300,000,000.00           300,000,000.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                        394,814,117.96           394,814,117.96
  减:库存股
  其他综合收益                                      2,014,073.07            -1,866,150.06
  专项储备
  盈余公积                                         35,747,592.75            35,747,592.75
  一般风险准备
  未分配利润                                      474,693,069.88           451,887,948.58
  归属于母公司所有者权益合计                 1,207,268,853.66            1,180,583,509.23
  少数股东权益                                     49,866,919.70            13,865,636.83
   所有者权益合计                            1,257,135,773.36            1,194,449,146.06
      负债和所有者权益总计                   3,462,942,123.67            2,920,774,874.92
法定代表人:历军         主管会计工作负责人:史新东            会计机构负责人:翁启南



                                   母公司资产负债表

                                        13 / 23
                                    2015 年第三季度报告



                                     2015 年 9 月 30 日
编制单位:曙光信息产业股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                 项目                            期末余额              年初余额
流动资产:
  货币资金                                          102,743,342.77      391,868,713.19
  以公允价值计量且其变动计入当期损
益的金融资产
  衍生金融资产
  应收票据                                           12,355,994.60       12,124,890.26
  应收账款                                     1,073,304,696.78         833,815,698.11
  预付款项                                           17,174,074.00        6,126,656.25
  应收利息
  应收股利
  其他应收款                                         10,575,255.02        2,354,751.94
  存货                                              445,287,295.77      246,220,865.82
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                         719,806.91         1,291,322.46
   流动资产合计                                1,662,160,465.85       1,493,802,898.03
非流动资产:
  可供出售金融资产                                   21,268,000.00        1,180,000.00
  持有至到期投资
  长期应收款
  长期股权投资                                      472,936,619.99      397,314,479.51
  投资性房地产
  固定资产                                          158,581,296.78      155,993,106.49
  在建工程                                            8,033,479.83        6,755,745.79
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                            9,429,383.51       11,713,614.60
  开发支出                                           89,000,521.49       18,768,478.66
  商誉
  长期待摊费用                                         416,527.00           117,173.20
  递延所得税资产                                       391,565.93           199,865.16
  其他非流动资产                                     30,688,229.96       29,039,979.67
   非流动资产合计                                   790,745,624.49      621,082,443.08
      资产总计                                 2,452,906,090.34       2,114,885,341.11
流动负债:
  短期借款                                          550,000,000.00      337,670,000.00

                                          14 / 23
                                 2015 年第三季度报告



  以公允价值计量且其变动计入当期损
益的金融负债
  衍生金融负债
  应付票据                                        83,000,000.00     37,500,000.00
  应付账款                                       588,554,726.49    558,114,014.61
  预收款项                                        36,482,606.07     26,116,109.76
  应付职工薪酬                                     1,187,242.51     10,873,055.81
  应交税费                                         8,901,306.78     10,663,635.36
  应付利息
  应付股利
  其他应付款                                      27,759,147.08      8,473,806.12
  划分为持有待售的负债
  一年内到期的非流动负债
  其他流动负债
   流动负债合计                             1,295,885,028.93       989,410,621.66
非流动负债:
  长期借款
  应付债券
  其中:优先股
         永续债
  长期应付款
  长期应付职工薪酬
  专项应付款                                      39,364,449.49     29,649,249.49
  预计负债
  递延收益                                        67,318,966.83     66,847,556.53
  递延所得税负债
  其他非流动负债
   非流动负债合计                                106,683,416.32     96,496,806.02
      负债合计                              1,402,568,445.25      1,085,907,427.68
所有者权益:
  股本                                           300,000,000.00    300,000,000.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                       394,001,985.79    394,001,985.79
  减:库存股
  其他综合收益
  专项储备
  盈余公积                                        35,747,592.75     35,747,592.75
  未分配利润                                     320,588,066.55    299,228,334.89
   所有者权益合计                           1,050,337,645.09      1,028,977,913.43
      负债和所有者权益总计                  2,452,906,090.34      2,114,885,341.11
                                       15 / 23
                                    2015 年第三季度报告



法定代表人:历军         主管会计工作负责人:史新东             会计机构负责人:翁启南

                                       合并利润表
                                     2015 年 1—9 月
编制单位:曙光信息产业股份有限公司
                                              单位:元 币种:人民币 审计类型:未经审计
                                                            年初至报告期    上年年初至报告
                     本期金额         上期金额
       项目                                               期末金额 (1-9    期期末金额(1-9
                     (7-9 月)       (7-9 月)
                                                                月)              月)
一、营业总收入     858,105,900.65   502,088,511.43 2,129,336,801.90         1,546,742,043.47
其中:营业收入     858,105,900.65   502,088,511.43 2,129,336,801.90         1,546,742,043.47
       利息收入
       已赚保费
      手续费及
佣金收入
二、营业总成本     849,111,164.65   505,488,172.84 2,102,408,589.48         1,543,532,028.40
其中:营业成本     710,241,727.57   380,825,532.48 1,728,399,536.89         1,197,844,881.73
       利息支出
      手续费及
佣金支出
       退保金
       赔付支出
净额
      提取保险
合同准备金净额
       保单红利
支出
       分保费用
      营业税金       2,157,095.73     1,790,685.27           8,297,944.47      4,467,688.88
及附加
       销售费用     65,397,613.62    51,166,804.93         156,283,994.49    125,483,301.64
       管理费用     54,117,565.08    59,772,521.24         166,424,303.09    177,995,652.01
       财务费用     11,220,298.69    10,973,531.07          27,003,880.78     31,624,900.54
       资产减值      5,976,863.96       959,097.85          15,998,929.76      6,115,603.60
损失
  加:公允价值变
动收益(损失以
“-”号填列)
      投资收益        -591,833.15        58,954.07            -535,831.22        245,177.53
(损失以“-”号
填列)
      其中:对联      -591,833.15        58,954.07            -535,831.22        245,177.53
营企业和合营企
                                          16 / 23
                                     2015 年第三季度报告



业的投资收益
      汇兑收益
(损失以“-”号
填列)
三、营业利润(亏      8,402,902.85    -3,340,707.34        26,392,381.20    3,455,192.60
损以“-”号填列)
  加:营业外收入     13,443,871.64    10,766,253.08        39,905,540.25   37,907,866.99
      其中:非流        28,007.00           7,622.79        1,624,403.93      73,589.85
动资产处置利得
  减:营业外支出        20,082.38         30,601.69           61,114.93      468,622.23
      其中:非流        18,926.65         19,101.69           57,899.16       95,452.15
动资产处置损失
四、利润总额(亏     21,826,692.11     7,394,944.05        66,236,806.52   40,894,437.36
损总额以“-”
号填列)
  减:所得税费用     11,289,523.22     1,298,781.13        19,845,402.35   11,253,610.72
五、净利润(净亏     10,537,168.89     6,096,162.92        46,391,404.17   29,640,826.64
损以“-”号填
列)
  归属于母公司       10,759,063.36     5,965,767.47        46,805,121.30   29,426,383.91
所有者的净利润
  少数股东损益         -221,894.47       130,395.45          -413,717.13     214,442.73
六、其他综合收益      3,917,241.05       105,097.54         3,880,223.13     509,553.30
的税后净额
  归属母公司所        3,917,241.05       105,097.54         3,880,223.13     509,553.30
有者的其他综合
收益的税后净额
    (一)以后不
能重分类进损益
的其他综合收益
      1.重新计
量设定受益计划
净负债或净资产
的变动
      2.权益法
下在被投资单位
不能重分类进损
益的其他综合收
益中享有的份额
    (二)以后将      3,917,241.05       105,097.54         3,880,223.13     509,553.30
重分类进损益的
其他综合收益
      1.权益法
                                           17 / 23
                                   2015 年第三季度报告



下在被投资单位
以后将重分类进
损益的其他综合
收益中享有的份

      2.可供出
售金融资产公允
价值变动损益
      3.持有至
到期投资重分类
为可供出售金融
资产损益
      4.现金流
量套期损益的有
效部分
      5.外币财      3,917,241.05        105,097.54        3,880,223.13     509,553.30
务报表折算差额
      6.其他
  归属于少数股
东的其他综合收
益的税后净额
七、综合收益总额   14,454,409.94     6,201,260.46        50,271,627.30   30,150,379.94
  归属于母公司     14,676,304.41     6,070,865.01        50,685,344.43   29,935,937.21
所有者的综合收
益总额
   归属于少数股      -221,894.47        130,395.45         -413,717.13     214,442.73
东的综合收益总

八、每股收益:
  (一)基本每股            0.04              0.03               0.16            0.13
收益(元/股)
  (二)稀释每股            0.04              0.03               0.16            0.13
收益(元/股)
本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0 元, 上期被合并方实现
的净利润为: 0 元。
法定代表人:历军        主管会计工作负责人:史新东        会计机构负责人:翁启南



                                      母公司利润表
                                     2015 年 1—9 月
编制单位:曙光信息产业股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计


                                         18 / 23
                                       2015 年第三季度报告



                                                             年初至报告期期    上年年初至报告
                        本期金额         上期金额
        项目                                                     末金额          期期末金额
                        (7-9 月)       (7-9 月)
                                                               (1-9 月)        (1-9 月)
一、营业收入          838,185,214.96   446,802,587.67 1,796,833,450.55         1,237,847,250.49
     减:营业成本     784,579,420.50   388,735,204.40 1,647,237,409.87         1,099,976,270.24
      营业税金           999,589.76      1,154,494.44           2,540,596.53      2,447,516.45
及附加
         销售费用      19,104,828.93    17,018,922.13          51,282,193.83     46,825,112.30
         管理费用      19,112,157.12    15,609,371.42          57,173,306.94     42,532,142.28
         财务费用       6,553,131.91     8,273,692.84          16,654,468.26     23,405,555.43
         资产减值         29,871.20        959,097.85           3,554,370.87      2,529,638.61
损失
  加:公允价值变
动收益(损失以
“-”号填列)
      投资收益            66,138.55         58,954.07             122,140.48        245,177.53
(损失以“-”号
填列)
      其中:对联          66,138.55         58,954.07             122,140.48        245,177.53
营企业和合营企
业的投资收益
二、营业利润(亏        7,872,354.09    15,110,758.66          18,513,244.73     20,376,192.71
损以“-”号填列)
     加:营业外收入    30,928,972.44     1,384,998.82          34,645,457.81      3,314,327.52
      其中:非流       27,105,700.00                           27,105,700.00
动资产处置利得
     减:营业外支出        4,393.13         14,241.64              19,842.67         19,464.16
      其中:非流           4,393.13           2,741.64             19,842.67          7,964.16
动资产处置损失
三、利润总额(亏       38,796,933.40    16,481,515.84          53,138,859.87     23,671,056.07
损总额以“-”号
填列)
      减:所得税费      5,938,116.00     2,432,643.48           7,779,128.21      3,483,275.67

四、净利润(净亏       32,858,817.40    14,048,872.36          45,359,731.66     20,187,780.40
损以“-”号填列)
五、其他综合收益
的税后净额
  (一)以后不能
重分类进损益的
其他综合收益
    1.重新计量
设定受益计划净
                                             19 / 23
                                      2015 年第三季度报告



负债或净资产的
变动
    2.权益法下在
被投资单位不能重
分类进损益的其他
综合收益中享有的
份额
  (二)以后将重
分类进损益的其
他综合收益
    1.权益法下
在被投资单位以
后将重分类进损
益的其他综合收
益中享有的份额
    2.可供出售
金融资产公允价
值变动损益
    3.持有至到
期投资重分类为
可供出售金融资
产损益
    4.现金流量
套期损益的有效
部分
    5.外币财务
报表折算差额
    6.其他
六、综合收益总额      32,858,817.40    14,048,872.36        45,359,731.66    20,187,780.40
七、每股收益:
    (一)基本每
股收益(元/股)
    (二)稀释每
股收益(元/股)
法定代表人:历军           主管会计工作负责人:史新东           会计机构负责人:翁启南



                                       合并现金流量表
                                       2015 年 1—9 月
编制单位:曙光信息产业股份有限公司
                                               单位:元 币种:人民币 审计类型:未经审计
                   项目                    年初至报告期期末金额      上年年初至报告期期末
                                                 (1-9 月)              金额(1-9 月)

                                            20 / 23
                                   2015 年第三季度报告



一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                2,663,081,213.08      1,782,063,375.04
  客户存款和同业存放款项净增加额
  向中央银行借款净增加额
  向其他金融机构拆入资金净增加额
  收到原保险合同保费取得的现金
  收到再保险业务现金净额
  保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当
期损益的金融资产净增加额
  收取利息、手续费及佣金的现金
  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还                                    19,404,523.18     15,141,735.55
  收到其他与经营活动有关的现金                     140,659,572.10     78,825,595.64
    经营活动现金流入小计                      2,823,145,308.36      1,876,030,706.23
  购买商品、接受劳务支付的现金                2,711,688,996.89      1,716,870,643.72
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                   275,342,903.98    214,548,644.85
  支付的各项税费                                   114,244,925.72     84,544,362.18
  支付其他与经营活动有关的现金                     256,781,767.87    116,881,448.02
    经营活动现金流出小计                      3,358,058,594.46      2,132,845,098.77
      经营活动产生的现金流量净额                -534,913,286.10      -256,814,392.54
二、投资活动产生的现金流量:
  收回投资收到的现金
  取得投资收益收到的现金                                                 479,019.61
  处置固定资产、无形资产和其他长期资                 3,849,638.09      1,780,233.44
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                             3,849,638.09      2,259,253.05
  购建固定资产、无形资产和其他长期资                73,557,122.85     72,059,249.45
产支付的现金
  投资支付的现金                                    29,088,000.00        180,000.00
  质押贷款净增加额
  取得子公司及其他营业单位支付的现
金净额

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                                   2015 年第三季度报告



  支付其他与投资活动有关的现金
    投资活动现金流出小计                           102,645,122.85            72,239,249.45
      投资活动产生的现金流量净额                   -98,795,484.76           -69,979,996.40
三、筹资活动产生的现金流量:
  吸收投资收到的现金                                36,415,000.00
  其中:子公司吸收少数股东投资收到的                36,415,000.00
现金
  取得借款收到的现金                          1,507,700,000.00              802,670,000.00
  发行债券收到的现金
  收到其他与筹资活动有关的现金                     193,000,000.00            30,000,000.00
    筹资活动现金流入小计                      1,737,115,000.00              832,670,000.00
  偿还债务支付的现金                          1,085,170,000.00              792,670,000.00
  分配股利、利润或偿付利息支付的现金                50,053,359.66            29,531,827.76
  其中:子公司支付给少数股东的股利、
利润
  支付其他与筹资活动有关的现金                     102,911,186.07             2,518,347.21
    筹资活动现金流出小计                      1,238,134,545.73              824,720,174.97
      筹资活动产生的现金流量净额                   498,980,454.27             7,949,825.03
四、汇率变动对现金及现金等价物的影响                     921,244.74             -61,173.07
五、现金及现金等价物净增加额                    -133,807,071.85             -318,905,736.98
  加:期初现金及现金等价物余额                     532,942,202.27           545,466,971.63
六、期末现金及现金等价物余额                  399,135,130.42          226,561,234.65
法定代表人:历军        主管会计工作负责人:史新东        会计机构负责人:翁启南



                                  母公司现金流量表
                                    2015 年 1—9 月
编制单位:曙光信息产业股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
               项目                     年初至报告期期末金额          上年年初至报告期期末
                                              (1-9 月)                  金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                1,719,256,503.47             1,243,740,786.55
  收到的税费返还                                     1,988,670.11              1,457,869.92
  收到其他与经营活动有关的现金                      89,136,244.14             81,780,561.67
    经营活动现金流入小计                      1,810,381,417.72             1,326,979,218.14
  购买商品、接受劳务支付的现金                1,944,092,837.07             1,403,621,235.97
  支付给职工以及为职工支付的现金                    82,754,030.67             65,410,145.89
  支付的各项税费                                    33,919,022.42             30,130,736.38
  支付其他与经营活动有关的现金                     119,873,785.12             56,887,374.64
    经营活动现金流出小计                      2,180,639,675.28             1,556,049,492.88
  经营活动产生的现金流量净额                    -370,258,257.56             -229,070,274.74

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                                   2015 年第三季度报告



二、投资活动产生的现金流量:
  收回投资收到的现金
  取得投资收益收到的现金                                                      479,019.61
  处置固定资产、无形资产和其他长期资                     2,153.64               1,603.83
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金                                                     -
    投资活动现金流入小计                                 2,153.64             480,623.44
  购建固定资产、无形资产和其他长期资                85,535,973.13          20,934,782.46
产支付的现金
  投资支付的现金                                    68,482,300.00             180,000.00
  取得子公司及其他营业单位支付的现
金净额
  支付其他与投资活动有关的现金                                                     -
    投资活动现金流出小计                           154,018,273.13          21,114,782.46
      投资活动产生的现金流量净额                -154,016,119.49           -20,634,159.02
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  取得借款收到的现金                          1,205,000,000.00            637,670,000.00
  收到其他与筹资活动有关的现金                     133,000,000.00          35,000,000.00
    筹资活动现金流入小计                      1,338,000,000.00            672,670,000.00
  偿还债务支付的现金                               992,670,000.00         667,670,000.00
  分配股利、利润或偿付利息支付的现金                39,022,719.12          21,200,150.86
  支付其他与筹资活动有关的现金                      90,411,186.07           2,518,347.21
    筹资活动现金流出小计                      1,122,103,905.19            691,388,498.07
      筹资活动产生的现金流量净额                   215,896,094.81         -18,718,498.07
四、汇率变动对现金及现金等价物的影响                      -88.18             -359,825.31
五、现金及现金等价物净增加额                    -308,378,370.42          -268,782,757.14
  加:期初现金及现金等价物余额                     376,561,713.19         334,626,004.82
六、期末现金及现金等价物余额                        68,183,342.77         65,843,247.68

法定代表人:历军        主管会计工作负责人:史新东            会计机构负责人:翁启南




4.2 审计报告
□适用 √不适用




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