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浙商证券(601878)公告正文

浙商证券:2017年第三季度报告

公告日期:2017-10-25

                     2017 年第三季度报告




公司代码:601878                           公司简称:浙商证券




               浙商证券股份有限公司
               2017 年第三季度报告




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                                 2017 年第三季度报告




                                    目录
一、   重要提示.................................................................. 3
二、   公司基本情况 .............................................................. 4
三、   重要事项.................................................................. 7
四、   附录...................................................................... 9




                                       2 / 20
                                   2017 年第三季度报告




一、 重要提示


1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,

    不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。



1.2 公司全体董事出席董事会审议季度报告。



1.3 公司负责人吴承根、主管会计工作负责人盛建龙及会计机构负责人(会计主管人员)冯建兰

    保证季度报告中财务报表的真实、准确、完整。



1.4 本公司第三季度报告未经审计。




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                                      2017 年第三季度报告




二、 公司基本情况


2.1 主要财务数据
                                                                       单位:元 币种:人民币
                       本报告期末               上年度末             本报告期末比上年度末增减(%)
总资产              51,448,929,254.85        53,737,245,553.09                             -4.26
归属于上市公司
                    13,141,621,377.03         9,565,498,901.73                             37.39
股东的净资产
                     年初至报告期末      上年初至上年报告期末
                                                                        比上年同期增减(%)
                       (1-9 月)              (1-9 月)
经营活动产生的
                    -6,136,431,443.52        -7,512,049,473.92                             18.31
现金流量净额
                     年初至报告期末      上年初至上年报告期末
                                                                       比上年同期增减(%)
                       (1-9 月)              (1-9 月)
营业收入             3,285,308,016.33         3,375,424,395.92                             -2.67
归属于上市公司
                      811,777,417.32            979,509,043.02                            -17.12
股东的净利润
归属于上市公司
股东的扣除非经
                      796,935,473.10            966,679,959.39                            -17.56
常性损益的净利

加权平均净资产
                               8.14%                        11.13%           减少 2.99 个百分点
收益率(%)
基本每股收益
                                0.26                          0.33                        -21.21
(元/股)
稀释每股收益
                                0.26                          0.33                        -21.21
(元/股)




                                            4 / 20
                                   2017 年第三季度报告



非经常性损益项目和金额
√适用 □不适用
                                                                         单位:元 币种:人民币
                                本期金额            年初至报告期末金额             说明
               项目
                               (7-9 月)              (1-9 月)
非流动资产处置损益                  -48,858.55             -517,875.65    处置部分固定资产的损益
越权审批,或无正式批准文件,
或偶发性的税收返还、减免
计入当期损益的政府补助,但与
公司正常经营业务密切相关,符
合国家政策规定、按照一定标准      2,228,616.79           16,511,625.83    主要为财政专项扶持资金
定额或定量持续享受的政府补助
除外
计入当期损益的对非金融企业收
取的资金占用费
企业取得子公司、联营企业及合
营企业的投资成本小于取得投资
时应享有被投资单位可辨认净资
产公允价值产生的收益
非货币性资产交换损益
委托他人投资或管理资产的损益
因不可抗力因素,如遭受自然灾
害而计提的各项资产减值准备
债务重组损益
企业重组费用,如安置职工的支
出、整合费用等
交易价格显失公允的交易产生的
超过公允价值部分的损益
同一控制下企业合并产生的子公
司期初至合并日的当期净损益
与公司正常经营业务无关的或有
事项产生的损益
除同公司正常经营业务相关的有
效套期保值业务外,持有交易性
金融资产、交易性金融负债产生
的公允价值变动损益,以及处置
交易性金融资产、交易性金融负
债和可供出售金融资产取得的投
资收益
单独进行减值测试的应收款项减
值准备转回
对外委托贷款取得的损益
采用公允价值模式进行后续计量


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                                               2017 年第三季度报告



的投资性房地产公允价值变动产
生的损益
根据税收、会计等法律、法规的
要求对当期损益进行一次性调整
对当期损益的影响
受托经营取得的托管费收入
除上述各项之外的其他营业外收
                                                479,514.95           3,795,508.78
入和支出
其他符合非经常性损益定义的损
益项目
少数股东权益影响额(税后)
所得税影响额                                   -664,818.30           -4,947,314.74
                合计                       1,994,454.89              14,841,944.22




2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表
                                                                                                     单位:股
股东总数(户)                                                                                         108,890
                                               前十名股东持股情况
     股东名称      期末持股数量      比例(%)      持有有限售条件         质押或冻结情况
                                                                                                   股东性质
     (全称)                                        股份数量        股份状态        数量
浙江上三高速
                   2,124,825,159       63.74       2,124,825,159        无                  0      国有法人
公路有限公司
西子联合控股
                       146,140,436      4.38         146,140,436        无                  0   境内非国有法人
有限公司
义乌市裕中投
                       144,000,000      4.32         144,000,000        无                  0   境内非国有法人
资有限公司
台州市金融投
资有限责任公           113,758,793      3.41         113,758,793        无                  0      国有法人

浙江裕隆实业
                       109,638,003      3.29         109,638,003       质押     54,759,750      境内非国有法人
股份有限公司
振东集团有限
                        64,009,663      1.92          64,009,663       质押     33,129,663      境内非国有法人
公司
浙江中义集团
                        60,000,000      1.80          60,000,000       质押     43,340,000      境内非国有法人
有限公司
西藏朴仁济创
业投资有限公            37,893,891      1.14          37,893,891       质押     14,200,000      境内非国有法人

兰州新兴热力
                        37,608,047      1.13          37,608,047       质押      3,525,750      境内非国有法人
有限公司
浙江和信投资
                        34,794,037      1.04          34,794,037        无                  0   境内非国有法人
管理有限公司

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                                           2017 年第三季度报告



                                       前十名无限售条件股东持股情况
股东名称                      持有无限售条件流通股的数量                     股份种类及数量
                                                                      种类                    数量
陕西省国际信托股份有限公                                                                       2,930,000
司-陕国投唐兴 19 号证券                          2,930,000       人民币普通股
投资集合资金信托计划
北大先行科技产业有限公司                          2,614,900       人民币普通股                 2,614,900
光大兴陇信托有限责任公司                                                                       2,365,300
-光大兴陇-卓鑫 2 号证券投                       2,365,300       人民币普通股
资集合资金信托计划
云南光大信息咨询服务有限                                                                       2,334,500
                                                  2,334,500       人民币普通股
公司
中信信托有限责任公司-中                                                                       2,077,800
信信托建赢 1 号风险缓冲证                         2,077,800       人民币普通股
券投资集合资金信托计划
华宝信托有限责任公司-中                                                                       1,057,600
山证券睿翔 1 号证券投资集合                       1,057,600       人民币普通股
资金信托
查根楼                                            1,048,300       人民币普通股                 1,048,300
徐冯梁                                              976,600       人民币普通股                   976,600
戚石飞                                              912,500       人民币普通股                   912,500
李卓强                                              880,000       人民币普通股                   880,000
上述股东关联关系或一致行      已知上三高速和其他股东之间不存在关联关系或《上市公司收购管理办法》规定
动的说明                      的一致行动人情形,未知上述其他股东之间存在关联关系或《上市公司收购管理
                              办法》规定的一致行动人情形
表决权恢复的优先股股东及      不适用
持股数量的说明




2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情

       况表
□适用 √不适用



三、 重要事项


3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
□适用 √不适用



3.2 重要事项进展情况及其影响和解决方案的分析说明
□适用 √不适用




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                                 2017 年第三季度报告




3.3 报告期内超期未履行完毕的承诺事项
□适用 √不适用



3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警

    示及原因说明
□适用 √不适用



                                                  公司名称    浙商证券股份有限公司
                                                法定代表人    吴承根
                                                       日期   2017 年 10 月 24 日




                                       8 / 20
                                   2017 年第三季度报告




四、 附录


4.1 财务报表
                                    合并资产负债表
                                   2017 年 9 月 30 日
编制单位:浙商证券股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
               项目                         期末余额                年初余额
资产:
  货币资金                                 13,106,665,909.05       18,670,317,088.80
    其中:客户存款                         11,433,644,589.93       15,874,773,691.17
  结算备付金                                3,197,043,497.56        5,710,662,917.12
    其中:客户备付金                        2,302,373,121.78        3,025,885,429.13
  拆出资金
  融出资金                                  7,769,459,111.65        7,910,031,759.37
  以公允价值计量且其变动计入当期           13,270,540,889.61        8,064,132,355.50
损益的金融资产
  衍生金融资产                                              -             371,342.11
  买入返售金融资产                          7,096,689,942.12        3,965,329,124.74
  应收款项                                     101,208,585.83         154,942,578.48
  应收利息                                     357,037,594.13         292,500,154.00
  存出保证金                                2,079,560,014.52        2,137,357,170.27
  应收股利
  划分为持有待售的资产
  可供出售金融资产                          2,261,593,613.93        3,134,298,247.78
  持有至到期投资
  长期应收款
  长期股权投资                                 135,101,614.92         109,400,731.99
  投资性房地产
  固定资产                                     928,305,421.16         957,975,778.37
  在建工程                                                  -          44,167,204.74
  无形资产                                        55,883,801.94        52,856,485.36
  开发支出
  商誉                                            19,845,342.58        19,845,342.58
  长期待摊费用                                    75,680,787.57        21,326,132.03
  递延所得税资产                               272,457,202.99         267,422,626.64
  其他资产                                     721,855,925.29       2,224,308,513.21
         资产总计                          51,448,929,254.85       53,737,245,553.09
负债:
  短期借款
  应付短期融资款                            1,600,000,000.00        3,328,340,000.00
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                                     2017 年第三季度报告



  拆入资金                                                  -       700,000,000.00
  以公允价值计量且其变动计入当期                 107,189,029.50     293,658,405.28
损益的金融负债
  衍生金融负债                                        16,362.00         838,572.41
  卖出回购金融资产款                         11,081,992,352.19     7,486,743,189.15
  代理买卖证券款                              9,709,781,290.32    13,518,583,744.43
  代理承销证券款                                            -
  信用交易代理买卖证券款                         804,691,152.21    1,298,722,121.91
  应付职工薪酬                                1,081,403,020.00     1,294,587,065.50
  应交税费                                       204,206,235.65     200,780,561.20
  应付款项                                        17,114,101.57      25,403,697.14
  应付利息                                       290,373,475.24     261,262,899.41
  应付股利
  划分为持有待售的负债
  预计负债
  长期借款
  应付债券                                    7,200,000,000.00     9,700,000,000.00
  长期应付款
  长期应付职工薪酬
  专项应付款
  递延所得税负债                                  93,156,382.23      64,573,750.78
  递延收益
  其他负债                                    6,117,384,476.91     5,998,252,644.15
    负债合计                                 38,307,307,877.82    44,171,746,651.36
所有者权益(或股东权益):
  实收资本(或股本)                          3,333,333,400.00     3,000,000,000.00
  其他权益工具
  资本公积                                    3,980,780,902.05     1,557,312,748.30
  减:库存股
  其他综合收益                                   153,853,965.08     146,310,460.85
  专项储备
  盈余公积                                       323,584,159.84     323,584,159.84
  一般风险准备                                1,301,108,402.29     1,301,108,402.29
  未分配利润                                  4,048,960,547.77     3,237,183,130.45
  外币报表折算差额
  归属于母公司所有者权益(或股东             13,141,621,377.03     9,565,498,901.73
权益)合计
  少数股东权益
    所有者权益(或股东权益)合计             13,141,621,377.03     9,565,498,901.73
    负债和所有者权益(或股东权益)           51,448,929,254.85    53,737,245,553.09
总计


                                           10 / 20
                                 2017 年第三季度报告



法定代表人:吴承根    主管会计工作负责人:盛建龙会计机构负责人:冯建兰



                                 母公司资产负债表
                                 2017 年 9 月 30 日
编制单位:浙商证券股份有限公司
                                          单位:元 币种:人民币 审计类型:未经审计
               项目                       期末余额                 年初余额
资产:
  货币资金                                9,089,428,893.10         14,284,409,277.24
   其中:客户存款                         8,673,462,079.39         12,059,169,345.36
  结算备付金                              2,802,831,001.58          5,282,085,699.53
   其中:客户备付金                       1,968,177,775.84          2,761,068,221.09
  拆出资金
  融出资金                                7,769,459,111.65          7,910,031,759.37
  以公允价值计量且其变动计入当           12,948,845,387.12          7,809,440,895.86
期损益的金融资产
  衍生金融资产                                         -                      8,602.00
  买入返售金融资产                        6,995,729,942.12          3,965,329,124.74
  应收款项                                    29,232,508.46               25,650,806.31
  应收利息                                  356,958,300.65               290,237,372.01
  存出保证金                                  82,441,436.03              119,664,965.04
  应收股利
  划分为持有待售的资产
  一年内到期的非流动资产
  可供出售金融资产                        1,015,639,797.81          2,174,775,207.27
  持有至到期投资
  长期应收款
  长期股权投资                            1,256,903,455.33          1,237,041,342.59
  投资性房地产
  固定资产                                  868,788,404.27               897,003,773.23
  在建工程                                             -                  44,167,204.74
  无形资产                                    42,364,577.08               38,940,183.58
  开发支出
  商誉                                                 -
  长期待摊费用                                72,574,268.00               18,882,416.80
  递延所得税资产                            221,487,650.75               215,153,918.78
  其他资产                                  309,890,406.57          2,057,544,227.90
   资产总计                              43,862,575,140.52         46,370,366,776.99
负债:
  短期借款
  应付短期融资款                          1,600,000,000.00          3,328,340,000.00

                                       11 / 20
                                   2017 年第三季度报告



  拆入资金                                               -                700,000,000.00
  以公允价值计量且其变动计入当                           -                196,362,998.81
期损益的金融负债
  衍生金融负债                                      16,362.00                  1,910.00
  卖出回购金融资产款                       11,081,992,352.19         7,486,743,189.15
  代理买卖证券款                            9,858,293,810.66        13,543,747,416.19
  代理承销证券款                                         -
  信用交易代理买卖证券款                      804,691,152.21         1,298,722,121.91
  应付职工薪酬                                912,328,445.98         1,123,017,002.61
  应交税费                                    167,162,725.60              119,681,449.12
  应付款项                                      17,114,101.57              25,403,697.14
  应付利息                                    290,373,475.24              261,262,899.41
  应付股利
  划分为持有待售的负债
  预计负债
  长期借款
  应付债券                                  7,200,000,000.00         9,700,000,000.00
  长期应付款
  长期应付职工薪酬
  专项应付款
  递延所得税负债                                27,406,064.28              25,216,185.63
  递延收益
  其他负债                                    378,858,560.59              374,852,777.73
   负债合计                                32,338,237,050.32        38,183,351,647.70
所有者权益(或股东权益):
  实收资本(或股本)                        3,333,333,400.00         3,000,000,000.00
  其他权益工具
  资本公积                                  3,980,780,733.62         1,557,312,579.87
  减:库存股
  其他综合收益                                  53,785,331.00              75,444,051.50
  专项储备
  盈余公积                                    323,584,159.84              323,584,159.84
  一般风险准备                              1,127,932,273.43         1,127,932,273.43
  未分配利润                                2,704,922,192.31         2,102,742,064.65
  外币报表折算差额
    所有者权益(或股东权益)合计           11,524,338,090.20         8,187,015,129.29
负债和所有者权益(或股东权益)总           43,862,575,140.52        46,370,366,776.99



法定代表人:吴承根     主管会计工作负责人:盛建龙会计机构负责人:冯建兰




                                         12 / 20
                                         2017 年第三季度报告



                                            合并利润表
                                          2017 年 1—9 月
编制单位:浙商证券股份有限公司
                                                  单位:元 币种:人民币 审计类型:未经审计
                                                                   年初至报告期期末
                             本期金额            上期金额                              上年年初至报告期
           项目                                                         金额
                            (7-9 月)          (7-9 月)                             期末金额(1-9 月)
                                                                      (1-9 月)
一、营业收入              1,225,104,980.20   1,261,623,906.89      3,285,308,016.33    3,375,424,395.92
  手续费及佣金净收入        546,981,488.65     673,379,813.57      1,553,841,276.75    2,022,181,187.94
  其中:经纪业务手续费
                            294,737,371.28     327,035,198.40        764,052,743.63    1,036,699,392.91
净收入
         投资银行业务手
                            117,323,572.89     141,929,494.67        362,471,275.55      371,898,695.45
续费净收入
         资产管理业务手
                            76,447,535.90      148,731,763.48        262,789,954.75      445,530,956.76
续费净收入
  利息净收入                101,292,882.33     184,690,269.37        279,739,011.07      541,128,554.43
  投资收益(损失以“-”
                            223,112,056.89     169,997,601.89        525,805,607.87      327,407,246.86
号填列)
  其中:对联营企业和合
                              1,785,365.98        -665,058.85          6,689,982.93        3,548,612.06
营企业的投资收益
  公允价值变动收益(损
                            -18,056,206.56      33,717,151.01         54,456,901.33      -11,493,686.22
失以“-”号填列)
  汇兑收益(损失以“-”
                              -801,989.49          290,398.69         -1,860,918.00        1,126,503.08
号填列)
  其他收益
  其他业务收入              372,576,748.38     199,548,672.36        873,326,137.31      495,074,589.83
二、营业支出                859,301,016.40     635,721,218.41      2,233,157,150.71    2,051,693,350.56
  税金及附加                  6,218,651.61       6,196,958.40         16,889,338.88       91,059,652.69
  业务及管理费              442,059,255.82     460,112,273.29      1,331,060,042.23    1,532,380,797.06
  资产减值损失              40,768,205.37      -13,127,628.56         31,164,877.73      -16,159,052.38
  其他业务成本              370,254,903.60     182,539,615.28        854,042,891.87      444,411,953.19
三、营业利润(亏损以
                            365,803,963.80     625,902,688.48      1,052,150,865.62    1,323,731,045.36
“-” 号填列)
  加:营业外收入              5,469,768.65       4,835,052.82         23,138,164.44       17,778,914.47
  减:营业外支出              2,823,364.55       2,068,358.53          3,486,994.23        3,437,273.53
四、利润总额(亏损总额
                            368,450,367.90     628,669,382.77      1,071,802,035.83    1,338,072,686.30
以“-”号填列)
  减:所得税费用            83,453,063.28      167,770,759.12        260,024,618.51      358,563,643.28
五、净利润(净亏损以
                            284,997,304.62     460,898,623.65        811,777,417.32      979,509,043.02
“-”号填列)
  其中: 归属于母公司所
                            284,997,304.62     460,898,623.65        811,777,417.32      979,509,043.02
有者(或股东)的净利润
  少数股东损益                           -                     -                   -                  -
                                               13 / 20
                                        2017 年第三季度报告



六、其他综合收益的税后
                           7,569,263.25        16,139,029.78        7,543,504.23     2,284,124.29
净额
  归属母公司所有者的其
                           7,569,263.25        16,139,029.78        7,543,504.23     2,284,124.29
他综合收益的税后净额
  (一)以后不能重分类
                                   -                          -               -                -
进损益的其他综合收益
     1.重新计量设定受益
计划净负债或净资产的变                  -                     -               -                -

     2.权益法下在被投资
单位不能重分类进损益的
                                        -                     -               -                -
其他综合收益中享有的份

  (二)以后将重分类进
                           7,569,263.25        16,139,029.78        7,543,504.23     2,284,124.29
损益的其他综合收益
     1.权益法下在被投资
单位以后将重分类进损益
                                        -                     -               -                -
的其他综合收益中享有的
份额
     2.可供出售金融资产
                           7,267,908.12        16,235,588.07        7,484,579.93     1,713,764.43
公允价值变动损益
     3.持有至到期投资重
分类为可供出售金融资产                  -                     -               -                -
损益
     4.现金流量套期损益
                                        -                     -               -                -
的有效部分
     5.外币财务报表折算
                             301,355.13           -96,558.29          58,924.30        570,359.86
差额
     6.其他                       -                           -               -                -
  归属于少数股东的其他
                                        -                     -               -                -
综合收益的税后净额
七、综合收益总额          292,566,567.87      477,037,653.43      819,320,921.55   981,793,167.31
  归属于母公司所有者的
                          292,566,567.87      477,037,653.43      819,320,921.55   981,793,167.31
综合收益总额
  归属于少数股东的综合
                                        -                     -               -                -
收益总额
八、每股收益:
  (一)基本每股收益(元
                                      0.08              0.16                0.26             0.33
/股)
  (二)稀释每股收益(元
                                      0.08              0.16                0.26             0.33
/股)




                                              14 / 20
                                   2017 年第三季度报告



本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0 元, 上期被合并方实现
的净利润为:0 元。
法定代表人:吴承根    主管会计工作负责人:盛建龙会计机构负责人:冯建兰



                                     母公司利润表
                                    2017 年 1—9 月
编制单位:浙商证券股份有限公司
                                               单位:元 币种:人民币 审计类型:未经审计
                                                     年初至报告期期末金     上年年初至报告期期末
                   本期金额         上期金额
       项目                                                   额                    金额
                  (7-9 月)       (7-9 月)
                                                           (1-9 月)            (1-9 月)
一、营业收入      681,486,623.73   793,709,997.85        1,809,154,021.32       2,201,537,550.89
  手续费及佣金
                  419,335,680.10   473,223,507.93        1,146,853,236.34       1,421,132,033.64
净收入
  其中:经纪业
                  295,110,932.60   327,122,368.21          764,976,281.36       1,038,333,024.83
务手续费净收入
         投资银
行业务手续费净    117,436,780.44   141,929,494.67          362,471,275.55         371,898,695.45
收入
         资产管
理业务手续费净
收入
  利息净收入      73,523,952.86    146,154,638.99          177,628,757.86         445,589,911.63
  投资收益(损
失以“-”号填    192,374,681.75   156,133,891.45          433,373,743.18         332,046,299.03
列)
  其中:对联营
企业和合营企业     1,507,348.27     -1,749,840.71            3,862,112.74              67,190.78
的投资收益
  公允价值变动
收益(损失以      -5,649,388.74     15,742,557.34          43,467,756.82          -11,140,014.45
“-”号填列)
  汇兑收益(损
失以“-”号填      -861,384.79        291,603.38          -1,920,313.30            1,138,480.91
列)
  其他收益
  其他业务收入     2,763,082.55      2,163,798.76            9,750,840.42          12,770,840.13
二、营业支出      380,617,468.21   318,279,193.37        1,023,706,602.30       1,206,146,724.39
  税金及附加       5,511,892.66      4,909,222.17          15,086,371.01           75,204,769.55
  业务及管理费    334,192,919.71   325,974,298.49          976,788,930.91       1,146,022,084.97
  资产减值损失    40,768,205.37    -13,127,628.56          31,164,877.73          -16,159,052.38
  其他业务成本        144,450.47       523,301.27              666,422.65           1,078,922.25

                                         15 / 20
                                    2017 年第三季度报告



三、营业利润(亏
损以“-” 号填    300,869,155.52   475,430,804.48        785,447,419.02   995,390,826.50
列)
  加:营业外收
                    3,097,984.19        211,302.33          8,148,821.07     2,012,031.26

  减:营业外支
                    2,813,018.80      1,668,257.38          3,334,742.07     2,510,769.67

四、利润总额(亏
损总额以“-”     301,154,120.91   473,973,849.43        790,261,498.02   994,892,088.09
号填列)
  减:所得税费
                   70,366,668.35    130,342,336.62        188,081,370.36   273,594,852.26

五、净利润(净
亏损以“-” 号    230,787,452.56   343,631,512.81        602,180,127.66   721,297,235.83
填列)
六、其他综合收益
                   -12,607,314.90     4,569,410.11        -21,658,720.50   -33,240,725.08
的税后净额
  (一)以后不
能重分类进损益
的其他综合收益
     1.重新计量
设定受益计划净
负债或净资产的
变动
     2.权益法下
在被投资单位不
能重分类进损益
的其他综合收益
中享有的份额
  (二)以后将
重分类进损益的     -12,607,314.90     4,569,410.11        -21,658,720.50   -33,240,725.08
其他综合收益
     1.权益法下
在被投资单位以
后将重分类进损
益的其他综合收
益中享有的份额
     2.可供出售
金融资产公允价     -12,607,314.90     4,569,410.11        -21,658,720.50   -33,240,725.08
值变动损益
     3.持有至到
期投资重分类为
可供出售金融资

                                          16 / 20
                                            2017 年第三季度报告



产损益
      4.现金流量
套期损益的有效
部分
      5.外币财务
报表折算差额
      6.其他
七、综合收益总
                           218,180,137.66    348,200,922.92         580,521,407.16         688,056,510.75

八、每股收益:
     (一)基本每
股收益(元/股)
     (二)稀释每
股收益(元/股)


法定代表人:吴承根               主管会计工作负责人:盛建龙会计机构负责人:冯建兰



                                              合并现金流量表
                                              2017 年 1—9 月
编制单位:浙商证券股份有限公司
                                                      单位:元 币种:人民币 审计类型:未经审计
                                             年初至报告期期末金额             上年年初至报告期期末金额
                    项目
                                                  (1-9月)                          (1-9月)
一、经营活动产生的现金流量:
     处置以公允价值计量且变动计入当
期损益的金融资产净增加额
     收取利息、手续费及佣金的现金                     3,197,893,569.39                   3,504,631,767.44
     拆入资金净增加额                                                                      500,000,000.00
     回购业务资金净增加额
     融出资金净减少额                                   141,279,042.93                   2,970,575,000.25
     代理买卖证券收到的现金净额
     收到其他与经营活动有关的现金                     2,959,351,657.11                   1,437,414,356.18
      经营活动现金流入小计                            6,298,524,269.43                   8,412,621,123.87
     融出资金净增加额
     代理买卖证券支付的现金净额                       4,302,833,423.81                   5,762,331,576.55
     支付利息、手续费及佣金的现金                       340,384,837.17                     324,345,387.71
     支付给职工以及为职工支付的现金                   1,087,530,187.83                   1,019,946,630.18
     支付的各项税费                                     427,462,674.39                     695,796,512.46
     支付其他与经营活动有关的现金                     6,276,744,589.75                   8,122,250,490.89
      经营活动现金流出小计                           12,434,955,712.95                  15,924,670,597.79
        经营活动产生的现金流量净额                   -6,136,431,443.52                  -7,512,049,473.92
二、投资活动产生的现金流量:
                                                  17 / 20
                                      2017 年第三季度报告



  收回投资收到的现金
  取得投资收益收到的现金                          16,405,271.82
  处置子公司及其他营业单位收到的
现金净额
  收到其他与投资活动有关的现金                    56,963,810.65                   3,324,698.30
   投资活动现金流入小计                               73,369,082.47               3,324,698.30
  投资支付的现金                                  19,010,900.00                 23,757,663.72
  购建固定资产、无形资产和其他长                  85,209,257.99                 29,972,171.36
期资产支付的现金
  取得子公司及其他营业单位支付的
现金净额
  支付其他与投资活动有关的现金
   投资活动现金流出小计                          104,220,157.99                 53,729,835.08
       投资活动产生的现金流量净额                -30,851,075.52                 -50,405,136.78
三、筹资活动产生的现金流量:
  吸收投资收到的现金                           2,756,801,553.75                 19,092,008.00
  其中:子公司吸收少数股东投资收
到的现金
  取得借款收到的现金
  发行债券收到的现金                              50,000,000.00               6,250,000,000.00
  收到其他与筹资活动有关的现金
   筹资活动现金流入小计                        2,806,801,553.75               6,269,092,008.00
  偿还债务支付的现金                           4,278,340,000.00               7,566,100,000.00
  分配股利、利润或偿付利息支付的                 439,801,476.57                 705,923,721.92
现金
  其中:子公司支付给少数股东的股
利、利润
  支付其他与筹资活动有关的现金                                                  12,500,000.00
   筹资活动现金流出小计                        4,718,141,476.57               8,284,523,721.92
       筹资活动产生的现金流量净额             -1,911,339,922.82           -2,015,431,713.92
四、汇率变动对现金及现金等价物的                        58,924.30                          -
影响
五、现金及现金等价物净增加额                  -8,078,563,517.56           -9,577,886,324.62
  加:期初现金及现金等价物余额                  24,377,373,597.25         29,756,510,315.93
六、期末现金及现金等价物余额                    16,298,810,079.69         20,178,623,991.31


法定代表人:吴承根         主管会计工作负责人:盛建龙会计机构负责人:冯建兰




                                      母公司现金流量表
                                        2017 年 1—9 月
编制单位:浙商证券股份有限公司
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                                         2017 年第三季度报告



                                                  单位:元 币种:人民币 审计类型:未经审计
                                            年初至报告期期末金额         上年年初至报告期期末金额
                   项目
                                                  (1-9月)                     (1-9月)
一、经营活动产生的现金流量:
  处置以公允价值计量且变动计入当期损益
的金融资产净增加额
  收取利息、手续费及佣金的现金                      2,563,605,528.22               2,710,766,672.59
  拆入资金净增加额                                                                   500,000,000.00
  回购业务资金净增加额                                532,997,275.00
  融出资金净减少额                                    141,279,042.93               2,970,575,000.25
  代理买卖证券收到的现金净额
  收到其他与经营活动有关的现金                      1,300,071,129.34                 194,027,981.23
   经营活动现金流入小计                             4,537,952,975.49               6,375,369,654.07
  融出资金净增加额
  代理买卖证券支付的现金净额                        4,179,484,575.23               5,771,055,089.30
  支付利息、手续费及佣金的现金                        340,384,837.17                 447,041,316.14
  支付给职工以及为职工支付的现金                      912,207,855.85                 650,917,310.00
  支付的各项税费                                      297,739,250.92                 639,894,786.38
  支付其他与经营活动有关的现金                      6,374,225,286.67               6,603,257,612.53
   经营活动现金流出小计                            12,104,041,805.84              14,112,166,114.35
     经营活动产生的现金流量净额                    -7,566,088,830.35              -7,736,796,460.28
二、投资活动产生的现金流量:
  收回投资收到的现金
  取得投资收益收到的现金
  收到其他与投资活动有关的现金                      1,916,382,786.27                            -
   投资活动现金流入小计                               1,916,382,786.27
  投资支付的现金                                         16,000,000.00
  购建固定资产、无形资产和其他长期资产                   75,731,733.30                25,403,689.99
支付的现金
  支付其他与投资活动有关的现金                           30,000,000.00                80,180,739.42
   投资活动现金流出小计                               121,731,733.30                 105,584,429.41
     投资活动产生的现金流量净额                     1,794,651,052.97                -105,584,429.41
三、筹资活动产生的现金流量:
  吸收投资收到的现金                                2,756,801,553.75
  取得借款收到的现金
  发行债券收到的现金                                     50,000,000.00             6,250,000,000.00
  收到其他与筹资活动有关的现金
   筹资活动现金流入小计                             2,806,801,553.75               6,250,000,000.00
  偿还债务支付的现金                                4,278,340,000.00               7,566,100,000.00
  分配股利、利润或偿付利息支付的现金                  431,258,858.46                 694,714,550.10
  支付其他与筹资活动有关的现金
   筹资活动现金流出小计                             4,709,598,858.46               8,260,814,550.10

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                                       2017 年第三季度报告



     筹资活动产生的现金流量净额                  -1,902,797,304.71       -2,010,814,550.10
四、汇率变动对现金及现金等价物的影响
五、现金及现金等价物净增加额                     -7,674,235,082.09       -9,853,195,439.79
 加:期初现金及现金等价物余额                      19,566,494,976.77     25,566,036,003.43
六、期末现金及现金等价物余额                       11,892,259,894.68     15,712,840,563.64


法定代表人:吴承根        主管会计工作负责人:盛建龙会计机构负责人:冯建兰




4.2 审计报告
□适用 √不适用




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