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2019年12月11日 星期三

工商银行(601398)公告正文

工商银行:H股公告

公告日期:2012-07-04

                                                         適用於主板及創業板上市發人股份發人的證券變動月報表
    截至月份(日/月/):              30/6/2012致:香港交及結算所有限公司
    公司名稱                  中國工商銀行股份有限公司
    呈交日期                  2012 年 7 月 3 日I. 法定股本變動(由於本公司於中華人民共和國註冊成立,下述為本公司註冊股本變動(而非法定股本的變動)1. 普通股
    (1) 股份代號:   1398      明:           H股
                                                       面值          法定股本
                                   普通股目          (人民幣)       (人民幣)
    上月底結存                         86,794,044,550      1.00      86,794,044,550
    增加/(減少)                          無                             無
    (                 )
    本月底結存                         86,794,044,550      1.00      86,794,044,550
    (2) 股份代號     601398    明:           A股
                                                       面值          法定股本
                                   普通股目          (人民幣)       (人民幣)
    上月底結存                        262,527,093,321      1.00      262,527,093,321
    增加/(減少)                        96,724                         96,724
    (                 )
    本月底結存                        262,527,190,045      1.00      262,527,190,045
                                                                 適用於主板及創業板上市發人2. 優先股
    股份代號:       不適用   明:           不適用
                                                     面值
                                                  (請註明貨           法定股本
                                   優先股目           幣)        (請註明貨幣)
    上月底結存                             無           不適用              無
    增加/(減少)                         無                               無
    (                 )
    本月底結存                             無           不適用              無3. 其他別股份
    股份代號:      不適用   明:           不適用
                                                面值
                                 其他別股份 (請註明貨                 法定股本
                                     目         幣)              (請註明貨幣)
    上月底結存                             無           不適用              無
    增加/(減少)                         無                               無
    (                 )
    本月底結存                             無           不適用              無
    本月底法定股本總額(註冊股本總額)(人民幣)         349,321,234,595
                                                                        適用於主板及創業板上市發人II. 已發股本變動
                                  普通股目
                            (1)              (2)                        其他別股份
                            H股              A股          優先股目          目
    上月底結存             86,794,044,550   262,527,093,321 無              無
    本月增加/(減少) 無                   96,724          無              無
    本月底結存             86,794,044,550   262,527,190,045 無              無III. 已發股本變動詳情股份期權(根據發人的股份期權計劃) 本公司未授出任何股份期權
    股份期權計劃詳                                             本月內因此發的發 本月底因此可能發
    情,包括股東特                                               人新股份目     的發人新股份目別大會通過日期
    (日/月/) 及可發                   本月內變動
    股份別         授出          使           註銷    失效1.
    (   /   /   )
                  股(註 1)2.
    (   /   /   )
                  股(註 1)3.
    (   /   /   )
                  股(註 1)
                                                   總 A. (普通股) 無
                                                          (優先股) 無
                                                     (其他別股份) 無本月內因使期權所得資總額 (請註明貨幣)
                                                                         適用於主板及創業板上市發人承發將予上市的發人股份的權證 本公司未授出任何該等權證
                                                                                    本月內因此
                                                                                    發的發 本月底因此可
                                                                                    人新股份 能發的發
    權證明                                                      本月內已                    目     人新股份目
    (到期日 – 日/月/)              面值貨幣       上月底面值       使     本月底面值
    1.
      (     / /       )
          股份代號 (如已上市)
          可發股份別
          (註 1)
          認購價
          股東特別大會通過日
          期 (如適用)
          (日/月/)                 (   /   /    )2.
      (     / /       )
          股份代號 (如已上市)
          可發股份別
          (註 1)
          認購價
          股東特別大會通過日
          期 (如適用)
          (日/月/)                 (   /   /    )3.
      (     / /       )
          股份代號 (如已上市)
          可發股份別
          (註 1)
          認購價
          股東特別大會通過日
          期 (如適用)
          (日/月/)                 (   /   /    )4.
      (     / /       )
          股份代號 (如已上市)
          可發股份別
          (註 1)
          認購價
          股東特別大會通過日
          期 (如適用)
          (日/月/)                 (   /   /    )
                                                             總 B.   (普通股) 無
                                                                     (優先股) 無
                                                                (其他別股份) 無
                                                                                   適用於主板及創業板上市發人可換股票據(即可轉換為將予上市的發人股份)
                                                                                                   本月內
                                                                                                 因此發的 本月底因此可
                                                   上月底        本月內已換股      本月底          發人   能發的發
    別及明                             發貨幣        已發總額            款額        已發總額        新股份目 人新股份目1. 本金總額為人民幣 250
    億元的 A 股可轉換公司
    債券(債券期限為 2010 年 8 月 31日至 2016 年 8 月 31 日)(轉股起止日期為 2011 年 3月 1 日至 2016 年 8 月 31 日止)
                                                23,798,557,000                  23,798,189,000
                                                    元(即        368,000 元        元(即
                                                 237,985,570      (即 3,680      237,981,890     96,724   6,312,516,976
                                 人民幣               張)           張)             張)        股A股        股A股
                          於上海交易所上市,
                            可轉換公司債券代
      股份代號 (如已上市)     碼: 113002
      可發股份別
      (註 1)                        A股
                          按面值發,每張面
                          值爲人民幣 100 元,
                          每個賬戶最小認購單
                          位爲 1 手(10 張,
                          人民幣 1000 元),
                          初始轉股價格為人民
                           幣 4.20 元/股,自
                          2010 年 11 月 26 日
                          調整為人民幣 4.16
                           元/股,自 2010 年
                          12 月 27 日再次調整
                           為人民幣 4.15 元/
                          股,自 2011 年 6 月
                          15 日再次調整為人
                          民幣 3.97 元/股,自
                          2012 年 6 月 14 日再
                            次調整為人民幣
                          3.77 元/股,並可再
      認購價                      度調整
      股東特別大會通過日
      期 (如適用)
      (日/月/)                 (18/05/2010)2.
      股份代號 (如已上市)
      可發股份別
      (註 1)
      認購價
      股東特別大會通過日
      期 (如適用)
      (日/月/)                 (    /   /   )3.
                                                                            適用於主板及創業板上市發人
                                                                                          本月內
                                                                                        因此發的 本月底因此可
                                               上月底    本月內已換股       本月底        發人      能發的發
    別及明                          發貨幣       已發總額        款額         已發總額      新股份目 人新股份目
      股份代號 (如已上市)
      可發股份別
      (註 1)
      認購價
      股東特別大會通過日
      期 (如適用)
      (日/月/)              (    /   /   )4.
      股份代號 (如已上市)
      可發股份別
      (註 1)
      認購價
      股東特別大會通過日
      期 (如適用)
      (日/月/)              (    /   /   )
                                                                 總 C. (普通股) 96,724 股 A 股
                                                                        (優先股) 無
                                                                   (其他別股份) 無為發將予上市的發股份所訂的任何其他協議或安排,包括期權(但包括根據股份期權計劃發的期權) 本公司未訂立任何發行股份的其他協議或安排
                                                              本月內            本月底
                                                            因此發的        因此可能發的
                                                          發人新股份目    發人新股份目
    詳情,包括股東特別大會通過日期 (日/月/)(如適用)及可發股
    份別
    1.
                                                   (    / /      )
                                                         股 (註 1)2.
                                                   (    / /      )
                                                         股 (註 1)3.
                                                   (    / /      )
                                                         股 (註 1)
                                               總 D.  (普通股)       無
                                                      (優先股)       無
                                                 (其他別股份)        無
                                                                適用於主板及創業板上市發人已發股本的其他變動 本公司已發行股份未發生其他變動
                                                                          本月內   本月底因此
                                                                          因此發   可能發
                                                                          的發人   的發人
                                                                          新股份     新股份
                                                                            目         目
    發別
                                                              ________
                                         可發股份別 (註 1)
                                         發及配發日期:       ( / /   )
    1.   供股       價格:   請註明貨幣      (日/月/)
                                         股東特別大會通過日   ( / /   )
                                         期:
                                         (日/月/)
                                         可發股份別 (註 1)    ________
                                         發及配發日期:
                                                              ( / /   )
    2.   公開招股   價格:   請註明貨幣      (日/月/)
                                         股東特別大會通過日   ( / /   )
                                         期:
                                         (日/月/)
                                         可發股份別 (註 1)    ________
                                         發及配發日期:
                                                              ( / /   )
    3.   配售       價格:   請註明貨幣      (日/月/)
                                         股東特別大會通過日   ( / /   )
                                         期:
                                         (日/月/)
                                         可發股份別 (註 1)    ________
                                         發及配發日期:
    4.   紅股發                                                   ( / /   )
                                         (日/月/)
                                         股東特別大會通過日   ( / /   )
                                         期:
                                         (日/月/)
                                                          適用於主板及創業板上市發人
                                  可發股份別 (註 1)     ________
                                  發及配發日期:
                                                        ( / /   )
    5.   以股代息   價格:   請註明   (日/月/)
                         貨幣
                                  股東特別大會通過日    ( / /   )
                                  期:
                                  (日/月/)
                                  所購回股份別 (註 1)   ________
                                  註銷日期:
    6.   購回股份                                           ( / /   )
                                  (日/月/)
                                  股東特別大會通過日    ( / /   )
                                  期:
                                  (日/月/)
                                  所贖回股份別 (註 1)   ________
                                  贖回日期:
    7.   贖回股份                                           ( / /   )
                                  (日/月/)
                                  股東特別大會通過日    ( / /   )
                                  期:
                                  (日/月/)
                                  可發股份別 (註 1)     ________
                                  發及配發日期:
                         請註明                         ( / /   )
    8.   代價發     價格:            (日/月/)
                         貨幣
                                  股東特別大會通過日    ( / /   )
                                  期:
                                  (日/月/)
                                  可發股份別 (註 1)     ________
                                  發及配發日期:
    9.   資本重組                                           ( / /   )
                                  (日/月/)
                                  股東特別大會通過日    ( / /   )
                                  期:
                                  (日/月/)
                                                                        適用於主板及創業板上市發人
                                               可發股份別 (註 1)      ________
                                               發及配發日期:
                                                                     ( / /   )
    10. 其他                      請註明           (日/月/)
                     價格:
    (請註明)                  貨幣
                                               股東特別大會通過日    ( / /   )
                                               期:
                                               (日/月/)
                                                                總 E.    (普通股) 無
                                                                         (優先股) 無
                                                                    (其他別股份) 無
    本月普通股增加/(減少)總額(即 A 至 E 項的總和):                            (1)   無
                                                                                 (2)   96,724
    本月優先股增加/(減少)總額(即 A 至 E 項的總和):                                  無
    本月其他別股份增加/(減少)總額(即 A 至 E 項的總和):                              無(此目應相等於上文第 II 項(「已發股本變動」)內的相關字。)
                                                          適用於主板及創業板上市發人備註(如有):
    呈交者:    胡浩
    職銜:      公司秘書
           (董事、秘書或其他獲正式授權的人員)註:
    1.       請註明股份別 (如普通股、優先股或其他別股份) 。
    2.       如空位敷應用,請附加指定的續頁。