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2019年09月20日 星期五

中国平安(601318)公告正文

中国平安:2012年年度报告

公告日期:2013-03-15

二零一二年年報
    i     131
    ii    132
    1     135
    2     137
    4     138
    6     140
    10    141
    11    142
    22    143
      144
      2812424
    30    283
    40    291
    44    292485056586470728096115119122釋義及重大風險提示
                                2010            5                   2011   7
                         2012      7       27
                            2011       7                     2011   7
                                           2012     6   12
    Discovery   Discovery   (Discovery Holdings Limited)
                        Charoen Pokphand Group Company Limited
                            i
                            2013   3    14           2012                              16
            15   1
        2012                           0.15           1,187,421,313.80
    7,916,142,092               2012                            0.30            2,374,842,627.60
                     2013                     2012                       2012
                                              ii
                                      8,000
                                                                                                                       900
       200.50                                  3.0%
                            2.8
                                                                                           18,000
    2012                                                      299,372   2012                                    20,050
    2011                                          248,915               2011                                   19,475
                                                                    2010                         17,311
    2010                        189,439
    2012                                                    2,844,266   2012                                     159,617
                                                                    2011                     130,867
    2011                                   2,285,424
                                                                    2010                112,030
    2010            1,171,627
                                                                           (1)
    2012                                   2.53                         2012                         0.45(2)
    2011                                   2.50                         2011                  0.40
    2010                            2.30                                2010                                      0.55
    (1)                                                                 (2)          0.30                        2012
    8,000
    190,284
    512,9372
             25
                                       000001
                                                                 2012 6
                                                                    2012     7
                                                                                                                     18,000
                                                                                                          14 IPO
                        900
                                                                                             IPO
                                                                                             44
                                                                                                   2011         159%
                                                                                                          ETF
    12                          298,572   12                                   720,780   12                                 212,025
    11                     270,964        11                              620,642        11                               196,217
    10                226,955             10            130,798(1)                       10                    136,955
                                      (1)
                                             2010
    30-39                                  40-43                                         44-47
                                2012        2011                                2010
                              12 31       12 31                       (%)     12 31
                            2,844,266   2,285,424               24.5        1,171,627
                            2,634,617   2,114,082               24.6        1,054,744
                             209,649     171,342                22.4         116,883
                             159,617     130,867                22.0         112,030
                               7,916       7,916                      –       7,644
                               2012        2011                       (%)      2010
                             299,372     248,915                20.3         189,439
                              32,375      29,913                 8.2          22,317
                              32,338      30,026                 7.7          22,347
                              26,750      22,582                18.5          17,938
                              20,050      19,475                 3.0          17,311
                              20,098      19,435                 3.4          17,314
                             280,897      75,348               272.8         139,255
                                2012        2011                                2010
                              12 31       12 31                       (%)     12 31
                               20.16       16.53                22.0           14.66
    (%)                          94.4        94.3        0.1                     90.4
                               2012        2011                       (%)      2010
                                 2.53        2.50                1.2             2.30
                                 2.53        2.50                1.2             2.30
                                 2.53        2.46                2.8             2.26
                                 2.54        2.50                1.6             2.30
          (%)                    13.8        16.0        2.2                     17.3
                (%)              13.8        16.0        2.2                     17.3
                               35.48         9.52              272.8           18.22
                                           2012                2011            2010
                                              (25)                75               22
                                               89               145                61
                                              (49)               (24)             (39)
                                              (52)               (83)             (14)
                                              (22)               (41)             (20)
                                               11                (32)             (13)
                                              (48)                40               (3)
                  2008 43                            14
                                                     2012       2011       2010
                                                   285,874    235,627    200,986
                                                 1,074,188    867,301    762,953
                                  (%)                   4.7        4.5        4.2
                                  (%)                   2.9        4.0        4.9
                                (%)                  185.6      166.7      197.9
                                                  134,028     123,197     95,586
                        (%)                            8.8       28.9       33.0
                      (%)                              4.7         4.5        4.3
                      (%)                              2.8         4.1        5.0
                                                   32,540      25,088     17,177
       (%)(1)                                          0.9         0.9        0.9
                                                  177,460     144,400    121,086
                                    (%)             190.6       156.1      180.2
                                                    79,116     63,465     45,538
                        (%)                           24.7       39.4       59.7
                      (%)                               4.8        4.6        4.0
                      (%)                               3.3        3.9        4.2
                                                    48,388     40,075     28,854
                                                    29,802     24,355     16,904
                                                    47,972     33,142     22,452
                 (%)(2)                               95.3       93.5       93.2
                 (%)(3)                               59.4       57.8       55.4
                                    (%)              178.4      166.1      179.6
           (4)
                                                    33,243     18,371      5,438
                                                    13,232      7,977      2,882
       (%)                                            2.19       2.33       2.18
       (%)                                            2.37       2.51       2.30
                 (%)                                 40.61      44.17      52.87
                                                 1,021,108    850,845    182,118
                                                   720,780    620,642    130,798
                 (%)                                 11.37      11.51      10.96
                          (%)                         8.59       8.46       9.26
                 (%)                                  0.95       0.53       0.41
                 (%)                                182.32     320.66     211.07
                                                     2,711      3,056      3,846
                                                       845        963      1,594
                                                     3,029      2,398      2,153
                                                     1,524      1,063      1,039
    (1)        =
    (2)               =
    (3)               =
    (4) 2012                                  2011
    2010
                13
                                                                                                         GDP
                                         30
                                    25
                                                    70
    1
                                                                                                                  1,994.83
                                                                                              6.5%
                                                                                                                  1,760.68
                                                                                              10.0%
    2
                                                                              2011           0.5            12.9%
                                                                             E                     MIT
                                2012                                                                            2012
                               2012
                                                                                             987.86
    3
                                                                             18.5%                               2011
                                                                              0.5              17.9%
    1.          MIT
         2012
    2.
                      99.78%
    3.   2012
                                                                                  Vitality
                                                                                                   IT
                                                                                                                2012    7
                                                                             27
                                                                                                                       2012
                                                                  2012                                              68.70
                               12   31                           28,442.66                               1.61
                                                  24.5%
                                              1,596.17
                               22.0%
                                    200.50                3.0%64
    55
                                             11.37%
    8.59%                                               2012
                                                                                                        5
    2,120.25              2011           8.1%                                               500        4.
                         18,000                          (Fortune Global 500)               242
                                                                                                       5.
                              2012
            14     IPO                                                                      2000
                              IPO                        (Forbes Global 2000)               100
                    44
                                                                                    500   (Financial
                                                         Times Global 500)                131
                                                                             100   (Millward Brown
                                                         BrandZ100)                78
                              2012
                   2012
      55.0%
                                    53.6%
                                                15.9%              21
                              2012
                                                11.84
            8.04
                                            99.78%
                                    93.48%
                                                                             2012
                                                                                              2012
                                  2012
    6                                        100
                                       2012                          1,000                      11
                                                               MIT                      191
    7
                                                                                    3
                                                      MIT
                                              890.6                                     25
    8
    6.   2012        14     IPO
                44
                     159%
                                              100
    7.   2012
                                  17
                                                            2,000
    8.                100
                        2000
                                                                     8,134
                                                             453.3
                                              4,820
                                  2012
                                               2012
                                       H
                                  20128
                25
    2013   3   1410
        3.0
        2.5
        2.0
        1.5
        1.0
        0.5
        0.0
              2008           2009           2010       2011           201212-21
        40
        35
        30
        25
        20
        15
        10
         5
         0
               2008          2009       2010          2011           2012
        (%)
        150
        100
         50
          0
        -50
                     08-12   09-6   09-12      10-6   10-12   11-6      11-12   12-6   12-12
                                              14    IPO
                                                          44
                                       2011        159%
    2012   900             18.5%
             68.70             33.4%
                    27.56
            52.9%1213
          1988
                 2012                        E
                                     E
                                         E
                              IPAD
                        APP
    2514151625
    17182012
       19
                    MIT
    (MIT)
             2012     MIT
                          95%2021
    2012
                    (Fortune)                                 (Institutional Investor)
                        500     242
                           (Financial Times)                     (Corporate Governance Asia)
            500         131
                         (Forbes)
                        2000        100
                           (Euromoney)                      (FinanceAsia)
                                                                         3
                           (World Finance)                                      2
                                                        (The Asset)
                           (FinanceAsia)           3A
                               30
                                                                            H
                    (The Asset)
                                                                                    &
                   &
                                               &
                          &
                  50022
                                                          6
                                        (FinanceAsia)
             &                                            3
                                                    (Millward Brown, WPP)
                          BrandZ 100                       78
                          BrandZ                    50        6
    A
                         ARC Awards International
         &       (DNV)   ARC21
                  200.50                       3.0%
                     2012
                     200.50          2011       3.0%          2012    12      31
                                             28,442.66           2011
                           24.5%                                 1,596.17
                              2011          22.0%
    2012
                                                       2012            2011
                                                    299,372          248,915
                                                    (266,997)    (219,002)
                                                     32,375           29,913
            900
                                                     26,750           22,582
                                                     20,050           19,47524
                               2012          2011
                               6,457         9,974
                               4,648         4,979
           (1)
                              13,232         7,977
                                  845          963                                                  2012                 2011
                        (2)
                               1,568           641                   (1)
                                                                                                  41,578             33,148
           (3)
                                      –     (1,952)
                              26,750        22,582                            (2)
                                                                                                   (9,522)                (961)
    (1)              2011    7                 52.38%                                                  (6,450)               (2,606)
                                                                                                        74                  (65)(2)
                                                                                                  25,680             29,516(3) 2011
                               29.99%                                      (%)(3)                      4.7                  4.5
                                                                           (%)   (3)
                                                                                                       2.9                  4.0
                                                       (1)
                                                       (2)
                                                       (3)
                                                                                                 Modified Dietz
                                                                           2011                 331.48               25.4%
                                                             2012                      415.782012
                              2012
                                                             2011                                 2011            4.5%
                                                       2012         4.7%
                   A
                                                    2012                                               95.22              2011
                  9.61                                        2011                  26.06              2012                64.50
                                     2012                                                   256.80            2011
    295.16                  13.0%              2011       4.0%           2012      2.9%
           2011   12     31          81.0%   2012   12   31       81.4%                        11.5%          9.5%
                                                                             2012   12   31                   2011   12   31
                                                                                                 (%)                               (%)
                       (1)
                                                                          241,600              22.5     169,946                 19.6
                       (1)
                                                                          560,042              52.1     494,549                 57.0
                                                                           37,429               3.5      10,360                  1.2
                                       (1)
                                                                           35,165               3.3      27,372                  3.2
                              (1)
                                                                           25,099               2.4      25,362                  2.9
                                                                           76,371               7.1      74,508                  8.6
                                                                            8,802               0.8       8,938                  1.0
                                                                           16,385               1.5       7,782                  0.9
                                                                           73,295               6.8      48,484                  5.6
                                                                      1,074,188               100.0     867,301                100.0
                                                                           17,082               1.6      21,803                  2.5
                                                                          186,745              17.4     208,991                 24.1
                                                                          463,237              43.1     373,072                 43.0
                                                                          381,937              35.6     246,715                 28.5
                                                                           25,187               2.3      16,720                  1.9
                                                                      1,074,188               100.0     867,301                100.0
    (1)26(%)
                                                                              2012                       579.12
    2012   12   31   2011   12   31
                                                                                               2012
                                                                               2011
                                         81.4 (81.0)                          56.50
                                  9.5 (11.5)
                                                                               21.1%
                                                      6.8 (5.6)
                                    1.5 (0.9)
                                  0.8 (1.0)
                                                                                                            2012       2011
                                                                                                            6,959      8,541
                                                                                                           (1,371)     (1,097)
       2012                                    2.55               2011
                        4.34                                                                                5,588      7,444
                                                                                        2011             74.44       24.9%
                                                                              2012            55.88
                                                 2012                  2011
                                               12 31                 12 31
                                                 2012                  2011              (%)
                                         2,844,266                 2,285,424           24.5
                                         2,634,617                 2,114,082           24.6
                                              159,617               130,867            22.0       2012
                                                20,050               19,475             3.0
       2012      2011
    12 31     12 31
       2012      2011          (%)
    383,223   242,009      58.4
        711      2,438      (70.8)
      65,426     8,447     674.5
    190,788    37,312     411.3
      18,756    12,089      55.1
       8,979   170,727      (94.7)
       6,109     4,369      39.8
      18,558    14,105      31.6
    212,110   152,943      38.7
    136,000    31,826     327.3
      15,049     9,206      63.5
      23,241    16,598      40.0
      16,168     1,131    1,329.5
    351,579   154,157     128.1
      39,268    26,279      49.4
    154,977    99,734      55.4
       3,615    70,639      (94.9)
      11,179     7,320      52.7
       6,475     4,689      38.1
      17,935    13,256      35.3
      38,793    26,633      45.7
      60,103    43,219      39.1
      34,501    18,882      82.7
        105       (320)
        255       (434)
       8,935     3,989     124.0
      80,512    58,230      38.3
      10,181     7,424      37.128
    2012              2011
    12 31             12 31
    2012              2011                  (%)
    57,912             43,142               34.2
    1,758                 1,254            40.2
    13,528                 9,063            49.3
    10,017                 4,319           131.9
    12,073            (12,264)
           2012                                                   2012
           1 1                                                  12 31
          30,698               283               –       –     28,727
            818                207               –       –       972
         306,691                  –            770   (6,585)   295,976
          37,452                  –             –       –     36,241
         374,841               283              770   (6,585)   360,944
                  –            42               –       –      1,722
            732                (220)             –       –       952
          37,452                  –             –       –     36,241
          38,184               (178)             –       –     38,915
                                         900
    2012
                                         1,914.73
                                                    10.0%
                     18.5%           987.86
              2011      0.5
                 26.5%         285.30                                          2012      2011
      95.3%                                                        (1)
                                                                             191,473   180,781
                              Vitality
                                                                               7,407     6,076
                                                                                603       399
                                                                             199,483   187,256
                                                                   (2)
                                                                             128,771   118,967
                                                                               5,869     4,995
                                                                                211       132
                                                                             134,851   124,094
                                                            (1)
                                                            (2)
                                                                  [2009]15302012
                                                                                  2012         2011
                      2020
                                                                                 53,666       49,784
               2012                                                                    896      795
                                                                                 54,562       50,579
                                                                (%)
    2012                                                   13                          92.7         94.2
                                                       25                          90.2         89.5
                                                                                  5,795        7,527
                      35                  2,600
                                                                                       1.0       1.1
                2012 12       31
          338                         496.61
                                                                                512,937      486,911
            10,369.93
                                                                                  3,310        3,016
                                                                                 63,929       62,022
                               2012            2011
                                                                         51.3
                             128,771      118,967
                                                       3,300                     6.4
        (%)                     12.9            12.4
                      2012
                                                       2012
       12.9%
                                                       2012
                                                         2011         10.0%
                                                       2012
                                                            2012                  38.31
                                                        98.2%
    2012
                                                                                      2004    12     13    2006    12   27
                    2012                           27.9%
    2011          3.6                                                                        2012    12   31
                                                                                       33.6
                         E
                   MIT                                           2010
                                                   2012          2012
             MIT                             95%                                         239.26                 2011
    420                                 E                         95.75             2012 12 31
                                                                               581.14    2011 12            31
                                   P-STAR                        374.00                                       671.07
                                                                  2011 12       31              539.30
                             2012 12   31
    5,300                    90
    13                        92.7%                             2012
             E                              E                                 51.1%
                                                                   Vitality
                                                                                                                        Top
                                                                 Service
    2012                                                                      Discovery
       5
                                                    2012
                 38.8%
                                                           (1)
                                       17,035         3,239
                                       15,913              3
                                        6,563         1,913
                                        5,256         1,797
                                        5,251              –
    (1)32
                                                                                 2012          2011          2012         2011
                                      2012       2011
                                    199,483    187,256
                                                                             36,560           37,577        27,446       24,220
                                     (4,197)     (3,568)                        705            6,331            22        5,151
                                    (60,435)    (59,594)                         2,023         1,925         2,657        2,349
                                                                             39,288           45,833        30,125       31,720
                                    134,851    124,094
                                                                            136,780          114,157        84,470       71,163
                                                                            176,068          159,990       114,595      102,883
                                    134,028    123,197
                                     27,502     28,611
                                         14        (296)
                                                                                 2,347         1,727         2,327        1,710
                                        (24)       (241)                         7,945        15,134         8,012       11,784
                                      5,358       4,311
                                    166,878    155,582                                  2             2             3            3
                                                                             10,294           16,863        10,342       13,497
                                                                              3,323            2,079         3,267        2,037
               (1)
                                (110,684)      (102,983)
                                                                             13,617           18,942        13,609       15,534
                                    (12,680)    (11,351)
                                       (547)       (421)
                                    (17,710)    (15,211)
                                                                                   356           197            –           –
                                       192         (205)
                                                                                 3,272         2,825          570          465
                                     (6,171)     (2,295)
                                       (763)       (172)                         6,060         5,199         6,035        5,174
                                    (13,462)    (10,021)                         9,688         8,221         6,605        5,639
                                (161,825)      (142,659)                           110           103            42           38
                                                                                 9,798         8,324         6,647        5,677
                                         26          33                     199,483          187,256       134,851      124,094
                                      1,378      (2,982)
                                                                                                          2011
                                      6,457       9,974
                                                           1,599.90         10.0%           2012              1,760.68
                                                                                                           2011(1)
                                                           458.33         14.3%         2012                 392.88
                                                                                                                         2011
                                                                      1,141.57                19.8%        2012
                     2011             99.74
                                                           1,367.80
    35.3%   2012                64.57
                                                                   2012
                                                           136.17      2011                        189.42
                                                           28.1% 2012
                                                2011
    83.24             17.7%   2012                97.98                  (%)
                                                                          2012         2011
             2011              51.99                  16.6%     2012                                                  14.7 (14.5)
               60.60                                                                                                  7.8 (7.8)
                                                                                                                      7.2 (7.5)
                                                                                                                      6.6 (6.7)
                                                                                                                      6.6 (6.8)
                                                                                                                           57.1 (56.7)
                                              2012                2011
                                           98,229                92,372
                                           67,866                64,861
                                           12,251                10,506                                                           2012                2011
                                              8,326               7,224                   (1)
                                                                                                                              36,634                 29,272
                                              8,173               6,494                                         (2)
                                                                                                                                  (8,385)              (309)
                                              2,865               3,682
                                                                                                                                  (6,165)            (2,289)
                                              1,773               2,117
                                                                                                                                      74                (65)
                                         199,483                187,256
                                                                                                                              22,158                 26,609
                                                                                                (%)   (3)
                                                                                                                                      4.7               4.5
    (%)                                                                                        (%)   (3)
                                                                                                                                      2.8               4.1
    2012    2011
                                                                          (1)
                                      49.2 (49.3)
                                                                          (2)
                                      34.0 (34.6)
                                                                          (3)
                                          6.1 (5.6)
                                                                                                                                    Modified Dietz
                                                    4.2 (3.9)
                                        4.1 (3.5)
                                          1.5 (2.0)
                                  0.9 (1.1)                                                                   2011                       292.72
                                                                                25.2%    2012                    366.34
                                                                                                                                    2011         4.5%
                                              2012                2011          2012          4.7%
                                           29,381                27,083
                                           15,597                14,570
                                           14,335                14,037
                                                                                                                  2011                                3.09
                                           13,194                12,619          2012                               83.85
                                           13,096                12,660                                        2011                      22.89
                                                                                2012                        61.65
                                           85,603                80,969
                                         199,483                187,256                                       2012
                                                                              221.58                         2011                     266.09
                                                                          16.7%                                   2011               4.1%            2012
                                                                            2.8%34
                                     2012          2011         2011          113.51            11.7%   2012
                                     5,341         4,407           126.80
                                     3,966         3,557
                                     5,333         4,721                    2011              152.11         16.4%
                                    17,653        12,598       2012           177.10
                                     5,588         4,212
                                      (359)           (751)
                                     5,769         5,000
                                    67,393        69,239                    2011              100.21        34.3%
                                110,684         102,983        2012           134.62
                                                                                                        2011
          2011             44.07          21.2%       2012         60.75        36.6%    2012              83.01
            53.41                       2011
           2011              35.57            11.5%
    2012              39.66                                                                2011
                                                                                                2012        2011
           2011              47.21            13.0%                                           12 31       12 31
    2012              53.33
                                                                                               2,413        2,213
                                                                                               1,684        1,399
                    2011             125.98                                               473,093         409,269
    40.1%    2012              176.53                                                             58,546       52,252
                2012
                                                                                          535,736         465,133
                2011                42.12         32.7%                                       42,184       39,840
    2012             55.88                                                                        4,097        1,339
                                                                                          132,484         130,520
                                                                                          286,799         227,330
                2011                50.00         15.4%
    2012             57.69                                                                        2,236        2,331
                                                                                              67,936       63,773
                                                                                          535,736         465,133
                            2011              692.39
        2.7%   2012           673.93
                                                                                 2011 12 31
                                                              4,651.33       15.2% 2012 12 31
                                                              5,357.36
                                     2012          2011
                                     1,960         1,336
                                       718            547
                                    10,002         9,468
                                    12,680        11,351
                                                                   (%)
                                                2012    12
    31                                   170                              93.2           93.5    95.3
             268.38                         1,349.34                       37.8           35.7    35.9
                                          2012          2011                              57.8    59.4
                                                                           55.4
                                        98,786         83,333
                 (%)(1)                       17.9       17.4
                                                                          2010           2011    2012
    (1)
    2012
                                                                                                    2012      2011
                                GDP
                                       2011
                                                                                                   23,024    18,894
                                                                                                    1,646     1,892
                                                                                                   24,670    20,786
                          26.5%        285.30
           2.3               28.9%
                                                                                                    7,315     7,444
                               2012                                                (1)
                                                                                                   30,240    26,067
                                      17.9%
                                                                   (1)
                                                                   40             2,000
    2012
                                         95.3%
                                                                   2012
                                                                                   2012              94.8%
                                       11,959,133              76,159         40,970             2,772       53,469
                                          148,538               7,974            602               348       11,103
                                        7,943,674               5,074          2,448              (363)       4,303
                                        3,658,716               2,477            999                31        2,295
                                      130,887,230               1,956            546               358        1,31736
                                                             (1)
    2012                                    121.39
                                     71.32
                                                             (2)
                          49.85
             0.220.30
                                                                                     2011             49.79              6.6%
                                                                   2012               46.482012
                                                             2012
                                                                                                      2012              2011
                                                                                                     76,334            65,292
                                                                                                     20,354            16,249
                                                                                                      2,401             2,167
                                                                                                     99,089            83,708
                                                             (%)
                                                             2012         2011
                                   2012           2011
                                  99,089         83,708
                                                                                                     77.0 (78.0)
                                  79,116         63,465
                                                                                                       20.6 (19.4)
                                   3,086          3,055                                                2.4 (2.6)
                                      11             (8)
                                       (4)          (32)
                                     491           329
                                  82,700         66,809                                       2011                   652.92
                                                                      16.9%        2012          763.34
       (1)
                                  (47,009)   (36,706)
                    (2)
                                   (8,758)       (6,843)
                                   (5,571)       (4,659)                                          2011                162.49
                                  (18,509)   (15,029)                      25.3%    2012             203.54
                                   4,337          3,861
                                                                            2011           47.31            68.5% 2012
                                     (270)         (278)
                                                                        79.74                                    2011
                                     (365)         (402)
                                                                      17.94               38.9%    2012            24.91
                                  (76,145)   (60,056)
                                                                                                  2011                21.67
                                      52                 7
                                                                      10.8%        2012             24.01
                                   (1,959)       (1,781)
                                   4,648          4,979
                                                                                                                      2012
                                                                                                                    10.25            2011
                                                     2012                2011                        2.02
                                                 15,647                 13,575
                                                                                                              2011               28.54
                                                     7,625               6,179
                                                                                    4.0%     2012              29.68
                                                     6,628               5,793
                                                                                  2011        3.9%          2012    3.3%
                                                     6,062               5,292
                                                     6,016               5,090
                                                                                                                      2012               2011
                                                 41,978                 35,929
                                                                                                                     40,595          31,978
                                                 99,089                 83,708
                                                                                                                      5,464              3,891
                                                                                                                           950            837
    (%)
                                                                                                                     47,009          36,706
    2012      2011
                                                                                                                  2011              319.78
                                         15.8 (16.2)                                         26.9%    2012           405.95
                                         7.7 (7.4)
                                         6.7 (6.9)
                                         6.1 (6.3)
                                                                                                                    2011                 38.91
                                         6.1 (6.1)
                                                                                             40.4%    2012            54.64
                                              57.6 (57.1)
                                                                                                                    2011                 8.37
                                                                                           13.5%     2012           9.50
                                                     2012                2011
                   (1)
                                                     4,278               3,333
                                   (2)
                                                     (1,025)              (202)
                                                                                                                      2012               2011
                                                       (285)              (277)
                                                                                                                      6,183              4,900
                                                     2,968               2,854
                                                                                                                      2,115              1,571
                         (%)(3)                          4.8               4.6
                                                                                                                           460            372
                         (%)(3)                          3.3               3.9
                                                                                                                      8,758              6,843
    (1)
    (2)                                                                                   (%)                             8.8             8.2
    (3)
                                                       Modified Dietz
                                  2011                      33.33
           28.4%   2012              42.78
                                  2011           4.6%            2012
    4.8%38
                     2011                    68.43
    28.0%    2012          87.58                                                                              2012            2011
                                                                                                        12 31           12 31
                2011    8.2%                2012         8.8%
                                                                                                        48,388          40,075
                                                                                                        29,802          24,355
                                                                                                        78,190          64,430
    2012                            19.59                   2011                                            53,629          46,444
        17.81          10.0%                                                                            22,742          16,428
                                                                                                         1,819           1,558
                2011              150.29                  23.2%                                         78,190          64,430
    2012             185.09
                                                                                      2011                  644.30
                  2011         18.0%          2012                 21.4%       2012            781.9018.7%
                                        2012       12    31       2011    12    31     2012   12   31            2011   12   31
                                                   67,678                 52,489              23,166                    18,174
                                                   35,502                 33,623              12,983                    10,943
                (%)                                 190.6                  156.1               178.4                     166.1
                                                                                                             2012
                  30                   90                                2011                                                2012
                                                                                               2,872.82            2011
                                                                      23.1%                             558.34              2011
                                                     000001                   16.3%                        1,100
                                                  2012     6
                               2012    7                                                                  2012
      2012     12     31                                       1.61                            132.32                      65.9%
                                847.99                                                         68.70                2011
      51.23                     33                450                 26.4%           34.3%                   401.55
                                                                           73.8%                                   69.12
      2012     12     31                                                      46.1%
          26.84                                      52.38%
                                                                                                                            2012
    2012                                                              9      6
                                                                      2012                              450         2011
                                                                       55
                                                                      2012
                                                                                                                     2012      4
                                                         2012
    12   31                                 1.61                                       2012   6   12
    2011             27.7%                   10,211.08                                                                2012        7
            2011              20.0%                      7,207.80      27
               2011            16.1%                                       2012     8   2
                                                                                  000001        2013      1   14
                                      2012   12     3140
         2011          7                                                                        2012           2011
                                            2012
                                                                                                 2,691         1,308
      2011
                                                                                                 9,703         4,680
                                                                                                44,880        24,709
                                                                                                10,226         5,483
                                                                                                 7,352         3,134
                                                                                                74,852        39,314
                                                                                                   (27)           (21)
                                                                                               (15,135)        (7,331)
                                                                                               (23,120)       (11,560)
                                                                                                (1,032)          (561)
                                                                                                (2,295)        (1,470)
                                  2012         2011
                                                                                               (41,609)       (20,943)
                                  33,243      18,371
                                                                                                33,243        18,371
                                   5,722       3,271
                                                                (%)(1)(3)                         2.19           2.33
         (1)
                                    653        1,097
                                                                (%)(2)(3)                         2.37           2.51
                 (2)
                                    537            364
                                                                                          1,395,034         1,175,294
                                  40,155      23,103
                                                                                          1,315,968         1,106,105
                                                         (1)
                                  (3,131)      (1,717)
                                                         (2)
                                  37,024      21,386     (3)       2011                          2011   7
                           (3)
                                 (19,817)     (11,586)
                                                                            2011              183.71
                                  17,207       9,800     2012                 332.43
                                  (3,975)      (1,823)
                                  13,232       7,977
                                                                                       2011
    (1)            2011(2)(3)
    2012                                        132.32
                                 68.70        2011
      33.4%
                                                                                       2011         44.17%             40.61%
                                   2012             2011
                                       894              621
                                                                                        2011                     17.17
                                       771              584
                                                                2012                     31.31
                                    2,484           1,206
                                       654              263
                                       452              411
                                    1,195               602
                                                                                                                  2012             2011
                                    6,450           3,687
                                                                              (%)(1)                               23.10           21.16
                                       (111)             (61)   (1)
                                       (511)            (297)
                                       (106)             (58)
                                                                                 2011             21.16%            2012        23.10%
                                       (728)            (416)
                                    5,722           3,271
                                                                              2008       1     1         5
                                                                25%
    2011           32.71                 2012
    57.22
                                                                                                                  2012            2011
                                                                                                                12 31           12 31
                                                                                                               839,949          698,565
                                                                                                               181,159          152,280
                                                                                                              1,021,108         850,845
                                   2012             2011
                                   16,211           9,552
                                    3,412           1,838       (%)
                                                                2012     12    31       2011       12    31
                                       194              196
                                   19,817          11,586
                                                                                                               82.3 (82.1)
             (1)
                                   40.61%          44.17%                                                      17.7 (17.9)
    (1)                      +
                            2011               115.86
             2012             198.17
                                                                                 2011         12    31                  8,508.45
                                                                      20.0%     2012         12     31                 10,211.08
    IT42
                                                                             2012
                                              2012              2011
                                            12 31             12 31
                                           494,945            430,702
                                           176,110            165,227
                                             49,725               24,713
                                           720,780            620,642(%)
    2012    12    31    2011      12    31                                          2012
                                                                              68.66             2011                    35.71
                                                                                         0.95%       2011            0.42
                                           68.7 (69.4)
                                           24.4 (26.6)                                         182.32%       2011           138.34
                                                 6.9 (4.0)
                                                                                                                 2012             2011
                                                                                                               12 31            12 31
                                                                                                              101,866            91,491
               2011      12        31               6,206.42
    16.1%       2012       12    31                  7,207.80
                                                                                                               76,896            67,244
                   14.9%                 4,949.45             2012
                                                                                                               25,430            24,664
    12     31                     68.7% 2011           12      31
                                                                                                              895,593           794,702
    69.4%                          6.6%               1,761.10
    2012        12    31                     24.4% 2011             12
                                                                                          >    8%              11.37%            11.51%
    31       26.6%                                    101.2%
    497.25                 2012        12    31                     6.9%
    2011        12    31         4.0%                                                        >    4%               8.59%             8.46%
                                                                             2012   12    31
                                              2012              2011                                11.37%   8.59%
                                            12 31             12 31
                                           706,738            612,937
                                                7,176              4,410
                                                5,030              1,744
                                                 962                   893
                                                 874                   658
                                           720,780            620,642
                                                6,866              3,295
                                                0.95%              0.53%
                                             12,518               10,566
                                           182.32%            320.66%
                                         14    IPO
             IPO                                               44
             2011             159%
                                                                                            18,000
                                                                                  ETF
                                                                           2012                      2012
                                  2006
         2008
         2009                                                        e                                           2012
      2012 12        31                                  30                                               2012
                          85.53                      323.29
                                                                    2012                5
    2012
                                                   300
    7.55%
                 2011             25%
                                                                                              2012           2011
              2012                                                                            1,531              2,645
                                              14   IPO
                                                                                              1,065               437
                                                         IPO
                                                                                                 85                (40)
    44                                              2011                                        30                22
       159%                                                                                          –             (8)
                                  8                                                           2,711              3,056
    2011            105.1%
                                                                                               (166)             (191)
                                         ETF                                                  (1,432)        (1,654)
                 300ETF                   300ETF                                                  (1)               –
                                                                                                 (26)               –
                                                                                              (1,625)        (1,845)
                                                                                                  (5)              15
                                                                                               (236)             (263)
                                                     2012
                                                                                                845               963442012
             8.45           2011            12.3%
                                                                                                                   2012   12
                                                                      31                                     69.88
                                          2012            2011                 151.47                            160.72
                                                                      2012
                                             616            867                                               7
                                          1,108           2,083
                                              10                 9
                                          1,734           2,959
                                                                      2012
                                             (99)          (162)
                                                                                                             50%
                                            (104)          (152)
                                            (203)          (314)
                                          1,531           2,645
                                                                                  PE FOF2012
                                                                                             1,200
             2011                 8.67           29.0%    2012                    60.0%
             6.16
                       2011              20.83         46.8%                 PE
      2012                11.08                     2012
             14      IPO
    2011                    34 IPO      7                                                        MIT
                                                                      18,000     2011                  38%
                                                                               2012               15
                                          2012            2011
               (1)
                                             905            793
                              (2)
                                             246           (396)
                                             (23)                –
                                          1,128             397
    (1)                                                                   2012(2)
                                     2011                3.97                              2012
               2012                 11.28
                                                                                                2012           2011
                                                                                                2,756          1,802
                             212,025
                  196,217                                                                           206          207
                                                                                                2,962          2,009
        136,955
                                                                                                    (689)       (396)
                                                                                                      (2)           (23)
                                                                                                    (691)       (419)
                                                                                                2,271          1,590
        2010      2011        2012
       12 31      12 31      12 31                                                   2011              18.02
                                                           52.9%    2012               27.56
                            2012                2011
                                                                                     2011              3.96
                            2,271               1,590      2012               6.89
                              755                 809
                                2                   (3)
                                   1                   3                                              2011
                                   –               (1)    15.90             42.8%   2012              22.71
                            3,029               2,398
                                                                                                2012           2011
                             (169)               (128)
                             (952)               (893)
                                                                      (1)
                                                                                                    650          498
                                2                  32                                 (2)
                                                                                                    107          308
                               (2)                  –                                              757          806
                            (1,121)              (989)
                                                           (1)
                               (66)                    8
                                                           (2)
                             (318)               (354)
                            1,524               1,063
                                                                            2011             4.98           30.5%
    2011          10.63                43.4%    2012      2012               6.50                     2012
       15.24                                                                                                 2011
                                                                   3.08              2012              1.07
                                                                     2011             2012
                                                                                               201246
              2012    12     31                  5
                                                         2012   12    31
                                                     303.54
                                       982,363       2012
                                                     ETF                   CSI             ETF            CSI
                             811,153
                                                                ETF                   CSI RAFI   50 ETF
               703,522
                                                                     2011        1    7
                                                        3                            63
               2010           2011     2012
               12 31         12 31     12 31            2012    12    14
       2012   12     31
                          9,823.63       2011
    21.1%                                                2012
                                                                                                       4.59
    2012                                                                                                 10.19
                                                                                                   23.56
                                                            2012     12     31
                                                                                 53.31
                             256.80                                                       20122.9%
                                                                                                   2012
    2012                                                                                             2012
                                  IT
            IT
                        2012
                                             2012
                                   2012                 2011
                                           (%)                   (%)
                               14,770     15.0      11,940     14.3
                                3,412     57.7       2,231     44.2
                               68,949     17.0      22,546      9.4
                  (1)
                                4,093      6.8       2,433      8.7
                  (1)
                                4,732     15.9       1,377     42.9
                                 241      53.6        114      42.9
    (1)   2011482012
                          2012
    12   31
                                                   55.6%
                  60.3%
                                                100%
          62.0%
                                        72.0%
           100%
                                 2012
    2012        12    31                           2,858.74
                                159.15
    2012   12   31
                                         2005   9
            2012      12   31
                                                         2013   3   1450
                              2012
                                     4
                  2012   12   31
    2012   5   15
    2012 45                              2012
            2009 15
                                                  2012       2011
                                                12 31      12 31
                                                  11.0%      11.0%
                                                165,386    139,446
                                                 56,973     48,219
    1999   6                                         (8,036)    (8,549)
    1999   6                                        153,665    126,099
                                                (25,142)   (21,369)
                                                285,874    235,627
                                                177,460    144,400
                                                  2012       2011
                                                12 31      12 31
                                                  11.0%      11.0%
                                                 18,312     19,339
                                                 (2,397)    (2,518)
                                                 15,915     16,822
                                         2011    16,860
    2012
    1
                                                                                     11.0%
                                       1999   6
                         11.0%
    2
                                                  4.75%             0.25%     5.5%
    3
                                 25%                                           12%
            3%    18%                                            5.5%
    4
                                                   (2000-2003)                       65%     65%
                                                                        (2000-2003)
                  45%   40%
    5
                                                                  15%   85%
    6
    7
             2%
    8
                                                     75%
            80%52
    2012    2011                                        570.51             693.55
                                  2012              2011                  2012     2011
                                  34,770        42,002        -17.2%     14,685   15,417      -4.7%
                                  11,995        10,506        14.2%         725      661       9.7%
                                  10,285        16,848        -39.0%        505      744     -32.1%
                                  57,051        69,355        -17.7%     15,915   16,822      -5.4%
                 2012   12   31            2,858.74
                                         2012
    2011   12   31                       144,400
                                         14,958        2012
                                         16,340        2012                       11.0%
                                         10,222
                                          5,594
                                         (7,019)       2012
                                         (1,051)
                                     183,443                                         27.0%
                                         (5,987)
                                                4
    2012   12   31                       177,460
                                                           2012
            2011    12    31                               91,227
                                                           12,342
                                                            2,080
                         2012      12   31                105,649
                                                           (1,469)                            10.15
                                                                                              2.68
                                                                                              1.86
                                                            7,400                   59.87
                                                                            10.15
                                                                     2.16                   1.82
                                                           (3,166)
            2012    12    31                              108,414
      2012    12    31                                    285,874
    2012    12    31                                        36.1
       2011
                              50
                              50
                                                    10%
                         10%
                        10%
                        5%
                                             150%54
                                            10.5%     11.0%         11.5%    11.0%
                                           125,728   120,488      115,531   121,082
                                            10.5%     11.0%         11.5%    11.0%
                                            16,837    15,915       15,057    16,340
                                                               120,488       15,915
    2011                                                           114,377       16,860
             50                                                135,679       16,961
             50                                                104,566       14,873
              10%                                              122,892       16,287
        10%                                                    123,398       16,494
       10%                                                     122,010       16,187
       5%                                                      116,177       15,378
                    150%                                       107,671       14,717
                           11.0%   11.0%
    2012   12   31
                                         2012      12     31
                                                   1,596.17         2011   22.0%
                        2012          2012                                         H
                                         A
                                                   2012    5   17
                               2.37                A
                                             260                           A
                                                                2012
                 201256
                                   90
        5+5                                                                           2012       2011
                                                                                    12 31      12 31
                                   30
        5+5                                                                         194,628     95,178
                                                                                      8,957      4,334
                       2012
                                                                                         304      103
                                                                                     42,997     10,866
                                7,500                 –
                                                                                    246,886    110,481
                               13,000                 –
                               11,000          5,150
                                2012           2011
                              12 31          12 31
              (%)                94.4           94.3
                               2012           2011
                              280,897         75,348
                                                                                      2012       2011
                                                                                    12 31      12 31
                          (193,840)          (32,109)
                                                                                    226,512    182,492
                               49,521        (13,339)                               122,027    109,489
                                                                (%)                   185.6      166.7
                        2011                 753.48
        272.8% 2012             2,808.97
          2011                                                        2012   12     312012
                                                                             2011
                        2011                 321.09                        2012
                2012      1,938.40                         30         90                         2012
       20112012
        2012                     495.21
    2011                   133.392012
                                        30
    90582012
       2012
    2012   12   31
                                  10                  (3,773)
                                  10                   4,875
                      *                +10%
                                              10%)     6,256
                            +10%                       3,157
                            +5%                        1,332
    *
                      10%                            10%
                                                                                           50
    2012   12   31                                             2012 12 31
                            +5%                        1,276
                            +5%                            83
                                                                             50
                                                                                  113   3,72360
              10           (VaR)
                   (VaR)
                           (99%)
    10
    2012     12    31(VaR)
    2012   12     31
                                      6,573
                           5%
    2012   12     31
                     5%
                                979   1,281
                                      2012
                                      2012
                                      2012
                                                            2012
                                                           CSOX
                                      RCSA
                                                     KRI
                                             (LDC)
    2012   12   31
                 AA   A-1    98.47%
                 A          100.00%62
             2012   12   31
                              185.6%2012IT
                                       KPI
                            25
                                 2012
      1
      2
                                                 2012
      3
                                           2.8
    1.   2012
    2.
    3.   2012
                 36
                      50064
    4                           5      6
                                       4.   2012
                                       5.   2012
                                                                Make
                                            Block
                                                    10
                                       6.                      2012
                                                         100
                     2012
              2012
       20122013
                                     2012      2                               5
                                                   6,000                   306
                                                                    146        VIP
                                               2012                       14
        2012               558.34
                3                                                                    e
                                                           2012   9-12                   4
                           7    24
                         2012
        56.69
                    30662013
                                            2012
                                 216.59
                      55.76
                                                   2012
                                          3.6
               2013
                                 25
       2012EAP80
    480    118.2
                                                                                                  2007
                                                        2012   12    31              2,000
                                                                                         2012
                                                                             4,820
                                                        2013
                                                                                                100
      2012
                                       China Employee
    Benefits Index   CEBI
                                       100
        2.35
                               1,000
    MIT
                                               890.6
                                                                          2012
                                                                                             88
                      2012                                     100
                               10
                       3,00068
       2013
       2013        25
              252013
    2013
            A
    2012
    2013
                              2013
                                                            2012
                                                15,487.93
                Vitality             8,908.06                      5,330.93
                                                 862.76
                            386.18                          7.35
                           2011        22.3%70
                                 2012
                                               2013
       2012
                           (%)
              322,741    32.4
              128,771    12.9
               97,719     9.8
               93,461     9.4
               64,030     6.4
               61,578     6.2
              227,489    22.9
              995,789   100.0
       2012
                                        2013
                           (%)
              193,018    34.9
               98,786    17.9
               69,550    12.6
              191,634    34.6
              552,988   100.02012
             A
                                                 2012 1 1                                                                                          2012 12 31
                                                                (%)                                                                                                 (%)
                                                   –           –           –          –           –                    –         –             –            –
         1                              4,786,409,636        60.46           –          –           –                    –         – 4,786,409,636          60.46
         2                                         –           –           –          –           –                    –         –             –            –
         3                              3,129,732,456        39.54           –          –           –                    –         – 3,129,732,456          39.54
         4                                         –           –           –          –           –                    –         –             –            –
                                        7,916,142,092       100.00           –          –           –                    –         – 7,916,142,092         100.00
                                        7,916,142,092       100.00           –          –           –                    –         – 7,916,142,092         100.00
    H                    2010          5    6                         –   299,088,758         2010           5    7            299,088,758                       –
    H                   2011       6       17                  71.50       272,000,000        2011        6       17            272,000,000                       –
                   520,414,439                                                                                                   299,088,758      H
                                                                                                                                               2010 542
                    2010       5    6                          H
                                                                                                                                      2011 939
                  2011     6       17                                 (JINJUN LIMITED)        272,000,000           H                         H
                 7,644,142,092                                7,916,142,092                                             A        4,786,409,636
    60.46%                              H        3,129,732,456                    39.54%72
                  2012 12 31                                     2013 3 8
    251,615             246,070                     262,346          256,838
            (%)
          7.76     613,929,279             –             –                 –
          6.08     481,359,551             –             –   239,980,000
          4.80     380,000,000             –             –                 –
          4.58     362,192,116   -256,694,218             –                 –
          4.03     319,094,187             –             –                 –
          3.46     273,701,889             –             –                 –
          2.27     179,675,070             –             –                 –
          2.22     175,655,734     -3,146,370             –                 –
          1.76     139,112,886             –             –    33,000,000
          1.04      82,142,150   +82,142,150              –                 –
                                                            613,929,279          H
                                                            481,359,551           A
                                                            380,000,000           A
                                                            362,192,116          H
                                                            319,094,187           A
                                                            273,701,889          A
                                                            179,675,070          A
                                                            175,655,734          A
                                                            139,112,886          A
                                                             82,142,150          H
                63.34%
                                                                          2012   12
    31                   H      976,121,395       79.16   12.33%
          10%
                         100%           100%
                         4.58%          7.76%   27.20%     60.46%74
                 10%
                                                                                  10%
    2012   12     31                                                                                                    H
    976,121,395                                12.33%
           1969    6    17                                1,468.74                        8 Canada Square, London, E14 5HQ,United Kingdom
           1866    8    14                                                                   800         134.505
                             589.687                102.335                                        1
                                             19                   1,080                                  6                  20
           1959    1    1                                9,238,004,332                      8 Canada Square, London, E14 5HQ,
    United Kingdom                                                                                                                   85
                        7,200
                        1
    H
                                 2012         12    31
                       XV    2         3                                                                     336
                                             10%
                                                                                                               H/A
                                 H/A                                            H/A                               (%)               (%)
                                 H                                   1,2   1,232,815,613                       39.39             15.57
                                 H                               1,3,4,5    976,919,214                        31.21             12.34
                                                                            976,346,245                        31.20             12.33
                                                      H/A
                            H/A            H/A           (%)     (%)
                            H     1,2   394,500,996   12.60    4.98
                            H     1,2   369,844,684   11.82    4.67
                            H     1,2   246,563,123    7.88    3.11
                            H     1,2   221,906,810    7.09    2.80
                            H      3    362,192,116   11.57    4.58
                                        362,192,116   11.57    4.58
                            H      5    613,929,279   19.62    7.76
                                        613,929,279   19.62    7.76
    JPMorgan Chase & Co.   H            27,869,272    0.89    0.35
                                        145,277,412    4.64    1.84
                                         79,013,324    2.53    1.00
                                   6    252,160,008    8.06    3.19
                                   6     16,207,839    0.52    0.20
    Blackrock, Inc.        H      7    158,595,220    5.07    2.00
                                   7     36,663,448    1.17    0.46
                            A           481,359,551   10.06    6.08
                            A      8    273,701,889    5.72    3.46
                            A      8    273,701,889    5.72    3.46
                            A      9    319,094,187    6.67    4.03
                            A      9    319,094,187    6.67    4.03
                            A           380,000,000    7.94    4.8076
    (1)                                                                                                                                                                            394,500,996       H
                             369,844,684      H                      246,563,123           H                        221,906,810       H                                                          2012
             12   5
                                                              2013     2     6
    (2)                                                                                                                Chia Tai Primrose Investment Limited                          Chia Tai Primrose
      Investment Limited            Chia Tai Primrose Holdings Limited                               Chia Tai Primrose Holdings Limited           Chia Tai Giant Far Limited                 Chia
      Tai Giant Far Limited             Chia Tai Worldwide (HK) Investment Company Limited                                         Chia Tai Worldwide (HK) Investment Company Limited
      Chia Tai Worldwide (BVI) Investment Company Limited                                      Chia Tai Worldwide (BVI) Investment Company Limited                  Chia Tai Resources Holdings
      Limited (BVI)                          Charoen Pokphand Group (BVI) Holdings Limited                        Chia Tai Resources Holdings Limited (BVI)                          Charoen
      Pokphand Group (BVI) Holdings Limited                CPG Overseas Company Limited (Hong Kong)                                           CPG Overseas Company Limited (Hong Kong)
    (3)                                                                         362,192,116          H                         362,192,116       H
    (4)               (3)                                                      (i)613,929,279        H                         613,929,279       H                                 (ii)602,008   H
                             Hang Seng Bank Trustee International Limited                (iii)143,011       H                     172,050     H                    HSBC Bank plc        (iv)52,800
             H                      52,800     H                     HSBC Private Bank (Suisse) SA                                            614,727,098      H               614,154,129       H
    (5)                      HSBC Asia Holdings BV                             HSBC Asia Holdings BV                HSBC Asia Holdings (UK) Limited                        HSBC Asia Holdings (UK)
      Limited             HSBC Holdings BV                             HSBC Holdings BV              HSBC Finance (Netherlands)                             HSBC Finance (Netherlands)
                                        613,929,279       H                      613,929,279            H                                 Hang Seng Bank Trustee International Limited
                      602,008      H                     Hang Seng Bank Trustee International Limited                     Hang Seng Bank Limited                       Hang Seng Bank Limited
             62.14%
    (6)   JPMorgan Chase & Co.                                                                            252,160,008          H                      16,207,839   H
      (i)         JPMorgan Chase Bank, N.A.                      90,900,324          H                  JPMorgan Chase Bank, N.A.            JPMorgan Chase & Co.
      (ii)        J.P. Morgan Whitefriars Inc.                  16,082,965           H                  11,194,450         H               J.P. Morgan Whitefriars Inc.    J.P. Morgan Overseas
                  Capital Corporation                          J.P. Morgan Overseas Capital Corporation                        J.P. Morgan International Finance Limited                     J.P.
                  Morgan International Finance Limited           Bank One International Holdings Corporation                                  Bank One International Holdings Corporation
                        J.P. Morgan International Inc.                      JPMorgan Chase Bank, N.A.                  J.P. Morgan International Inc.                  JPMorgan Chase Bank,
                  N.A.        JPMorgan Chase & Co.
      (iii)       J.P. Morgan Securities plc                  11,786,307         H                   4,042,000        H               J.P. Morgan Securities plc    98.95%           J.P. Morgan
                  Chase International Holdings Limited                     J.P. Morgan Chase International Holdings Limited                 J.P. Morgan Chase (UK) Holdings Limited
                  J.P. Morgan Chase (UK) Holdings Limited             J.P. Morgan Capital Holdings Limited                             J.P. Morgan Capital Holdings Limited          J.P. Morgan
                  International Finance Limited               (ii)
      (iv)        J.P. Morgan Investment Management Inc.                             31,461,112         H                 J.P. Morgan Investment Management Inc.          JPMorgan Asset
                  Management Holdings Inc.                            JPMorgan Asset Management Holdings Inc.                      JPMorgan Chase & Co.
           (v)      JF Asset Management Limited                           47,664,000         H                JF Asset Management Limited           JPMorgan Asset Management (Asia) Inc.
                               JPMorgan Asset Management (Asia) Inc.                 JPMorgan Asset Management Holdings Inc.                          (iv)
           (vi)     JPMorgan Asset Management (UK) Limited                                  44,490,300       H                JPMorgan Asset Management (UK) Limited              JPMorgan
                    Asset Management Holdings (UK) Limited                  JPMorgan Asset Management International Limited                                                      JPMorgan Asset
                    Management International Limited             JPMorgan Asset Management Holdings Inc.                              (iv)
           (vii)    JPMorgan Asset Management (Taiwan) Limited                                   3,744,000       H               JPMorgan Asset Management (Taiwan) Limited               JPMorgan
                    Asset Management (Asia) Inc.                (v)
           (viii)   JPMorgan Asset Management (Singapore) Limited                                     1,011,500       H             JPMorgan Asset Management (Singapore) Limited
                    JPMorgan Asset Management (Asia) Inc.                      (v)
           (ix)     JF International Management Inc.                         522,000         H                JF International Management Inc.           JPMorgan Asset Management (Asia) Inc.
                              (v)
           (x)      China International Fund Management Co Ltd                                2,355,000       H                China International Fund Management Co Ltd               49%
                    JPMorgan Asset Management (UK) Limited                           (vi)
           (xi)     J.P. Morgan Whitefriars (UK)                      971,389        H                   J.P. Morgan Whitefriars (UK)        99.99%              J.P. Morgan Whitefriars Inc.          (ii)
           (xii)    JPMorgan Asset Management (Japan) Limited                                 2,142,500       H                 JPMorgan Asset Management (Japan) Limited               JPMorgan Asset
                    Management (Asia) Inc.              (v)
                      JPMorgan Chase & Co.                                                       79,013,324       H                                              8,965,176   H
                    16,207,839          H
                    6,061,000           H            3,842,000        H                          –
                    10,593,450          H                                                        –
                    1,819,676           H            1,445,389        H                          –
                    1,084,500           H            327,000     H                               –
                      2013          2   18     JPMorgan Chase & Co.                                          294,249,294       H                    31,868,126         H                        JPMorgan
                    Chase & Co.                                             96,274,288            H
    (7)   Blackrock, Inc.                                                                       158,595,220         H                  36,663,448           H
           (i)      BlackRock Investment Management, LLC.                             1,107,795          H                 BlackRock Investment Management, LLC.             Trident Merger, LLC
                                        Trident Merger, LLC    Blackrock, Inc.
           (ii)     BlackRock Fund Advisors                    62,202,500        H                      BlackRock Institutional Trust Company, N.A.                        21,937,000    H
                    338,500         H             BlackRock Fund Advisors            BlackRock Institutional Trust Company, N.A.                BlackRock Delaware Holdings, Inc.
                             BlackRock Delaware Holdings, Inc.               BlackRock Holdco 6 LLC                           BlackRock Holdco 6 LLC             BlackRock Holdco 4 LLC
                    BlackRock Holdco 4 LLC            BlackRock Financial Management, Inc.                                BlackRock Financial Management, Inc.                    157,487,425      H
                                36,663,448       H               BlackRock Financial Management, Inc.                     BlackRock Holdco 2 Inc.                          BlackRock Holdco 2 Inc.
                    Blackrock, Inc.78
      (iii)      BlackRock Advisors, LLC.                   31,500         H                    BlackRock Advisors, LLC.              BlackRock Capital Holdings, Inc.
                 BlackRock Advisors Holdings Inc.                              BlackRock Advisors Holdings Inc.                 BlackRock Financial Management, Inc.                      (ii)
      (iv)       BlackRock Investments Canada, Inc                         67,000       H                      BlackRock Asset Management Canada Limited                                175,500      H
                               BlackRock Investments Canada, Inc           BlackRock Asset Management Canada Limited                            BlackRock Holdings Canada Limited
                 BlackRock Holdings Canada Limited              BlackRock (Institutional) Canada Ltd                                              BR Jersey International LP                        BR Jersey
                 International LP      BlackRock International Holdings Inc.                                      BlackRock International Holdings Inc.            BlackRock Advisors Holdings Inc.
                     (iii)
      (v)        BlackRock Japan Co. Ltd.                   26,000         H                    BlackRock Japan Co. Ltd.              BlackRock Japan Holdings GK                        BlackRock Japan
                 Holdings GK        BlackRock Trident Holding Company Limited                                              BlackRock Trident Holding Company Limited                   BlackRock Cayco Ltd.
                                            BR Jersey International LP                      (iv)
      (vi)       BlackRock Asset Management Australia Limited                               122,000            H                BlackRock Asset Management Australia Limited                     BlackRock
                 Australia Holdco Pty Ltd                                   BR Jersey International LP                         (iv)
      (vii)      BlackRock Asset Management North Asia Limited                                     37,900,348          H                30,514,377        H                     BlackRock Asset Management
                 North Asia Limited       BlackRock HK Holdco Limited                                                 BR Jersey International LP                  (iv)
      (viii)     BlackRock Advisors (UK) Limited                      15,877,071            H                      5,779,071      H               BlackRock (Netherlands) B.V.                        27,500
                 H                 BlackRock International Limited                      1,435,000              H                                BlackRock Group Limited                                      BR
                 Jersey International LP             (iv)
      (ix)       BlackRock (Luxembourg) S.A.                      8,500        H                    BlackRock (Luxembourg) S.A.             BlackRock Luxembourg Holdco S.a.r.l.
                             BlackRock Group Limited              (viii)
      (x)        BlackRock Asset Management Ireland Limited                             16,143,506                H               BlackRock Asset Management Ireland Limited                     BlackRock
                 Investment Management Ireland Holdings Ltd                                                   BlackRock Luxembourg Holdco S.a.r.l.                       (ix)
      (xi)       BlackRock Fund Managers Limited                           328,000      H                         BlackRock Fund Managers Limited             BlackRock Investment Management (UK)
                 Limited                            BlackRock Group Limited                          (viii)
      (xii)      BlackRock Asset Management Deutschland AG                                  251,000            H                BlackRock Asset Management Deutschland AG                        BlackRock
                 Holdings Deutschland GmbH                                         BlackRock Investment Management (UK) Limited                                   (xi)
            Blackrock, Inc.                                         212,500         H                     34,500         H
            2013      2      22    Blackrock, Inc                                  186,919,936                H                       48,807,163      H
    (8)                                                                                          100%                                        273,701,889          A
    (9)                                                                                                   95%                                     319,094,187           A
                                                                                                                                      2012       12       31
                                              XV            2        3                                                                                                                            336
                      57   2012.06-2015
                      60   2012.06-2015
                (1)
                      43   2012.07-2015
          (1)
                      39   2012.07-2015
                      42   2012.06-2015
                (1)
                      50   2012.06-2015
                      50   2012.06-2015
                      43   2012.06-2015
                      50   2012.06-2015
                      67   2012.06-2015
    甦               55   2012.06-201580
                                75   2012.06-2015
                                69   2012.06-2015
                                52   2012.06-2015
                                50   2012.06-2015
                                70   2012.07-2015
    (Stephen Thomas MELDRUM)
        (1)
                                61   2009.06-2012.03
    鍾      (1)
                                61   2009.06-2012.06
        (1)
                                49   2009.06-2012.06
        (1)
                                61   2012.06-2012.12
        (1)
                                53   2012.07-2012.12
        (1)
                                62   2012.06-2013.02
                                                                    65   2012.07-2015
                                                                    74   2012.07-2015
                                                                    64   2012.07-2015
                                                                    50   2012.07-2015
                                                                    52   2012.07-2015
                                                                    47   2012.07-2015
                                                                    43   2012.07-2015
           (1)
                                                                    50   2009.06-2012.07
           (1)
                                                                    59   2011.05-2012.07
           (1)
                                                                    56   2004.01-
                                                                    47   2011.01-
                                                                    57   2007.04-
                                                                    55   2007.01-
                                                                    56   2011.01-
           (Gregory D. GIBB)                                        46   2011.12-
           (2)
                                                                    50   2007.01-2013.01
    (3)
                                                                    47   2008.10-
                                                                    53   2012.08-
    樑                                                             53   2012.02-
           (4)
                                                                    51   2007.01-2012.09
           (1)           2012    3    8                   鍾                 2012    6    27
                                                                              2012   12    7
                                          2013   2   4
                               2012   7    17
           (2)           2013    1
           (3)         2008     10    2012       2       2012   7
           (4)           2012    982
                2001           4            1994       4
                                         1988          3
                1994           10                                                           1995     3                                  2008         10
                           1990         7
                2012           7                                          2011   3                                  1992                     2010          6
    2011       3                                           2010   6       2010   12                               2007       4       2011    5
                   CEO                  2009       3        2010      3
           2012            7                                                   2012   6                                              2008    11           2010
    1                                                  CEO                                                2000
                                                                  E                                                                                      2004
    2        2008          3
    2008       3           2009        10        2009          10     2012     6                                                          2010       6
           2009            6                                                   2010   4      2009    6
    2012       10                                              2010       6                                                              2001    5
        2008       3           2010     4                                 2007   1        2010   6                      2004     2     2007          1
                   2004            2        2012       2                                           2002   12     2007    1                                2001
        2002
                                    (FSA)
                   2012          3                                        2012        4
                                      1993       6           2009   8
                   2009          8       2011        1
                   2003          5
    2000          2012                                                                   1997           2000
               2009         6                                                  2012       4           2012       10
      2012         10                                                            2007             1     2011          7                                 2003
      5        2006         12                                             1998       8           2003       4
    1993      8        1998         7
            1991        7            1993    7
                   2010          2                                              2012          2
      2009          2012
                                                                        EMBA
                                                                                                                          2007   3
                                                                                                                                          2012     7
                                                     2012       8
                                                                                                                                     Inter-Citic Minerals Inc.
      甦       2007         3
                                                                                                                          2009   5
                                            2012         484
            2007     6                                              1963
                                                                                                                1999
    2000    5      2005   12
            2009     6                                              2006   12    2008   12
            2000     1     2006   12                                                                                   1999   3
    2000    1
            2009     6                                     1983                            19851989
                                       2000      2003                                                    2009       2012
            2011     7
                                                                                             2008   12008
                 (Stephen Thomas MELDRUM)           2012     7                                                      2008
    2012    3                                                                                                2007   1      2009   1
                                  2003   2       2007    1                                          1999        2003
                  1995     1998
                         1986     1995        Lincoln National (UK) plc.                1969      1986
       ILI(UK)    Cannon Assurance     Cannon Lincoln    Lincoln National (UK)
            2009       6                                 2011    3
         2008    11        2010   10                                                2008     10
                                                    AMP(151)
            2003       5                                                                     2003
    4
            2009       6
                1969       1             1988   6                                1998   11
                                                               2008     2012
          2012     7
            2010       3                                                         1988
            2012       7
                                  1992
            2012       7                                              1995   786
            2004           1                                                   2010     6
    1989    6                       2009          6      2012       6                               2006     7            2007     1
    2005       8           2006       7                                                                     2002              2004
        1998           2002                                                           1995            1997
    1994           1995
            2011           1                                                                                           2004                        2004       2       2005
    3                                                 2005    3         2010   1                                 2007         1          2012      2
            2007           4                                                     1991       11                        2004       3         2007       4
    2002       12           2007          4                                       2002          12       2005         6                                   2002    4        12
            2007           1                                                      1992          12                        2003         2       2007       1
        2002       6           2006       5                                      2002       6        2007         4                                   1999        2002
                                              1996       1999                                                    1995          1996
    1993           1995
            2011           1                                                      2006          3        2008         3        2010        7
                                                                2004                  2004           2       2006         3                                       2006     3
    2011       1                                         2010       6
        (Gregory D.GIBB)                      2011   12                                              2011        5                                            2012    5
                                                                                                         2011
    CEO                                                                                                                                                           Middlebury
          2003         9        2008          5                                                                        2007        4
        2008       10           2012          2                                2004   6          2008        5                                                2003     9
                                                                                                                              (FCIS)(FCS)
            2012           8                                                   2009     1
                                                                                  2005
                                      CEO                                         BNP PARIBAS
          樑        2012        2                                             2007    3      2004         6
                                 2009       4                                             1992       9
                                                                                                               2012   6
                                                                                                               2011   1
                                                                                                               2009   9   2012   4
                                                                                                               1995   5
    1.                                                                               2012       1
          2012          2   8               2012
                                                      2012     3   8
    2.                     2012       6       27         2011                                                鍾
                                                                                                 2011
                                                                                      2012       7       17
    3.                 2012     2   17
          2012          6   27                 2011                                                                               2012     7
               17
    4.                                                                                                                          2012     12
               7                                                       2013   2   4
    5.            樑           2012       2                                              2012       2                               樑
                                               2012   2   16
    6.                     2009       11                                 2012    688
    7.     2012       7
    8.       2012         8
    9.     2012       10                                                          2012     9   21
    10.      2013         1     8
    1.                                     2012            7                                             2012   8
                                 2012          11                    Inter-Citic Minerals Inc.
    2.                                     2012            4
                                2012       12
    3.                                     2012            4
      2012    3                                                                        2012      2
                                                        2012    12                                   2012   7
    4.                     甦          2012            4
    5.                                     2012            11
    6.                               2012          4       27
    7.                               2012          2                                                     2012   4
                                                                                                                 2012    5
    8.                              2012       4           2012    10                                               2012    10
    9.                               2012          6
    10.                         2012       2
    11.                             2012       1                                                                            2012   9
           2012        12   31
                                   2                2012
           XV                                                            XV
                  XV    7   8
                                                      352
                            10
                                                                                                                                       H
                                                H/A                                                                            A        (%)        (%)
                                                A                   –        1,898,280     +1,898,280                             0.03966    0.02398
                                                A                   –            100,000    +100,000                              0.00209    0.00126
                                                H            12,000                12,000           –      –                     0.00038    0.00015
                                                A             6,600                 6,600           –      –                     0.00014    0.00008
           (1)
                                                A                         78,829,088                –      –                     1.64694    0.99580
                 (2)
                                                A                                   1,700           –      –                     0.00004    0.00002
                 (3)
                                                H           248,000               248,000           –      –                     0.00792    0.00313
                 (3)
                                                H            16,000                16,000           –      –                     0.00051    0.00020
    (1)                                                                                                 2012    7   17
                                            A
    (2)                    2012   7   17                                               A
    (3)                    2012   6   27                     2012            7    17
                                                              H/A                                                                                  (%)
                                                                    A              27,214      27,214       –            –                  0.0005390
    2012       12   31A
                                A
                                     3,901,689   0    -3,901,689
                                     3,428,495   0    -3,428,495
                                      604,582    0     -604,582
                                      164,503    0     -164,503
                                       82,251    0      -82,251
                                      816,594    0     -816,594
                                      920,067    0     -920,067
                                      318,741    0     -318,741
                                     1,415,978   0    -1,415,978
                                       82,251    0      -82,251
                                     1,075,588   0    -1,075,588
                                     1,129,348   0    -1,129,348
    (1)
                                      246,754    0     -246,754
    樑                                    185,099    0     -185,099
                                    14,371,940   0   -14,371,940   –
    (1)              2013   1   8
                                            (%)   (%)
                                          5.86    0            -5.86
                                          3.83    0            -3.83
                                          1.41    0            -1.41
                                          0.59    0            -0.59
                                          0.18    0            -0.18
                                          0.12    0            -0.12
                                          0.59    0            -0.59
                                          0.53    0            -0.53
                                          1.17    0            -1.17
                                          0.59    0            -0.59
                                          0.59    0            -0.59
                                          3.81    0            -3.81
          (1)
                                          0.70    0            -0.70
                                          0.59    0            -0.59
                                          0.29    0            -0.29
    樑                                   0.12    0            -0.12
                                         20.97    0           -20.97   –
    (1)        2013   1   8
                  2012         12   31
                                                        35292
                                                        22                      6,769
    4,613                                                                               甦
                       6                           25             5
          11               2                  21             4                           5
    1                         2        0.4                                                  鍾
                                   13         2
                                                   567.69        421.18    –
                                                   311.49        211.57    –
                                                   287.86        192.53    –
                                                   401.23        290.74    –
                                                   383.73        276.44    –
                                                        –            –
                                                    64.53         15.59    –
                                                        –            –   –
                                                        –            –
                                                    25.20          4.80    –
    甦                                             25.20          4.80    –
                                                    25.20          4.80    –
                                                    25.20          4.80    –
                                                    25.20          4.80    –
                                                    25.20          4.80    –
                                                    11.37          2.28    –
    (Stephen Thomas
    MELDRUM)
                                                        –            –   –
    鍾                                                  12.60          2.40    –
                                                    12.60          2.40    –
                                                        –            –
                                                        –            –
                                                                                 –       –
                                                                              20.96     4.04   –
                                                                               5.04     0.96   –
                                                                                2.1      0.4   –
                                                                                 –       –
                                                                             223.30   126.81   –
                                                                              95.50    44.17   –
                                                                              33.71     7.71   –
                                                                             190.80   112.97   –
                                                                             106.53    45.70   –
                                                                             251.30   135.49   –
                                                                             453.29   332.74   –
                                                                             196.13   103.21   –
                                                                             213.54   132.04   –
                                                                             347.86   247.97   –
                                                                             422.11   308.72   –
          (Gregory D. GIBB)
                                                                             334.71   238.41   –
                                                                             212.59   131.80   –
                                                                             280.87   210.73   –
            樑                                                               130.46    55.63   –
                                                                             202.20   122.22   –
    1.
    2.                                           2012   7   17
    3.                    2012    3   8
    4.      鍾                            2012    6    27
    5.                                    2012    12    7
    6.                    2013    2   4
    7.                                    2012    7    17
    8.                                    2012    7    17
    9.                    2013    1
    10.                  2008    10       2012   2               2012   7
    11.                   2008    8
    12.          樑       2012    2   16
    13.                   2012    9
    14.94
    2012 12    31                        190,284                             52,249       27.46%             99,300
      52.19%           13,552       7.12%          25,183           13.23%                                  8,195
    4.31%               89,646       47.11%          60,853           31.98%              31,590       16.60%
    (%)                                                         (%)
                                           27.46                                                            4.31
                                   52.19                                                           47.11
                                   7.12                                                        31.98
                                13.23                                                          16.60
      2004                                                                             2012
                                      2012     12       31
                               2011
            2012    6     27                                 2011                                                  2011
                                2011                            2011                             2011
    2011                                                                                        2012
                                                                  2011                                  2011
                   2011
            2012    2     8                                                      2012
                                                                                 A                                  A
                                                                       <                          >
            2012    9     20                                 2012                                              <        >
                                        2012    2   9    2012     6        28   2012    9   21
                                             (www.sse.com.cn)
    (www.hkexnews.hk)96
                                                                                                                                                (5)
                                                                                        1988       3       21                               3/3                  100%
                                                                                        1995       3       29                               3/3                  100%
                 (1)
                                                                                        2012       7       17                               1/1                  100%
           (1)
                                                                                        2012       7       17                               1/1                  100%
                                                                                            2009       6    9                               3/3                  100%
                       2012    6       27        (1)
                                                                                            2009       6    9                               2/2                  100%
                 (2)
                                                                                            2012       3    8                               1/2                   50%
                                                                                        2003       5       16                               0/3                    0%
                                                                                            2009       6    9                               0/3                    0%
                                                                                        2010       2       11                               0/3                    0%
                       2012    3       8       (2)
                                                                                        2005       6       23                               0/1                    0%
                       2012    6       27        (1)
                                                                                        2006       5       25                               0/2                    0%
                       2012    12          7     (3)
                                                                                        2006       5       25                               0/3                    0%
                       2012    12          7     (1) (3)
                                                                                        2012       7       17                               1/1                  100%
                       2013    2       4       (4)
                                                                                        2006       5       25                               1/3                  33.3%
                                                                                        2007       3       19                               1/3                  33.3%
      甦                                                                                2007       3       19                               1/3                  33.3%
                                                                                            2007       6    7                               0/3                    0%
                                                                                            2009       6    9                               1/3                  33.3%
                                                                                            2009       6    9                               2/3                  66.7%
                                                                                        2011       7       22                               1/3                  33.3%
                         (1)
                                                                                        2012       7       17                               0/1                    0%
    鍾                     2012    6       27        (1)
                                                                                            2009       6    9                               1/2                   50%
    (1)                       2012     6   27      2011                                                        鍾
                                                  2011
                                                                                                                                2012    7    17
    (2)                                                                          2012       1                                          2012 2             8   2012
                                                                                                                                2012 3 8
    (3)                                                                                                                            2012    12   7
                                                                      2012   12     7
    (4)                                                                                                             2013   2   4
                                                       2013   2   4(5)
                 (IR@pingan.com.cn)
    2012   12     31                    17        5       5   7
                                                       2
    2
    2012   12     31
                                              甦9899
                                                  7
                                                              7/7   100%    0/7     0%
                                                              7/7   100%    0/7     0%
                       (1)
                                                              4/4   100%    0/4     0%
                 (1)
                                                              3/4    75%    1/4    25%
                                                              7/7   100%    0/7     0%
                             2012    6    27            (1)
                                                              3/3   100%    0/3     0%
                       (1)
                                                              6/6   100%    0/6     0%
                                                              7/7   100%    0/7     0%
                                                              5/7   71.4%   2/7   28.6%
                                                              2/7   28.6%   5/7   71.4%
                             2012    3    8           (1)
                                                              1/1   100%    0/1     0%
                             2012    6    27            (1)
                                                              3/3   100%    0/3     0%
                             2012    12       7         (1)
                                                              2/6   33.3%   4/6   66.7%
                             2012    12       7         (1)
                                                              3/3   100%    0/3     0%
                             2013    2    4           (1)
                                                              7/7   100%    0/7     0%
                                                              7/7   100%    0/7     0%
            甦                                                6/7   85.7%   1/7   14.3%
                                                              7/7   100%    0/7     0%
                                                              7/7   100%    0/7     0%
                                                              7/7   100%    0/7     0%
                                                              7/7   100%    0/7     0%
                               (1)
                                                              3/4    75%    1/4    25%
      鍾                     2012    6    27            (1)
                                                              2/3   66.7%   0/3     0%
      (1)100
       2012        1       10        12
                                                           樑
       2012        3       15                                                                                                  <        2011                    >
                2011                                           2011
       2012                                                     <      2011                              >                             2011
    2011                                                2011    12    31                                2011
                                                2011                                                             2011
                                     <        2011                          >
    <      2011                                     >                               <       2011                           >                               <       2011
                 >                                  <     2011                                               >
                                                    <      2011                                     >                              <     2011                         >
                            <            2011                                                                      >
                                                                                                                   A
            2011                                          2011                                               2011
                   2011
       2012        4       27                                                                                                                                       2012
                                         2012                              2012                                  2012      3       31         3
                                                                                               <                                                           >
       2012        7       25
    (CEO)                                                                                                A
                                 <              >                           2012                                                                   <
            >
       2012        8       23                                                                                              <           2012                     >
                       <        2012                             >                           2012                                                 2012     6   30
                                                                      2012                                                 < 2012                                          >
       2012        10       30                                                                                                 <        2012                          >
                 2012                                                 2012          9   30
       2012        12       17           18
                                                          A
                                                                                                                                              2013
             2012      6    27               2011                                  2011                                     7,916,142,092
                                 2011                                            0.25                       1,979,035,523
                                                                                                                 2012   8     23
                                                                 2012                                 7,916,142,092
      2012                                                    0.15                      1,187,421,313.80
                     2012   7      25
                                                                                               2012    12   7
                                                          2012       12   31                          4                       3
                                                    75%                                   1
            2012                                          3
                                 2012                                     2012
                        A
                                                                           3/3            100%                  0/3                  0%
                                                                           3/3            100%                  0/3                  0%
                                                                           3/3            100%                  0/3                  0%
                                                                           3/3            100%                  0/3                  0%
               (1)
                                                                           0/2                0%                2/2                100%
      (1)                   2012    12   7102
      2012                                                                      鍾                2012   6   27
                                                                    2012             7   25
                                  甦
                   2012      12     31                                      5                            180%
      2012                                                   5
                                                                            2011           12   31                     2012   3   31
                                       2012       6    30                                            2012    9    30
                                                                                           2012
            2013                                            2012   12      31
                                                                                     5/5                 100%             0/5          0%
                                                                                     5/5                 100%             0/5          0%
      甦                                                                             5/5                 100%             0/5          0%
                                                                                     5/5                 100%             0/5          0%
                       (1)
                                                                                     3/3                 100%             0/3          0%
    鍾          (2)
                                                                                     2/2                 100%             0/2          0%
            (3)
                                                                                     5/5                 100%             0/5          0%
    (1)                                 2012      7   25
    (2)        鍾                2012   6    27
    (3)                          2013   2    4
                                                                                                             51
                                                                                                              6
                                                                                                              1
                                                                                                             14
                                                                                                             72
                                                                                                             2
                     2012   7      25
                                                                                   2012    12   7
                                             2012   12    31                   4
                             1
            2012                             3
                                                         樑
                                                    2011                                        2009
                             2011
                                                                       3/3          100%               0/3   0%
                                                                       3/3          100%               0/3   0%
                                                                       3/3          100%               0/3   0%
                                                                       3/3          100%               0/3   0%
               (1)
                                                                       1/1          100%               0/1   0%
      (1)                   2012    7   25                     2012   12   7104
                          1
               2012   7      25
                                                            2012   12   31
               3                       2         60%    1
      2012                             5
                                           5/5   100%       0/5              0%
                                           5/5   100%       0/5              0%
                                           5/5   100%       0/5              0%
                                           5/5   100%       0/5              0%
         (1)
                                           2/2   100%       0/2              0%
         (2)
                                           3/3   100%       0/3              0%
    (1)                   2012    7   25(2)
          7       3        1   3
              6
                                   9
      8
                      15106
                                              8
    17
               (www.pingan.com)
    (IR@pingan.com.cn)   (PR@pingan.com.cn)
                                          A
      2012              2           2    2        1              8     2
                            125              37                  150
                2,000
                                  2012                H
         2012                                             2012
      2012108
                               7
                                                   3.13
    2008    3       19
                                        2007   8                            2008
    2009       4
                                                          2011
                                                                 2012
                                   樑
                        2012
                (CEO)                                            <      >   <
                 >
                                            7   7   –   –   –
           甦                               7   6   1    –
                                            7   7   –   –   –
                                            7   7   –   –   –
                                            7   7   –   –   –
                                            7   7   –   –   –
                          2012     7   17   4   3   1    –
      鍾           2012   6   27            3   2   –   1110
              +1
       2012
    20122012
             2012
      2012
                    IT112
    2009   10   27
            2012   3   15
                                                   2012    7
                                                                        2012       9    20   2012
                                           D.3.1
                                                    2012       1   1   2012    3       31
                            2012   4   1    2012    12    31
                                    A.2.1                           A.2.1
      1.                       1994
      2.
      3.
      4.
                                    A.6.7
           2004       5    28                                2011   8
      17
                  2012          1     1     2012   12   31
      2013        3       14114
                                                                          2012            12        31
                                                                   1%
                                                             5%
           3
    2012   6   27          2011                               2011
    7,916,142,092                         2011                                                     0.25
    1,979,035,523                          2012      7    13                      2012    7       27
    2012   8   23                                               2012                                           7,916,142,092
                2012                                  0.15                           1,187,421,313.80
                                                  A                     2012   9    25         H                2012   10
    3                   2012   10   22
                2012    6   28    8   24                                                                           2011
                               2012                                                2012    7   10    9   20
                  2012
             2012                                                                 200.50                            73.55
            10%
                                                                                                         268.19
                  2012                   0.15                       1,187,421,313.80                          7,916,142,092
                                2012                         0.30                          2,374,842,627.60
                        2013
                               2012
                                                                            (1)
                                                                                                                         (%)
      2011        (2)
                                                0.40                    3,166                       19,475            16.3
      2010        (2)
                                                0.55                    4,204                       17,311            24.3
      2009        (2)
                                                0.45                    3,395                       13,883            24.5
      (1)
      (2)
             2012        12    31                       268.19                     23.75
                               2013                                        904.88
      2012                             2012   12   31116
       2012                    49
                                                22   21
                                                          2012   7   2012   8
                               2012   12   31
              2012   12   31
          20122012
                                               2012    12      7
                      14
                                                2012       1   1   2012   3   31
                      2012   4   1      2012    12    31
             2011                    2012
                                               11
                                                                          2013     3   14   2012   12
      31                         20%
      2013   3   14118
    2012     3    15                                                                      2011
    <       2011                  >                      <    2011               >
                                                        2011
    <       2011                                                      >
                                                               <              >         <           >
                            2011                       2011
    2012     4    21        4    27                                                                     <
    2012                                   >           <                              >
    2012     7    23        7    25
    2012     8    23                                                                       <     2012
    >                            <            >                       2012                             <
                    >   <                  >
    2012     10   25            10    30                                                                <
    2012                                   >
    2012     12    17           18
                                                                                 2009       6    3                 6/6   100%
                                                                                2003    5       16                 6/6   100%
                                                                                 2009       6    3                 6/6   100%
                                                                                2012    7       17                 4/4   100%
                                                                                2010    3       19                 6/6   100%
                                                                                2012    7       17                 4/4   100%
                                                                                2012    7       17                 4/4   100%
                                                      (1)
                                                                                 2009       6    3                 2/2   100%
                                                      (1)
                                                                                 2011       5    5                 2/2   100%
      (1)                                                   2012   2   17
                                        2012     7   17
      2012   10
                                       2011                            2012                            2012
             5
      (1)
      (2)
      (3)
             2011      6   17                        272,000,000            H                        71.50
      19,448,000,000            16,168,678,240                                         34,315,266
      16,134,524,083                                                              161,109            2011    11   30120(4)
      A
      A(5)
                   2012(6)
                    2012   2012(7)
    2013      3   14
                                                                                              (%)
      1                    113001                       433        4.5      433           53.2        3
      2                    110015                        33        0.3       33               4.0    –
      3                    000538                         5        0.3       17               2.1     4
      4                    125089                        16        0.2       16               2.0    –
      5                    600016                        11        1.5       12               1.5     1
      6                    600036                        10        0.8       11               1.4     1
      7                    601166                         8        0.5           8            1.0     1
      8                    000002                         8        0.8           8            1.0    –
      9                    601328                         8        1.6           8            1.0    –
      10                   600000                         7        0.8           8            0.9     1
                                                        246         –      258           31.9      62
                                                         –         –       –                –   (33)
                                                        785         –      812         100.0       40
           (1)
           (2)
           (3)
                                                                     (%)
             HK1288                               25          28            10           4
      1                                                             1.6
             601288                            14,224   14,729             695        854
             HK1398                               69          73            29         12
      2                                                             0.9
             601398                            13,643   13,038             636        (348)
             HK0939                               71          72            25           9
      3                                                             1.0
             601939                            12,352   11,742             604         32
             HK3328                               10          10             1           1
      4                                                             1.3
             601328                             4,536    4,595              27        101
      5      000538                             1,407    4,420      9.4     10        975
      6      E0003801181     Ageas             23,874    2,236      4.6    72        1,051
                                     Fortis)
      7      000656                              442     1,140      6.8      8        523
      8      000562                              891     1,087      3.4      7        196
      9      600000                             1,010    1,087      0.6     44        157
      10     HK1929                             1,264    1,039      1.0     13        (123)
           (1)
           (2)
           (3)122
                                                (%)
    1                            361   186       10.33     361             –         –
    2                             65     5       10.64      65             –         –
                                    12,068                         99,566                                  –
                                    13,022                                  –                         (6,788)
    2011    8    17                                              892,325,997               1,189,767,995
    2012    8    15                                                              12
    A
    2011    12       20                                   260      A
        A
    2012    2    8        2012                              A
    2012    5    28                                               A
    2012    12       18                                                A
    2013    2    5        2013                                             A
                        A
                                             2011         8   18        2011   12   21   2012   2    9       2012   5   29     2012    8   16     2012
          12     19            2013      2       6
      (www.sse.com.cn)
      2009       12       18                  2009
                     2010            2012                                                        15
                                              5%                                                10.1.3
                                                               1
      14A.11(4)
                                     14A
      2012                                                                                      15                  2012     12   31
                                                               1.21
          2012       3    15                                                                                                       2013    2015
                                                                   15
                                                               14A.10           0.1%      5%
                                 2012        6       27                 2011                                             2013      2015
                                                          15
      2012       3       15
                                                                                                                         (3)
      (1)
      (2)
      1                       2013   2   6                                                       2013    2   6124(3)(4)(5)(6)(7)(8)(9)(10)
                                                                2012   3   15
                     2014   12   31
    10
                                                                                14A.10
         0.1%         5%
                                               14A
       2012   12   31                                                                4(1)(2)(3)
                                            3000
                                      740
                                                     14A   38
    2009     12   18            2009
    2011        2012                             390
                                            2012    12    7
      10.1.3        10.1.6
      2012                                                             390
      2012     3    15                             2012       2014
                                                     29.18
      (1)
      (2)
      (3)
      (4)
      (5)
      (6)
      (7)
      (8)
      (9)
      (10)
             2012    12      31                                                     29.18
                                                                4.55         705,385,012    A
                                  705,385,012             A
                                            2012    12    7                            10.1.3
        10.1.6
                      A126
                       2012     3   16   8   25
    (www.sse.com.cn)
                                                                                           –
                                                                                           –
                                                                                         814
                                                                                        6,210
                                                                                        6,210
                          (%)                                                             3.9
                                                    2012
    1                                                   50%
    2                                                          814   2012   12   31
               6,210                         3.9%                                 50%34
                  2010   2    22
                                                                                                                5
                                                                                  389,592,366    A          331,117,788       A
            30%                                          A           88,112,886        5
                                                                 88,112,886   A            30%
            2012    12   31
                                          379,580,000                                                2010   9       17   36
            2012    12   31
      (1)                                                          36
      (2)                          2010    9   14
                         3                                   4
                                                90.75%                                                                   20
      (3)128(4)(5)(6)
      2012    12    31
       2008    1       1                                                              2013    5   21
                                         H       H                                           2012
                                   10%
                               H             H             2012
                   H
                                                     10%              2013   5   15
                                                                                               1993
    045                2011    1       4             H                H          H
                           1993 045
      2011 348       H          H              2012              10%
             H           10%                               10%
                 <                                 >       2009 124
                               2013   5   15
                 H
                                               H
                                                       H130
                                        (2013)   60468101_B01
                       2012   12   31                        2012
                                        (1)
          (2)
                                                             2012
    12   31         2012
                                                  2013   3    14
      2012   12   31
                            2012   12   31    2011   12   31
                        1          383,223           242,009
                        2               711            2,438
                        3           65,426             8,447
                        4           27,755            29,880
                        5               972               818
                        6          190,788            37,312
                        7           28,668            22,735
                        8           18,756            12,089
                        9            8,979           170,727
                       10            6,109             4,369
                       11            9,341             7,892
                       12           18,558            14,105
                       13          709,402           611,731
                                        409               302
                                     1,119                106
                       14          212,110           152,943
                       15          295,976           306,691
                       16          566,009           480,005
                       17          136,000            31,826
                       18           15,895            14,623
                       19           11,769             9,203
                       20           10,958             9,966
                       21           15,049             9,206
                       22           15,673            14,423
                       23           25,568            24,251
                       24           10,680            13,383
                       25           22,122            16,492
                       46           36,241            37,452
                               2,844,266         2,285,424132
    2012   12   31    2011   12   31
    27            3,566             2,994
             16,168             1,131
    28          351,579           154,157
    29           39,268            26,279
              1,722                     –
    5               952               732
    30          154,977            99,734
    31          979,325           827,819
    32            7,611             8,230
    33            3,615            70,639
              4,331             3,210
    34           11,179             7,320
              2,701             2,706
    35            6,475             4,689
    36            9,567             7,649
    37            5,816             7,267
    38           11,497             9,645
    39           17,935            13,256
    40           21,681            17,979
    41          267,095           224,200
    42          613,926           529,563
    43            9,734            11,134
    44           38,793            26,633
    24            5,599             4,612
    45           13,264            15,052
    46           36,241            37,452
        2,634,617         2,114,082
      2012   12   31
                            2012   12   31    2011   12   31
                       47            7,916             7,916
                       48           84,121            72,226
                       49            6,982             6,982
                       50               395               395
                       51           60,103            43,219
                                        100               129
                                   159,617           130,867
                       52           50,032            40,475
                                   209,649           171,342
                               2,844,266         2,285,4241342012
             2012          2011
       53   233,940       207,802
                    69        175
             (12,851)      (10,970)
       54     (7,945)      (10,170)
            213,144       186,662
       55    74,852        39,314
       55    (40,351)      (20,432)
       55    34,501        18,882
       56    10,891          8,614
       56     (1,455)       (1,050)
       56      9,436         7,564
       57    32,996        32,572
       58       105           (320)
                255           (434)
       59      8,935         3,989
            299,372       248,915
              (5,341)       (4,407)
       60    (80,512)      (58,230)
               5,858         3,960
       61    (72,810)      (76,450)
       62       881           438
              (5,769)       (5,000)
                    (8)           (20)
             (20,429)      (17,747)
       63    (10,181)       (7,424)
       64    (57,912)      (43,142)
               4,529         3,656
              (1,758)       (1,254)
       64    (13,528)       (9,063)
       65    (10,017)       (4,319)
            (266,997)     (219,002)
      2012
                  2012       2011
                  32,375     29,913
             66      326        363
             67     (363)       (250)
                  32,338     30,026
             68    (5,588)    (7,444)
                  26,750     22,582
                  20,050     19,475
                   6,700      3,107
                  26,750     22,582
             69      2.53       2.50
             69      2.53       2.50
             70   12,073     (12,264)
                  38,823     10,318
                  32,389      6,976
                   6,434      3,342
                  38,823     10,3181362012
                                             2012
                 7,916   72,226     6,982   395     43,219    129    40,475 171,342
                    –        –       –    –     20,050     –     6,700     26,750
            70      –   12,368        –    –          –   (29)     (266)    12,073
                    –   12,368        –    –     20,050    (29)    6,434     38,823
       1.           –         –      –    –     (3,166)    –         –    (3,166)
                    –         –      –    –          –    –      (512)      (512)
                    –         –      –    –          –    –     4,312      4,312
                    –         –      –    –         –     –    (1,006)    (1,006)
                    –     (601)       –    –         –     –      (105)      (706)
                    –      128        –    –         –     –      434        562
                 7,916   84,121     6,982   395     60,103    100    50,032 209,649
                                             2011
                 7,644   68,969     6,689   395     28,282     51     4,853    116,883
                    –         –      –    –     19,475     –     3,107     22,582
            70      –   (12,577)      –    –          –    78      235     (12,264)
                    –   (12,577)      –    –     19,475     78     3,342     10,318
       1.           –         –    293     –       (293)    –         –         –
       2.           –         –      –    –     (4,245)    –         –    (4,245)
                    –         –      –    –          –    –      (366)      (366)
                  272    15,862        –    –          –    –         –    16,134
                    –         –      –    –          –    –    32,440     32,440
                    –       (28)      –    –          –    –      206        178
                 7,916   72,226     6,982   395     43,219    129    40,475    171,342
      2012
                       2012         2011
                      231,045      204,147
                      348,928       45,390
                       15,281              –
                       33,803       36,029
                       71,046       36,756
                              –    17,231
                              –    44,305
                        9,603         5,474
                              –    58,042
                      162,225              –
             71(4)       7,769        2,437
                      879,700      449,811
                       (75,810)     (54,234)
                        (2,481)      (3,448)
                        (2,810)      (1,772)
                     (100,969)      (40,483)
                       (57,745)     (35,181)
                       (60,137)     (35,764)
                       (25,147)     (17,975)
                       (20,586)     (14,448)
                       (27,043)            –
                     (119,004)             –
                       (67,509)            –
                              –   (142,562)
             71(5)     (39,562)     (28,596)
                     (598,803)     (374,463)
             71(1)    280,897       75,348
                      983,600      555,522
                       47,893       32,445
                          162          178
             71(3)            –    81,238
                         1,211         254
                         4,275        2,260
                     1,037,141     671,897138
           2012         2011
        (1,213,053)    (692,939)
            (8,362)      (5,393)
            (4,453)      (5,674)
            (2,575)            –
            (2,538)            –
        (1,230,981)    (704,006)
         (193,840)      (32,109)
              551       16,353
              551          219
            4,051         3,347
           11,998         5,991
           45,555              –
           62,155       25,691
            (4,734)      (2,836)
            (7,900)      (7,614)
              (512)        (366)
                  –    (28,580)
           (12,634)     (39,030)
           49,521       (13,339)
              (173)        (357)
    71(2)     136,405       29,543
          110,481       80,938
    71(6)     246,886      110,481
      2012   12   31
                            2012   12   31        2011   12   31
                        1            8,858                    453
                        2            6,985                13,307
                        3            1,780                         –
                                         95                    68
                                             –                    2
                        4            1,000                         4
                        5            1,880                 3,248
                                        100                   100
                        6          111,045               110,808
                                         33                    53
                                             –                17
                                     1,011                         1
                                        128                    65
                                   132,915               128,126
                        7            1,200                         –
                                        200                        –
                        8               483                   412
                        9                    2                     6
                                             9                     9
                       10            4,230                 5,230
                &nb