新闻源 财富源

2019年10月17日 星期四

开滦股份(600997)公告正文

开滦股份:2016年第三季度报告

公告日期:2016-10-29

                                    开滦能源化工股份有限公司 2016 年第三季度报告



公司代码:600997                                       公司简称:开滦股份




              开滦能源化工股份有限公司

                         600997

                   2016 年第三季度报告




                     二〇一六年十月




                           1 / 19
                                                                        开滦能源化工股份有限公司 2016 年第三季度报告




                                                       目            录


一、   重要提示...................................................................................................................3
二、   公司主要财务数据和股东变化...............................................................................3
三、   重要事项...................................................................................................................5
四、   附录...........................................................................................................................9




                                                            2 / 19
                                                    开滦能源化工股份有限公司 2016 年第三季度报告




   一、     重要提示

   1.1    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准
   确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责
   任。

   1.2    公司全体董事出席董事会审议季度报告。

   1.3    公司负责人张文学、主管会计工作负责人董立满及会计机构负责人(会计主管人
   员)曹永国保证季度报告中财务报表的真实、准确、完整。

   1.4    本公司第三季度报告未经审计。

   二、     公司主要财务数据和股东变化

   2.1 主要财务数据
                                                                  单位:元       币种:人民币
                                                                                本报告期末比上年度
                                         本报告期末             上年度末
                                                                                    末增减(%)
总资产                                 20,808,149,536.21      20,339,637,595.58                 2.30
归属于上市公司股东的净资产               6,854,660,271.61      6,557,163,344.37                 4.54
                                       年初至报告期末       上年初至上年报告
                                                                                比上年同期增减(%)
                                          (1-9 月)          期末(1-9 月)
经营活动产生的现金流量净额               1,040,447,515.50        763,209,475.17               36.33
                                       年初至报告期末       上年初至上年报告
                                                                                比上年同期增减(%)
                                          (1-9 月)          期末(1-9 月)
营业收入                                 7,645,900,760.64      8,301,050,747.73               -7.89
归属于上市公司股东的净利润                 203,826,308.33       -380,187,315.53             不适用
归属于上市公司股东的扣除非经常性损益
                                          198,521,715.45       -377,030,350.64                 不适用
的净利润
加权平均净资产收益率(%)                           3.04                 -5.57      增加 8.61 个百分点
基本每股收益(元/股)                               0.17                 -0.31                  不适用
稀释每股收益(元/股)                               0.17                 -0.31                  不适用
   非经常性损益项目和金额
   √适用 □不适用
                                                                        单位:元 币种:人民币
                                                                    本期金额      年初至报告期末
                         项目
                                                                  (7-9 月)     金额(1-9 月)
非流动资产处置损益                                                        -932.04       -49,074.43
计入当期损益的政府补助,但与公司正常经营业务密切相关,符
合国家政策规定、按照一定标准定额或定量持续享受的政府补助            1,287,268.92         7,798,286.66
除外
对外委托贷款取得的损益                                                989,279.36         3,069,944.93
除上述各项之外的其他营业外收入和支出                                -1,867,583.62        -4,208,617.88
所得税影响额                                                           -19,700.78         -949,066.35
少数股东权益影响额(税后)                                             14,720.82          -356,880.05
                         合计                                         403,052.66          5,304,592.88

                                           3 / 19
                                                                       开滦能源化工股份有限公司 2016 年第三季度报告



         2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)
              持股情况表
                                                                                                            单位:股
股东总数(户)                                                                                                       65,252
                                                 前十名股东持股情况
                                                                                  持有有限 质押或冻结情况
                                                                        比例
                 股东名称(全称)                    期末持股数量                 售条件股 股份                 股东性质
                                                                        (%)                        数量
                                                                                    份数量 状态
开滦(集团)有限责任公司                               700,506,665      56.74         0        质押 350,000,000 国有法人
中央汇金资产管理有限责任公司                            20,101,700      1.63          0        未知                 其他
中国证券金融股份有限公司                                16,777,053      1.36          0        未知                 其他
中国平安人寿保险股份有限公司-传统-高利率保单产品        13,538,163      1.10          0        未知                 其他
国泰金鹰增长混合型证券投资基金                          10,583,322      0.86          0        未知                 其他
易方达资源行业混合型证券投资基金                         8,031,731      0.65          0        未知                 其他
平安资管-中国银行-众安在线财产保险股份有限公司           7,623,072      0.62          0        未知                 其他
汇添富逆向投资混合型证券投资基金                         6,799,933      0.55          0        未知                 其他
中欧中小盘股票型证券投资基金(LOF)                      6,299,946      0.51          0        未知                 其他
国泰价值经典混合型证券投资基金(LOF)                    5,677,000      0.46          0        未知                 其他
                                         前十名无限售条件股东持股情况

                                                    持有无限售条件                         股份种类及数量
                     股东名称
                                                      流通股的数量                  种类                    数量
开滦(集团)有限责任公司                                 700,506,665            人民币普通股                   700,506,665
中央汇金资产管理有限责任公司                              20,101,700            人民币普通股                    20,101,700
中国证券金融股份有限公司                                  16,777,053            人民币普通股                    16,777,053
中国平安人寿保险股份有限公司-传统-高利率保单产品          13,538,163            人民币普通股                    13,538,163
国泰金鹰增长混合型证券投资基金                            10,583,322            人民币普通股                    10,583,322
易方达资源行业混合型证券投资基金                           8,031,731            人民币普通股                       8,031,731
平安资管-中国银行-众安在线财产保险股份有限公司             7,623,072            人民币普通股                       7,623,072
汇添富逆向投资混合型证券投资基金                           6,799,933            人民币普通股                       6,799,933
中欧中小盘股票型证券投资基金(LOF)                        6,299,946            人民币普通股                       6,299,946
国泰价值经典混合型证券投资基金(LOF)                      5,677,000            人民币普通股                       5,677,000

                                                    在前十名股东和前十名无限售条件股东中,公司控股股东开滦(集团)
                                                    有限责任公司与其他股东之间不存在关联关系,也不属于《上市公司
                                                    收购管理办法》中规定的一致行动人。
上述股东关联关系或一致行动的说明                    国泰金鹰增长混合型证券投资基金和国泰价值经典混合型证券投资基
                                                    金(LOF)均为国泰基金管理公司旗下基金。公司未知其他股东相互
                                                    间是否存在关联关系,也未知其相互间是否属于《上市公司收购管理
                                                    办法》中规定的一致行动人。




                                                          4 / 19
                                                    开滦能源化工股份有限公司 2016 年第三季度报告



三、       重要事项

       年初以来,受下游市场逐步回暖影响,煤焦及化产品价格稳中趋涨。公司抢抓市
场机遇,充分发挥一体化经营和循环经济优势,持续加强生产经营管控,深入开展提
质降本增效工作,较好地实现了公司经营业绩扭亏为盈。1-9 月,公司实现营业收入
764,590.08 万元,利润总额 31,952.94 万元,归属于母公司股东的净利润 20,382.63 万
元。1-9 月,公司生产原煤 551.48 万吨,生产精煤 268.17 万吨,对外销售精煤 148.87
万吨;公司生产焦炭 545.35 万吨,销售焦炭 544.59 万吨;生产甲醇 15.28 万吨,销售
甲醇 14.00 万吨;生产纯苯 13.26 万吨,对外销售纯苯 6.66 万吨。

3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
√适用 □不适用
截止 2016 年 9 月 30 日,公司资产负债表项目大幅变动原因分析:
                                                                    单位:元 币种:人民币
                                                          期末比年初增减 期末比年初增减
       项目            期末余额           年初余额
                                                               变动额          变动比率
应收票据               804,399,573.30    1,266,199,828.72   -461,800,255.42        -36.47%
应收账款              2,878,200,540.53   1,485,221,797.66   1,392,978,742.87            93.79%
存货                  1,447,557,477.03   1,050,516,223.82    397,041,253.21             37.79%
应付账款              3,425,486,004.16   2,215,259,287.58   1,210,226,716.58            54.63%
预收款项               268,273,046.77     100,927,023.43     167,346,023.34            165.81%
其他流动负债           100,000,000.00                        100,000,000.00             不适用
长期借款              1,294,530,502.88   2,060,970,892.26    -766,440,389.38           -37.19%
长期应付款             104,204,760.18      68,148,043.10       36,056,717.08            52.91%
   (1)应收票据:2016 年 9 月末比年初减少 461,800,255.42 元,主要是由于票据收
款减少所致。
   (2)应收账款:2016 年 9 月末比年初增加 1,392,978,742.87 元,主要是由于子公
司应收货款增加所致。
   (3)存货:2016 年 9 月末比年初增加 397,041,253.21 元,主要是由于库存原料煤
增加所致。
   (4)应付账款:2016 年 9 月末比年初增加 1,210,226,716.58 元,主要是由于采购
原料煤款未结算所致。
   (5)预收账款:2016 年 9 月末比年初增加 167,346,023.34 元,主要是由于子公司
预收货款增加所致。
   (6)其他流动负债:2016 年 9 月末比年初增加 100,000,000.00 元,全部是子公司
售后融资租回所致。
   (7)长期借款:2016 年 9 月末比年初减少 766,440,389.38 元,主要是由于长期借
款转入一年内到期的非流动负债所致。
                                           5 / 19
                                                         开滦能源化工股份有限公司 2016 年第三季度报告



        (8)长期应付款:2016 年 9 月末比年初增加 36,056,717.08 元,主要是子公司新
     增售后融资租回所致。
        报告期公司利润表项目变动原因分析:
                                                                            单位:元 币种:人民币
                                                                      本期比上年同期 本期比上年同期
               项目            2016 年 1-9 月     2015 年 1-9 月
                                                                        增减变动额       增减变动比率
 资产减值损失                   34,231,083.68      -69,818,010.32       104,049,094.00           不适用
 营业外收入                      8,844,205.81        4,259,744.62         4,584,461.19          107.62%
 营业外支出                      5,303,611.46        7,679,314.04        -2,375,702.58           -30.94%
 所得税费用                     38,120,692.76      12,681,840.57         25,438,852.19          200.59%
 归属于母公司所有者的净利润    203,826,308.33     -380,187,315.53       584,013,623.86            不适用
 少数股东损益                   77,582,413.18      -85,579,663.47       163,162,076.65            不适用
 其他综合收益的税后净额         55,261,402.95      -74,694,046.80       129,955,449.75            不适用
        (9)资产减值损失:2016 年 1-9 月较上年同期增加 104,049,094.00 元,主要是由
     于上年同期应收款项计提坏账政策调整及本期应收款项增加所致。
        (10)营业外收入:2016 年 1-9 月较上年同期增加 4,584,461.19 元,主要是子公
     司收到政府补助较上年同期增加所致。
        (11)营业外支出:2016 年 1-9 月较上年同期减少 2,375,702.58 元,主要是由于
     滞纳金较上年同期减少所致。
        (12)所得税费用:2016 年 1-9 月较上年同期增加 25,438,852.19 元,主要是利润
     总额增加所致。
        (13)归属于母公司所有者的净利润:2016 年 1-9 月较上年同期增加 584,013,623.86
     元,主要是由于煤炭、焦炭等市场价格较上年同期有所上扬,致使公司经营业绩有所
     上升。
        (14)少数股东损益:2016 年 1-9 月较上年同期增加 163,162,076.65 元,主要是
     由于焦炭等市场价格较上年同期有所上扬,致使经营业绩有所上升。
        (15)其他综合收益的税后净额:2016 年 1-9 月较上年同期增加 129,955,449.75
     元,主要是由于加元兑人民币汇率增加所致。
        本报告期公司现金流量表项目变动原因分析:
                                                                       单位:元 币种:人民币
                                                                   本期比上年同期 本期比上年同期
              项目            2016 年 1-9 月       2015 年 1-9 月
                                                                     增减变动额     增减变动比率
经营活动产生的现金流量净额    1,040,447,515.50      763,209,475.17   277,238,040.33          36.33%
投资活动产生的现金流量净额      -40,993,343.76      -498,112,575.20      457,119,231.44             不适用
筹资活动产生的现金流量净额    -1,808,947,209.77     -109,426,079.00    -1,699,521,130.77            不适用
        (16)经营活动产生的现金流量:2016 年 1-9 月公司经营活动产生的现金流入量
     6,827,418,715.84 元,较上年同期减少 102,648,880.92 元,其中:销售商品、提供劳务
     收到的现金较上年同期减少 111,051,095.08 元,收到的税费返还较上年同期减少
                                                6 / 19
                                                            开滦能源化工股份有限公司 2016 年第三季度报告



   10,821.75 元,收到其他与经营活动有关的现金较上年同期增加 8,413,035.91 元。2016
   年 1-9 月公司经营活动产生的现金流出量 5,786,971,200.34 元,较上年同期减少
   379,886,921.25 元,其中:购买商品、接受劳务支付的现金较上年同期减少 12,252,241.43
   元,支付给职工以及为职工支付的现金较上年同期减少 243,746,176.78 元,支付的各
   项税费较上年同期减少 145,246,659.65 元,支付其他与经营活动有关的现金较上年同
   期增加 21,358,156.61 元。经营活动产生的现金流量净额 1,040,447,515.50 元,较上年
   同期增加 277,238,040.33 元。
           (17)投资活动产生的现金流量:2016 年 1-9 月公司投资活动产生的现金流入量
   104,000,000.00 元,投资活动产生的现金流出量 144,993,343.76 元,投资活动产生的现
   金净流出额 40,993,343.76 元,较上年同期减少 457,119,231.44 元,主要是子公司唐山
   中浩公司、唐山中泓公司项目建设支出减少及唐山中浩公司试生产收入增加所致。
           (18)筹资活动产生的现金流量:2016 年 1-9 月公司筹资活动产生的现金流入量
   2,192,779,333.35 元,筹资活动产生的现金流出量 4,001,726,543.12 元,筹资活动产生
   的现金流量净流出额 1,808,947,209.77 元,较上年同期增加 1,699,521,130.77 元,主要
   是公司偿还到期中期票据所致。

   3.2 重要事项进展情况及其影响和解决方案的分析说明
   √适用 □不适用
           2015 年 12 月 25 日,公司第五届董事会第四次会议审议通过了公司非公开发行股
   票的相关议案,拟发行 353,159,851 股股票,募集资金不超过 19 亿元。2016 年 1 月
   12 日,公司收到了河北省国资委出具的《关于同意开滦能源化工股份有限公司向中国
   信达资产管理公司非公开发行股票的批复》(冀国资发产权管理[2016]6 号)。2016
   年 1 月 28 日,公司召开了 2016 年第一次临时股东大会,审议并通过了公司非公开发
   行股票的相关议案。2016 年 4 月 18 日,公司收到了中国证监会受理通知书。2016 年
   6 月 8 日,公司对中国证监会的反馈意见进行了回复和公告。2016 年 8 月 13 日,公
   司对中国证监会的二次反馈意见进行了回复和公告。2016 年 9 月 28 日,公司非公开
   发行事宜获得中国证监会发审会审核通过。目前,公司尚未收到中国证监会的书面核
   准文件。

   3.3 公司及持股 5%以上的股东承诺事项履行情况
   √适用 □不适用
承诺事项                      承诺内容                                          履行情况

         2004 年 5 月 18 日,公司首次发行人民币普通股 15,000
与首次公 万股,控股股东开滦(集团)有限责任公司在公司《招
                                                             报告期内,开滦(集团)有限责任公司严格执行承诺事
开发行相 股说明书》中,承诺及保证其本身并将促使集团公司各
                                                             宜,履行情况良好。
关的承诺 成员不会直接或间接参与或进行与本公司的产品或业
         务相竞争的任何活动。



                                                   7 / 19
                                                            开滦能源化工股份有限公司 2016 年第三季度报告




                                                            开滦(集团)有限责任公司于 2016 年 1 月 14 日、1 月
         2015 年 7 月 11 日,公司控股股东开滦(集团)有限责 15 日通过上海证券交易所系统共增持公司股份 230,900
稳定股价 任公司承诺:自即日起,六个月内不通过二级市场减持 股,占公司总股本的 0.019%,本次增持计划已实施完毕。
  措施   公司股票;并积极关注市场和公司股价波动情况,在九 同时开滦(集团)有限责任公司承诺,在法定期限内不
         个月内,择机增持公司股票,以实际行动维护市场稳定。 减持所持有的公司股份。报告期内,开滦(集团)有限
                                                            责任公司严格执行承诺事宜,履行情况良好。


         2016 年 3 月 31 日,公司控股股东开滦(集团)有限责
         任公司,对公司填补摊薄即期回报措施能够得到切实履
         行作出如下承诺:1、绝不越权干预公司经营管理活动,
         不侵占公司利益;2、若违反承诺给开滦能源化工股份
与再融资
         有限公司或者其他股东造成损失的,开滦集团将依法承 报告期内,开滦(集团)有限责任公司严格执行承诺事
相关的承
         担补偿责任;3、本承诺函出具日后,若中国证监会作 宜,履行情况良好。
  诺
         出关于摊薄即期回报的填补措施及其承诺的其他监管
         规定,且上述承诺不能满足中国证监会该等规定时,开
         滦集团承诺届时将按照中国证监会的最新规定出具补
         充承诺。


   3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重
        大变动的警示及原因说明
   √适用 □不适用
         受下游行业需求转暖影响,煤炭和焦炭价格稳中趋涨,依据目前煤焦价格走势,
   公司预测年初至下一报告期期末累计净利润为盈利。


                                                         公司名称          开滦能源化工股份有限公司
                                                         法定代表人        张文学
                                                         日期              2016 年 10 月 27 日




                                                   8 / 19
                                                    开滦能源化工股份有限公司 2016 年第三季度报告



 四、     附录

 4.1 财务报表
                                    合并资产负债表
                                   2016 年 9 月 30 日
 编制单位:开滦能源化工股份有限公司      单位:元 币种:人民币               审计类型:未经审计
                          项目                                 期末余额             年初余额
流动资产:
  货币资金                                                   2,095,812,714.11     2,924,530,560.74
  结算备付金
  拆出资金
  以公允价值计量且其变动计入当期损益的金融资产
  衍生金融资产
  应收票据                                                     804,399,573.30     1,266,199,828.72
  应收账款                                                   2,878,200,540.53     1,485,221,797.66
  预付款项                                                     108,446,482.93        69,559,035.84
  应收保费
  应收分保账款
  应收分保合同准备金
  应收利息
  应收股利
  其他应收款                                                   17,431,724.42        12,940,866.85
  买入返售金融资产
  存货                                                       1,447,557,477.03     1,050,516,223.82
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                                  80,000,000.00        80,000,000.00
    流动资产合计                                             7,431,848,512.32     6,888,968,313.63
非流动资产:
  发放贷款及垫款
  可供出售金融资产
  持有至到期投资
  长期应收款
  长期股权投资                                                 569,498,560.69       566,653,656.40
  投资性房地产                                                  16,555,975.57        16,860,909.26
  固定资产                                                   6,497,371,835.77     6,851,823,381.72
  在建工程                                                   5,408,092,634.98     5,140,914,389.30
  工程物资
  固定资产清理                                                     31,506.93
  生产性生物资产
  油气资产
  无形资产                                                    770,993,382.18       780,731,028.04
  开发支出
  商誉                                                         10,359,538.23        10,359,538.23
  长期待摊费用
  递延所得税资产                                               97,397,589.54        77,326,379.00
  其他非流动资产                                                6,000,000.00         6,000,000.00
    非流动资产合计                                         13,376,301,023.89    13,450,669,281.95
       资产总计                                            20,808,149,536.21    20,339,637,595.58
流动负债:
  短期借款                                                   2,030,069,100.00     1,666,689,200.00
  向中央银行借款
                                           9 / 19
                                                    开滦能源化工股份有限公司 2016 年第三季度报告



  吸收存款及同业存放
  拆入资金
  以公允价值计量且其变动计入当期损益的金融负债
  衍生金融负债
  应付票据                                                     293,251,044.50       411,281,581.52
  应付账款                                                   3,425,486,004.16     2,215,259,287.58
  预收款项                                                     268,273,046.77       100,927,023.43
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                                  98,109,246.62        17,155,780.97
  应交税费                                                    -195,995,857.86      -334,011,574.39
  应付利息                                                     108,182,525.34       110,828,022.94
  应付股利
  其他应付款                                                   36,039,628.48        17,903,118.56
  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债                                     1,668,939,376.64     2,139,700,969.56
  其他流动负债                                                 100,000,000.00
    流动负债合计                                             7,832,354,114.65     6,345,733,410.17
非流动负债:
  长期借款                                                   1,294,530,502.88     2,060,970,892.26
  应付债券                                                   2,989,069,602.38     3,681,659,507.99
  其中:优先股
         永续债
  长期应付款                                                  104,204,760.18        68,148,043.10
  长期应付职工薪酬
  专项应付款
  预计负债
  递延收益                                                     46,435,137.37        45,192,624.03
  递延所得税负债                                               12,913,129.31        12,913,129.31
  其他非流动负债
    非流动负债合计                                          4,447,153,132.12     5,868,884,196.69
       负债合计                                            12,279,507,246.77    12,214,617,606.86
所有者权益
  股本                                                       1,234,640,000.00     1,234,640,000.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                                   1,026,636,090.57     1,026,636,090.57
  减:库存股
  其他综合收益                                                -111,494,367.30      -140,411,442.36
  专项储备                                                     344,629,187.33       279,875,643.48
  盈余公积                                                     897,376,958.15       897,376,958.15
  一般风险准备
  未分配利润                                                3,462,872,402.86     3,259,046,094.53
  归属于母公司所有者权益合计                                6,854,660,271.61     6,557,163,344.37
  少数股东权益                                              1,673,982,017.83     1,567,856,644.35
    所有者权益合计                                          8,528,642,289.44     8,125,019,988.72
       负债和所有者权益总计                                20,808,149,536.21    20,339,637,595.58
 法定代表人:张文学       主管会计工作负责人:董立满            会计机构负责人:曹永国

                                          10 / 19
                                                开滦能源化工股份有限公司 2016 年第三季度报告



                                  母公司资产负债表
                                  2016 年 9 月 30 日
编制单位:开滦能源化工股份有限公司      单位:元 币种:人民币           审计类型:未经审计
                        项目                             期末余额             年初余额
流动资产:
 货币资金                                               788,910,549.90     1,631,945,100.16
 以公允价值计量且其变动计入当期损益的金融资产
 衍生金融资产
 应收票据                                               198,724,071.07       608,320,707.47
 应收账款                                             1,045,227,428.18     1,220,103,576.99
 预付款项                                                20,903,848.91        19,976,718.08
 应收利息
 应收股利
 其他应收款                                               6,349,331.59         1,129,094.44
 存货                                                   260,120,516.25       117,830,679.43
 划分为持有待售的资产
 一年内到期的非流动资产
 其他流动资产                                         1,442,820,000.00     1,194,000,000.00
   流动资产合计                                       3,763,055,745.90     4,793,305,876.57
非流动资产:
 可供出售金融资产
 持有至到期投资
 长期应收款
 长期股权投资                                         5,431,223,069.67     5,415,980,320.31
 投资性房地产                                            11,870,175.65        12,085,621.80
 固定资产                                             1,569,308,351.44     1,665,340,350.32
 在建工程                                                25,870,859.21        22,848,017.06
 工程物资
 固定资产清理                                                31,506.93
 生产性生物资产
 油气资产
 无形资产                                                50,364,018.44        53,094,597.75
 开发支出
 商誉
 长期待摊费用
 递延所得税资产                                          54,620,598.66        51,762,038.99
 其他非流动资产                                         600,000,000.00       600,000,000.00
   非流动资产合计                                     7,743,288,580.00     7,821,110,946.23
     资产总计                                        11,506,344,325.90    12,614,416,822.80
流动负债:
 短期借款                                                50,000,000.00
 以公允价值计量且其变动计入当期损益的金融负债

                                      11 / 19
                                                开滦能源化工股份有限公司 2016 年第三季度报告



 衍生金融负债
 应付票据                                                53,145,000.00       208,800,405.40
 应付账款                                               460,425,781.68       398,065,043.53
 预收款项                                                39,680,495.65        29,684,801.87
 应付职工薪酬                                            72,555,219.00         1,189,771.29
 应交税费                                                70,157,390.93        20,070,378.00
 应付利息                                               103,669,289.66       104,212,803.07
 应付股利
 其他应付款                                              29,021,628.19        11,378,704.98
 划分为持有待售的负债
 一年内到期的非流动负债                                 700,060,951.84     1,397,620,619.75
 其他流动负债
   流动负债合计                                       1,578,715,756.95     2,171,022,527.89
非流动负债:
 长期借款                                                   450,000.00         1,180,000.00
 应付债券                                             2,989,069,602.38     3,681,659,507.99
 其中:优先股
        永续债
 长期应付款
 长期应付职工薪酬
 专项应付款
 预计负债
 递延收益                                                32,917,675.41        36,863,745.45
 递延所得税负债
 其他非流动负债
   非流动负债合计                                     3,022,437,277.79     3,719,703,253.44
     负债合计                                         4,601,153,034.74     5,890,725,781.33
所有者权益:
 股本                                                 1,234,640,000.00     1,234,640,000.00
 其他权益工具
 其中:优先股
        永续债
 资本公积                                             1,026,636,090.57     1,026,636,090.57
 减:库存股
 其他综合收益
 专项储备                                               327,680,934.81       267,992,127.86
 盈余公积                                               897,376,958.15       897,376,958.15
 未分配利润                                           3,418,857,307.63     3,297,045,864.89
   所有者权益合计                                     6,905,191,291.16     6,723,691,041.47
     负债和所有者权益总计                            11,506,344,325.90    12,614,416,822.80
 法定代表人:张文学       主管会计工作负责人:董立满         会计机构负责人:曹永国

                                      12 / 19
                                                              开滦能源化工股份有限公司 2016 年第三季度报告



                                                  合并利润表
                                                2016 年 1—9 月
      编制单位:开滦能源化工股份有限公司             单位:元 币种:人民币           审计类型:未经审计
                                                                        年初至报告期 上年年初至报告
                                   本期金额          上期金额
            项目                                                          期末金额        期期末金额
                                   (7-9 月)        (7-9 月)
                                                                          (1-9 月)       (1-9 月)
一、营业总收入                   2,831,904,335.04 2,488,129,331.92     7,645,900,760.64 8,301,050,747.73
其中:营业收入                   2,831,904,335.04 2,488,129,331.92     7,645,900,760.64 8,301,050,747.73
        利息收入
        已赚保费
        手续费及佣金收入
二、营业总成本                   2,604,433,933.61 2,770,862,582.14     7,356,643,328.00   8,777,568,761.88
其中:营业成本                   2,322,723,855.20 2,440,925,280.94     6,536,164,006.05   7,880,639,277.47
        利息支出
        手续费及佣金支出
        退保金
        赔付支出净额
        提取保险合同准备金
净额
        保单红利支出
        分保费用
        营业税金及附加             26,040,322.83     19,125,106.15       56,438,312.50      71,331,134.60
        销售费用                   53,003,196.80     42,188,199.48      129,061,969.97     130,452,747.71
        管理费用                  119,296,431.66    158,913,603.06      342,603,167.99     445,206,397.34
        财务费用                   76,445,420.26    103,947,112.57      258,144,787.81     319,757,215.08
        资产减值损失                6,924,706.86      5,763,279.94       34,231,083.68     -69,818,010.32
  加:公允价值变动收益(损
失以“-”号填列)
        投资收益(损失以“-”
                                   13,176,945.56      4,273,296.43       26,731,387.28      26,852,445.14
号填列)
        其中:对联营企业和合
                                   13,176,945.56      4,273,296.43       26,731,387.28      26,852,445.14
营企业的投资收益
        汇兑收益(损失以“-”
号填列)
三、营业利润(亏损以“-”号
                                  240,647,346.99   -278,459,953.79      315,988,819.92    -449,665,569.01
填列)
  加:营业外收入                    1,333,872.88      1,219,930.09         8,844,205.81       4,259,744.62
        其中:非流动资产处置
                                                                            180,017.50         339,764.86
利得
  减:营业外支出                    1,915,119.62        580,437.85         5,303,611.46       7,679,314.04
        其中:非流动资产处置
                                                              857.50        228,159.89         949,808.14
损失
四、利润总额(亏损总额以“-”
                                  240,066,100.25   -277,820,461.55      319,529,414.27    -453,085,138.43
号填列)
  减:所得税费用                   37,295,512.82     -12,836,997.69      38,120,692.76      12,681,840.57
五、净利润(净亏损以“-”号
                                  202,770,587.43   -264,983,463.86      281,408,721.51    -465,766,979.00
填列)
  归属于母公司所有者的净          149,736,219.57   -204,756,494.46      203,826,308.33    -380,187,315.53
                                                    13 / 19
                                                         开滦能源化工股份有限公司 2016 年第三季度报告



利润
  少数股东损益                 53,034,367.86    -60,226,969.40      77,582,413.18     -85,579,663.47
六、其他综合收益的税后净额     -6,815,716.13    -25,777,038.82      55,261,402.95     -74,694,046.80
  归属母公司所有者的其他
                               -3,560,717.13    -13,291,104.24      28,917,075.06     -38,541,622.86
综合收益的税后净额
    (一)以后不能重分类进
损益的其他综合收益
      1.重新计量设定受益计
划净负债或净资产的变动
      2.权益法下在被投资单
位不能重分类进损益的其他
综合收益中享有的份额
    (二)以后将重分类进损
                               -3,560,717.13    -13,291,104.24      28,917,075.06     -38,541,622.86
益的其他综合收益
      1.权益法下在被投资单
位以后将重分类进损益的其
他综合收益中享有的份额
      2.可供出售金融资产公
允价值变动损益
      3.持有至到期投资重分
类为可供出售金融资产损益
      4.现金流量套期损益的
有效部分
      5.外币财务报表折算差
                               -3,560,717.13    -13,291,104.24      28,917,075.06     -38,541,622.86

      6.其他
  归属于少数股东的其他综
                               -3,254,999.00    -12,485,934.58      26,344,327.89     -36,152,423.94
合收益的税后净额
七、综合收益总额              195,954,871.30   -290,760,502.68     336,670,124.46    -540,461,025.80
  归属于母公司所有者的综
                              146,175,502.44   -218,047,598.70     232,743,383.39    -418,728,938.39
合收益总额
  归属于少数股东的综合收
                               49,779,368.86    -72,712,903.98     103,926,741.07    -121,732,087.41
益总额
八、每股收益:
  (一)基本每股收益(元/股)             0.12             -0.17               0.17               -0.31
  (二)稀释每股收益(元/股)             0.12             -0.17               0.17               -0.31
      法定代表人:张文学        主管会计工作负责人:董立满             会计机构负责人:曹永国




                                               14 / 19
                                                           开滦能源化工股份有限公司 2016 年第三季度报告



                                             母公司利润表
                                            2016 年 1—9 月
       编制单位:开滦能源化工股份有限公司        单位:元 币种:人民币         审计类型:未经审计
                                                                      年初至报告期       上年年初至报
                                       本期金额         上期金额
                  项目                                                  期末金额         告期期末金额
                                       (7-9 月)       (7-9 月)
                                                                        (1-9 月)         (1-9 月)
一、营业收入                         632,755,050.24 601,162,182.56 1,782,439,728.35 1,775,186,262.20
    减:营业成本                     423,372,344.74 510,975,694.52 1,302,451,053.26 1,494,210,554.25
          营业税金及附加              17,568,480.11    15,335,377.54    42,793,526.28      47,277,737.01
          销售费用                    19,976,367.75    24,549,281.71    59,828,389.01      73,700,910.90
          管理费用                    42,916,039.34    65,445,215.86  115,587,294.12     179,125,415.69
          财务费用                    39,239,995.12    51,385,583.59  143,960,310.20     158,344,051.06
          资产减值损失                -8,769,534.76        725,441.37   13,473,552.64    -31,759,763.45
    加:公允价值变动收益(损失以
“-”号填列)
          投资收益(损失以“-”号填
                                      12,453,001.47    11,347,743.38    39,242,749.36      33,956,749.51
列)
          其中:对联营企业和合营企业
                                      12,453,001.47    11,347,743.38    39,242,749.36      33,956,749.51
的投资收益
二、营业利润(亏损以“-”号填列) 110,904,359.41 -55,906,668.65      143,588,352.20 -111,755,893.75
    加:营业外收入                     1,046,317.78     1,132,604.97      4,245,371.54       3,553,487.15
          其中:非流动资产处置利得
    减:营业外支出                     1,670,274.28        571,580.35     2,310,796.10       5,744,811.77
          其中:非流动资产处置损失
三、利润总额(亏损总额以“-”号填
                                     110,280,402.91 -55,345,644.03    145,522,927.64 -113,947,218.37
列)
      减:所得税费用                  26,649,234.05       -181,360.33   23,711,484.90        7,939,940.87
四、净利润(净亏损以“-”号填列) 83,631,168.86 -55,164,283.70       121,811,442.74 -121,887,159.24
五、其他综合收益的税后净额
    (一)以后不能重分类进损益的其
他综合收益
       1.重新计量设定受益计划净负
债或净资产的变动
      2.权益法下在被投资单位不能重
分类进损益的其他综合收益中享有
的份额
    (二)以后将重分类进损益的其他
综合收益
       1.权益法下在被投资单位以后
将重分类进损益的其他综合收益中
享有的份额
       2.可供出售金融资产公允价值
变动损益
       3.持有至到期投资重分类为可
供出售金融资产损益
       4.现金流量套期损益的有效部

       5.外币财务报表折算差额
       6.其他
六、综合收益总额                      83,631,168.86 -55,164,283.70    121,811,442.74 -121,887,159.24
七、每股收益:
      (一)基本每股收益(元/股)
      (二)稀释每股收益(元/股)
     法定代表人:张文学            主管会计工作负责人:董立满            会计机构负责人:曹永国
                                                 15 / 19
                                                       开滦能源化工股份有限公司 2016 年第三季度报告


                                         合并现金流量表
                                         2016 年 1—9 月
      编制单位:开滦能源化工股份有限公司     单位:元 币种:人民币     审计类型:未经审计
                                                            年初至报告期期     上年年初至报告期
                            项目
                                                            末金额(1-9月) 期末金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                                    6,807,026,778.64       6,918,077,873.72
  客户存款和同业存放款项净增加额
  向中央银行借款净增加额
  向其他金融机构拆入资金净增加额
  收到原保险合同保费取得的现金
  收到再保险业务现金净额
  保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当期损益的金融资产净增加额
  收取利息、手续费及佣金的现金
  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还                                                        163,197.48             174,019.23
  收到其他与经营活动有关的现金                                       20,228,739.72          11,815,703.81
   经营活动现金流入小计                                           6,827,418,715.84       6,930,067,596.76
  购买商品、接受劳务支付的现金                                    4,421,026,238.41       4,433,278,479.84
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                                    925,435,160.48       1,169,181,337.26
  支付的各项税费                                                    352,368,075.43        497,614,735.08
  支付其他与经营活动有关的现金                                       88,141,726.02          66,783,569.41
   经营活动现金流出小计                                           5,786,971,200.34       6,166,858,121.59
     经营活动产生的现金流量净额                                   1,040,447,515.50        763,209,475.17
二、投资活动产生的现金流量:
  收回投资收到的现金                                                 80,000,000.00          80,000,000.00
  取得投资收益收到的现金                                             24,000,000.00          24,000,000.00
  处置固定资产、无形资产和其他长期资产收回的现金净额
  处置子公司及其他营业单位收到的现金净额
  收到其他与投资活动有关的现金
   投资活动现金流入小计                                             104,000,000.00        104,000,000.00
  购建固定资产、无形资产和其他长期资产支付的现金                     64,993,343.76        518,635,164.73
  投资支付的现金                                                     80,000,000.00          80,000,000.00
                                            16 / 19
                                                       开滦能源化工股份有限公司 2016 年第三季度报告



  质押贷款净增加额
  取得子公司及其他营业单位支付的现金净额
  支付其他与投资活动有关的现金                                                               3,477,410.47
   投资活动现金流出小计                                             144,993,343.76        602,112,575.20
     投资活动产生的现金流量净额                                     -40,993,343.76        -498,112,575.20
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  其中:子公司吸收少数股东投资收到的现金
  取得借款收到的现金                                              1,896,630,000.00       2,385,470,000.00
  发行债券收到的现金
  收到其他与筹资活动有关的现金                                      296,149,333.35        100,000,000.00
   筹资活动现金流入小计                                           2,192,779,333.35       2,485,470,000.00
  偿还债务支付的现金                                              3,476,354,201.92       2,147,628,630.04
  分配股利、利润或偿付利息支付的现金                                353,888,210.70        431,250,948.96
  其中:子公司支付给少数股东的股利、利润
  支付其他与筹资活动有关的现金                                      171,484,130.50          16,016,500.00
   筹资活动现金流出小计                                           4,001,726,543.12       2,594,896,079.00
     筹资活动产生的现金流量净额                                  -1,808,947,209.77        -109,426,079.00
四、汇率变动对现金及现金等价物的影响                                 19,626,263.57         -23,106,801.51
五、现金及现金等价物净增加额                                       -789,866,774.46        132,564,019.46
  加:期初现金及现金等价物余额                                    2,885,679,488.57       2,624,144,002.69
六、期末现金及现金等价物余额                                      2,095,812,714.11       2,756,708,022.15
     法定代表人:张文学          主管会计工作负责人:董立满          会计机构负责人:曹永国




                                             17 / 19
                                                            开滦能源化工股份有限公司 2016 年第三季度报告



                                          母公司现金流量表
                                            2016 年 1—9 月
        编制单位:开滦能源化工股份有限公司      单位:元 币种:人民币          审计类型:未经审计
                                                            年初至报告期期       上年年初至报告期
                          项目
                                                            末金额(1-9月) 期末金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                                2,668,858,024.38     2,154,220,715.10
  收到的税费返还
  收到其他与经营活动有关的现金                                   10,380,871.19          8,619,892.12
    经营活动现金流入小计                                      2,679,238,895.57     2,162,840,607.22
  购买商品、接受劳务支付的现金                                  772,086,496.31        587,109,772.26
  支付给职工以及为职工支付的现金                                656,852,525.50        823,555,572.54
  支付的各项税费                                                222,561,890.61        270,543,176.31
  支付其他与经营活动有关的现金                                   45,274,920.80         36,707,277.26
    经营活动现金流出小计                                      1,696,775,833.22     1,717,915,798.37
  经营活动产生的现金流量净额                                    982,463,062.35        444,924,808.85
二、投资活动产生的现金流量:
  收回投资收到的现金                                            685,000,000.00        855,000,000.00
  取得投资收益收到的现金                                         24,000,000.00         24,000,000.00
  处置固定资产、无形资产和其他长期资产收回的现金净额
  处置子公司及其他营业单位收到的现金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                                        709,000,000.00        879,000,000.00
  购建固定资产、无形资产和其他长期资产支付的现金                125,851,095.82        158,608,647.15
  投资支付的现金                                                933,820,000.00        715,000,000.00
  取得子公司及其他营业单位支付的现金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                                      1,059,671,095.82        873,608,647.15
      投资活动产生的现金流量净额                               -350,671,095.82          5,391,352.85
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  取得借款收到的现金                                             50,000,000.00
  收到其他与筹资活动有关的现金
    筹资活动现金流入小计                                         50,000,000.00
  偿还债务支付的现金                                          1,400,710,000.00        100,710,000.00
  分配股利、利润或偿付利息支付的现金                            124,116,516.79        152,927,291.44
  支付其他与筹资活动有关的现金
    筹资活动现金流出小计                                      1,524,826,516.79        253,637,291.44
      筹资活动产生的现金流量净额                            -1,474,826,516.79        -253,637,291.44
四、汇率变动对现金及现金等价物的影响
五、现金及现金等价物净增加额                                   -843,034,550.26        196,678,870.26
  加:期初现金及现金等价物余额                                1,631,945,100.16     1,523,227,834.14
六、期末现金及现金等价物余额                                    788,910,549.90     1,719,906,704.40
       法定代表人:张文学        主管会计工作负责人:董立满              会计机构负责人:曹永国




                                                  18 / 19
                            开滦能源化工股份有限公司 2016 年第三季度报告




4.2 审计报告
□适用 √不适用




                  19 / 19