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2019年10月19日 星期六

开滦股份(600997)公告正文

开滦股份:2015年第三季度报告

公告日期:2015-10-31

公司代码:600997                         公司简称:开滦股份




              开滦能源化工股份有限公司

                         600997

                   2015 年第三季度报告




                     二〇一五年十月




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                                                                        开滦能源化工股份有限公司 2015 年第三季度报告




                                                         目       录
一、   重要提示...................................................................................................................3

二、   公司主要财务数据和股东变化...............................................................................3

三、   重要事项...................................................................................................................5

四、   附录...........................................................................................................................9




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                                                   开滦能源化工股份有限公司 2015 年第三季度报告




    一、   重要提示

    1.1 公司董事会、监事会及董事、监事、高级管理人员应当保证季度报告内容的真实、
        准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的
        法律责任。

    1.2 公司全体董事出席董事会审议季度报告。

    1.3 公司负责人张文学、主管会计工作负责人张嘉颖及会计机构负责人(会计主管人
        员)曹永国保证季度报告中财务报表的真实、准确、完整。

    1.4 本公司第三季度报告未经审计。

    二、   公司主要财务数据和股东变化

    2.1 主要财务数据
                                                                单位:元币种:人民币
                                                                        本报告期末比上年度
                                 本报告期末              上年度末
                                                                            末增减(%)
总资产                         21,093,136,044.80     21,819,681,637.32                 -3.33
归属于上市公司股东的净资产      6,637,306,894.77       7,007,329,279.36                -5.28
                               年初至报告期末      上年初至上年报告
                                                                        比上年同期增减(%)
                                  (1-9 月)         期末(1-9 月)
经营活动产生的现金流量净额        763,209,475.17       1,389,526,120.44               -45.07
                               年初至报告期末      上年初至上年报告
                                                                        比上年同期增减(%)
                                  (1-9 月)         期末(1-9 月)
营业收入                        8,301,050,747.73     11,029,971,741.36                -24.74
归属于上市公司股东的净利润       -380,187,315.53         130,736,994.26             -390.80
归属于上市公司股东的扣除非
                                 -377,030,350.64         128,654,010.94                      -393.06
经常性损益的净利润
加权平均净资产收益率(%)                  -5.57                     1.85     减少 7.42 个百分点
基本每股收益(元/股)                      -0.31                     0.11                 -381.82
稀释每股收益(元/股)                      -0.31                     0.11                 -381.82
    非经常性损益项目和金额
    √适用 □不适用
                                                                单位:元 币种:人民币
                                                                本期金额    年初至报告期末
                        项目
                                                              (7-9 月) 金额(1-9 月)
非流动资产处置损益                                                  -857.50     -610,043.28
计入当期损益的政府补助,但与公司正常经营业务密切相
关,符合国家政策规定、按照一定标准定额或定量持续享受           1,068,827.16          3,495,683.92
的政府补助除外
除上述各项之外的其他营业外收入和支出                            -428,477.42         -6,305,210.06
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                                                                  开滦能源化工股份有限公司 2015 年第三季度报告



  所得税影响额                                                                  -175,993.36                214.38
  少数股东权益影响额(税后)                                                      72,567.62            262,390.15
                          合计                                                   536,066.50         -3,156,964.89
       2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)
            持股情况表
                                                                                                    单位:股
股东总数(户)                                                                                                       80,947
                                                  前十名股东持股情况
                                                                           持有有限     质押或冻结情况
                                                           期末持股数 比例
                   股东名称(全称)                                        售条件股                           股东性质
                                                               量     (%)              股份状态     数量
                                                                             份数量
开滦(集团)有限责任公司                                   700,275,765 56.72    0           无                国有法人
华商量化进取灵活配置混合型证券投资基金                     20,267,394   1.64    0          未知                    其他
中央汇金投资有限责任公司                                   20,101,700   1.63    0          未知                    其他
中国证券金融股份有限公司                                   16,814,753   1.36    0          未知                    其他
华商大盘量化精选灵活配置混合型证券投资基金                 15,421,453   1.25    0          未知                    其他
兴业国际信托有限公司-耀汇金 1 号集合资金信托计划(1 期) 13,446,548     1.09    0          未知                    其他
上海宝钢国际经济贸易有限公司                                4,660,000   0.38    0           无                国有法人
博时基金-农业银行-博时中证金融资产管理计划                  4,316,900   0.35    0          未知                    其他
大成基金-农业银行-大成中证金融资产管理计划                  4,316,900   0.35    0          未知                    其他
工银瑞信基金-农业银行-工银瑞信中证金融资产管理计划          4,316,900   0.35    0          未知                    其他
广发基金-农业银行-广发中证金融资产管理计划                4,316,900   0.35    0          未知                    其他
华夏基金-农业银行-华夏中证金融资产管理计划                4,316,900   0.35    0          未知                    其他
嘉实基金-农业银行-嘉实中证金融资产管理计划                4,316,900   0.35    0          未知                    其他
南方基金-农业银行-南方中证金融资产管理计划                4,316,900   0.35    0          未知                    其他
易方达基金-农业银行-易方达中证金融资产管理计划            4,316,900   0.35    0          未知                    其他
银华基金-农业银行-银华中证金融资产管理计划                4,316,900   0.35    0          未知                    其他
中欧基金-农业银行-中欧中证金融资产管理计划                4,316,900   0.35    0          未知                    其他
                                             前十名无限售条件股东持股情况

                                                           持有无限售条件流                股份种类及数量
                       股东名称
                                                               通股的数量           种类                    数量
开滦(集团)有限责任公司                                          700,275,765   人民币普通股                  700,275,765
华商量化进取灵活配置混合型证券投资基金                             20,267,394   人民币普通股                   20,267,394
中央汇金投资有限责任公司                                           20,101,700   人民币普通股                   20,101,700
中国证券金融股份有限公司                                           16,814,753   人民币普通股                   16,814,753
华商大盘量化精选灵活配置混合型证券投资基金                         15,421,453   人民币普通股                   15,421,453
兴业国际信托有限公司-耀汇金 1 号集合资金信托计划(1 期)           13,446,548   人民币普通股                   13,446,548
上海宝钢国际经济贸易有限公司                                        4,660,000   人民币普通股                       4,660,000
博时基金-农业银行-博时中证金融资产管理计划                          4,316,900   人民币普通股                       4,316,900
大成基金-农业银行-大成中证金融资产管理计划                          4,316,900   人民币普通股                       4,316,900
工银瑞信基金-农业银行-工银瑞信中证金融资产管理计划                  4,316,900   人民币普通股                       4,316,900
广发基金-农业银行-广发中证金融资产管理计划                        4,316,900   人民币普通股                       4,316,900
华夏基金-农业银行-华夏中证金融资产管理计划                        4,316,900   人民币普通股                       4,316,900

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嘉实基金-农业银行-嘉实中证金融资产管理计划                    4,316,900    人民币普通股                 4,316,900
南方基金-农业银行-南方中证金融资产管理计划                    4,316,900    人民币普通股                 4,316,900
易方达基金-农业银行-易方达中证金融资产管理计划                4,316,900    人民币普通股                 4,316,900
银华基金-农业银行-银华中证金融资产管理计划                    4,316,900    人民币普通股                 4,316,900
中欧基金-农业银行-中欧中证金融资产管理计划                    4,316,900    人民币普通股                 4,316,900
                                                       在前十名股东和前十名无限售条件股东中,公司控股股东开滦(集
                                                       团)有限责任公司与其他股东之间不存在关联关系,也不属于《上
                                                       市公司收购管理办法》中规定的一致行动人。
上述股东关联关系或一致行动的说明                       华商量化进取灵活配置混合型证券投资基金和华商大盘量化精选
                                                       灵活配置混合型证券投资基金为华商基金管理有限公司发行的证
                                                       券投资基金。公司未知其他股东相互间是否存在关联关系,也未知
                                                       其相互间是否属于《上市公司收购管理办法》中规定的一致行动人。

       2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件
            股东持股情况表

       □适用 √不适用

       三、      重要事项

              年初以来,受下游行业需求疲软,行业景气度持续低迷,主要产品价格不断下行
       影响,公司营业收入水平同比下降,经营出现亏损。1-9 月,公司实现营业收入
       830,105.07 万元,较上年同期下降 24.74%;利润总额-45,308.51 万元,较上年同期下
       降 292.63%;归属于母公司股东的净利润-38,018.73 万元,较上年同期下降 390.80%。
       1-9 月,公司生产原煤 649.66 万吨,与上年同期相比下降 1.20%;生产精煤 250.26 万
       吨,对外销售精煤 161.13 万吨,与上年同期相比分别增长 2.76%、12.40%;公司生产
       焦炭 563.22 万吨,与上年同期相比下降 0.69%,销售焦炭 567.68 万吨,与上年同期
       相比增长 2.73%;生产甲醇 18.52 万吨,销售甲醇 19.02 万吨,与上年同期相比分别
       下降 8.90%、5.00%;生产纯苯 14.58 万吨,对外销售纯苯 8.86 万吨,与上年同期相
       比分别下降 16.01%、48.73%。
       3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
       √适用 □不适用
           截止 2015 年 9 月 30 日,公司资产负债表项目大幅变动原因分析:
                                                              单位:元 币种:人民币
                                                                                                期末比年初增
           项       目               期末余额             年初余额          期末比年初增减额
                                                                                                    减比率
  其他应收款                          14,237,992.02       20,808,074.54           -6,570,082.52        -31.57%
  其他流动资产                        80,000,000.00                               80,000,000.00         不适用
  工程物资                                                 4,117,478.66           -4,117,478.66       -100.00%
  其他非流动资产                       6,000,000.00                                6,000,000.00         不适用
  应付票据                           347,817,437.85     488,701,292.66          -140,883,854.81        -28.83%
  其他应付款                          24,384,874.12     141,480,600.48          -117,095,726.36        -82.76%
  一年内到期的非流动负债           1,944,235,302.07     330,281,174.79         1,613,954,127.28        488.66%
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 其他流动负债                                       34,950,000.00           -34,950,000.00       -100.00%
 长期应付款                     85,316,933.72                                85,316,933.72         不适用
 其他综合收益                 -134,944,194.31     -96,402,571.45            -38,541,622.86         不适用
 专项储备                      317,829,343.71     238,256,789.91             79,572,553.80         33.40%
         (1)其他应收款:2015 年 9 月末较年初减少 6,570,082.52 元,主要是由于本报告
     期终止合并山西介休义棠倡源煤业有限公司报表所致。
         (2)其他流动资产:2015 年 9 月末较年初增加 80,000,000.00 元,全部为对参股
     公司山西介休义棠倡源煤业有限公司的委托贷款。
         (3)工程物资:2015 年 9 月末较年初减少 4,117,478.66 元,主要是由于子公司唐
     山中浩公司聚甲醛项目、己二酸项目领用工程物资所致。
         (4)其他非流动资产:2015 年 9 月末较年初增加 6,000,000.00 元,全部为子公司
     承德中滦公司的应收融资租赁保证金。
         (5)应付票据:2015 年 9 月末较年初减少 140,883,854.81 元,主要是由于本报告
     期终止合并山西介休义棠倡源煤业有限公司报表所致。
         (6)其他应付款:2015 年 9 月末较年初减少 117,095,726.36 元,主要是由于本报
     告期终止合并山西介休义棠倡源煤业有限公司报表所致。
         (7)一年内到期的非流动负债:2015 年 9 月末较年初增加 1,613,954,127.28 元,
     主要是由于一年内到期的中期票据及长期借款增加所致。
         (8)其他流动负债:2015 年 9 月末较年初减少 34,950,000.00 元,主要是由于本
     报告期终止合并山西介休义棠倡源煤业有限公司报表所致。
         (9)长期应付款:2015 年 9 月末较年初增加 85,316,933.72 元,全部为子公司承
     德中滦公司应付融资租赁款。
         (10)其他综合收益:2015 年 9 月末较年初减少 38,541,622.86 元,主要是由于人
     民币对加元升值,外币报表折算差额减少所致。
         (11)专项储备:2015 年 9 月末较年初增加 79,572,553.80 元,主要是由于公司维
     简费和安全费本期计提额大于支用额所致。
             报告期公司利润表项目大幅变动原因分析:
                                                                          单位:元 币种:人民币
                                                                                              2015 年 1-9 月
                                                                          2015 年 1-9 月比
             项    目            2015 年 1-9 月      2014 年 1-9 月                           比上年同期增
                                                                          上年同期增减额
                                                                                                  减比率
资产减值损失                      -69,818,010.32          30,940,679.67     -100,758,689.99        -325.65%
营业外收入                          4,259,744.62           6,575,317.11       -2,315,572.49         -35.22%
营业外支出                          7,679,314.04           4,269,841.16        3,409,472.88          79.85%
所得税费用                         12,681,840.57          43,675,911.54      -30,994,070.97         -70.96%
归属于母公司所有者的净利润       -380,187,315.53         130,736,994.26     -510,924,309.79        -390.80%
少数股东损益                      -85,579,663.47          60,791,396.73     -146,371,060.20        -240.78%
其他综合收益的税后净额            -74,694,046.80         -30,099,132.10      -44,594,914.70          不适用
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        (12)资产减值损失:2015 年 1-9 月较上年同期减少 100,758,689.99 元,主要是
     由于本期坏账损失计提比例较上年同期降低所致。
        (13)营业外收入:2015 年 1-9 月较上年同期减少 2,315,572.49 元,主要是由于
     本期固定资产报废处置收入较上年同期减少及终止合并山西介休义棠倡源煤业有限
     公司报表所致。
        (14)营业外支出:2015 年 1-9 月较上年同期增加 3,409,472.88 元,主要是由于
     滞纳金支出增加所致。
        (15)所得税费用:2015 年 1-9 月较上年同期减少 30,994,070.97 元,主要是由于
     利润总额减少所致。
        (16)归属于母公司所有者的净利润:2015 年 1-9 月较上年同期减少 510,924,309.79
     元,主要是由于公司煤炭、焦炭和化产品市场价格同比大幅下降,影响母公司和子公
     司经营业绩下滑所致。
        (17)少数股东损益:2015 年 1-9 月较上年同期减少 146,371,060.20 元,主要是
     由于子公司产品价格同比大幅下降,影响经营业绩下滑所致。
        (18)其他综合收益的税后净额:2015 年 1-9 月较上年同期减少 44,594,914.70 元,
     主要是由于本期人民币对加元升值幅度大于去年同期,导致外币报表折算差额减少。
          报告期公司现金流量表项目大幅变动原因分析:
                                                                         单位:元     币种:人民币
                                                                     2015 年 1-9 月比 2015 年 1-9 月比上
       项         目            2015 年 1-9 月      2014 年 1-9 月
                                                                     上年同期增减额 年同期增减比率
经营活动产生的现金流量净额       763,209,475.17     1,389,526,120.44 -626,316,645.27            -45.07%
投资活动产生的现金流量净额      -498,112,575.20    -1,224,402,320.46     726,289,745.26               不适用
筹资活动产生的现金流量净额      -109,426,079.00       651,224,665.20    -760,650,744.20             -116.80%
        (19)经营活动产生的现金流量:2015 年 1-9 月公司经营活动产生的现金流入量
     6,930,067,596.76 元,较上年同期减少 4,189,250,906.19 元,其中:销售商品、提供劳
     务收到的现金较上年同期减少 4,143,678,707.26 元,收到的税费返还较上年同期减少
     8,619,459.40 元,收到其他与经营活动有关的现金较上年同期减少 36,952,739.53 元。
     2015 年 1-9 月公司经营活动产生的现金流出量 6,166,858,121.59 元,较上年同期减少
     3,562,934,260.92 元 , 其 中 : 购 买 商 品 、 接 受 劳 务 支 付 的 现 金 较 上 年 同 期 减 少
     3,074,724,125.27 元 , 支 付 给 职 工 以 及 为 职 工 支 付 的 现 金 较 上 年 同 期 减 少
     245,268,327.79 元,支付的各项税费较上年同期减少 225,220,505.78 元,支付其他与经
     营活动有关的现金较上年同期减少 17,721,302.08 元。经营活动产生的现金流量净额
     763,209,475.17 元,较上年同期减少 626,316,645.27 元。
        (20)投资活动产生的现金流量:2015 年 1-9 月公司投资活动产生的现金流入量
     104,000,000.00 元,投资活动产生的现金流出量 602,112,575.20 元,投资活动产生的现
     金净流出额 498,112,575.20 元,较上年同期减少 726,289,745.26 元,主要是子公司唐
     山中浩公司、唐山中泓公司项目建设支出减少及唐山中浩公司试生产收入增加所致。
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      (21)筹资活动产生的现金流量:2015 年 1-9 月公司筹资活动产生的现金流入量
  2,485,470,000.00 元,筹资活动产生的现金流出量 2,594,896,079.00 元,筹资活动产生
  的现金流量净额-109,426,079.00 元,较上年同期减少 760,650,744.20 元,主要是公司
  取得银行借款减少所致。
  3.2 重要事项进展情况及其影响和解决方案的分析说明
  □适用 √不适用
  3.3 公司及持股 5%以上的股东承诺事项履行情况
  √适用 □不适用
承诺事项                           承诺内容                                      履行情况

         2004 年 5 月 18 日,公司首次发行人民币普通股 15,000 万股,控 报告期内,开滦(集团)
与首次公
         股股东开滦(集团)有限责任公司在公司《招股说明书》中,承 有 限 责 任 公 司 严 格 执
开发行相
         诺及保证其本身并将促使集团公司各成员不会直接或间接参与 行承诺事宜,履行情况
关的承诺
         或进行与本公司的产品或业务相竞争的任何活动。                 良好。


         2015 年 7 月 11 日,公司控股股东开滦(集团)有限责任公司承 报告期内,开滦(集团)
稳定股价 诺:自即日起,六个月内不通过二级市场减持公司股票;并积极 有 限 责 任 公 司 严 格 执
  措施   关注市场和公司股价波动情况,在九个月内,择机增持公司股票, 行承诺事宜,履行情况
         以实际行动维护市场稳定。                                   良好。

  3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重
      大变动的警示及原因说明
  √适用 □不适用
       受国内宏观经济增速放缓、煤炭下游钢铁及焦化行业需求持续低迷等因素影响,
  公司预期煤焦市场将延续调整态势,化产品价格继续低位徘徊,预测年初至下一报告
  期期末累计净利润可能为亏损。




                                           公司名称            开滦能源化工股份有限公司
                                           法定代表人          张文学
                                           日期                2015 年 10 月 29 日




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                                                          开滦能源化工股份有限公司 2015 年第三季度报告



   四、 附录

   4.1 财务报表
                                           合并资产负债表
                                     2015 年 9 月 30 日
   编制单位:开滦能源化工股份有限公司      单位:元 币种:人民币                   审计类型:未经审计
                            项目                                   期末余额             年初余额
流动资产:
  货币资金                                                        2,795,448,694.32     2,746,588,370.59
  结算备付金
  拆出资金
  以公允价值计量且其变动计入当期损益的金融资产
  衍生金融资产
  应收票据                                                        1,447,682,628.92     1,745,871,059.23
  应收账款                                                        2,340,604,537.05     1,827,974,030.93
  预付款项                                                          104,343,413.19        86,366,345.00
  应收保费
  应收分保账款
  应收分保合同准备金
  应收利息
  应收股利
  其他应收款                                                         14,237,992.02        20,808,074.54
  买入返售金融资产
  存货                                                              948,923,803.18     1,107,497,285.44
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                                       80,000,000.00
    流动资产合计                                                  7,731,241,068.68     7,535,105,165.73
非流动资产:
  发放贷款及垫款
  可供出售金融资产
  持有至到期投资
  长期应收款
  长期股权投资                                                      557,347,166.36       462,273,409.10
  投资性房地产                                                       16,978,718.06        17,332,144.46
  固定资产                                                        6,838,678,017.78     7,924,832,057.85
  在建工程                                                        5,032,844,184.77     4,685,557,483.72
  工程物资                                                                                 4,117,478.66
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                                          784,486,963.80     1,049,987,271.18
  开发支出
  商誉                                                               10,359,538.23        10,359,538.23
  长期待摊费用
  递延所得税资产                                                    115,200,387.12       130,117,088.39
  其他非流动资产                                                      6,000,000.00
    非流动资产合计                                               13,361,894,976.12    14,284,576,471.59
       资产总计                                                  21,093,136,044.80    21,819,681,637.32
流动负债:
  短期借款                                                        1,715,432,350.00     1,922,530,500.00
  向中央银行借款
  吸收存款及同业存放
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  拆入资金
  以公允价值计量且其变动计入当期损益的金融负债
  衍生金融负债
  应付票据                                                           347,817,437.85       488,701,292.66
  应付账款                                                         2,730,000,214.40     2,558,490,988.33
  预收款项                                                           137,051,794.78       141,051,062.56
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                                        86,767,139.36        99,295,274.20
  应交税费                                                          -326,997,059.88      -281,420,219.43
  应付利息                                                           129,570,095.45       109,693,254.36
  应付股利
  其他应付款                                                          24,384,874.12       141,480,600.48
  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债                                           1,944,235,302.07       330,281,174.79
  其他流动负债                                                                             34,950,000.00
    流动负债合计                                                   6,788,262,148.15     5,545,053,927.95
非流动负债:
  长期借款                                                         2,242,702,219.30     2,290,339,937.96
  应付债券                                                         3,679,476,243.63     5,065,491,505.50
  其中:优先股
           永续债
  长期应付款                                                          85,316,933.72
  长期应付职工薪酬
  专项应付款
  预计负债
  递延收益                                                            42,704,661.98        42,581,045.90
  递延所得税负债                                                      13,472,953.29        13,472,953.29
  其他非流动负债
    非流动负债合计                                                 6,063,673,011.92     7,411,885,442.65
       负债合计                                                   12,851,935,160.07    12,956,939,370.60
所有者权益
  股本                                                             1,234,640,000.00     1,234,640,000.00
  其他权益工具
  其中:优先股
           永续债
  资本公积                                                         1,026,636,090.57     1,026,636,090.57
  减:库存股
  其他综合收益                                                      -134,944,194.31       -96,402,571.45
  专项储备                                                           317,829,343.71       238,256,789.91
  盈余公积                                                           897,376,958.15       897,376,958.15
  一般风险准备
  未分配利润                                                       3,295,768,696.65     3,706,822,012.18
  归属于母公司所有者权益合计                                       6,637,306,894.77     7,007,329,279.36
  少数股东权益                                                     1,603,893,989.96     1,855,412,987.36
    所有者权益合计                                                 8,241,200,884.73     8,862,742,266.72
       负债和所有者权益总计                                       21,093,136,044.80    21,819,681,637.32
   法定代表人:张文学             主管会计工作负责人:张嘉颖               会计机构负责人:曹永国


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                                 母公司资产负债表
                                  2015 年 9 月 30 日
编制单位:开滦能源化工股份有限公司        单位:元 币种:人民币          审计类型:未经审计
                         项目                             期末余额             年初余额
流动资产:
  货币资金                                             1,719,906,704.40     1,523,227,834.14
  以公允价值计量且其变动计入当期损益的金融资产
  衍生金融资产
  应收票据                                               598,431,185.11       956,873,545.91
  应收账款                                             1,248,077,009.57       908,725,763.08
  预付款项                                                26,973,606.22        18,476,965.28
  应收利息
  应收股利
  其他应收款                                               2,402,736.14         2,014,528.94
  存货                                                   154,038,302.30       161,665,633.84
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                         1,044,000,000.00     1,184,000,000.00
    流动资产合计                                       4,793,829,543.74     4,754,984,271.19
非流动资产:
  可供出售金融资产
  持有至到期投资
  长期应收款
  长期股权投资                                         5,392,902,453.38     5,382,945,703.87
  投资性房地产                                            12,173,601.42        12,437,540.28
  固定资产                                             1,608,799,649.87     1,810,261,382.32
  在建工程                                                44,242,608.69        41,010,773.27
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                                54,004,790.85        56,735,370.16
  开发支出
  商誉
  长期待摊费用
  递延所得税资产                                          67,369,336.24        75,309,277.11
  其他非流动资产                                         600,000,000.00       600,000,000.00
    非流动资产合计                                     7,779,492,440.45     7,978,700,047.01
      资产总计                                        12,573,321,984.19    12,733,684,318.20
流动负债:
  短期借款                                                                    100,000,000.00
  以公允价值计量且其变动计入当期损益的金融负债

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                                                开滦能源化工股份有限公司 2015 年第三季度报告



 衍生金融负债
 应付票据                                               117,706,550.00        41,800,000.00
 应付账款                                               313,842,664.78       435,880,801.21
 预收款项                                                42,761,937.66        30,751,550.24
 应付职工薪酬                                            67,785,823.16        56,558,549.67
 应交税费                                                 6,445,888.87        -4,218,482.95
 应付利息                                               125,245,091.87       104,392,410.96
 应付股利
 其他应付款                                              17,725,896.56        15,582,755.75
 划分为持有待售的负债
 一年内到期的非流动负债                               1,396,426,407.49           710,000.00
 其他流动负债
   流动负债合计                                       2,087,940,260.39       781,457,584.88
非流动负债:
 长期借款                                                 1,180,000.00         1,890,000.00
 应付债券                                             3,679,476,243.63     5,065,491,505.50
 其中:优先股
        永续债
 长期应付款
 长期应付职工薪酬
 专项应付款
 预计负债
 递延收益                                                37,936,716.26        40,789,379.30
 递延所得税负债
 其他非流动负债
   非流动负债合计                                     3,718,592,959.89     5,108,170,884.80
     负债合计                                         5,806,533,220.28     5,889,628,469.68
所有者权益:
 股本                                                 1,234,640,000.00     1,234,640,000.00
 其他权益工具
 其中:优先股
        永续债
 资本公积                                             1,026,636,090.57     1,026,636,090.57
 减:库存股
 其他综合收益
 专项储备                                               300,369,407.18       224,883,332.55
 盈余公积                                               897,376,958.15       897,376,958.15
 未分配利润                                           3,307,766,308.01     3,460,519,467.25
   所有者权益合计                                     6,766,788,763.91     6,844,055,848.52
     负债和所有者权益总计                            12,573,321,984.19    12,733,684,318.20
法定代表人:张文学        主管会计工作负责人:张嘉颖          会计机构负责人:曹永国

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                                                    合并利润表
                                                   2015 年 1—9 月
        编制单位:开滦能源化工股份有限公司             单位:元     币种:人民币           审计类型:未经审计
                                            本期金额           上期金额         年初至报告期期 上年年初至报告期
                 项目
                                            (7-9 月)         (7-9 月)       末金额(1-9 月) 期末金额(1-9 月)
一、营业总收入                           2,488,129,331.92   3,597,636,772.81    8,301,050,747.73   11,029,971,741.36
其中:营业收入                           2,488,129,331.92   3,597,636,772.81    8,301,050,747.73    11,029,971,741.36
      利息收入
      已赚保费
      手续费及佣金收入
二、营业总成本                           2,770,862,582.14   3,556,583,934.15    8,777,568,761.88    10,822,924,815.69
其中:营业成本                           2,440,925,280.94   3,147,650,418.90    7,880,639,277.47     9,721,640,375.03
      利息支出
      手续费及佣金支出
      退保金
      赔付支出净额
      提取保险合同准备金净额
      保单红利支出
      分保费用
      营业税金及附加                       19,125,106.15      26,711,984.43        71,331,134.60       78,547,666.35
      销售费用                             42,188,199.48      47,272,816.08       130,452,747.71      130,724,878.38
      管理费用                            158,913,603.06     207,477,527.51       445,206,397.34      560,181,085.27
      财务费用                            103,947,112.57     101,428,764.97       319,757,215.08      300,890,130.99
      资产减值损失                           5,763,279.94     26,042,422.26        -69,818,010.32      30,940,679.67
  加:公允价值变动收益(损失以“-”
号填列)
      投资收益(损失以“-”号填列)         4,273,296.43        9,184,290.50      26,852,445.14       25,851,900.91
      其中:对联营企业和合营企业的
                                             4,273,296.43        9,184,290.50      26,852,445.14       25,851,900.91
投资收益
      汇兑收益(损失以“-”号填列)
三、营业利润(亏损以“-”号填列)       -278,459,953.79      50,237,129.16       -449,665,569.01     232,898,826.58
  加:营业外收入                             1,219,930.09        3,983,891.73        4,259,744.62        6,575,317.11
      其中:非流动资产处置利得                                   2,282,310.26         339,764.86         2,874,500.92
  减:营业外支出                              580,437.85         1,034,776.33        7,679,314.04        4,269,841.16
      其中:非流动资产处置损失                    857.50              737.70          949,808.14          441,852.14
四、利润总额(亏损总额以“-”号填列)   -277,820,461.55      53,186,244.56       -453,085,138.43     235,204,302.53
  减:所得税费用                           -12,836,997.69        2,435,327.70      12,681,840.57       43,675,911.54
五、净利润(净亏损以“-”号填列)       -264,983,463.86      50,750,916.86       -465,766,979.00     191,528,390.99
  归属于母公司所有者的净利润             -204,756,494.46      27,412,778.89       -380,187,315.53     130,736,994.26
  少数股东损益                             -60,226,969.40     23,338,137.97        -85,579,663.47      60,791,396.73
六、其他综合收益的税后净额                 -25,777,038.82     -36,032,675.20       -74,694,046.80      -30,099,132.10
  归属母公司所有者的其他综合收益           -13,291,104.24     -18,633,720.51       -38,541,622.86      -15,561,132.40

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                                                               开滦能源化工股份有限公司 2015 年第三季度报告



的税后净额
    (一)以后不能重分类进损益的其
他综合收益
      1.重新计量设定受益计划净负
债或净资产的变动
      2.权益法下在被投资单位不能
重分类进损益的其他综合收益中享有
的份额
    (二)以后将重分类进损益的其他
                                        -13,291,104.24   -18,633,720.51       -38,541,622.86       -15,561,132.40
综合收益
      1.权益法下在被投资单位以后
将重分类进损益的其他综合收益中享
有的份额
      2.可供出售金融资产公允价值
变动损益
      3.持有至到期投资重分类为可
供出售金融资产损益
      4.现金流量套期损益的有效部

      5.外币财务报表折算差额            -13,291,104.24   -18,633,720.51       -38,541,622.86       -15,561,132.40
       6.其他
   归属于少数股东的其他综合收益的
                                        -12,485,934.58   -17,398,954.69       -36,152,423.94       -14,537,999.70
税后净额
七、综合收益总额                       -290,760,502.68    14,718,241.66      -540,461,025.80       161,429,258.89
   归属于母公司所有者的综合收益总
                                       -218,047,598.70        8,779,058.38   -418,728,938.39       115,175,861.86

   归属于少数股东的综合收益总额         -72,712,903.98        5,939,183.28   -121,732,087.41        46,253,397.03
八、每股收益:
  (一)基本每股收益(元/股)                      -0.17               0.03              -0.31                  0.11
  (二)稀释每股收益(元/股)                      -0.17               0.03              -0.31                  0.11

       法定代表人:张文学            主管会计工作负责人:张嘉颖              会计机构负责人:曹永国




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                                                              开滦能源化工股份有限公司 2015 年第三季度报告



                                                母公司利润表
                                                2015 年 1—9 月
          编制单位:开滦能源化工股份有限公司        单位:元 币种:人民币           审计类型:未经审计
                                       本期金额         上期金额     年初至报告期期末       上年年初至报告期
                 项目
                                      (7-9 月)       (7-9 月)      金额(1-9 月)     期末金额(1-9 月)
一、营业收入                         601,162,182.56 673,427,619.65       1,775,186,262.20     2,106,880,014.93
    减:营业成本                     510,975,694.52 529,786,031.00       1,494,210,554.25     1,591,111,125.91
          营业税金及附加              15,335,377.54    16,341,170.12        47,277,737.01         50,438,231.15
          销售费用                    24,549,281.71    25,698,071.78        73,700,910.90         74,857,463.25
          管理费用                    65,445,215.86    84,097,039.15       179,125,415.69       219,344,382.59
          财务费用                    51,385,583.59    39,776,337.22       158,344,051.06       109,426,979.18
          资产减值损失                   725,441.37       336,206.49       -31,759,763.45          3,391,551.56
    加:公允价值变动收益(损失以
“-”号填列)
          投资收益(损失以“-”号填
                                      11,347,743.38     9,254,454.51        33,956,749.51         26,069,914.06
列)
          其中:对联营企业和合营企
                                      11,347,743.38     9,254,454.51        33,956,749.51         26,069,914.06
业的投资收益
二、营业利润(亏损以“-”号填列) -55,906,668.65     -13,352,781.60      -111,755,893.75         84,380,195.35
    加:营业外收入                     1,132,604.97     2,859,925.70         3,553,487.15          4,333,819.26
          其中:非流动资产处置利得                      2,270,659.77                               2,847,465.81
    减:营业外支出                       571,580.35       460,000.00         5,744,811.77          1,142,138.10
          其中:非流动资产处置损失                                                                   191,286.30
三、利润总额(亏损总额以“-”号
                                     -55,345,644.03   -10,952,855.90      -113,947,218.37         87,571,876.51
填列)
      减:所得税费用                    -181,360.33       -84,051.63         7,939,940.87         21,151,607.25
四、净利润(净亏损以“-”号填列) -55,164,283.70     -10,868,804.27      -121,887,159.24         66,420,269.26
五、其他综合收益的税后净额
    (一)以后不能重分类进损益的
其他综合收益
       1.重新计量设定受益计划净负
债或净资产的变动
      2.权益法下在被投资单位不能
重分类进损益的其他综合收益中享
有的份额
    (二)以后将重分类进损益的其
他综合收益
       1.权益法下在被投资单位以后
将重分类进损益的其他综合收益中
享有的份额
       2.可供出售金融资产公允价值
变动损益
       3.持有至到期投资重分类为可
供出售金融资产损益
       4.现金流量套期损益的有效部

       5.外币财务报表折算差额
       6.其他
六、综合收益总额                     -55,164,283.70   -10,868,804.27      -121,887,159.24         66,420,269.26
七、每股收益:
      (一)基本每股收益(元/股)
      (二)稀释每股收益(元/股)
       法定代表人:张文学           主管会计工作负责人:张嘉颖                会计机构负责人:曹永国

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                                                     开滦能源化工股份有限公司 2015 年第三季度报告



                                   合并现金流量表
                                     2015 年 1—9 月
  编制单位:开滦能源化工股份有限公司      单位:元 币种:人民币     审计类型:未经审计
                                                     年初至报告期期 上年年初至报告期
                        项目
                                                     末金额(1-9月) 期末金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                             6,918,077,873.72     11,061,756,580.98
  客户存款和同业存放款项净增加额
  向中央银行借款净增加额
  向其他金融机构拆入资金净增加额
  收到原保险合同保费取得的现金
  收到再保险业务现金净额
  保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当期损益的金融资产
净增加额
  收取利息、手续费及佣金的现金
  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还                                                 174,019.23           8,793,478.63
  收到其他与经营活动有关的现金                                11,815,703.81          48,768,443.34
    经营活动现金流入小计                                   6,930,067,596.76     11,119,318,502.95
  购买商品、接受劳务支付的现金                             4,433,278,479.84       7,508,002,605.11
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                           1,169,181,337.26       1,414,449,665.05
  支付的各项税费                                             497,614,735.08        722,835,240.86
  支付其他与经营活动有关的现金                                66,783,569.41          84,504,871.49
    经营活动现金流出小计                                   6,166,858,121.59       9,729,792,382.51
      经营活动产生的现金流量净额                             763,209,475.17       1,389,526,120.44
二、投资活动产生的现金流量:
  收回投资收到的现金                                          80,000,000.00
  取得投资收益收到的现金                                      24,000,000.00          20,000,000.00
  处置固定资产、无形资产和其他长期资产收回的现金净额                                    308,420.74
  处置子公司及其他营业单位收到的现金净额
  收到其他与投资活动有关的现金                                                          266,628.40
    投资活动现金流入小计                                     104,000,000.00          20,575,049.14
  购建固定资产、无形资产和其他长期资产支付的现金             518,635,164.73       1,244,977,369.60
  投资支付的现金                                              80,000,000.00
  质押贷款净增加额
  取得子公司及其他营业单位支付的现金净额
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                                                    开滦能源化工股份有限公司 2015 年第三季度报告



 支付其他与投资活动有关的现金                                 3,477,410.47
   投资活动现金流出小计                                     602,112,575.20       1,244,977,369.60
     投资活动产生的现金流量净额                            -498,112,575.20      -1,224,402,320.46
三、筹资活动产生的现金流量:
 吸收投资收到的现金
 其中:子公司吸收少数股东投资收到的现金
 取得借款收到的现金                                       2,385,470,000.00       3,431,930,000.00
 发行债券收到的现金
 收到其他与筹资活动有关的现金                               100,000,000.00
   筹资活动现金流入小计                                   2,485,470,000.00       3,431,930,000.00
 偿还债务支付的现金                                       2,147,628,630.04       2,368,263,258.17
 分配股利、利润或偿付利息支付的现金                         431,250,948.96        412,442,076.63
 其中:子公司支付给少数股东的股利、利润
 支付其他与筹资活动有关的现金                                16,016,500.00
   筹资活动现金流出小计                                   2,594,896,079.00       2,780,705,334.80
     筹资活动产生的现金流量净额                            -109,426,079.00        651,224,665.20
四、汇率变动对现金及现金等价物的影响                        -23,106,801.51          -7,362,076.90
五、现金及现金等价物净增加额                                132,564,019.46        808,986,388.28
 加:期初现金及现金等价物余额                             2,624,144,002.69       1,761,823,844.68
六、期末现金及现金等价物余额                              2,756,708,022.15       2,570,810,232.96
 法定代表人:张文学       主管会计工作负责人:张嘉颖              会计机构负责人:曹永国




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                                     母公司现金流量表
                                       2015 年 1—9 月
    编制单位:开滦能源化工股份有限公司    单位:元 币种:人民币         审计类型:未经审计
                                                       年初至报告期期       上年年初至报告期
                          项目
                                                       末金额(1-9月) 期末金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                           2,154,220,715.10     2,495,093,903.95
  收到的税费返还
  收到其他与经营活动有关的现金                               8,619,892.12         47,002,290.10
    经营活动现金流入小计                                 2,162,840,607.22     2,542,096,194.05
  购买商品、接受劳务支付的现金                             587,109,772.26        632,720,828.47
  支付给职工以及为职工支付的现金                           823,555,572.54     1,040,792,864.80
  支付的各项税费                                           270,543,176.31        398,054,466.57
  支付其他与经营活动有关的现金                              36,707,277.26         47,536,288.90
    经营活动现金流出小计                                 1,717,915,798.37     2,119,104,448.74
  经营活动产生的现金流量净额                               444,924,808.85        422,991,745.31
二、投资活动产生的现金流量:
  收回投资收到的现金                                       855,000,000.00        848,000,000.00
  取得投资收益收到的现金                                    24,000,000.00         20,000,000.00
  处置固定资产、无形资产和其他长期资产收回的现金净额                                 381,585.74
  处置子公司及其他营业单位收到的现金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                                   879,000,000.00        868,381,585.74
  购建固定资产、无形资产和其他长期资产支付的现金           158,608,647.15        206,594,977.91
  投资支付的现金                                           715,000,000.00        698,000,000.00
  取得子公司及其他营业单位支付的现金净额                                         144,042,500.00
  支付其他与投资活动有关的现金
    投资活动现金流出小计                                   873,608,647.15     1,048,637,477.91
      投资活动产生的现金流量净额                             5,391,352.85       -180,255,892.17
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  取得借款收到的现金                                                             390,000,000.00
  收到其他与筹资活动有关的现金
    筹资活动现金流入小计                                                         390,000,000.00
  偿还债务支付的现金                                       100,710,000.00        360,710,000.00
  分配股利、利润或偿付利息支付的现金                       152,927,291.44        141,191,903.47
  支付其他与筹资活动有关的现金
    筹资活动现金流出小计                                   253,637,291.44        501,901,903.47
      筹资活动产生的现金流量净额                          -253,637,291.44       -111,901,903.47
四、汇率变动对现金及现金等价物的影响
五、现金及现金等价物净增加额                               196,678,870.26        130,833,949.67
  加:期初现金及现金等价物余额                           1,523,227,834.14        627,876,796.11
六、期末现金及现金等价物余额                             1,719,906,704.40        758,710,745.78
   法定代表人:张文学         主管会计工作负责人:张嘉颖              会计机构负责人:曹永国




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                            开滦能源化工股份有限公司 2015 年第三季度报告



4.2 审计报告
□适用 √不适用




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