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2019年10月15日 星期二

豫光金铅(600531)公告正文

豫光金铅:2016年第三季度报告

公告日期:2016-10-31

                                  2016 年第三季度报告



公司代码:600531 公司简称:豫光金铅




                 河南豫光金铅股份有限公司
                   2016 年第三季度报告




                                        1 / 23
                                 2016 年第三季度报告




                                    目录
一、   重要提示.................................................................. 3
二、   公司主要财务数据和股东变化 ................................................ 3
三、   重要事项.................................................................. 6
四、   附录...................................................................... 9




                                       2 / 23
                                     2016 年第三季度报告




一、 重要提示


1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,

    不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。

1.2 公司全体董事出席董事会审议季度报告。

1.3 公司负责人杨安国、主管会计工作负责人赵乐中及会计机构负责人(会计主管人员)苗红强

    保证季度报告中财务报表的真实、准确、完整。

1.4 本公司第三季度报告未经审计。



二、 公司主要财务数据和股东变化


2.1 主要财务数据
                                                                       单位:元 币种:人民币
                                                                               本报告期末比上
                            本报告期末                      上年度末
                                                                               年度末增减(%)
总资产                      8,757,687,518.69               7,434,867,569.41             17.79
归属于上市公司股东的        1,424,873,160.93               1,366,260,797.62              4.29
净资产
                          年初至报告期末            上年初至上年报告期末       比上年同期增减
                            (1-9 月)                    (1-9 月)                 (%)
经营活动产生的现金流         -237,926,601.57                830,313,977.67             不适用
量净额
                          年初至报告期末            上年初至上年报告期末       比上年同期增减
                            (1-9 月)                    (1-9 月)               (%)
营业收入                   9,393,210,888.80                8,156,814,873.74             15.16
归属于上市公司股东的              60,616,594.58             -41,644,389.64             不适用
净利润
归属于上市公司股东的              68,010,728.23             -66,985,450.61             不适用
扣除非经常性损益的净
利润
加权平均净资产收益率                       4.34                        -3.11           不适用
(%)
基本每股收益(元/股)                    0.0684                    -0.0470             不适用
稀释每股收益(元/股)                    0.0684                    -0.0470             不适用
    本年度,公司因资本公积转增股本,总股本由 295,250,776 股变为 885,752,328 股。根据相
关会计准则规定,上年同期数据已按照最新股份数量进行计算。
                                           3 / 23
                                  2016 年第三季度报告




非经常性损益项目和金额
√适用 □不适用
                                                                   单位:元 币种:人民币
                                                     本期金额      年初至报告期末 说明
                     项目
                                                   (7-9 月)     金额(1-9 月)
非流动资产处置损益                                   177,606.24        17,635.14
越权审批,或无正式批准文件,或偶发性的税收返
还、减免
计入当期损益的政府补助,但与公司正常经营业务       4,374,357.00    23,563,411.50
密切相关,符合国家政策规定、按照一定标准定额
或定量持续享受的政府补助除外
计入当期损益的对非金融企业收取的资金占用费
企业取得子公司、联营企业及合营企业的投资成本
小于取得投资时应享有被投资单位可辨认净资产
公允价值产生的收益
非货币性资产交换损益
委托他人投资或管理资产的损益
因不可抗力因素,如遭受自然灾害而计提的各项资
产减值准备
债务重组损益
企业重组费用,如安置职工的支出、整合费用等
交易价格显失公允的交易产生的超过公允价值部
分的损益
同一控制下企业合并产生的子公司期初至合并日
的当期净损益
与公司正常经营业务无关的或有事项产生的损益
除同公司正常经营业务相关的有效套期保值业务        -12,568,688.40   -32,803,578.46
外,持有交易性金融资产、交易性金融负债产生的
公允价值变动损益,以及处置交易性金融资产、交
易性金融负债和可供出售金融资产取得的投资收

单独进行减值测试的应收款项减值准备转回
对外委托贷款取得的损益
采用公允价值模式进行后续计量的投资性房地产
公允价值变动产生的损益
根据税收、会计等法律、法规的要求对当期损益进
行一次性调整对当期损益的影响
受托经营取得的托管费收入
除上述各项之外的其他营业外收入和支出               1,107,355.39       910,147.66
其他符合非经常性损益定义的损益项目
所得税影响额                                        1,990,939.52     1,639,169.79
少数股东权益影响额(税后)                           -632,746.63      -720,919.28

                                         4 / 23
                                    2016 年第三季度报告



                    合计                            -5,551,176.88       -7,394,133.65



2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表
                                                                                        单位:股
股东总数(户)                                                                          125,373
                                   前十名股东持股情况
         股东名称      期末持股数       比例       持有有      质押或冻结情况       股东性质
         (全称)          量           (%)        限售条     股份          数量
                                                   件股份     状态
                                                     数量
河南豫光金铅集团有限   377,311,869      42.60             0           34,320,000    国有法人
                                                              冻结
责任公司
中国黄金集团公司           38,319,852    4.33             0   无                    国有法人
王磊                        8,974,000    1.01             0   质押     2,630,000   境内自然人
中信证券股份有限公司        7,175,257    0.81             0                             其他
-前海开源金银珠宝主
                                                              无
题精选灵活配置混合型
证券投资基金
李荣国                      3,775,578    0.43             0   无                   境内自然人
中国工商银行股份有限        3,000,000    0.34             0                             其他
公司-嘉实事件驱动股                                          无
票型证券投资基金
中国建设银行股份有限        2,278,741    0.26             0                             其他
公司-国泰国证有色金
                                                              无
属行业指数分级证券投
资基金
中国建设银行股份有限        1,597,519    0.18             0                             其他
公司-华夏兴和混合型                                          无
证券投资基金
曹捷                        1,382,700    0.16             0   无                   境内自然人
中国建设银行股份有限        1,199,600    0.14             0                             其他
公司-华夏优势增长混                                          无
合型证券投资基金
                              前十名无限售条件股东持股情况
股东名称                           持有无限售条件流通                  股份种类及数量
                                       股的数量                      种类            数量
河南豫光金铅集团有限责任公司               377,311,869         人民币普通股        377,311,869
中国黄金集团公司                               38,319,852      人民币普通股        38,319,852
王磊                                            8,974,000      人民币普通股         8,974,000
中信证券股份有限公司-前海开源                  7,175,257                           7,175,257
金银珠宝主题精选灵活配置混合型                                 人民币普通股
证券投资基金
                                          5 / 23
                                      2016 年第三季度报告



 李荣国                                        3,775,578      人民币普通股          3,775,578
 中国工商银行股份有限公司-嘉实                3,000,000                            3,000,000
                                                              人民币普通股
 事件驱动股票型证券投资基金
 中国建设银行股份有限公司-国泰                2,278,741                            2,278,741
 国证有色金属行业指数分级证券投                               人民币普通股
 资基金
 中国建设银行股份有限公司-华夏                1,597,519                            1,597,519
                                                              人民币普通股
 兴和混合型证券投资基金
 曹捷                                          1,382,700      人民币普通股          1,382,700
 中国建设银行股份有限公司-华夏                1,199,600                            1,199,600
                                                              人民币普通股
 优势增长混合型证券投资基金
 上述股东关联关系或一致行动的说      公司前 10 名股东中,第一大股东河南豫光金铅集团有限责
 明                                  任公司与其他股东之间不存在关联关系或属于《上市公司股
                                     东持股变动信息披露管理办法》规定的一致行动人。公司未
                                     知其他股东之间是否存在关联关系或属于一致行动人。
 表决权恢复的优先股股东及持股数      无
 量的说明




 2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情

     况表
 □适用 √不适用



 三、 重要事项


 3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
 √适用 □不适用
 (1)资产负债表项目                                          单位:元 币种:人民币
        项 目             期末余额             年初余额         变动率         原   因
                                                                         主要是承兑保证金增
货币资金               1,181,888,108.79     831,286,977.76      42.18%
                                                                         加
以公允价值计量且其
                                                                         本期增加期货投资的
变动计入当期损益的       208,146,061.89       49,201,173.99    323.05%
                                                                         成本及公允价值变动
金融资产
应收票据                  9,772,641.80        15,752,350.77    -37.96%   本期票据结算减少
应收账款                 166,155,841.34       24,557,732.09    576.59%   本期跨期结算增加
其他应收款               185,739,753.00      124,417,803.36     49.29%   本期期货保证金增加
其他流动资产             56,602,546.51       178,373,368.26    -68.27%   本期待抵扣税款减少
                                                                         本期冶炼渣处理技术
在建工程                 256,929,163.57      175,574,739.87     46.34%
                                                                         改造工程等项目投入
                                            6 / 23
                                     2016 年第三季度报告



                                                                         增加所致
                                                                         本期交易性金融负债
递延所得税资产           82,706,003.97        47,515,034.65     74.06%   公允价值增加致递延
                                                                         所得税资产增加
短期借款               3,125,022,675.56   2,311,188,239.17      35.21%   本期融资增加
以公允价值计量且其
                                                                         期末期货浮动亏损增
变动计入当期损益的     1,493,300,550.00   1,127,042,000.00      32.50%
                                                                         长所致
金融负债
                                                                         本期采用票据结算增
应付票据                 104,000,000.00       71,000,000.00     46.48%
                                                                         加
预收款项               194,536,937.8300       76,306,739.08    154.94%   本期预收货款增加
应交税费                39,606,467.8900       13,086,820.74    202.64%   本期应交增值税增加
应付利息                 5,479,126.3300       12,558,294.35    -56.37%   短期借款利息减少
一年内到期的非流动
                         30,000,000.00      363,641,600.00     -91.75%   借款到期偿还所致
负债
                                                                         本期交易性金融资产
递延所得税负债           30,193,681.35        16,521,440.00     82.75%   公允价值增加致递延
                                                                         所得税负债增加
                                                                         本期资本公积转增股
股本                     885,752,328.00     295,250,776.00     200.00%
                                                                         本
                                                                         本期资本公积转增股
资本公积                 175,740,076.46     766,750,678.62     -77.08%
                                                                         本
                                                                         本期外币报表折算差
其他综合收益             -2,652,206.26        -5,008,867.36     不适用
                                                                         额变动
未分配利润               221,542,044.73     164,763,704.52      34.46%   本期盈利增长

 (2)利润表项目                                              单位:元 币种:人民币
                     年初至报告期末金     上年年初至报告
       项 目                                                   变动率          原   因
                       额(1-9月)        期末金额(1-9月)
  财务费用               204,144,854.67    322,461,243.37      -36.69%   本期汇兑损失减少
                                                                         本期存货跌价损失减
资产减值损失             17,347,295.85      28,605,420.32      -39.36%
                                                                         少
公允价值变动收益
(损失以“-”号填       -125,354,351.70     53,659,257.71       不适用   期货浮动亏损增加
列)
投资收益(损失以                                                         本期期货业务亏损所
                         -89,557,904.58    257,308,719.89       不适用
“-”号填列)                                                            致
                                                                         本年对外补偿款在本
营业外支出                   731,148.47      7,512,086.20      -90.27%
                                                                         期尚未支付完毕所致
所得税费用               -13,980,073.49     15,108,599.16       不适用   本期期货亏损所致


 (3)现金流量表项目                                          单位:元 币种:人民币
       项 目         年初至报告期末金     上年年初至报告       变动率          原   因

                                            7 / 23
                                      2016 年第三季度报告



                        额(1-9月)        期末金额(1-9月)
经营活动产生的现金                                                            本期购买商品支付的
                       -237,926,601.57      830,313,977.67          不适用
流量净额                                                                      现金增加
投资活动产生的现金                                                            本期收回投资收到的
                       -160,851,536.43       64,299,482.86          不适用
流量净额                                                                      现金减少
筹资活动产生的现金
                        605,542,442.28     -784,162,667.01          不适用    本期票据性融资增加
流量净额



 3.2 重要事项进展情况及其影响和解决方案的分析说明
 √适用 □不适用
     公司于 2015 年启动非公开发行股票事项。2016 年 3 月 2 日,公司非公开发行股票申请,经
 中国证券监督管理委员会股票发行审核委员会审核。根据审核结果,公司非公开发行 A 股股票的
 申请已获得通过(详见公司公告 2016-018 号)。目前,该事项正在积极稳妥推进。



 3.3 公司及持股 5%以上的股东承诺事项履行情况
 √适用 □不适用


                                                                              承诺   是否   是否
                      承诺                              承诺                  时间   有履   及时
     承诺背景                    承诺方
                      类型                              内容                  及期   行期   严格
                                                                                限   限     履行
                                公司控股    今后不再开展、拓展与河南
                                股东河南    豫光金铅股份有限公司实际
 与首次公开发行      解决同业                                                 长期
                                豫光金铅    构成同业竞争的业务,不新                  否     是
 相关的承诺            竞争                                                   有效
                                集团有限    设实际构成同业竞争业务的
                                责任公司      子公司或附属企业。



 3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警

     示及原因说明
 □适用 √不适用



                                                        公司名称     河南豫光金铅股份有限公司
                                                      法定代表人     杨安国
                                                             日期    2016-10-28




                                             8 / 23
                                    2016 年第三季度报告




四、 附录


4.1 财务报表
                                      合并资产负债表
                                     2016 年 9 月 30 日
编制单位:河南豫光金铅股份有限公司

                                               单位:元 币种:人民币 审计类型:未经审计
                 项目                              期末余额            年初余额
流动资产:
  货币资金                                      1,181,888,108.79        831,286,977.76
  结算备付金
  拆出资金
  以公允价值计量且其变动计入当期损                  208,146,061.89       49,201,173.99
益的金融资产
  衍生金融资产
  应收票据                                            9,772,641.80       15,752,350.77
  应收账款                                          166,155,841.34       24,557,732.09
  预付款项                                          587,790,922.39      485,193,561.99
  应收保费
  应收分保账款
  应收分保合同准备金
  应收利息
  应收股利
  其他应收款                                        185,739,753.00      124,417,803.36
  买入返售金融资产
  存货                                          3,660,017,531.59      3,034,220,012.92
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                       56,602,546.51      178,373,368.26
    流动资产合计                                6,056,113,407.31      4,743,002,981.14
非流动资产:
  发放贷款及垫款
  可供出售金融资产                                   10,540,064.72       13,386,027.50
  持有至到期投资
  长期应收款
  长期股权投资                                       70,049,076.83       68,238,326.18
  投资性房地产                                       15,162,501.26       15,622,469.44
  固定资产                                      2,049,988,687.43      2,150,859,910.21
  在建工程                                          256,929,163.57      175,574,739.87

                                          9 / 23
                                 2016 年第三季度报告



  工程物资                                             993,390.88      1,267,797.92
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                       215,024,545.50      219,168,089.35
  开发支出
  商誉
  长期待摊费用                                         180,677.22        232,193.15
  递延所得税资产                                  82,706,003.97       47,515,034.65
  其他非流动资产
   非流动资产合计                           2,701,574,111.38        2,691,864,588.27
     资产总计                               8,757,687,518.69        7,434,867,569.41
流动负债:
  短期借款                                  3,125,022,675.56        2,311,188,239.17
  向中央银行借款
  吸收存款及同业存放
  拆入资金
  以公允价值计量且其变动计入当期损          1,493,300,550.00        1,127,042,000.00
益的金融负债
  衍生金融负债
  应付票据                                       104,000,000.00       71,000,000.00
  应付账款                                       658,235,066.19      670,450,498.89
  预收款项                                       194,536,937.83       76,306,739.08
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                    49,436,180.64       49,498,224.25
  应交税费                                        39,606,467.89       13,086,820.74
  应付利息                                         5,479,126.33       12,558,294.35
  应付股利
  其他应付款                                      34,212,802.80       35,326,782.78
  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债                          30,000,000.00      363,641,600.00
  其他流动负债
   流动负债合计                             5,733,829,807.24        4,730,099,199.26
非流动负债:
  长期借款                                  1,313,969,622.00        1,019,488,720.00
  应付债券
  其中:优先股
                                       10 / 23
                                    2016 年第三季度报告



         永续债
  长期应付款                                        118,967,189.25      154,324,600.59
  长期应付职工薪酬
  专项应付款
  预计负债
  递延收益                                           67,774,896.79       77,553,921.04
  递延所得税负债                                     30,193,681.35       16,521,440.00
  其他非流动负债
   非流动负债合计                              1,530,905,389.39        1,267,888,681.63
      负债合计                                 7,264,735,196.63        5,997,987,880.89
所有者权益
  股本                                              885,752,328.00      295,250,776.00
  其他权益工具
  其中:优先股
         永续债
  资本公积                                          175,740,076.46      766,750,678.62
  减:库存股
  其他综合收益                                       -2,652,206.26       -5,008,867.36
  专项储备                                                199,458.04        213,045.88
  盈余公积                                          144,291,459.96      144,291,459.96
  一般风险准备
  未分配利润                                        221,542,044.73      164,763,704.52
  归属于母公司所有者权益合计                   1,424,873,160.93        1,366,260,797.62
  少数股东权益                                       68,079,161.13       70,618,890.90
   所有者权益合计                              1,492,952,322.06        1,436,879,688.52
      负债和所有者权益总计                     8,757,687,518.69        7,434,867,569.41


法定代表人:杨安国主管会计工作负责人:赵乐中会计机构负责人:苗红强

                                    母公司资产负债表
                                    2016 年 9 月 30 日
编制单位:河南豫光金铅股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                  项目                          期末余额               年初余额
流动资产:
  货币资金                                     1,046,576,145.54         728,872,007.23
  以公允价值计量且其变动计入当期损                  208,146,061.89       37,966,833.65
益的金融资产
  衍生金融资产
  应收票据                                            9,573,674.30       13,740,000.00
  应收账款                                          122,821,549.92       19,441,408.15
  预付款项                                          743,682,273.35      660,766,424.91

                                          11 / 23
                                 2016 年第三季度报告



  应收利息
  应收股利                                       166,945,000.00    162,340,000.00
  其他应收款                                     137,013,136.10    123,443,738.50
  存货                                      3,456,209,553.20      2,757,168,256.26
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                    54,310,056.38    174,914,400.98
   流动资产合计                             5,945,277,450.68      4,678,653,069.68
非流动资产:
  可供出售金融资产                                10,434,071.51     10,434,071.51
  持有至到期投资
  长期应收款
  长期股权投资                                   358,942,741.04    359,177,587.41
  投资性房地产                                    15,162,501.26     15,622,469.44
  固定资产                                  1,894,238,857.32      1,988,495,716.05
  在建工程                                       256,398,333.57    175,043,909.87
  工程物资                                          993,390.88       1,267,797.92
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                       184,068,479.48    187,242,848.45
  开发支出
  商誉
  长期待摊费用
  递延所得税资产                                  80,683,203.54     45,707,009.47
  其他非流动资产
   非流动资产合计                           2,800,921,578.60      2,782,991,410.12
     资产总计                               8,746,199,029.28      7,461,644,479.80
流动负债:
  短期借款                                  3,049,022,675.56      2,259,660,856.90
  以公允价值计量且其变动计入当期损          1,471,923,590.00      1,127,042,000.00
益的金融负债
  衍生金融负债
  应付票据                                        84,000,000.00     71,000,000.00
  应付账款                                       646,026,144.52    655,403,962.32
  预收款项                                       208,173,283.65     35,336,287.20
  应付职工薪酬                                    46,591,227.34     48,092,269.66
  应交税费                                        27,974,438.01      8,964,336.09
  应付利息                                         5,479,126.33     12,558,294.35
  应付股利
  其他应付款                                     170,518,802.43    192,993,014.53
  划分为持有待售的负债
                                       12 / 23
                                   2016 年第三季度报告



  一年内到期的非流动负债                            30,000,000.00            363,641,600.00
  其他流动负债
    流动负债合计                              5,739,709,287.84              4,774,692,621.05
非流动负债:
  长期借款                                    1,313,969,622.00              1,019,488,720.00
  应付债券
  其中:优先股
          永续债
  长期应付款                                       118,967,189.25            154,324,600.59
  长期应付职工薪酬
  专项应付款
  预计负债
  递延收益                                          67,774,896.79             77,553,921.04
  递延所得税负债                                    30,193,681.35             16,521,440.00
  其他非流动负债
    非流动负债合计                            1,530,905,389.39              1,267,888,681.63
      负债合计                                7,270,614,677.23              6,042,581,302.68
所有者权益:
  股本                                             885,752,328.00            295,250,776.00
  其他权益工具
  其中:优先股
          永续债
  资本公积                                         175,740,076.46            766,750,678.62
  减:库存股
  其他综合收益
  专项储备                                             199,458.04                213,045.88
  盈余公积                                         144,291,459.96            144,291,459.96
  未分配利润                                       269,601,029.59            212,557,216.66
    所有者权益合计                            1,475,584,352.05              1,419,063,177.12
      负债和所有者权益总计                    8,746,199,029.28              7,461,644,479.80


法定代表人:杨安国主管会计工作负责人:赵乐中会计机构负责人:苗红强

                                       合并利润表
                                     2016 年 1—9 月
编制单位:河南豫光金铅股份有限公司
                                             单位:元 币种:人民币 审计类型:未经审计
                                                         年初至报告期期     上年年初至报告
                   本期金额          上期金额
   项目                                                  末金额(1-9 月)   期期末金额(1-9
                   (7-9 月)        (7-9 月)
                                                                                  月)
一、营业总收   3,369,938,814.24   2,397,649,229.07       9,393,210,888.80   8,156,814,873.74


                                         13 / 23
                                   2016 年第三季度报告



其中:营业收   3,369,938,814.24   2,397,649,229.07       9,393,210,888.80   8,156,814,873.74

       利息
收入
       已赚
保费
      手续
费及佣金收

二、营业总成   3,292,359,838.66   2,612,303,756.61       9,207,748,298.17   8,589,585,781.74

其中:营业成   3,171,958,881.82   2,452,035,156.25       8,876,097,021.49   8,123,009,564.49

       利息
支出
      手续
费及佣金支

       退保

      赔付
支出净额
      提取
保险合同准
备金净额
      保单
红利支出
       分保
费用
      营业        8,441,542.61       6,712,018.76          21,147,926.30      22,302,573.94
税金及附加
       销售       6,264,154.37       4,035,917.15          15,667,763.41      14,253,554.52
费用
       管理      25,711,956.31      24,616,321.71          73,343,436.45      78,953,425.10
费用
       财务      67,167,397.79     153,225,738.39         204,144,854.67     322,461,243.37
费用
      资产       12,815,905.76     -28,321,395.65          17,347,295.85      28,605,420.32
减值损失
  加:公允价     23,178,308.21     -13,598,792.94         -125,354,351.70     53,659,257.71
值变动收益
(损失以
“-”号填
                                         14 / 23
                                 2016 年第三季度报告



列)
      投资     -113,739,233.87   145,630,741.10        -89,557,904.58   257,308,719.89
收益(损失以
“-”号填
列)
      其中:       556,180.35        854,320.25          1,819,352.07     3,514,024.51
对联营企业
和合营企业
的投资收益
      汇兑
收益(损失以
“-”号填
列)
三、营业利润   -12,981,950.08    -82,622,579.38        -29,449,665.65   -121,802,930.40
(亏损以
“-”号填
列)
  加:营业外    33,385,294.66     30,868,062.45         74,272,942.24   102,443,331.05
收入
      其中:       180,511.24                             180,511.24
非流动资产
处置利得
  减:营业外        22,931.05      3,007,469.74           731,148.47      7,512,086.20
支出
      其中:         2,905.00                             162,876.10        863,204.41
非流动资产
处置损失
四、利润总额    20,380,413.53    -54,761,986.67         44,092,128.12   -26,871,685.55
(亏损总额
以“-”号
填列)
  减:所得税    -3,304,872.13     -5,908,420.16        -13,984,736.69    15,108,599.16
费用
五、净利润      23,685,285.66    -48,853,566.51         58,076,864.81   -41,980,284.71
(净亏损以
“-”号填
列)
  归属于母      24,732,033.92    -48,699,679.28         60,616,594.58   -41,644,389.64
公司所有者
的净利润
  少数股东      -1,046,748.26       -153,887.23         -2,539,729.77      -335,895.07
损益
六、其他综合     1,295,906.74      4,805,742.15          2,356,661.10     2,396,001.12

                                       15 / 23
                              2016 年第三季度报告



收益的税后
净额
  归属母公     1,295,906.74     4,805,742.15        2,356,661.10   2,396,001.12
司所有者的
其他综合收
益的税后净

    (一)以
后不能重分
类进损益的
其他综合收

      1.重
新计量设定
受益计划净
负债或净资
产的变动
      2.权
益法下在被
投资单位不
能重分类进
损益的其他
综合收益中
享有的份额
    (二)以   1,295,906.74     4,805,742.15        2,356,661.10   2,396,001.12
后将重分类
进损益的其
他综合收益
      1.权
益法下在被
投资单位以
后将重分类
进损益的其
他综合收益
中享有的份

      2.可
供出售金融
资产公允价
值变动损益
      3.持
有至到期投
资重分类为

                                    16 / 23
                                   2016 年第三季度报告



可供出售金
融资产损益
      4.现
金流量套期
损益的有效
部分
      5.外        1,295,906.74       4,805,742.15           2,356,661.10       2,396,001.12
币财务报表
折算差额
       6.其

  归属于少
数股东的其
他综合收益
的税后净额
七、综合收益     24,981,192.40     -44,047,824.36          60,433,525.91     -39,584,283.59
总额
  归属于母       26,027,940.66     -43,893,937.13          62,973,255.68     -39,248,388.52
公司所有者
的综合收益
总额
  归属于少       -1,046,748.26        -153,887.23          -2,539,729.77        -335,895.07
数股东的综
合收益总额
八、每股收
益:
  (一)基本             0.0279            -0.0550                0.0684            -0.0470
每股收益(元
/股)
  (二)稀释             0.0279            -0.0550                0.0684            -0.0470
每股收益(元
/股)


法定代表人:杨安国主管会计工作负责人:赵乐中会计机构负责人:苗红强

                                      母公司利润表
                                     2016 年 1—9 月
编制单位:河南豫光金铅股份有限公司
                                             单位:元 币种:人民币 审计类型:未经审计
                                                     年初至报告期期  上年年初至报告
                  本期金额           上期金额
     项目                                                 末金额       期期末金额
                  (7-9 月)         (7-9 月)
                                                        (1-9 月)       (1-9 月)
一、营业收入   3,774,366,257.28   2,940,390,033.24       9,990,118,933.42   8,654,124,071.78

                                         17 / 23
                                    2016 年第三季度报告



  减:营业成 3,569,379,844.39      3,002,099,995.68       9,497,293,330.24   8,632,829,927.27

      营业         6,943,411.24       6,610,049.67          17,010,245.27      20,701,713.84
税金及附加
       销售        6,097,935.23       3,680,754.42          15,243,523.78      11,243,694.02
费用
       管理       21,977,529.18      22,032,289.71          62,501,239.40      72,023,359.19
费用
       财务       65,500,372.32     152,611,678.86         201,537,756.77     320,232,695.90
费用
      资产        12,265,594.16     -29,786,217.85          14,174,713.00      28,756,969.82
减值损失
  加:公允价       2,819,398.90         902,786.54         -92,891,857.25      45,928,764.66
值变动收益
(损失以
“-”号填
列)
      投资       -117,486,698.36    117,527,830.52         -108,603,449.99    186,721,511.11
收益(损失以
“-”号填
列)
      其中:         556,180.35         858,671.54           1,827,653.63       3,514,024.51
对联营企业
和合营企业
的投资收益
二、营业利润     -22,465,728.70     -98,427,900.19         -19,137,182.28     -199,014,012.49
(亏损以“-”
号填列)
  加:营业外      27,164,539.97      29,551,923.45          59,427,292.96      88,838,276.85
收入
      其中:         180,511.24                              180,511.2400
非流动资产
处置利得
  减:营业外          22,905.00       3,004,535.00             711,996.10       7,474,132.61
支出
      其中:           2,905.00                                162,876.10         863,204.41
非流动资产
处置损失
三、利润总额       4,675,906.27     -71,880,511.74          39,578,114.58     -117,649,868.25
(亏损总额以
“-”号填列)
    减:所得      -2,235,553.14      -7,205,501.35         -21,303,952.72      10,713,801.68
税费用

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                                2016 年第三季度报告



四、净利润(净   6,911,459.41   -64,675,010.39        60,882,067.30   -128,363,669.93
亏损以“-”
号填列)
五、其他综合
收益的税后
净额
  (一)以后
不能重分类
进损益的其
他综合收益
    1.重新
计量设定受
益计划净负
债或净资产
的变动
    2.权益法
下在被投资单
位不能重分类
进损益的其他
综合收益中享
有的份额
  (二)以后
将重分类进
损益的其他
综合收益
    1.权益
法下在被投
资单位以后
将重分类进
损益的其他
综合收益中
享有的份额
    2.可供
出售金融资
产公允价值
变动损益
    3.持有
至到期投资
重分类为可
供出售金融
资产损益
    4.现金
流量套期损

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                                   2016 年第三季度报告



益的有效部

    5.外币
财务报表折
算差额
    6.其他
六、综合收益       6,911,459.41    -64,675,010.39        60,882,067.30    -128,363,669.93
总额
七、每股收益:
    (一)基
本每股收益
(元/股)
    (二)稀
释每股收益
(元/股)

法定代表人:杨安国主管会计工作负责人:赵乐中会计机构负责人:苗红强

                                     合并现金流量表
                                     2016 年 1—9 月
编制单位:河南豫光金铅股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
                 项目                    年初至报告期期末金额       上年年初至报告期期末
                                               (1-9 月)               金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金               10,550,725,563.44           8,961,116,647.40
  客户存款和同业存放款项净增加额
  向中央银行借款净增加额
  向其他金融机构拆入资金净增加额
  收到原保险合同保费取得的现金
  收到再保险业务现金净额
  保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当
期损益的金融资产净增加额
  收取利息、手续费及佣金的现金
  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还
  收到其他与经营活动有关的现金                     246,858,371.16          127,474,972.13
    经营活动现金流入小计                     10,797,583,934.60           9,088,591,619.53
  购买商品、接受劳务支付的现金               10,477,853,522.30           7,808,311,607.61
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
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                                   2016 年第三季度报告



  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                   149,093,255.43    143,980,489.53
  支付的各项税费                                   195,843,817.05    223,111,913.75
  支付其他与经营活动有关的现金                     212,719,941.39     82,873,630.97
    经营活动现金流出小计                     11,035,510,536.17      8,258,277,641.86
      经营活动产生的现金流量净额                -237,926,601.57      830,313,977.67
二、投资活动产生的现金流量:
  收回投资收到的现金                               229,302,197.43    726,400,288.48
  取得投资收益收到的现金                             2,062,500.00      5,170,500.00
  处置固定资产、无形资产和其他长期资
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                           231,364,697.43    731,570,788.48
  购建固定资产、无形资产和其他长期资                68,646,452.03     88,060,169.26
产支付的现金
  投资支付的现金                                   323,569,781.83    579,211,136.36
  质押贷款净增加额
  取得子公司及其他营业单位支付的现
金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                           392,216,233.86    667,271,305.62
      投资活动产生的现金流量净额                -160,851,536.43       64,299,482.86
三、筹资活动产生的现金流量:
  吸收投资收到的现金
  其中:子公司吸收少数股东投资收到的
现金
  取得借款收到的现金                           4,075,841,388.98     3,266,350,024.56
  发行债券收到的现金
  收到其他与筹资活动有关的现金                 1,047,854,705.00      940,021,009.20
    筹资活动现金流入小计                       5,123,696,093.98     4,206,371,033.76
  偿还债务支付的现金                           3,269,824,806.41     3,609,427,965.42
  分配股利、利润或偿付利息支付的现金               149,144,199.65    169,592,051.88
  其中:子公司支付给少数股东的股利、                                   8,078,123.01
利润
  支付其他与筹资活动有关的现金                 1,099,184,645.64     1,211,513,683.47
    筹资活动现金流出小计                       4,518,153,651.70     4,990,533,700.77
      筹资活动产生的现金流量净额                   605,542,442.28    -784,162,667.01
四、汇率变动对现金及现金等价物的影响                10,313,022.90    -27,597,784.84

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                                   2016 年第三季度报告



五、现金及现金等价物净增加额                       217,077,327.18          82,853,008.68
  加:期初现金及现金等价物余额                     363,682,031.10         400,727,146.21
六、期末现金及现金等价物余额                       580,759,358.28         483,580,154.89

法定代表人:杨安国主管会计工作负责人:赵乐中会计机构负责人:苗红强

                                  母公司现金流量表
                                    2016 年 1—9 月
编制单位:河南豫光金铅股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
               项目                     年初至报告期期末金额        上年年初至报告期期末
                                              (1-9 月)                金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金               11,181,437,489.93           9,506,841,922.62
  收到的税费返还                                                                    0.00
  收到其他与经营活动有关的现金                      99,081,982.77          306,500,222.52
    经营活动现金流入小计                     11,280,519,472.70           9,813,342,145.14
  购买商品、接受劳务支付的现金               11,148,099,417.37           8,370,033,541.37
  支付给职工以及为职工支付的现金                   140,089,920.66          133,833,771.65
  支付的各项税费                                   150,446,653.10          193,462,149.11
  支付其他与经营活动有关的现金                     113,295,114.97          132,012,500.70
    经营活动现金流出小计                     11,551,931,106.10           8,829,341,962.83
  经营活动产生的现金流量净额                    -271,411,633.40            984,000,182.31
二、投资活动产生的现金流量:
  收回投资收到的现金                               193,359,017.43          537,511,391.72
  取得投资收益收到的现金                             2,062,500.00            4,445,483.67
  处置固定资产、无形资产和其他长期资
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                           195,421,517.43          541,956,875.39
  购建固定资产、无形资产和其他长期资                74,159,735.46           78,152,505.82
产支付的现金
  投资支付的现金                                   257,739,781.83          530,849,353.99
  取得子公司及其他营业单位支付的现
金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                           331,899,517.29          609,001,859.81
      投资活动产生的现金流量净额                -136,477,999.86            -67,044,984.42
三、筹资活动产生的现金流量:
  吸收投资收到的现金

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                                   2016 年第三季度报告



  取得借款收到的现金                           3,979,521,246.87      3,187,650,024.56
  收到其他与筹资活动有关的现金                 1,047,854,705.00       940,021,009.20
    筹资活动现金流入小计                       5,027,375,951.87      4,127,671,033.76
  偿还债务支付的现金                           3,198,043,733.37      3,570,435,549.89
  分配股利、利润或偿付利息支付的现金               148,306,182.64     159,170,580.32
  支付其他与筹资活动有关的现金                 1,099,184,645.64      1,211,512,445.47
    筹资活动现金流出小计                       4,445,534,561.65      4,941,118,575.68
      筹资活动产生的现金流量净额                   581,841,390.22     -813,447,541.92
四、汇率变动对现金及现金等价物的影响                10,228,577.50     -26,695,960.65
五、现金及现金等价物净增加额                       184,180,334.46      76,811,695.32
  加:期初现金及现金等价物余额                     261,267,060.57     314,960,911.74
六、期末现金及现金等价物余额                       445,447,395.03     391,772,607.06

法定代表人:杨安国主管会计工作负责人:赵乐中会计机构负责人:苗红强



4.2 审计报告
□适用 √不适用




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