凌云股份(600480)公告正文

凌云股份:2017年第三季度报告

公告日期:2017-10-27

                         2017 年第三季度报告



公司代码:600480                               公司简称:凌云股份




                   凌云工业股份有限公司
                   2017 年第三季度报告




                               1 / 19
                                 2017 年第三季度报告




                                    目录
一、   重要提示.................................................................. 3
二、   公司基本情况 .............................................................. 3
三、   重要事项.................................................................. 5
四、   附录...................................................................... 9




                                       2 / 19
                                    2017 年第三季度报告



一、 重要提示

1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,
不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。

1.2 未出席董事情况
    未出席董事姓名        未出席董事职务            未出席原因的说明          被委托人姓名
赵延成                  董事长                因公未出席                   李志发
牟月辉                  董事                  因公未出席                   李志发
何瑜鹏                  董事                  因公未出席                   李广林
傅继军                  独立董事              因公未出席                   李王军

1.3 公司负责人赵延成、主管会计工作负责人姜成艳及会计机构负责人(会计主管人员)杨晓芳
保证季度报告中财务报表的真实、准确、完整。

1.4 本公司第三季度报告未经审计。


二、 公司基本情况
2.1 主要财务数据
                                                                       单位:元 币种:人民币
                                                                             本报告期末比上年度
                            本报告期末                  上年度末
                                                                                 末增减(%)
总资产                   12,100,636,458.24            10,014,633,525.72                   20.83
归属于上市公司股东的
                          3,736,164,563.48             3,498,973,777.35                      6.78
净资产
                          年初至报告期末      上年初至上年报告期末
                                                                             比上年同期增减(%)
                            (1-9 月)              (1-9 月)
经营活动产生的现金流
                           -262,306,626.05              -137,057,563.87                  不适用
量净额
                          年初至报告期末      上年初至上年报告期末             比上年同期增减
                            (1-9 月)              (1-9 月)                     (%)
营业收入                  8,549,889,250.64             6,292,992,303.17                   35.86
归属于上市公司股东的
                            290,481,614.74                187,571,074.30                  54.86
净利润
归属于上市公司股东的
扣除非经常性损益的净        284,380,750.61                172,974,945.82                  64.41
利润
加权平均净资产收益率
                                      8.00                         5.51       增加 2.49 个百分点
(%)
基本每股收益(元/股)                 0.64                         0.42                   52.38
稀释每股收益(元/股)                 0.64                         0.42                   52.38




                                           3 / 19
                                      2017 年第三季度报告



非经常性损益项目和金额
√适用 □不适用
                                                                        单位:元 币种:人民币
                                                   本期金额         年初至报告期末金额
                  项目                                                                 说明
                                                 (7-9 月)            (1-9 月)
非流动资产处置损益                                   380,695.48            2,003,870.46
计入当期损益的政府补助,但与公司正常经营
业务密切相关,符合国家政策规定、按照一定         5,725,550.35             13,631,685.38
标准定额或定量持续享受的政府补助除外
债务重组损益                                                0.00              2,500.00
除上述各项之外的其他营业外收入和支出                 -38,878.96           -5,932,504.88
少数股东权益影响额(税后)                           -421,948.53          -1,070,112.48
所得税影响额                                     -1,386,729.81            -2,534,574.35
                  合计                            4,258,688.53             6,100,864.13

2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表

                                                                                          单位:股
股东总数(户)                                                                              60,180
                                  前十名股东持股情况
                                                  持有有限售       质押或冻结情况
      股东名称           期末持股数      比例
                                                    条件股份       股份                 股东性质
      (全称)               量          (%)                                数量
                                                      数量         状态
北方凌云工业集团有限
                         156,522,641     34.71    29,739,776       无              0    国有法人
公司
中兵投资管理有限责任
                         32,583,628       7.23    29,739,776       无              0    国有法人
公司
长城国融投资管理有限
                         14,869,888       3.30    14,869,888       无              0    国有法人
公司
南京瑞森投资管理合伙                                                                   境内非国有
                         11,152,416       2.47    11,152,416       无              0
企业(有限合伙)                                                                         法人
申万菱信资产-工商银
行-国金证券股份有限      9,508,476       2.11               0     无              0       未知
公司
中国建设银行股份有限
公司-富国中证军工指      6,317,991       1.40               0     无              0       未知
数分级证券投资基金
苏州瑞顺创业投资企业                                                                   境内非国有
                          3,717,472       0.82       3,717,472     质押   2,960,000
(有限合伙)                                                                             法人
深圳市飞同供应链服务
                          1,834,987       0.41               0     无              0       未知
有限公司
中国农业银行股份有限公
司-申万菱信中证军工指       961,785      0.21               0     无              0       未知
数分级证券投资基金
唐小泉                       792,900      0.18               0     无              0       未知

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                                    2017 年第三季度报告



                               前十名无限售条件股东持股情况
                                     持有无限售条件流通股                股份种类及数量
              股东名称
                                           的数量                       种类          数量
北方凌云工业集团有限公司                       126,782,865       人民币普通股      126,782,865
申万菱信资产-工商银行-国金证券
                                                   9,508,476     人民币普通股        9,508,476
股份有限公司
中国建设银行股份有限公司-富国中
                                                   6,317,991     人民币普通股        6,317,991
证军工指数分级证券投资基金
中兵投资管理有限责任公司                           2,843,852     人民币普通股        2,843,852
深圳市飞同供应链服务有限公司                       1,834,987     人民币普通股        1,834,987
中国农业银行股份有限公司-申万菱
                                                     961,785     人民币普通股          961,785
信中证军工指数分级证券投资基金
唐小泉                                               792,900     人民币普通股          792,900
刘水英                                               755,406     人民币普通股          755,406
中国国际金融股份有限公司                             595,194     人民币普通股          595,194
蔡晓露                                               590,000     人民币普通股          590,000
                                     北方凌云工业集团有限公司与中兵投资管理有限责任公司
                                     同为本公司实际控制人中国兵器工业集团公司的子公司,
上述股东关联关系或一致行动的说明
                                     与其他股东之间不存在关联关系。公司未知其它股东之间
                                     是否存在关联关系,也未知其是否属于一致行动人。
表决权恢复的优先股股东及持股数量
                                     不适用
的说明
    说明:公司限制性股票激励计划于 2017 年 9 月实施,新增股份 413.68 万股。瑞华会计师事务
所对公司截至 2017 年 9 月 6 日止的新增股本等情况进行了审验,并出具了《凌云工业股份有限公
司验资报告》(瑞华验字【2017】14020001 号)。2017 年 10 月 16 日公司在中国证券登记结算公
司上海分公司完成了新增股份的登记托管手续。有关情况详见公司 2017 年 10 月 18 日披露的《限
制性股票激励计划授予登记完成的公告》。

2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情况表
□适用 √不适用


三、 重要事项
3.1 公司主要会计报表项目、财务指标重大变动的情况及原因
√适用 □不适用

3.1.1 截止报告期末,资产负债项目发生变动原因分析
                                                                           单位:元 币种:人民币
              项目                   期末数                    年初数             增减比例(%)
 应收账款                        2,717,536,985.84         1,460,238,375.54             86.10
 预付账款                          406,694,036.49              205,411,405.72          97.99
 其他应收款                        132,081,182.59               58,901,092.51         124.24
 一年内到期的非流动资产                       0.00              16,134,630.14        -100.00
 其他流动资产                       59,849,721.26               97,016,818.27         -38.31
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                                    2017 年第三季度报告



在建工程                          381,691,353.20           244,096,854.63      56.37
短期借款                         2,250,194,080.23         1,046,746,022.41    114.97
其他应付款                        271,208,421.88            91,335,182.72     196.94
一年内到期的非流动负债            557,124,679.27          1,038,264,885.65    -46.34
其他流动负债                      296,517,015.81           163,830,216.12      80.99
长期借款                          171,649,475.38            56,262,360.00     205.09
长期应付职工薪酬                       771,223.81              283,838.05     171.71
递延所得税负债                      7,338,709.35             5,052,929.70      45.24
说明:
   1、 截止报告期末,应收账款较年初增加 86.10%,较上年三季末同比增加 24.48%,主要原因
是公司销售规模扩大,应收货款金额增加。
   2、 截止报告期末,预付账款较年初增加 97.99%,主要原因是本公司之子公司 Waldaschaff
Automotive GmbH 新产品开发预付款项增加。
   3、 截止报告期末,其他应收款较年初增加 124.24%,主要原因是本公司之子公司上海亚大塑
料制品有限公司向本公司参股公司出售部分资产形成的款项。
   4、 截止报告期末,一年内到期的非流动资产较年初减少 100.00%,主要原因是本公司之子公
司重庆凌云汽车零部件有限公司融资租赁到期支付。
   5、 截止报告期末,其他流动资产较年初减少 38.31%,主要原因是本期待抵扣进项增值税额
减少。
   6、 截止报告期末,在建工程较年初增加 56.37%,主要原因是:①本公司之子公司重庆凌云
汽车零部件有限公司、Waldaschaff Automotive GmbH、凌云吉恩斯科技有限公司厂房建设投入较
大;②本期公司的技改项目增加。
   7、 截止报告期末,短期借款较年初增加 114.97%,主要原因是销售规模扩大,补充营运资金
借款增加。
   8、 截止报告期末,其他应付款较年初增加 196.94%,主要原因是:①报告期末,向中兵融资
租赁有限公司代收代付的款项增加;②本公司本期向限制性股票激励计划激励对象授予限制性股
票确认回购义务增加其他应付款 4,318.82 万元。
   9、 截止报告期末,一年内到期的非流动负债较年初减少 46.34%,主要原因是中期票据到期
已偿还 5 亿元。
   10、 截止报告期末,其他流动负债较年初增加 80.99%,主要原因是生产经营规模扩大,预提
的运费、仓储费、模具费用增加。
   11、 截止报告期末,长期借款较年初增加 205.09%,主要原因是本公司之子公司 Waldaschaff
Automotive GmbH 以及 LING YUN INDONESIAN AUTOMOTIVE INDUSTRY TECHNOLOGY, PT.的长期借
款增加。
   12、 截止报告期末,长期应付职工薪酬较年初增加 171.71%,主要原因是本公司之子公司
Waldaschaff Automotive GmbH 长期应付职工的工资增加。
   13、 截止报告期末,递延所得税负债较年初增加 45.24%,主要原因是本期新购并北京世东凌
云科技有限公司 10%股权评估增值导致。

   3.1.2 利润表项目发生变动原因分析



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                                   2017 年第三季度报告



                                                                     单位:元 币种:人民币
                                     年初至报告期末        上年初至上年报告  增减比例
                 项   目
                                       (1-9 月)         期末(1-9 月)       (%)
 营业收入                            8,549,889,250.64      6,292,992,303.17       35.86
 营业成本                            6,857,689,938.39       5,015,055,782.71        36.74
 税金及附加                             54,311,960.80          26,199,106.03      107.30
 销售费用                              386,434,662.77         290,991,514.49        32.80
 资产减值损失                           17,396,566.24          28,385,191.33      -38.71
 营业外支出                             11,198,840.29           3,023,792.65      270.36
 归属于母公司所有者的净利润            290,481,614.74         187,571,074.30        54.86
说明:
    1、 报告期内,营业收入较上年同期增长 35.86%,主要原因是本报告期内公司新市场新产品
开发效果显著,销售规模增幅较大。
    2、 报告期内,营业成本较上年同期增加 36.74%,主要原因是本报告期内营业收入增加,营
业成本随之增加。
    3、 报告期内,税金及附加较上年同期增加 107.30%,主要原因是:①按照财会[2016]22 号
文, 自 2016 年 5 月起,原列入管理费用项下的房产税、车船使用税、印花税及土地使用税列示于
此项目下;②随着销售规模的增长,本公司之子公司重庆凌云汽车零部件有限公司、河北亚大汽
车塑料制品有限公司、亚大塑料制品有限公司等支付的城建税、教育费附加增加。
    4、 报告期内,销售费用较上年同期增加 32.80%,主要原因是:①公司生产规模扩大,运费、
仓储费增加;②报告期市场竞争激烈导致对客户的销售折让增加;③本期职工工资薪金增加。
    5、 报告期内,资产减值损失较上年同期减少 38.71%,主要原因是本公司及下属子公司加大
了对应收账款的回收力度,本期计提的坏账准备减少。
    6、 报告期内,营业外支出较上年同期增加 270.36%,主要原因是本公司及部分子公司为加
速资金周转办理无追索权应收账款保理业务形成的折价损失。
    7、报告期内,归属于母公司所有者的净利润较上年同期增加 54.86%,主要原因是本公司及
部分全资子公司新产品贡献增加,销售增长带动收益上升。

3.1.3 现金流量项目变动原因分析
                                                                     单位:元 币种:人民币
            项        目            本期金额              上年同期金额         增减额
经营活动产生的现金流量净额        -262,306,626.05        -137,057,563.87   -125,249,062.18
投资活动产生的现金流量净额        -544,363,402.64        -377,684,687.75   -166,678,714.89
筹资活动产生的现金流量净额         656,339,769.49           -405,096.61     656,744,866.10
说明:
    1、报告期内,经营活动产生的现金流量净额较上年同期减少 125,249,062.18 元,主要原因
是:①公司业务规模扩大,相应支付的物资采购款以及人工费用增加;②部分客户加大了票据结
算比例。
    2、报告期内,投资活动产生的现金流量净额较上年同期减少 166,678,714.89 元,主要原因
是: ①本期公司支付购建固定资产、无形资产的现金同比增加;②本公司本期向参股公司海宁亚大
塑料管道系统有限公司支付投资款 50,000,000.00 元。
    3、报告期内,筹资活动产生的现金流量净额较上年同期增加656,744,866.10元,主要原因是:
报告期内公司规模增长较快,对外融资需求同比增加。


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                                  2017 年第三季度报告



3.2 重要事项进展情况及其影响和解决方案的分析说明
√适用 □不适用
    受市场需求变化等因素影响,预计标的公司完成承诺业绩存在较大不确定性,为维护公司和
投资者利益,经公司第六届董事会第十七次会议审议,公司拟终止资产重组事项,并向中国证监
会撤回相关申请文件。
    有关情况详见公司2017年9月23日披露在《中国证券报》、《上海证券报》及上海证券交易所
网站的《关于终止发行股份购买资产暨关联交易事项并申请撤回相关申请文件的公告》等相关临
时公告。

3.3 报告期内超期未履行完毕的承诺事项
□适用 √不适用

3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警
示及原因说明
□适用 √不适用




                                                        公司名称   凌云工业股份有限公司
                                                   法定代表人      赵延成
                                                           日期    2017 年 10 月 26 日




                                        8 / 19
                                   2017 年第三季度报告



 四、 附录
 4.1 财务报表
                                    合并资产负债表
                                   2017 年 9 月 30 日
 编制单位:凌云工业股份有限公司
                                             单位:元 币种:人民币 审计类型:未经审计
                     项目                            期末余额           年初余额
流动资产:
  货币资金                                          1,210,003,866.65       1,366,509,611.51
  结算备付金
  拆出资金
  以公允价值计量且其变动计入当期损益的金融资产
  衍生金融资产
  应收票据                                          1,183,755,694.93         962,046,146.04
  应收账款                                          2,717,536,985.84       1,460,238,375.54
  预付款项                                            406,694,036.49         205,411,405.72
  应收保费
  应收分保账款
  应收分保合同准备金
  应收利息
  应收股利
  其他应收款                                             132,081,182.59      58,901,092.51
  买入返售金融资产
  存货                                              1,868,467,551.30       1,501,284,372.96
  划分为持有待售的资产
  一年内到期的非流动资产                                                      16,134,630.14
  其他流动资产                                         59,849,721.26          97,016,818.27
    流动资产合计                                    7,578,389,039.06       5,667,542,452.69
非流动资产:
  发放贷款和垫款
  可供出售金融资产                                         1,300,000.00        1,300,000.00
  持有至到期投资
  长期应收款
  长期股权投资                                        395,347,637.40         393,476,094.57
  投资性房地产                                        293,317,875.70         275,980,694.27
  固定资产                                          2,232,273,378.96       2,184,831,971.91
  在建工程                                            381,691,353.20         244,096,854.63
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                               332,197,372.14     347,034,238.48
  开发支出
  商誉                                                 17,696,011.98          14,958,078.84
  长期待摊费用                                        582,111,502.67         544,427,103.05
  递延所得税资产                                       99,469,378.54          85,074,277.54
  其他非流动资产                                      186,842,908.59         255,911,759.74
    非流动资产合计                                  4,522,247,419.18       4,347,091,073.03
      资产总计                                     12,100,636,458.24      10,014,633,525.72
                                         9 / 19
                                    2017 年第三季度报告


流动负债:
  短期借款                                          2,250,194,080.23   1,046,746,022.41
  向中央银行借款
  吸收存款及同业存放
  拆入资金
  以公允价值计量且其变动计入当期损益的金融负债
  衍生金融负债
  应付票据                                            450,115,284.42     398,820,565.72
  应付账款                                          2,246,755,510.18   1,854,166,284.85
  预收款项                                             81,436,284.69       88,675,902.83
  卖出回购金融资产款
  应付手续费及佣金
  应付职工薪酬                                       239,451,103.778     187,489,046.07
  应交税费                                             75,701,751.93       87,188,526.50
  应付利息                                             22,229,166.55       25,308,333.22
  应付股利
  其他应付款                                          271,208,421.88       91,335,182.72
  应付分保账款
  保险合同准备金
  代理买卖证券款
  代理承销证券款
  划分为持有待售的负债
  一年内到期的非流动负债                              557,124,679.27   1,038,264,885.65
  其他流动负债                                        296,517,015.81     163,830,216.12
    流动负债合计                                    6,490,733,298.74   4,981,824,966.09
非流动负债:
  长期借款                                            171,649,475.38       56,262,360.00
  应付债券
  其中:优先股
        永续债
  长期应付款                                           29,094,588.71       33,034,708.85
  长期应付职工薪酬                                        771,223.81          283,838.05
  专项应付款
  预计负债                                             63,582,566.97       70,081,302.87
  递延收益                                             46,113,892.30       52,517,727.32
  递延所得税负债                                        7,338,709.35        5,052,929.70
  其他非流动负债
    非流动负债合计                                    318,550,456.52     217,232,866.79
      负债合计                                      6,809,283,755.26   5,199,057,832.88
所有者权益
  股本                                                455,070,966.00     450,934,166.00
  其他权益工具
  其中:优先股
        永续债
  资本公积                                          1,778,755,050.04   1,739,392,490.86
  减:库存股                                           43,188,192.00
  其他综合收益                                        -10,320,299.70       -1,801,728.73
  专项储备                                             55,617,029.76       36,667,804.54
  盈余公积                                             75,161,343.11       75,161,343.11
  一般风险准备
  未分配利润                                        1,425,068,666.27   1,198,619,701.57
  归属于母公司所有者权益合计                        3,736,164,563.48   3,498,973,777.35
  少数股东权益                                      1,555,188,139.50   1,316,601,915.49
    所有者权益合计                                  5,291,352,702.98   4,815,575,692.84
      负债和所有者权益总计                        12,100,636,458.24 10,014,633,525.72
  法定代表人:赵延成            主管会计工作负责人:姜成艳       会计机构负责人:杨晓芳
                                          10 / 19
                                 2017 年第三季度报告



                                 母公司资产负债表
                                 2017 年 9 月 30 日
编制单位:凌云工业股份有限公司
                                             单位:元 币种:人民币 审计类型:未经审计
                     项目                               期末余额           年初余额
流动资产:
  货币资金                                             268,382,610.85    245,541,810.54
  以公允价值计量且其变动计入当期损益的金融资产
  衍生金融资产
  应收票据                                             210,497,029.14    165,194,689.36
  应收账款                                             549,182,000.42    525,708,101.16
  预付款项                                              50,206,310.55     40,185,881.93
  应收利息
  应收股利                                                                15,347,102.23
  其他应收款                                             2,540,665.32      9,408,651.70
  存货                                                 206,543,597.55    198,334,242.65
  划分为持有待售的资产
  一年内到期的非流动资产
  其他流动资产                                         339,827,397.63    317,979,862.01
   流动资产合计                                    1,627,179,611.46     1,517,700,341.58
非流动资产:
  可供出售金融资产
  持有至到期投资
  长期应收款
  长期股权投资                                     2,343,892,804.02     2,197,113,662.00
  投资性房地产                                         120,209,018.30    126,009,731.93
  固定资产                                             362,384,248.62    354,083,123.91
  在建工程                                              47,872,992.76     56,724,583.46
  工程物资
  固定资产清理
  生产性生物资产
  油气资产
  无形资产                                              63,939,648.94     64,581,262.50
  开发支出
  商誉
  长期待摊费用                                         119,295,256.62    114,808,582.64
  递延所得税资产                                        17,358,890.93     12,986,740.01
  其他非流动资产                                        52,238,429.59     41,079,840.94
   非流动资产合计                                  3,127,191,289.78     2,967,387,527.39
      资产总计                                     4,754,370,901.24     4,485,087,868.97

                                       11 / 19
                                  2017 年第三季度报告



流动负债:
  短期借款                                              905,000,000.00    300,000,000.00
  以公允价值计量且其变动计入当期损益的金融负债
  衍生金融负债
  应付票据                                              129,805,356.27    142,699,415.34
  应付账款                                              397,119,977.87    394,131,804.14
  预收款项                                                9,719,476.29     11,945,434.77
  应付职工薪酬                                           51,188,282.97     40,149,461.20
  应交税费                                                3,324,789.39     12,303,491.75
  应付利息                                               22,229,166.55     25,308,333.22
  应付股利
  其他应付款                                             55,637,477.38     12,904,235.59
  划分为持有待售的负债
  一年内到期的非流动负债                              499,955,302.67       999,289,553.01
  其他流动负债                                         32,366,814.33        14,081,421.60
    流动负债合计                                    2,106,346,643.72     1,952,813,150.62
非流动负债:
  长期借款
  应付债券
  其中:优先股
        永续债
  长期应付款                                             13,805,658.00     13,805,658.00
  长期应付职工薪酬
  专项应付款
  预计负债
  递延收益                                               11,004,596.54     12,722,569.10
  递延所得税负债
  其他非流动负债
    非流动负债合计                                     24,810,254.54        26,528,227.10
      负债合计                                      2,131,156,898.26     1,979,341,377.72
所有者权益:
  股本                                                  455,070,966.00    450,934,166.00
  其他权益工具
  其中:优先股
        永续债
  资本公积                                          1,754,273,051.54     1,714,910,492.36
  减:库存股                                           43,188,192.00
  其他综合收益
  专项储备                                           12,058,769.77        8,659,547.63
  盈余公积                                           75,161,343.11       75,161,343.11
  未分配利润                                       369,838,064.56      256,080,942.15
    所有者权益合计                               2,623,214,002.98 2,505,746,491.25
      负债和所有者权益总计                       4,754,370,901.24 4,485,087,868.97
法定代表人:赵延成           主管会计工作负责人:姜成艳        会计机构负责人:杨晓芳
                                        12 / 19
                                             2017 年第三季度报告



                                                  合并利润表
                                                2017 年 1—9 月
      编制单位:凌云工业股份有限公司
                                                               单位:元 币种:人民币 审计类型:未经审计
                                本期金额             上期金额        年初至报告期期末 上年年初至报告期
          项目
                                (7-9 月)           (7-9 月)      金额 (1-9 月) 期末金额(1-9 月)
一、营业总收入               2,751,590,981.03    2,053,302,786.33    8,549,889,250.64   6,292,992,303.17
其中:营业收入               2,751,590,981.03    2,053,302,786.33    8,549,889,250.64   6,292,992,303.17
      利息收入
      已赚保费
      手续费及佣金收入
二、营业总成本               2,639,861,193.83    1,967,289,826.57    8,013,663,343.88   5,939,320,527.79
其中:营业成本               2,233,924,104.28    1,657,238,447.91    6,857,689,938.39   5,015,055,782.71
      利息支出
      手续费及佣金支出
      退保金
      赔付支出净额
      提取保险合同准备
金净额
      保单红利支出
      分保费用
      税金及附加               16,264,887.52          6,950,714.32     54,311,960.80      26,199,106.03
      销售费用                119,198,837.34         97,879,089.19    386,434,662.77     290,991,514.49
      管理费用                234,983,762.66        174,038,332.66    613,010,710.00     494,673,978.74
      财务费用                 28,297,079.99         27,943,447.56     84,819,505.68      84,014,954.49
      资产减值损失              7,192,522.04          3,239,794.93     17,396,566.24      28,385,191.33
  加:公允价值变动收益
(损失以“-”号填列)
      投资收益(损失以         16,692,331.16         12,783,742.81     36,728,884.99      46,296,874.64
“-”号填列)
      其中:对联营企业和        9,891,388.87         12,683,742.81     29,827,942.70      46,196,874.64
合营企业的投资收益
      汇兑收益(损失以
“-”号填列)
      其他收益                  2,856,812.49                            6,477,197.46
三、营业利润(亏损以“-”    131,278,930.85         98,796,702.57    579,431,989.21     399,968,650.02
号填列)
  加:营业外收入                7,227,687.81         13,536,239.40     20,904,391.25      21,994,985.06
      其中:非流动资产处          587,558.32             89,390.94      4,450,804.36         285,669.83
置利得
  减:营业外支出                1,160,320.94          1,843,081.63     11,198,840.29       3,023,792.65
      其中:非流动资产处          206,862.84            297,922.77      2,446,933.90         687,583.83
置损失
                                                    13 / 19
                                         2017 年第三季度报告



四、利润总额(亏损总额以    137,346,297.72    110,489,860.34     589,137,540.17    418,939,842.43
“-”号填列)
  减:所得税费用             22,164,968.71      24,150,866.40     93,960,312.93     79,124,916.22
五、净利润(净亏损以        115,181,329.01      86,338,993.94    495,177,227.24    339,814,926.21
“-”号填列)
  归属于母公司所有者的       55,851,512.19      37,391,537.61    290,481,614.74    187,571,074.30
净利润
  少数股东损益               59,329,816.82      48,947,456.33    204,695,612.50    152,243,851.91
六、其他综合收益的税后净     -3,236,312.24        -943,741.02     -8,602,617.09     -3,229,300.68

  归属母公司所有者的其       -3,179,750.68        -943,741.02     -8,518,570.97     -3,229,300.68
他综合收益的税后净额
    (一)以后不能重分类
进损益的其他综合收益
  1.重新计量设定受益计
划净负债或净资产的变动
  2.权益法下在被投资单
位不能重分类进损益的其
他综合收益中享有的份额
    (二)以后将重分类进     -3,179,750.68        -943,741.02     -8,518,570.97     -3,229,300.68
损益的其他综合收益
  1.权益法下在被投资单位
以后将重分类进损益的其他
综合收益中享有的份额
  2.可供出售金融资产公
允价值变动损益
  3.持有至到期投资重分类
为可供出售金融资产损益
  4.现金流量套期损益的
有效部分
  5.外币财务报表折算差额     -3,179,750.68        -943,741.02     -8,518,570.97     -3,229,300.68
  6.其他
  归属于少数股东的其他         -56,561.56                           -84,046.12
综合收益的税后净额
七、综合收益总额            111,945,016.77      85,395,252.92    486,574,610.15    336,585,625.53
  归属于母公司所有者的       52,671,761.51      36,447,796.59    281,963,043.77    184,341,773.62
综合收益总额
  归属于少数股东的综合       59,273,255.26      48,947,456.33    204,611,566.38    152,243,851.91
收益总额
八、每股收益:
(一)基本每股收益(元/股)            0.12                 0.09            0.64                0.42
(二)稀释每股收益(元/股)            0.12                 0.09            0.64                0.42
      法定代表人:赵延成         主管会计工作负责人:姜成艳          会计机构负责人:杨晓芳
                                               14 / 19
                                               2017 年第三季度报告



                                                  母公司利润表
                                                 2017 年 1—9 月
     编制单位:凌云工业股份有限公司
                                                               单位:元 币种:人民币 审计类型:未经审计
                                                                              年初至报告期期     上年年初至报告
                                            本期金额           上期金额
                  项目                                                            末金额           期期末金额
                                            (7-9 月)         (7-9 月)
                                                                                (1-9 月)         (1-9 月)
一、营业收入                               379,252,938.78   307,857,092.22    1,290,377,437.75   1,052,377,124.43
  减:营业成本                             341,078,561.98   281,931,469.51    1,120,788,807.63     901,669,864.12
       税金及附加                           3,184,690.80        540,845.21        8,580,815.06       4,844,816.12
       销售费用                             6,478,597.10       9,727,751.46     27,165,201.56      30,280,356.00
       管理费用                            38,706,127.26    27,167,879.86       99,854,832.79      76,327,608.33
       财务费用                            16,137,141.86    15,812,867.68       53,182,114.10      45,050,428.00
       资产减值损失                         1,412,736.14       2,171,741.75         483,103.68       1,979,497.43
  加:公允价值变动收益(损失以“-”
号填列)
       投资收益(损失以“-”号填列)      118,077,032.89   79,587,216.42       191,775,847.29     136,551,377.07
       其中:对联营企业和合营企业的投       6,055,412.62    12,722,387.36       28,654,227.02      46,162,271.82
资收益
       其他收益
二、营业利润(亏损以“-”号填列)         90,332,116.53    50,091,753.17       172,098,410.22     128,775,931.50
  加:营业外收入                            1,641,094.43       1,929,753.60       2,282,081.91       5,146,952.55
       其中:非流动资产处置利得                48,080.79           1,779.42         215,643.06         145,229.62
  减:营业外支出                              246,296.04         91,754.74          962,870.60         286,474.56
       其中:非流动资产处置损失                44,677.10         88,634.73          110,865.52         283,154.54
三、利润总额(亏损总额以“-”号填列)     91,726,914.92    51,929,752.03       173,417,621.53     133,636,409.49
    减:所得税费用                         -3,490,769.80                        -4,372,150.92
四、净利润(净亏损以“-”号填列)         95,217,684.72    51,929,752.03       177,789,772.45     133,636,409.49
五、其他综合收益的税后净额
  (一)以后不能重分类进损益的其他综
合收益
  1.重新计量设定受益计划净负债或净
资产的变动
  2.权益法下在被投资单位不能重分类
进损益的其他综合收益中享有的份额
  (二)以后将重分类进损益的其他综合
收益
  1.权益法下在被投资单位以后将重分
类进损益的其他综合收益中享有的份额
   2.可供出售金融资产公允价值变动损益
  3.持有至到期投资重分类为可供出售
金融资产损益
   4.现金流量套期损益的有效部分
   5.外币财务报表折算差额
   6.其他
六、综合收益总额                           95,217,684.72    51,929,752.03       177,789,772.45     133,636,409.49
七、每股收益:
(一)基本每股收益(元/股)
(二)稀释每股收益(元/股)
     法定代表人:赵延成                 主管会计工作负责人:姜成艳                会计机构负责人:杨晓芳

                                                     15 / 19
                                   2017 年第三季度报告



                                     合并现金流量表
                                     2017 年 1—9 月
编制单位:凌云工业股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
               项目                      年初至报告期期末金额         上年年初至报告期期末
                                               (1-9 月)                 金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                 6,708,098,233.19            5,067,202,771.40
  客户存款和同业存放款项净增加额
  向中央银行借款净增加额
  向其他金融机构拆入资金净增加额
  收到原保险合同保费取得的现金
  收到再保险业务现金净额
  保户储金及投资款净增加额
  处置以公允价值计量且其变动计入当
期损益的金融资产净增加额
  收取利息、手续费及佣金的现金
  拆入资金净增加额
  回购业务资金净增加额
  收到的税费返还                                     7,533,593.82             13,079,114.28
  收到其他与经营活动有关的现金                      73,832,835.50             49,129,789.70
    经营活动现金流入小计                       6,789,464,662.51            5,129,411,675.38
  购买商品、接受劳务支付的现金                 5,231,790,393.91            3,891,228,418.43
  客户贷款及垫款净增加额
  存放中央银行和同业款项净增加额
  支付原保险合同赔付款项的现金
  支付利息、手续费及佣金的现金
  支付保单红利的现金
  支付给职工以及为职工支付的现金                   968,238,097.49            840,800,567.05
  支付的各项税费                                   454,058,216.16            355,412,970.15
  支付其他与经营活动有关的现金                     397,684,581.00            179,027,283.62
    经营活动现金流出小计                       7,051,771,288.56            5,266,469,239.25
      经营活动产生的现金流量净额                -262,306,626.05             -137,057,563.87
二、投资活动产生的现金流量:
  收回投资收到的现金
  取得投资收益收到的现金                             5,000,000.00              8,100,000.00
  处置固定资产、无形资产和其他长期资                     344,891.70           27,374,504.08
产收回的现金净额
  处置子公司及其他营业单位收到的现
金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                             5,344,891.70             35,474,504.08

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                                   2017 年第三季度报告



  购建固定资产、无形资产和其他长期资               488,779,158.24           413,159,191.83
产支付的现金
  投资支付的现金                                    50,000,000.00
  质押贷款净增加额
  取得子公司及其他营业单位支付的现                  10,929,136.10
金净额
  支付其他与投资活动有关的现金
    投资活动现金流出小计                           549,708,294.34           413,159,191.83
      投资活动产生的现金流量净额                -544,363,402.64            -377,684,687.75
三、筹资活动产生的现金流量:
  吸收投资收到的现金                                95,106,658.50            12,995,157.60
  其中:子公司吸收少数股东投资收到的                51,918,466.50            12,995,157.60
现金
  取得借款收到的现金                           2,111,057,434.66           1,049,284,871.02
  发行债券收到的现金
  收到其他与筹资活动有关的现金                      58,947,955.33            37,119,573.84
    筹资活动现金流入小计                       2,265,112,048.49           1,099,399,602.46
  偿还债务支付的现金                           1,277,746,205.09             865,695,399.36
  分配股利、利润或偿付利息支付的现金               256,658,303.37           174,950,935.40
  其中:子公司支付给少数股东的股利、               115,871,097.65            67,280,000.00
利润
  支付其他与筹资活动有关的现金                      74,367,770.54            59,158,364.31
    筹资活动现金流出小计                       1,608,772,279.00           1,099,804,699.07
      筹资活动产生的现金流量净额                   656,339,769.49              -405,096.61
四、汇率变动对现金及现金等价物的影响                -3,841,819.72             3,250,957.78
五、现金及现金等价物净增加额                    -154,172,078.92            -511,896,390.45
  加:期初现金及现金等价物余额                 1,218,592,920.93           1,519,075,984.17
六、期末现金及现金等价物余额                   1,064,420,842.01           1,007,179,593.72

法定代表人:赵延成         主管会计工作负责人:姜成艳               会计机构负责人:杨晓芳




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                                    2017 年第三季度报告



                                    母公司现金流量表
                                      2017 年 1—9 月
 编制单位:凌云工业股份有限公司
                                             单位:元 币种:人民币 审计类型:未经审计
                  项目                       年初至报告期期末金额 上年年初至报告期期末
                                                   (1-9 月)         金额(1-9 月)
一、经营活动产生的现金流量:
  销售商品、提供劳务收到的现金                       952,040,145.56        901,909,238.31
  收到的税费返还                                       1,315,870.21            139,644.51
  收到其他与经营活动有关的现金                        41,096,538.90         41,614,768.41
    经营活动现金流入小计                             994,452,554.67        943,663,651.23
  购买商品、接受劳务支付的现金                       754,229,641.23        746,828,184.60
  支付给职工以及为职工支付的现金                     140,987,150.27        143,248,374.83
  支付的各项税费                                      50,276,960.70         60,442,860.06
  支付其他与经营活动有关的现金                        25,624,135.81         41,365,956.56
    经营活动现金流出小计                             971,117,888.01        991,885,376.05
  经营活动产生的现金流量净额                          23,334,666.66        -48,221,724.82
二、投资活动产生的现金流量:
  收回投资收到的现金                                  97,520,000.00         65,000,000.00
  取得投资收益收到的现金                             178,328,053.38        118,954,017.99
  处置固定资产、无形资产和其他长期资产收回               718,864.06            113,980.00
的现金净额
  处置子公司及其他营业单位收到的现金净额
  收到其他与投资活动有关的现金
    投资活动现金流入小计                             276,566,917.44        184,067,997.99
  购建固定资产、无形资产和其他长期资产支付            52,633,927.12         53,340,835.07
的现金
  投资支付的现金                                     218,544,915.00        154,238,750.86
  取得子公司及其他营业单位支付的现金净额              21,000,000.00
  支付其他与投资活动有关的现金
    投资活动现金流出小计                             292,178,842.12        207,579,585.93
      投资活动产生的现金流量净额                     -15,611,924.68        -23,511,587.94
三、筹资活动产生的现金流量:
  吸收投资收到的现金                                  43,188,192.00
  取得借款收到的现金                                 900,000,000.00        100,000,000.00
  发行债券收到的现金
  收到其他与筹资活动有关的现金                        15,756,790.29         19,748,720.61
    筹资活动现金流入小计                             958,944,982.29        119,748,720.61
  偿还债务支付的现金                                 805,000,000.00         40,000,000.00
  分配股利、利润或偿付利息支付的现金                 114,603,527.46         78,944,134.42
  支付其他与筹资活动有关的现金                         5,143,446.27         20,248,810.82
    筹资活动现金流出小计                             924,746,973.73        139,192,945.24
      筹资活动产生的现金流量净额                      34,198,008.56        -19,444,224.63
四、汇率变动对现金及现金等价物的影响                    -133,796.37            355,061.23
五、现金及现金等价物净增加额                          41,786,954.17        -90,822,476.16
  加:期初现金及现金等价物余额                       172,041,692.96        322,409,956.50
六、期末现金及现金等价物余额                         213,828,647.13        231,587,480.34

 法定代表人:赵延成          主管会计工作负责人:姜成艳           会计机构负责人:杨晓芳
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                  2017 年第三季度报告



4.2 审计报告
□适用 √不适用




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