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2020年01月24日 星期五

华夏银行(600015)公告正文

华夏银行:2016年第三季度报告

公告日期:2016-10-31

                        华夏银行股份有限公司 2016 年第三季度报告

           §1 重要提示
           1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、
           准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的
           法律责任。
           1.2 本公司第七届董事会第二十二次会议于 2016 年 10 月 28 日审议通过了《华夏
           银行股份有限公司 2016 年第三季度报告》。会议应到董事 16 人,实到董事 15
           人。李汝革副董事长因公务未能出席会议,委托丁世龙董事行使表决权。有效表
           决票 16 票。6 名监事列席了本次会议。
           1.3 本公司第三季度财务报告未经审计。
           1.4 本公司董事长吴建、行长樊大志、财务负责人关文杰及会计机构负责人符盛
           丰,保证第三季度报告中财务报表的真实、完整。

           §2 主要财务数据及股东变化
           2.1 主要财务数据
                                                     (单位:百万元 币种:人民币 未经审计)
                                                                                       本报告期末比上年度期
                                                     本报告期末       上年度期末
                                                                                           末增减(%)
总资产                                                    2,273,723     2,020,604                         12.53
归属于母公司股东的所有者权益                                148,302      117,678                          26.02
归属于母公司普通股股东的每股净资产(元)                      12.01        11.01                           9.08
                                                年初至报告期期末      上年同期         比上年同期增减(%)
经营活动产生的现金流量净额                                   72,961       98,330                       -25.80
每股经营活动产生的现金流量净额(元)                           6.83             9.20                   -25.76
                                                年初至报告期期末       上年同期        比上年同期增减(%)
营业收入                                                     47,595       43,172                          10.25
归属于母公司股东的净利润                                     14,617       13,912                           5.07
归属于母公司股东的扣除非经常性损益的净利润                   14,556       13,877                           4.89
基本每股收益(元)                                              1.37             1.30                       5.38
扣除非经常性损益后的基本每股收益(元)                         1.36             1.30                       4.62
稀释每股收益(元)                                             1.37             1.30                       5.38
加权平均净资产收益率(%)                                     11.82        12.90           下降 1.08 个百分点
扣除非经常性损益后的加权平均净资产收益率(%)                 11.77        12.86           下降 1.09 个百分点


           非经常性损益项目和金额
                                                        (单位:百万元 币种:人民币 未经审计)
                 非经常性损益项目                          报告期内                    年初至报告期期末
 固定资产处置损益                                                           -                              -3
 其他营业外收支净额                                                       44                               88

                                                 1
  非经常性损益总额                                                                44                                85
  减:非经常性损益的所得税影响数                                                   11                               22
  非经常性损益净额                                                                33                                63
  减:归属于少数股东的非经常性损益净影响数(税后)                                 2                                   2
  归属于母公司股东的非经常性损益                                                  31                                61
                 注:有关指标根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益
             (2008)》、《公开发行证券的公司信息披露编报规则第 9 号——净资产收益率和每股收益的
             计算及披露(2010 年修订)》规定计算。


             2.2 报告期末普通股股东总数、前十名普通股股东、前十名无限售条件的普通股
             股东持股表
                                                                                              (单位:股)
截至报告期末普通股股东总数(户)                                                        121,711
                                              前十名股东持股情况
                                                   比例      持有有限售条          质押或冻结情况
             股东名称             期末持股数量                                                                 股东性质
                                                   (%)       件股份数量         股份状态          数量
首钢总公司                         2,166,607,843    20.28                   0           无                     国有法人
国网英大国际控股集团有限公司       1,948,793,952    18.24                   0           无                     国有法人
DEUTSCHE                BANK
LUXEMBOURG S.A.                     991,671,286      9.28                   0           无                     境外法人
德意志银行卢森堡股份有限公司
DEUTSCHE                BANK
AKTIENGESELLSCHAFT                  877,302,599      8.21                   0           无                     境外法人
德意志银行股份有限公司
云南合和(集团)股份有限公司          467,376,000      4.37                   0           无                     国有法人
中国证券金融股份有限公司            310,629,784      2.91                   0           无                     国有法人
SAL.OPPENHEIM JR.& CIE. AG
& CO.
KOMMANDITGESELLSCHAFT
                                    267,072,000      2.50                   0           无                     境外法人
AUF AKTIEN
萨尔奥彭海姆股份有限合伙企业
(普通合伙人为股份公司)
润华集团股份有限公司                227,760,000      2.13                   0       质押       204,239,454 境内非国有法人
上海健特生命科技有限公司            139,726,583      1.31                   0       质押       133,000,000 境内非国有法人
中央汇金资产管理有限责任公司        139,097,300    1.30              0                  无                     国有法人
                                       前十名无限售条件的股东持股情况
                                                   持有无限售条件流通                        股份种类及数量
                    股东名称
                                                       股的数量                        种类                     数量
首钢总公司                                                  2,166,607,843       人民币普通股                  2,166,607,843
国网英大国际控股集团有限公司                                1,948,793,952       人民币普通股                  1,948,793,952
DEUTSCHE BANK LUXEMBOURG S.A.
                                                             991,671,286        人民币普通股                   991,671,286
德意志银行卢森堡股份有限公司
DEUTSCHE BANK AKTIENGESELLSCHAFT
                                                             877,302,599        人民币普通股                   877,302,599
德意志银行股份有限公司


                                                       2
云南合和(集团)股份有限公司                                467,376,000      人民币普通股              467,376,000
中国证券金融股份有限公司                                  310,629,784      人民币普通股              310,629,784
SAL.OPPENHEIM JR.& CIE. AG & CO.
KOMMANDITGESELLSCHAFT AUF AKTIEN
                                                          267,072,000      人民币普通股              267,072,000
萨尔奥彭海姆股份有限合伙企业(普通合伙人为股
份公司)
润华集团股份有限公司                                      227,760,000      人民币普通股              227,760,000
上海健特生命科技有限公司                                  139,726,583      人民币普通股              139,726,583
中央汇金资产管理有限责任公司                              139,097,300      人民币普通股              139,097,300
上述股东关联关系或一致行动的说明                  报告期内,上述前 10 名股东中德意志银行卢森堡股份有限公司是
                                                  德意志银行股份有限公司的全资子公司;德意志银行股份有限公司
                                                  于 2010 年 3 月 15 日完成收购萨尔奥彭海姆股份有限合伙企业(普
                                                  通合伙人为股份公司)100%权益持有人 SAL.OPPENHEIM JR.&
                                                  CIE.S.C.A.的 100%股份的交割,具体内容详见本公司 2010 年 3 月
                                                  18 日临时公告。本公司未知上述其他股东之间是否存在关联关系。
               注:德意志银行股份有限公司、德意志银行卢森堡股份有限公司、萨尔奥彭海姆股份
           有限合伙企业(普通合伙人为股份公司)于 2015 年 12 月 28 日与中国人民财产保险股份有
           限公司签署了《股份转让协议》,德意志银行股份有限公司、德意志银行卢森堡股份有限公
           司、萨尔奥彭海姆股份有限合伙企业(普通合伙人为股份公司)以协议方式转让其持有的
           本公司合计 2,136,045,885 股 A 股普通股股份,约占本公司已发行总股份的 19.99%。本次交
           易尚待依法履行监管审批程序。


           2.3 报告期末优先股股东总数、前十名优先股股东持股表
                                                                                     (单位:股)
       截至报告期末优先股股东总数(户)                                     15
                                            前 10 名股东持股情况
                                      期末        占比    所持股份类        质押或
             股东名称                                                                       股东性质
                                    持股数量      (%)       别          冻结数量
   中国平安人寿保险股份有限公
                                     39,100,000   19.55     优先股           无               其他
   司-分红-个险分红
   中国平安人寿保险股份有限公
                                     39,100,000   19.55     优先股           无               其他
   司-万能-个险万能
   中国平安财产保险股份有限公
                                     39,100,000   19.55     优先股           无               其他
   司-传统-普通保险产品
   创金合信基金管理有限公司          19,500,000    9.75     优先股           无               其他
   交银施罗德资产管理有限公司        11,200,000    5.60     优先股           无               其他
   交银施罗德基金管理有限公司         8,600,000    4.30     优先股           无               其他
   中加基金管理有限公司               8,400,000    4.20     优先股           无               其他
   华润深国投信托有限公司-投
                                      7,300,000    3.65     优先股           无               其他
   资 1 号单一资金信托
   博时基金管理有限公司               5,600,000    2.80     优先股           无               其他
   中信银行股份有限公司               5,600,000    2.80     优先股           无               其他
   前十名优先股股东之间,上述      中国平安人寿保险股份有限公司-分红-个险分红、中国平安人寿保险股份


                                                      3
股东与前十名普通股股东之间       有限公司-万能-个险万能和中国平安财产保险股份有限公司-传统-普
存在关联关系或属于一致行动       通保险产品为一致行动人。交银施罗德资产管理有限公司和交银施罗德基金
人的说明                         管理有限公司存在关联关系。



       §3 银行业务数据
       3.1 主要财务指标
                 项目(%)                               本报告期末                       上年度期末
 资产利润率                                                                0.68                                  0.98
 资本利润率                                                               10.98                              17.19
 不良贷款率                                                                1.60                                  1.52
 拨备覆盖率                                                              169.96                          167.12
 贷款拨备率                                                                2.72                                  2.55
 成本收入比                                                               34.80                              35.01
                        人民币                                            80.77                              75.26
 存贷款比例             外币折人民币                                      68.68                              76.53
                        本外币                                            80.50                              75.29
                        人民币                                            34.30                              39.14
 资产流动性比例
                        外币折人民币                                      38.27                              83.27
 单一最大客户贷款比率                                                      3.54                                  4.46
 最大十家客户贷款比率                                                     19.01                              18.32
           注:
           1、报告期内,资产利润率和资本利润率未年化。
           2、单一最大客户贷款比率=最大一家客户贷款总额/总资本净额×100%
           3、最大十家客户贷款比率=最大十家客户贷款总额/总资本净额×100%
           其中:总资本净额根据《商业银行资本管理办法(试行)》(中国银行业监督管理委员会
       令 2012 年第 1 号)计算。
           4、存贷款比例、资产流动性比例、单一最大客户贷款比率、最大十家客户贷款比率为
       监管计算口径。


       3.2 资本构成及变化情况
                                                          (单位:百万元 币种:人民币 未经审计)
                                 2016 年 9 月 30 日         2015 年 12 月 31 日        2014 年 12 月 31 日
          项目
                                 并表       非并表           并表         非并表        并表        非并表
 1.总资本净额                    176,621       171,475       144,336       139,832      132,441     128,585
 1.1:核心一级资本               128,946       127,502       118,250       117,176      101,988     101,257
 1.2:核心一级资本扣减项                1        2,630               2       2,630              1     2,630
 1.3:核心一级资本净额           128,945       124,872       118,248       114,546      101,987      98,627
 1.4:其他一级资本                20,040        19,978              39             -           20            -
 1.5:其他一级资本扣减项                -             -              -             -            -            -
 1.6:一级资本净额               148,985       144,850       118,287       114,546      102,007      98,627

                                                      4
1.7:二级资本                     27,636           26,625       26,049       25,286        30,434       29,958
1.8:二级资本扣减项                       -             -             -            -             -              -

2.信用风险加权资产              1,396,383       1,354,455    1,225,885    1,191,486    1,107,853     1,081,929

3.市场风险加权资产                  6,188           6,188        5,364        5,364         6,018        6,018
4.操作风险加权资产                99,142           97,935       99,142       97,935        87,230       86,587
5.风险加权资产合计              1,501,713       1,458,578    1,330,391    1,294,785    1,201,101     1,174,534
6. 核 心 一 级 资 本 充 足 率
                                       8.59          8.56         8.89         8.85          8.49         8.40
(%)
7.一级资本充足率(%)                  9.92          9.93         8.89         8.85          8.49         8.40
8.资本充足率(%)                   11.76           11.76        10.85        10.80         11.03        10.95
9、享受过渡期优惠政策的资本工具:按照《商业银行资本管理办法(试行)》相关规定,商业银行
2010 年 9 月 12 日以前发行的不合格二级资本工具可享受优惠政策。本期本公司不合格二级资本工具
可计入金额为 40 亿元。
            注:
            1、根据《商业银行资本管理办法(试行)》(中国银行业监督管理委员会令 2012 年第 1
        号)计算。
            2、核心一级资本净额=核心一级资本-核心一级资本扣减项。
            3、一级资本净额=核心一级资本净额+其他一级资本-其他一级资本扣减项。
            4、总资本净额=一级资本净额+二级资本-二级资本扣减项。


        3.3 杠杆率及其变化情况
                                                            (单位:百万元 币种:人民币 未经审计)
           项目           2016 年 9 月 30 日    2016 年 6 月 30 日    2016 年 3 月 31 日   2015 年 12 月 31 日
    一级资本净额                    144,850                 139,984             138,778                  114,546
    调整后的表内外
                                  2,591,314             2,608,434             2,456,698                2,357,489
    资产余额
    杠杆率(%)                          5.59                  5.37                5.65                        4.86
             注:以上均为非并表口径,依据《商业银行杠杆率管理办法(修订)》 中国银监会令[2015]
        第 1 号)计算。


        3.4 流动性覆盖率信息
                                                            (单位:百万元 币种:人民币 未经审计)
                                项目                                        2016 年 9 月 30 日
        合格优质流动性资产                                                                           233,101

        未来 30 天现金净流出量                                                                       283,361

        流动性覆盖率(%)                                                                              82.26
             注:以上为并表口径,根据《中国银监会关于印发 2016 年非现场监管报表的通知》(银
        监发〔2015〕51 号)和《商业银行流动性风险管理办法(试行)》(中国银监会令〔2015〕
        第 9 号)计算。


                                                        5
       3.5 贷款资产质量情况
                                                     (单位:百万元 币种:人民币 未经审计)
                      五级分类                   金额                 占比(%)
               正常贷款                                1,133,322                            94.13
               关注贷款                                  51,372                              4.27
               次级贷款                                   6,205                              0.52
               可疑贷款                                   9,295                              0.77
               损失贷款                                   3,788                              0.31
               合计                                    1,203,982                           100.00


       §4 重要事项
       4.1 公司主要会计报表项目、财务指标大幅度变动的情况及原因
                                                     (单位:百万元 币种:人民币 未经审计)
       主要会计项目              报告期末        较上年末增减(%)              主要原因
以公允价值计量且其变动计入
                                       5,258                       -55.71   交易性金融资产减少
当期损益的金融资产
衍生金融资产                              289                       51.31   衍生金融资产增加
买入返售金融资产                    159,236                        -35.08   买入返售金融资产减少
应收利息                             14,172                         33.66   应收利息增加
持有至到期投资                      255,257                         31.21   持有至到期投资增加
应收款项类投资                      205,330                        165.08   应收款项类投资增加
向中央银行借款                       58,013                         93.20   向中央银行借款增加
拆入资金                             111,494                        73.83   拆入资金增加
衍生金融负债                              272                       60.95   衍生金融负债增加
应付债务凭证                        232,970                        248.27   发行金融债及同业存单
其他负债                             28,640                        159.35   其他负债增加
其他权益工具                         19,978                        不适用   发行优先股
       主要会计项目              报告期          较上年同期增减(%)                     主要原因
投资收益/(损失)                           147                      不适用   投资收益增加
公允价值变动收益/(损失)                   153                      不适用   公允价值变动
汇兑收益                                  -43                  -144.79      汇兑收益减少
其他业务收入                                18                     -70.97   其他业务收入减少
营业税金及附加                         1,720                       -46.20   受营改增影响营业税金减少
资产减值损失                           9,802                        61.72   资产减值损失准备计提增加
营业外收入                                113                       52.70   营业外收入增加


       4.2 重大事项进展情况及其影响和解决方案的分析说明
       □适用 √不适用


       4.3 公司及持股 5%以上的股东承诺事项履行情况

                                                   6
□适用 √不适用


4.4 报告期内现金分红政策的执行情况
    本公司 2015 年度利润分配预案已经 2016 年 4 月 15 日第七届董事会第十
七次会议及 2016 年 5 月 13 日召开的 2015 年年度股东大会审议通过。2015
年度利润分配方案已实施完毕。


4.5 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相
比发生大幅度变动的警示及原因说明
□适用 √不适用


附件:银行及合并资产负债表、利润表、现金流量表




                                                董事长: 吴建
                                          华夏银行股份有限公司董事会
                                                2016 年 10 月 28 日




                                     7
                          银行及合并资产负债表(未经审计)
                                         2016 年 9 月 30 日

编制单位:华夏银行股份有限公司                                                单位:人民币百万元

                                         本集团                                     本银行
       项      目
                         2016 年 9 月 30 日   2015 年 12 月 31 日   2016 年 9 月 30 日   2015 年 12 月 31 日
资产
现金及存放中央银行款项            262,536               264,094              262,343               263,832
存放同业款项                       49,007                49,494               48,927                48,994
拆出资金                           37,293                30,972               37,293                30,972
以公允价值计量且其变动
                                     5,258                11,872                5,258                11,872
计入当期损益的金融资产
衍生金融资产                           289                   191                  289                   191
买入返售金融资产                  159,236               245,297              159,236               245,297
应收利息                           14,172                10,603               14,160                10,592
发放贷款和垫款                  1,171,201              1,041,937           1,126,713             1,004,855
可供出售金融资产                   90,975                73,200               90,975                73,200
持有至到期投资                    255,257               194,543              255,257               194,543
应收款项类投资                    205,330                77,460              205,330                77,460
长期股权投资                                                                    2,630                 2,630
固定资产                           10,975                 11,252              10,944                 11,218
无形资产                                85                    87                   83                    85
递延所得税资产                       5,647                 4,570                5,563                 4,485
其他资产                             6,462                 5,032                6,249                 4,595


资产总计                        2,273,723              2,020,604           2,231,250             1,984,821




                                                   8
                             银行及合并资产负债表(续未经审计)
                                            2016 年 9 月 30 日

编制单位:华夏银行股份有限公司                                                单位:人民币百万元
                                               本集团                                     本银行
           项    目
                               2016 年 9 月 30 日   2015 年 12 月 31 日   2016 年 9 月 30 日   2015 年 12 月 31 日
负债
向中央银行借款                           58,013                30,027               58,000                30,000
同业及其他金融机构存放款项              230,373               270,200              234,154               273,508
拆入资金                                111,494                64,141               73,965                33,646
衍生金融负债                                 272                   169                  272                   169
卖出回购金融资产款                       62,357                80,491               62,357                80,491
吸收存款                              1,371,454             1,351,663            1,369,873             1,350,000
应付职工薪酬                               8,897                 7,525                8,849                 7,448
应交税费                                   5,206                 4,383                5,236                 4,326
应付利息                                 14,965                15,681               14,653                15,433
应付债务凭证                            232,970                66,893              232,970                66,893
其他负债                                 28,640                11,043               23,440                  5,731


负债合计                              2,124,641             1,902,216            2,083,769             1,867,645


股东权益
股本                                     10,686                10,686               10,686                10,686
其他权益工具                             19,978                                     19,978
资本公积                                 28,761                28,762               28,760                28,761
其他综合收益                               1,200                 1,292                1,200                 1,292
盈余公积                                   9,771                 7,913                9,771                 7,913
一般准备                                 24,605                21,451               24,270                21,427
未分配利润                               53,301                47,574               52,816                47,097
归属于母公司股东权益合计                148,302               117,678              147,481               117,176
少数股东权益                                 780                   710


股东权益合计                            149,082               118,388              147,481               117,176


负债及股东权益总计                    2,273,723             2,020,604            2,231,250             1,984,821
           法定代表人:                         行长:                           财务负责人:




                                                      9
                                 银行及合并利润表 (未经审计)

编制单位:华夏银行股份有限公司                                                   单位:人民币百万元
                                                        本集团                           本银行
                   项      目
                                           2016 年 1-9 月    2015 年 1-9 月   2016 年 1-9 月   2015 年 1-9 月
一、营业收入                                     47,595            43,172           46,594           42,457
  利息净收入                                     36,550            35,058           35,964           34,606
    利息收入                                     65,512            69,861           63,987           68,471
    利息支出                                    (28,962)          (34,803)         (28,023)         (33,865)
  手续费及佣金净收入                             10,770             8,220           10,359            7,999
    手续费及佣金收入                                11,665          8,979           11,235            8,741
    手续费及佣金支出                                 (895)           (759)            (876)            (742)
  投资收益/(损失)                                     147            (241)              147            (241)
  公允价值变动收益/(损失)                             153             (23)              153             (23)
  汇兑收益                                            (43)              96             (43)               96
  其他业务收入                                         18               62               14               20
二、营业支出                                    (28,096)          (24,585)         (27,609)         (24,353)
  营业税金及附加                                 (1,720)           (3,197)          (1,665)          (3,174)
  业务及管理费                                  (16,562)          (15,313)         (16,454)         (15,217)
  资产减值损失                                   (9,802)           (6,061)          (9,479)          (5,948)
  其他业务成本                                        (12)            (14)             (11)             (14)
三、营业利润                                     19,499            18,587           18,985           18,104
  加:营业外收入                                      113               74               96               67
  减:营业外支出                                      (28)            (23)             (28)             (23)
四、利润总额                                     19,584            18,638           19,053           18,148
  减:所得税费用                                 (4,896)           (4,658)          (4,756)          (4,537)
五、净利润                                       14,688            13,980           14,297           13,611
  归属于母公司股东的净利润                       14,617            13,912           14,297           13,611
  少数股东损益                                         71               68
六、其他综合收益税后净额                              (92)            666              (92)             666
(一) 以后不能重分类进损益的其他综合收益
(二) 以后将重分类进损益的其他综合收益:
可供出售金融资产公允价值变动损益                      (92)            666              (92)             666
归属于母公司股东的其他综合收益税后净额                (92)            666              (92)             666
归属于少数股东的其他综合收益税后净额
七、综合收益总额                                 14,596            14,646           14,205           14,277
归属于母公司股东的综合收益总额                   14,525            14,578           14,205           14,277
归属于少数股东的综合收益总额                           71               68
八、每股收益
基本每股收益(人民币元)                                1.37            1.30          不适用           不适用
       法定代表人:                        行长:                             财务负责人:



                                                10
                                 银行及合并利润表 (未经审计)

编制单位:华夏银行股份有限公司                                                   单位:人民币百万元
                                                        本集团                           本银行
                   项      目
                                           2016 年 7-9 月    2015 年 7-9 月   2016 年 7-9 月   2015 年 7-9 月
一、营业收入                                     16,390            14,844           15,989           14,630
  利息净收入                                     12,440            11,817           12,212           11,677
    利息收入                                     22,252            23,228           21,709           22,704
    利息支出                                     (9,812)          (11,411)          (9,497)         (11,027)
  手续费及佣金净收入                                 3,844           2,885            3,673            2,823
    手续费及佣金收入                                 4,168           3,130            3,993            3,062
    手续费及佣金支出                                 (324)           (245)            (320)            (239)
  投资收益/(损失)                                    (188)              34            (188)               34
  公允价值变动收益/(损失)                             286               12              286               12
  汇兑收益                                              2               80                2               80
  其他业务收入                                          6               16                4                4
二、营业支出                                    (10,019)           (8,643)          (9,760)          (8,560)
  营业税金及附加                                     (203)         (1,122)            (201)          (1,114)
  业务及管理费                                   (5,681)           (4,945)          (5,645)          (4,910)
  资产减值损失                                   (4,132)           (2,570)          (3,911)          (2,530)
  其他业务成本                                         (3)              (6)              (3)              (6)
三、营业利润                                         6,371           6,201            6,229            6,070
  加:营业外收入                                       58               29               42               25
  减:营业外支出                                      (14)              (8)            (14)               (8)
四、利润总额                                         6,415           6,222            6,257            6,087
  减:所得税费用                                 (1,604)           (1,554)          (1,556)          (1,520)
五、净利润                                           4,811           4,668            4,701            4,567
  归属于母公司股东的净利润                           4,791           4,649            4,701            4,567
  少数股东损益                                         20               19
六、其他综合收益税后净额                              165              279              165              279
(一) 以后不能重分类进损益的其他综合收益
(二) 以后将重分类进损益的其他综合收益:
可供出售金融资产公允价值变动损益                      165              279              165              279
归属于母公司股东的其他综合收益税后净额                165              279              165              279
归属于少数股东的其他综合收益税后净额
七、综合收益总额                                     4,976           4,947            4,866            4,846
归属于母公司股东的综合收益总额                       4,956           4,928            4,866            4,846
归属于少数股东的综合收益总额                           20               19
八、每股收益
  基本每股收益(人民币元)                              0.45            0.44          不适用           不适用
       法定代表人:                        行长:                             财务负责人:



                                                11
                            银行及合并现金流量表 (未经审计)

   编制单位:华夏银行股份有限公司                                                 单位:人民币百万元
                                                      本集团                          本银行
                 项    目
                                         2016 年 1-9 月   2015 年 1-9 月   2016 年 1-9 月   2015 年 1-9 月
一、经营活动产生的现金流量:
客户存款和同业及其他金融机构存放款项净
                                                                 26,730                           27,208
增加额
存放中央银行和同业款项净减少额                                   39,311                           39,645
向中央银行借款净增加额                         27,985             9,992          28,000           10,000
拆出资金及买入返售金融资产净减少额             22,937            33,003          22,937           33,003
拆入资金及卖出回购金融资产款净增加额           29,219            30,357          22,185           22,581
经营性应付债务凭证净增加额                    126,076            22,473         126,076           22,473
收取利息、手续费及佣金的现金                   61,214            69,434          59,263           67,806
收到其他与经营活动有关的现金                   14,611               304          14,709                10
经营活动现金流入小计                          282,042           231,604         273,170          222,726
客户贷款和垫款净增加额                      (139,304)           (77,737)      (131,577)          (69,295)
存放中央银行和同业款项净增加额                 (2,170)                           (2,001)
客户存款和同业及其他金融机构存放款项净
                                              (19,348)                          (18,791)
减少额
支付利息、手续费及佣金的现金                  (29,721)          (34,743)        (28,828)         (33,781)
支付给职工以及为职工支付的现金                 (9,338)           (8,481)         (9,248)          (8,402)
支付的各项税费                                 (6,782)           (8,110)         (6,680)          (8,042)
支付其他与经营活动有关的现金                   (2,418)           (4,203)         (2,426)          (5,079)
经营活动现金流出小计                        (209,081)          (133,274)      (199,551)        (124,599)
经营活动产生的现金流量净额                     72,961            98,330          73,619           98,127
二、投资活动产生的现金流量:
收回投资收到的现金                            541,551            91,788         541,551           91,788
取得投资收益收到的现金                         11,698             6,819          11,698             6,819
处置固定资产、无形资产和其他长期资产收
                                                   111               26              111               26
到的现金净额
收到其他与投资活动有关的现金
投资活动现金流入小计                          553,360            98,633         553,360           98,633
投资支付的现金                              (741,403)          (137,595)      (741,403)        (137,595)
购建固定资产、无形资产和其他长期资产支
                                                 (550)           (2,982)           (549)          (2,927)
付的现金
取得子公司及其他营业单位支付的现金净额
支付其他与投资活动有关的现金
投资活动现金流出小计                        (741,953)          (140,577)      (741,952)        (140,522)
投资活动产生的现金流量净额                  (188,593)           (41,944)      (188,592)          (41,889)
三、筹资活动产生的现金流量:
吸收投资收到的现金                             19,978                            19,978


                                                 12
 其中:子公司吸收少数股东权益性投资收
到的现金
发行债券所收到的现金                        40,000                40,000
收到其他与筹资活动有关的现金
筹资活动现金流入小计                        59,978                59,978
偿还债务支付的现金                                    (4,400)                  (4,400)
分配股利、利润或偿付利息支付的现金          (4,730)   (4,936)     (4,730)      (4,936)
 其中:子公司支付少数股东的现金股利
支付其他与筹资活动有关的现金
其中:子公司减资支付给少数股东的现金
筹资活动现金流出小计                        (4,730)   (9,336)     (4,730)      (9,336)
筹资活动产生的现金流量净额                  55,248    (9,336)     55,248       (9,336)
四、汇率变动对现金及现金等价物的影响额         404       176         404          176
五、现金及现金等价物净增加额              (59,980)     47,226    (59,321)       47,078
加:期初现金及现金等价物余额               330,968    220,228    330,271       220,065
六、期末现金及现金等价物余额               270,988    267,454    270,950       267,143


    法定代表人:                         行长:                 财务负责人:




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