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2020年01月27日 星期一

华夏银行(600015)公告正文

华夏银行:2011年第一季度报告

公告日期:2011-04-29

                                  华夏银行股份有限公司
                                  2011 年第一季度报告




    §1 重要提示

    1.1 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存在任何
    虚假记载、误导性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性承担个别
    及连带责任。
    1.2 本公司第六届董事会第四次会议于 2011 年 4 月 27 日以通讯表决方式审议通过了《华
    夏银行股份有限公司 2011 年第一季度报告》。会议应发出通讯表决票 18 份,实际发出通
    讯表决票 18 份,在规定时间内收回有效表决票 18 份。
    1.3 公司第一季度财务报告未经审计。
    1.4 公司董事长吴建、行长樊大志、财务负责人宋继清及会计机构负责人符盛丰,保证第
    一季度报告中财务报告的真实、完整。

    §2 公司基本情况

    2.1 主要会计数据及财务指标
                                                            (单位:人民币千元 未经审计)
                                                                              本报告期末比上年度期
                                               本报告期末       上年度期末
                                                                                  末增减(%)
总资产                                        1,122,442,559 1,040,230,442                       7.90
股东权益                                         37,202,769       35,495,880                    4.81
归属于上市公司股东的每股净资产(元)                   7.45             7.11                    4.78
                                                    年初至报告期期末          比上年同期增减(%)
经营活动产生的现金流量净额                                        -1,494,127                -642.64
每股经营活动产生的现金流量净额(元)                                   -0.30                -600.00
                                                              年初至报告期 本报告期比上年同期增
                                                 报告期
                                                                   期末             减(%)
归属于上市公司股东的净利润                        1,707,755        1,707,755                  30.70
基本每股收益(元)                                      0.34             0.34                  30.77
扣除非经常性损益后的基本每股收益(元)                 0.35             0.35                  34.62
稀释每股收益(元)                                     0.34             0.34                  30.77
加权平均净资产收益率(%)                              4.70             4.70      增加 0.47 个百分点
扣除非经常性损益后的加权平均净资产收益率(%)          4.80             4.80      增加 0.57 个百分点
               非经常性损益项目                               年初至报告期期末金额
非流动资产处置损益                                                                              -976
与公司正常经营业务无关的或有事项产生的损益                                                         -


                                                1
除同公司正常经营业务相关的套期保值业务外,持
有交易性金融资产、交易性金融负债产生的公允价                                                     -2,695
值变动损益
处置交易性金融资产、交易性金融负债和可供出售
                                                                                                -44,581
金融资产取得的投资收益
单独进行减值测试的应收款项减值准备转回                                                                -
除上述各项之外的其他营业外收入和支出                                                              1,585
非经常性损益总额                                                                                -46,667
非经常性损益的所得税影响数                                                                      -10,903
非经常性损益净额                                                                                -35,764



    2.2 报告期末股东总数及前十名无限售条件股东持股表
                                                                                      (单位:股)
      报告期末股东总数(户)                                                   148,319
      前 10 名无限售条件股东持股情况
                           股东名称                          持有无限售条件股份数量        股份种类
    首钢总公司                                                            428,012,480    人民币普通股
    英大国际控股集团有限公司                                              342,400,000    人民币普通股
    红塔烟草(集团)有限责任公司                                          299,600,000    人民币普通股
    润华集团股份有限公司                                                  243,592,700    人民币普通股
    SAL. OPPENHEIM JR. & CIE. KOMMANDITGESELLSCHAFT AUF
    AKTIEN                                                                171,200,000    人民币普通股
    萨尔奥彭海姆股份有限合伙企业
    北京三吉利能源股份有限公司                                            115,942,972    人民币普通股
    上海健特生命科技有限公司                                               88,447,722    人民币普通股
    包头华资实业股份有限公司                                               82,734,900    人民币普通股
    上海建工(集团)总公司                                                 79,200,000    人民币普通股
    博时精选股票证券投资基金                                               58,999,243    人民币普通股
                             合计                                       1,910,130,017    人民币普通股



    §3 重要事项

    3.1 公司主要会计报表项目、财务指标大幅度变动的情况及原因
    √适用    □不适用
                                                  (单位:人民币千元 未经审计)
        资产负债表项目           2011 年 3 月 31 日   比上年度期末增减(%)          主要原因
 存放同业款项                           20,709,053                    175.03   存放同业业务增加
 贵金属                                       6,450                        -   上年年末余额为零
 应收款项类投资                          3,900,000                    -33.33   应收款项类投资减少
 其他资产                                3,537,065                     68.58   其他资产增加
 同业及其他金融机构存放款项           144,794,712                      54.73   同业业务增加
 拆入资金                                1,600,954                    -85.42   拆入资金减少
 衍生金融负债                                   305                   -78.54   衍生金融负债减少

                                                  2
递延所得税负债                         12,291                   88.71   递延所得税负债增加
其他负债                            4,211,265                  -54.19   其他负债减少
未分配利润                          7,142,915                   31.42   净利润转入
         利润表项目          2011 年 1-3 月     比上年同期增减(%)           主要原因
利息收入                          13,957,027                    44.69   资产规模增长、利差扩大
利息支出                            7,328,756                   60.18   负债规模增长
手续费及佣金收入                      791,987                   69.81   中间业务增长、收入增加
投资收益                               -5,982                 -107.48   差价损益减少
营业税金及附加                        506,826                   36.52   营业收入增加
资产减值损失                        1,470,667                   71.25   减值准备计提增加
营业外收入                              6,291                  281.04   营业外收入增加
营业外支出                              5,682               6,945.78    营业外支出增加
所得税费用                            567,712                   30.73   利润增加



  3.2 重大事项进展情况及其影响和解决方案的分析说明
  □适用 √不适用

  3.3 公司、股东及实际控制人承诺事项履行情况
  √适用   □不适用
       公司股东德意志银行股份有限公司及其关联实体德意志银行卢森堡股份有限公司对
  其受让的本公司 4.16 亿股原非流通股股份的锁定期做出如下承诺:自股份交割日起的 5
  年内不会出售、转让、托管、质押或以其他任何方式处置受让股份的全部和/或任何部分
  及相关权益,或以其他任何方式将受让股份项下的任何权利转让或质押给任何人士,除
  非有关法律法规或监管机构另有相悖要求。未违反做出的承诺。


  3.4 报告期内现金分红政策的执行情况
       公司 2010 年度利润分配方案已经 2011 年 3 月 24 日第六届董事会第三次会议及 2011
  年 4 月 15 日 2010 年度股东大会审议通过。


  3.5 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅
  度变动的警示及原因说明
  □适用   √不适用


  附件:资产负债表、利润表、现金流量表




                                            3
                                       资产负债表(未经审计)

编制单位:华夏银行股份有限公司                                                              单位:人民币元

                                       2011 年 3 月 31 日                                 2010 年 12 月 31 日
         项    目
                                合并                      母公司                   合并                     母公司
资产
现金及存放中央银行款项    148,805,299,944.58       148,790,457,247.20        141,399,550,009.36        141,387,869,599.92
存放同业款项               20,709,052,806.32        20,707,294,816.44          7,529,858,290.74           7,529,046,690.74
贵金属                          6,450,333.63                 6,450,333.63
拆出资金                   25,918,570,137.80        25,918,570,137.80         36,485,612,200.00         36,485,612,200.00
交易性金融资产                106,545,670.62             106,545,670.62          106,446,265.00            106,446,265.00
衍生金融资产                   21,464,541.60                21,464,541.60         26,053,598.57                 26,053,598.57
买入返售金融资产          293,496,923,752.95       293,496,923,752.95        240,084,250,169.41        240,084,250,169.41
应收利息                     3,689,663,434.54           3,689,663,208.98        2,917,283,614.95          2,917,283,614.95
发放贷款和垫款            535,842,186,402.35       535,841,186,402.35        514,863,428,181.77        514,863,428,181.77
可供出售金融资产           14,031,143,128.49        14,031,143,128.49         14,859,482,016.40         14,859,482,016.40
持有至到期投资             64,711,951,902.96        64,711,951,902.96         66,295,430,284.80         66,295,430,284.80
应收款项类投资               3,900,000,000.00           3,900,000,000.00        5,850,000,000.00          5,850,000,000.00
长期股权投资                   81,795,016.10             181,795,016.10           81,798,511.34            181,798,511.34
投资性房地产                   38,799,942.27                38,799,942.27         39,129,049.41                 39,129,049.41
固定资产                     5,846,478,670.57           5,843,359,502.19        5,900,665,595.23          5,897,919,079.70
递延所得税资产               1,699,169,021.09           1,698,137,588.47        1,693,338,001.56          1,692,306,568.94
其他资产                     3,537,064,591.12           3,533,279,205.39        2,098,116,444.86          2,093,657,528.99




资产总计                 1,122,442,559,296.99    1,122,517,022,397.44       1,040,230,442,233.40     1,040,309,713,359.94




                                                    4
                                    资产负债表(续)(未经审计)

编制单位:华夏银行股份有限公司                                                                单位:人民币元
                                           2011 年 3 月 31 日                                2010 年 12 月 31 日
           项    目
                                    合并                       母公司                 合并                     母公司
负债
向中央银行借款
同业及其他金融机构存放款项    144,794,712,208.64          144,931,754,608.64     93,579,712,379.03        93,671,144,224.47
拆入资金                         1,600,953,896.66           1,600,953,896.66     10,983,960,411.25        10,983,960,411.25
交易性金融负债
衍生金融负债                          304,784.93                 304,784.93           1,421,141.27                 1,421,141.27
卖出回购金融资产款            115,362,237,627.47          115,362,237,627.47     89,866,546,922.56        89,866,546,922.56
吸收存款                      784,866,252,803.22          784,799,503,787.46    767,622,249,016.94       767,609,032,737.43
应付职工薪酬                     2,220,586,906.39           2,220,505,003.11       2,055,211,542.69         2,054,917,695.06
应交税费                         2,540,969,703.39           2,540,961,906.09       2,463,161,534.84         2,463,110,420.64
应付利息                         5,551,697,614.97           5,552,236,921.49       4,879,027,891.34         4,879,484,837.98
预计负债                           58,518,291.50               58,518,291.50         63,518,291.50             63,518,291.50
应付债券                       24,020,000,000.00           24,020,000,000.00     24,020,000,000.00        24,020,000,000.00
递延所得税负债                     12,290,813.06               12,290,813.06          6,513,399.65                 6,513,399.65
其他负债                         4,211,265,214.70           4,210,508,330.20       9,193,239,536.06         9,190,683,309.87
负债合计                     1,085,239,789,864.93     1,085,309,775,970.61     1,004,734,562,067.13    1,004,810,333,391.68
股东权益:
股本                             4,990,528,316.00           4,990,528,316.00       4,990,528,316.00         4,990,528,316.00
资本公积                       14,276,655,277.93           14,276,655,277.93     14,277,520,713.50        14,277,520,713.50
减:库存股
盈余公积                         2,382,657,245.88           2,382,657,245.88       2,382,657,245.88         2,382,657,245.88
一般风险准备                     8,410,013,782.14           8,410,013,782.14       8,410,013,782.14         8,410,013,782.14
未分配利润                       7,142,914,810.11           7,147,391,804.88       5,435,160,108.75         5,438,659,910.74


股东权益合计                   37,202,769,432.06           37,207,246,426.83     35,495,880,166.27        35,499,379,968.26


负债及股东权益合计           1,122,442,559,296.99     1,122,517,022,397.44     1,040,230,442,233.40    1,040,309,713,359.94




法定代表人:                                 行长:                             财务负责人:




                                                      5
                                        利润表(未经审计)

编制单位:华夏银行股份有限公司                                                  单位:人民币元
                                           2011 年 1-3 月
                                                                                    2010 年 1-3 月
       项        目              合并                        母公司
一、营业收入                 7,399,415,541.68                7,398,439,160.67         5,601,106,047.60
利息净收入                   6,628,271,065.00                6,627,294,724.39         5,070,813,910.61
--利息收入                  13,957,027,377.19               13,956,528,537.15         9,646,139,852.75
--利息支出                   7,328,756,312.19                7,329,233,812.76         4,575,325,942.14
手续费及佣金净收入               697,368,010.53               697,367,970.13             378,254,254.82
--手续费及佣金收入               791,986,921.52               791,986,625.72             466,383,106.42
--手续费及佣金支出                94,618,910.99                94,618,655.59              88,128,851.60
投资收益                          -5,982,316.36                 -5,982,316.36             79,978,402.29
公允价值变动收益                  -2,694,995.00                 -2,694,995.00             -3,518,227.17
汇兑收益                          58,708,356.58                58,708,356.58              46,055,997.59
其他业务收入                      23,745,420.93                23,745,420.93              29,521,709.46
二、营业支出                 5,124,558,447.46                5,122,604,873.67         3,861,937,698.40
营业税金及附加                   506,825,720.17               506,825,676.44             371,255,429.32
业务及管理费                 3,145,676,720.62                3,143,723,190.56         2,630,316,877.67
资产减值损失                 1,470,667,311.93                1,470,667,311.93            858,780,529.54
其他业务成本                       1,388,694.74                  1,388,694.74              1,584,861.87
三、营业利润                 2,274,857,094.22                2,275,834,287.00         1,739,168,349.20
加:营业外收入                     6,290,920.17                  6,290,920.17              1,650,748.58
减:营业外支出                     5,681,552.76                  5,681,552.76                -83,027.10
四、利润总额                 2,275,466,461.63                2,276,443,654.41         1,740,902,124.88
减:所得税费用                    567,711,760.27               567,711,760.27             434,274,827.06
五、净利润                   1,707,754,701.36                1,708,731,894.14         1,306,627,297.82
六、每股收益
   (一)基本每股收益                         0.34                                                     0.26
   (二)稀释每股收益                         0.34                                                     0.26
七、其他综合收益                    -865,435.57                   -865,435.57             46,881,497.83
八、综合收益总额             1,706,889,265.79                1,707,866,458.57         1,353,508,795.65



法定代表人:                              行长:                          财务负责人:




                                                   6
                                      现金流量表(未经审计)

编制单位:华夏银行股份有限公司                                                        单位:人民币元
                                                                 2011 年 1-3 月
                     项   目                                                                     2010 年 1-3 月
                                                          合并                    母公司
一、经营活动产生的现金流量:
客户存款和同业存放款项净增加额                   67,745,191,737.24       67,739,783,833.67    33,882,148,520.34
向中央银行借款净增加额
向其他金融机构拆入资金净增加额                                                                   5,751,236,135.10
收取利息、手续费及佣金的现金                      7,488,828,804.82        7,487,934,496.85       5,118,081,904.66
收到其他与经营活动有关的现金                            87,977,562.75        87,977,562.75         80,027,537.39
经营活动现金流入小计                             75,321,998,104.81       75,315,695,893.27    44,831,494,097.49
客户贷款及垫款净增加额                           22,347,156,496.02       22,346,156,496.02    30,340,240,462.62
存放中央银行和同业款项净增加额                   10,375,434,246.35       10,368,055,703.85    12,179,367,011.94
向其他金融机构拆出资金净增加额                   37,793,514,079.09       37,793,514,079.09
支付手续费及佣金的现金                                  94,619,189.49        94,618,655.59         88,128,851.60
支付给职工以及为职工支付的现金                    1,563,798,404.54        1,563,289,184.58       1,146,815,929.96
支付的各项税费                                      977,048,006.78          977,004,646.15        604,512,788.92
支付其他与经营活动有关的现金                      3,664,554,399.92        3,663,797,778.22        197,086,559.60
经营活动现金流出小计                             76,816,124,822.19       76,806,436,543.50    44,556,151,604.64
经营活动产生的现金流量净额                       -1,494,126,717.38       -1,490,740,650.23        275,342,492.85
二、投资活动产生的现金流量:
收回投资收到的现金                               20,565,716,962.65       20,565,716,962.65    25,033,594,426.86
取得投资收益收到的现金                                                                             79,978,402.29
收到其他与投资活动有关的现金                             8,378,220.76         8,378,220.76               5,930.37
投资活动现金流入小计                             20,574,095,183.41       20,574,095,183.41    25,113,578,759.52
投资支付的现金                                   18,710,063,923.41       18,710,063,923.41    26,001,410,530.12
购建固定资产、无形资产和其他长期资产支付的现金      422,791,871.71          420,393,774.56        574,600,487.81
支付其他与投资活动有关的现金
投资活动现金流出小计                             19,132,855,795.12       19,130,457,697.97    26,576,011,017.93
投资活动产生的现金流量净额                        1,441,239,388.29        1,443,637,485.44    -1,462,432,258.41
三、筹资活动产生的现金流量:
吸收投资收到的现金
发行债券收到的现金                                                                               4,400,000,000.00
收到其他与筹资活动有关的现金
筹资活动现金流入小计                                                                             4,400,000,000.00
偿还债务支付的现金
分配股利、利润或偿付利息支付的现金
支付其他与筹资活动有关的现金                        223,752,000.00          223,752,000.00         41,368,663.01
筹资活动现金流出小计                                223,752,000.00          223,752,000.00         41,368,663.01
筹资活动产生的现金流量净额                          -223,752,000.00        -223,752,000.00       4,358,631,336.99
四、汇率变动对现金的影响额                               1,195,113.15         1,195,113.15          -2,952,124.31
五、现金及现金等价物净增加额                        -275,444,215.94        -269,660,051.64       3,168,589,447.12
加:期初现金及现金等价物余额                     78,431,423,106.30       78,420,897,416.56    58,989,287,016.95
六、期末现金及现金等价物余额                     78,155,978,890.36       78,151,237,364.92    62,157,876,464.07



法定代表人:                               行长:                                 财务负责人:




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                  华夏银行股份有限公司董事、高级管理人员
                关于公司 2011 年第一季度报告的书面确认意见

    根据《证券法》第 68 条的规定和《关于做好上市公司 2011 年第一季度报告披露工作
的通知》的有关要求,作为华夏银行股份有限公司的董事、高级管理人员,我们在全面了
解和审核公司 2011 年第一季度报告后,认为:公司严格按《企业会计准则》及其应用指南
规范运作,公司 2011 年第一季度报告公允地反映了公司报告期的财务状况和经营成果。我
们保证公司 2011 年第一季度报告所披露的信息真实、准确、完整,承诺其中不存在任何虚
假记载、误导性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性承担个别及连
带责任。
          姓   名                    职       务                    签   名
 吴建                     董事长
 方建一                   副董事长
 李汝革                   副董事长
 孙伟伟                   董事
 丁世龙                   董事
 Christian Klaus Ricken   董事
 Robert John Rankin       董事
 张萌                     董事
 樊大志                   董事、行长
 任永光                   董事、副行长
 赵军学                   董事、董事会秘书
 盛杰民                   独立董事
 骆小元                   独立董事
 卢建平                   独立董事
 萧伟强                   独立董事
 曾湘泉                   独立董事
 于长春                   独立董事
 裴长洪                   独立董事
 王耀庭                   副行长
 李翔                     副行长
 黄金老                   副行长
 宋继清                   财务负责人
                                                   华夏银行股份有限公司董事会
                                                           2011 年 4 月 27 日

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