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2020年01月29日 星期三

华夏银行(600015)公告正文

华夏银行2007年第三季度报告

公告日期:2007-10-31

股票代码:600015 股票简称:华夏银行

华夏银行股份有限公司2007年第三季度报告

    1重要提示
    1.1本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性承担个别及连带责任。
    1.2本公司第五届董事会第二次会议于2007年10月29日审议通过了《公司2007年第三季度报告》。会议应到董事18名,实际到会董事14名,李汝革副董事长委托丁世龙董事行使表决权。牧新明独立董事委托高培勇独立董事行使表决权。戚聿东独立董事委托骆小元独立董事行使表决权。张明远独立董事委托卢建平独立董事行使表决权。
    1.3公司第三季度财务报告未经审计。
    1.4公司董事长翟鸿祥、行长吴建、财务负责人刘熙凤及会计机构负责人邓刚、魏开文,保证第三季度报告中财务报告的真实、完整。
    2公司基本情况
    2.1主要会计数据及财务指标
    (币种:人民币未经审计)
                                                                            本报告期末比上年度
                                       本报告期末          上年度期末
                                                                              期末增减(%)
     总资产(千元)                       529,619,292         444,939,527                19.03%
     所有者权益(或股东权益)(千
                                           12,629,671          11,642,795                 8.48%
     元)
     每股净资产(元)                              3.01                2.77                 8.66%
                                             年初至报告期期末              比上年同期增减(%)
     经营活动产生的现金流量净
                                                              -35,780,291              -449.59%
     额(千元)
     每股经营活动产生的现金流
                                                                    -8.52              -449.59%
     量净额(元)
                                                                            本报告期比上年同期
                                         报告期         年初至报告期期末
                                                                                增减(%)
     净利润(千元)                           622,165           1,632,182                19.58%
     基本每股收益(元)                          0.15                0.39                25.00%
     稀释每股收益(元)                          0.15                0.39                25.00%
     扣除非经常性损益后的基本
                                                 0.15                0.41                 7.14%
     每股收益(元)
     净资产收益率                               4.93%              12.92%                 6.48%
     扣除非经常性损益后的净资
                                                4.94%              13.74%                -3.52%
          产收益率
          非经常性损益项目(千元)                                     年初至报告期期末金额
          非流动资产处置损益                                                                                       1,446
          与公司主营业务无关的预计
                                                                                                                  -8,560
          负债产生的损益
          除上述各项之外的其他营业
                                                                                                                 -97,845
          外收支净额
          非经常性损益对应的所得税                                                                                 1,836
          合计                                                                                                  -103,123
        注1.涉及股东权益的数据及指标,为归属于公司普通股股东的股东权益;涉及利润的数据及指标,为归属于公司普通股股东的净利润。
        2.公司自2007年1月1日起执行财政部2006年颁布的《企业会计准则》,由于公司2006年执行了财政部《金融工具确认和计量暂行规定(试行)》(财会[2005]14号),该规定在会计政策和会计估计方面实质上与新会计准则基本一致,故执行新会计准则对公司的财务状况和经营成果没有产生重大影响。
        2.2报告期末股东总数及前十名无限售条件股东持股表
                                                                                                               (单位:股)
                   报告期末股东总数(户)                                              169,888户
                                             前十名无限售条件股东持股情况
                            股东名称                              持有无限售条件股份数量                  股份种类
    南方稳健成长贰号证券投资基金                                           69,737,866                  人民币普通股
    南方稳健成长证券投资基金                                               59,446,079                  人民币普通股
    光大保德信量化核心证券投资                                             54,240,019                  人民币普通股
    南方绩优成长股票型证券投资基金                                         43,215,561                  人民币普通股
    华夏红利混合型开放式证券投资基金                                       42,930,901                  人民币普通股
    嘉实服务增值行业证券投资基金                                           32,784,235                  人民币普通股
    华宝兴业行业精选股票型证券投资基金                                     31,048,904                  人民币普通股
    南方成份精选股票型证券投资基金                                         30,042,551                  人民币普通股
    嘉实稳健开放式证券投资基金                                             27,452,845                  人民币普通股
    全国社保基金一零六组合                                                 27,000,000                  人民币普通股
                               合计                                       417,898,961
        3重要事项
        3.1公司主要会计报表项目、财务指标大幅度变动的情况及原因
        √适用       □不适用
                                                                                       (单位:人民币千元         未经审计)
    资产负债表项目                          2007年9月30日  比上年度末增减  主要原因
     贵金属                                       350           -95.59%    贵金属减少
     拆出资金                              5,983,043           130.94%    拆出资金增加
     衍生金融资产                                 613           100.00%    衍生金融资产增加
     买入返售金融资产                      86,136,267           189.67%    买入返售金融资产增加
     可供出售金融资产                       2,207,695           -82.32%    可供出售金融资产减少
     其他资产                               2,624,686            76.26%    其他应收款等资产增加
     同业及其他金融机构存放款项            50,337,115           116.97%    同业及其他金融机构存放款项增加
     拆入资金                                 153,957           -92.05%    拆入资金减少
     衍生金融负债                               1,138           100.00%    衍生金融负债增加
     卖出回购金融资产款                    45,381,262            76.28%    卖出回购金融资产款增加
     应付职工薪酬                             950,422            72.77%    应付职工薪酬增加
     应付利息                               2,264,755            37.79%    应付利息增加
     应付债券                              17,870,000           185.92%    报告期发行混合债和金融债
     递延所得税负债                            33,268           -72.06%    递延所得税负债减少
     未分配利润                             1,907,590           158.69%    报告期净利润转入
    利润表项目                        2007年1-9月       比上年同期增减                主要原因
     利息净收入                             7,931,337            49.26%    利息净收入增加
     手续费及佣金净收入                       347,241            54.63%    中间业务增长
     其他业务收入                              46,994            49.17%    其他业务收入增加
     营业税金及附加                           782,540            43.84%    营业税金及附加增加
     资产减值损失                           2,912,231            74.97%    计提资产减值准备增加
     其他业务成本                               4,522           -87.09%    其他业务成本减少
     营业外收入                                20,008            48.51%    营业外收入增加
     营业外支出                               124,966           -51.80%    营业外支出减少
     所得税费用                             1,043,526            61.41%    所得税费用增加
        3.2重大事项进展情况及其影响和解决方案的分析说明
        □适用     √不适用
        3.3   公司、股东及实际控制人承诺事项履行情况
        √适用    □不适用
        3.3.1公司原非流通股东在股权分置改革过程中做出的特殊承诺及其履行情况
                    股东名称                          承诺事项            承诺履行情况    备注
      首钢总公司                               在实施股权分置改革后,在   未违反做出的
      山东电力集团公司                         二十四个月内不出售有限     承诺
      红塔烟草(集团)有限责任公司             售条件的股份;在三十六个
      联大集团有限公司                         月内出售有限售条件的股
                                               份不超过其持有有限售条
                                               件股份总数的30%。
      萨尔 奥彭海姆股份有限合伙企业            在实施股权分置改革后,在   未违反做出的
      北京三吉利能源股份有限公司               二十四个月内出售有限售     承诺
      包头华资实业股份有限公司                 条件的股份不超过其持有
      上海健特生命科技有限公司                 有限售条件股份总数的
      上海建工(集团)总公司                   15%,在三十六个月内累计
      中国进口汽车贸易中心                     不超过其持有有限售条件
      中建一局建设发展公司                     股份总数的30%。
      江苏交通控股有限公司
      苏州市营财投资集团公司
      上海市上投投资管理有限公司
      中国石化集团江苏石油勘探局
      珠海振华集团有限公司
      唐山钢铁集团有限责任公司
      中国石化集团扬子石油化工有限责任公司
      保定长安客车制造有限公司
      邯郸钢铁集团有限责任公司
      信远控股集团有限公司
      浙江省丝绸集团有限公司
      上海上实投资发展有限公司
      中国建设银行股份有限公司上海市分行
      北京万年基业建设投资有限公司(原名为
      北京万年永隆房地产开发有限责任公司)
        注:自实施股权分置改革后至报告期末,公司原非流通股股东持有的有限售条件股份的变动情况如下:
        (1)联大集团有限公司所持2100万股有限售条件的流通股(国有法人持股)于2006年9月16日被司法拍卖,买受人为北京京恩技术发展有限公司(境内法人持股),并于2006年9月29日办理完过户手续。买受人北京京恩技术发展有限公司做出承诺:同意按照相关法律、法规、规章和证券监管部门的要求履行股份锁定和分步流通等义务。
        (2)因股权分置改革中公司股东上海健特生命科技有限公司曾代信远控股集团有限公司支付对价,公司原股东信远控股集团有限公司将其所持1000万股有限售条件的流通股(国有法人持股)偿还给上海健特生命科技有限公司(境内法人持股)并于2006年11月27日办理完过户手续。
        除上述(1)、(2)事项以外,公司原非流通股股东持有的有限售条件股份无其他变动情形。
        3.3.2公司股东德意志银行股份有限公司及其关联实体德意志银行卢森堡股份有限公司对其受让的本公司4.16亿股原非流通股股份(占公司总股本的9.9%)的锁定期做出如下承诺:自股份交割日起的5年内不会出售、转让、托管、质押或以其他任何方式处置受让股份的全部和/或任何部分及相关权益,或以其他任何方式将受让股份项下的任何权利转让或质押给任何人士,除非有关法律法规或监管机构另有相悖要求。
        3.4预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
        □适用    √不适用
        3.5其他需说明的重大事项
        3.5.1公司持有其他上市公司股权情况
        □适用    √不适用
        3.5.2公司持有非上市金融企业、拟上市公司股权的情况
                               初始投资金额                       占该公司     期末账面价值
          持有对象名称                            持股数量
                                  (元)                          股权比例        (元)
    中国银联股份有限公司                 1.00        50,000,000       3.03%         53,125,000
    附件:资产负债表、利润表、现金流量表
    附件:
                                              资产负债表(未经审计)
               编制单位:华夏银行股份有限公司                                               单位:人民币元
    项      目                                                    2007年9月30日                      2006年12月31日
    资产:
      现金及存放中央银行款项                                        66,320,310,092.54                    66,372,573,792.60
      存放同业款项                                                   5,589,135,517.61                     5,182,300,860.67
      贵金属                                                              349,760.00                          7,940,000.00
      拆出资金                                                       5,983,042,551.97                     2,590,697,000.00
      交易性金融资产                                                 3,571,207,718.76                     2,768,745,859.81
      衍生金融资产                                                        612,537.16                                     -
      买入返售金融资产                                              86,136,266,597.60                    29,735,660,962.03
      应收利息                                                       1,006,426,105.44                       898,637,418.23
      发放贷款和垫款                                               292,574,330,270.95                   253,802,984,535.78
      可供出售金融资产                                               2,207,695,083.56                    12,486,536,421.23
      持有至到期投资                                                59,047,016,114.28                    65,134,238,309.11
      长期股权投资                                                      53,125,000.00                        53,125,000.00
      投资性房地产                                                     322,199,571.42                       329,528,142.86
      固定资产                                                       3,363,513,386.86                     3,234,595,880.95
      递延所得税资产                                                   819,375,560.45                       852,834,332.05
      其他资产                                                       2,624,686,023.22                     1,489,128,062.26
      资产总计                                                     529,619,291,891.82                   444,939,526,577.58
                 法定代表人:翟鸿祥                      行长:吴建                     财务负责人:刘熙凤
                                          资产负债表(续)(未经审计)
           编制单位:华夏银行股份有限公司                                                       单位:人民币元
    项      目                                                      2007年9月30日                    2006年12月31日
     负债:
      同业及其他金融机构存放款项                                      50,337,114,651.69                  23,199,609,845.86
      拆入资金                                                           153,957,167.76                   1,936,362,851.90
      衍生金融负债                                                         1,137,792.54                                 --
      卖出回购金融资产款                                              45,381,261,685.43                  25,743,247,900.04
      吸收存款                                                       397,229,809,497.74                 371,062,054,655.74
      应付职工薪酬                                                       950,422,440.20                     550,093,823.43
      应交税费                                                           764,745,931.38                     958,662,533.89
      应付利息                                                         2,264,755,353.18                   1,643,618,466.30
      预计负债                                                            42,441,900.00                      43,391,900.00
      应付债券                                                        17,870,000,000.00                   6,250,000,000.00
      递延所得税负债                                                      33,268,188.60                     119,071,351.62
      其他负债                                                         1,960,706,430.51                   1,790,618,136.67
    负债合计                                                         516,989,621,039.03                 433,296,731,465.45
    股东权益:
      股本                                                             4,200,000,000.00                   4,200,000,000.00
      资本公积                                                         3,731,956,850.17                   3,915,263,523.69
         减:库存股                                                                   -                                 --
      盈余公积                                                           890,123,574.63                     890,123,574.63
      一般风险准备                                                     1,900,000,000.00                   1,900,000,000.00
      未分配利润                                                       1,907,590,427.99                     737,408,013.81
    股东权益合计                                                      12,629,670,852.79                  11,642,795,112.13
    负债及股东权益总计                                               529,619,291,891.82                 444,939,526,577.58
                 法定代表人:翟鸿祥                      行长:吴建                     财务负责人:刘熙凤
                                               利润表(未经审计)
              编制单位:华夏银行股份有限公司                                              单位:人民币元
        项      目                                                   2007年1-9月                          2006年1-9月
    一、营业收入                                                   10,217,612,690.09                     7,284,813,251.91
      利息净收入                                                    7,931,337,282.48                     5,313,636,841.29
         利息收入                                                  16,020,889,635.25                    11,124,864,488.05
         利息支出                                                   8,089,552,352.77                     5,811,227,646.76
      手续费及佣金净收入                                              347,240,744.45                       224,562,757.14
         手续费及佣金收入                                             528,654,565.42                       297,301,718.21
         手续费及佣金支出                                             181,413,820.97                        72,738,961.07
      投资收益                                                      1,815,759,496.98                     1,619,944,282.65
      公允价值变动收益                                                (1,860,667.36)                                    -
      汇兑收益                                                         78,141,508.32                        95,166,209.62
      其他业务收入                                                     46,994,325.22                        31,503,161.21
    二、营业支出                                                    7,436,945,595.46                     5,126,872,184.92
      营业税金及附加                                                  782,540,176.19                       544,041,454.03
      业务及管理费                                                  3,737,652,968.61                     2,883,401,837.42
      资产减值损失                                                  2,912,230,816.72                     1,664,394,993.65
      其他业务成本                                                      4,521,633.94                        35,033,899.82
    三、营业利润                                                    2,780,667,094.63                     2,157,941,066.99
      加:营业外收入                                                   20,007,823.80                        13,472,283.05
      减:营业外支出                                                  124,966,042.73                       259,264,799.37
    四、利润总额                                                    2,675,708,875.70                     1,912,148,550.67
      减:所得税费用                                                1,043,526,461.52                       646,493,702.94
    五、净利润                                                      1,632,182,414.18                     1,265,654,847.73
      归属于母公司所有者的净利润                                    1,632,182,414.18                     1,265,654,847.73
      少数股东损益                                                      -                                    -
    六、每股收益
      (一)基本每股收益                                                      0.3886                               0.3013
      (二)稀释每股收益                                                      0.3886                               0.3013
                法定代表人:翟鸿祥                      行长:吴建                     财务负责人:刘熙凤
                                                利润表(未经审计)
             编制单位:华夏银行股份有限公司                                                  单位:人民币元
         项      目                                               2007年7-9月                            2006年7-9月
     一、营业收入                                                3,675,727,899.26                       2,606,108,865.53
       利息净收入                                                2,968,304,265.31                       1,910,224,368.63
          利息收入                                               6,365,317,021.77                       4,067,796,622.57
          利息支出                                               3,397,012,756.46                       2,157,572,253.94
       手续费及佣金净收入                                          114,252,271.26                          71,368,705.54
          手续费及佣金收入                                         205,207,980.12                         104,233,794.58
          手续费及佣金支出                                          90,955,708.86                          32,865,089.04
       投资收益                                                    542,391,785.71                         581,588,426.08
       公允价值变动收益                                              9,352,258.42                                      -
       汇兑收益                                                     21,970,666.49                          33,310,788.84
       其他业务收入                                                 19,456,652.07                           9,616,576.44
     二、营业支出                                                2,670,503,076.52                       1,721,160,850.33
       营业税金及附加                                              295,745,829.66                         195,183,710.87
       业务及管理费                                              1,295,312,517.49                         947,364,436.23
       资产减值损失                                              1,079,444,360.19                         566,081,399.14
       其他业务成本                                                        369.18                          12,531,304.09
     三、营业利润                                                1,005,224,822.74                         884,948,015.20
       加:营业外收入                                               14,202,922.71                           7,456,021.30
       减:营业外支出                                               11,897,962.27                          92,728,527.81
     四、利润总额                                                1,007,529,783.18                         799,675,508.69
       减:所得税费用                                              385,365,188.04                         279,377,599.08
     五、净利润                                                    622,164,595.14                         520,297,909.61
       归属于母公司所有者的净利
                                                                  622,164,595.14                          520,297,909.61
    润
       少数股东损益                                                             -                                      -
     六、每股收益
       (一)基本每股收益                                                  0.1481                                 0.1239
       (二)稀释每股收益                                                  0.1481                                 0.1239
                 法定代表人:翟鸿祥                      行长:吴建                     财务负责人:刘熙凤
                                              现金流量表(未经审计)
           编制单位:华夏银行股份有限公司                                                      单位:人民币元
               项     目                                                        2007年1-9月                2006年1-9月
    一、经营活动产生的现金流量:
      客户存款和同业存放款项净增加额                                          53,305,259,647.83          59,351,896,802.72
      向中央银行借款净增加额                                                                 --                         --
      向其他金融机构拆入资金净增加额                                          17,855,608,101.25          11,823,845,431.67
      收取利息、手续费及佣金的现金                                             8,815,201,807.56           7,914,623,091.13
      收到其他与经营活动有关的现金                                             (482,847,431.76)             174,778,684.59
         经营活动现金流入小计                                                 79,493,222,124.88          79,265,144,010.11
      客户贷款及垫款净增加额                                                  97,527,397,399.51          30,467,314,629.15
      存放中央银行和同业款项净增加额                                          12,158,679,259.01           4,655,694,168.23
      支付手续费及佣金的现金                                                     181,413,820.97             106,194,279.85
      支付给职工以及为职工支付的现金                                           1,367,444,259.03           1,615,133,239.04
      支付的各项税费                                                           2,106,045,987.64           1,516,659,197.31
      支付其他与经营活动有关的现金                                             1,932,532,295.54           2,797,772,670.32
         经营活动现金流出小计                                                115,273,513,021.70          41,158,768,183.90
      经营活动产生的现金流量净额                                            (35,780,290,896.82)          38,106,375,826.21
    二、投资活动产生的现金流量:
      收回投资收到的现金                                                     215,018,070,831.26         184,435,215,941.10
      取得投资收益收到的现金                                                   1,963,693,666.00           2,134,745,178.23
      收到其他与投资活动有关的现金                                                12,608,985.22              39,087,954.11
         投资活动现金流入小计                                                216,994,373,482.48         186,609,049,073.44
      投资支付的现金                                                         199,903,132,319.15         200,273,555,419.07
      购建固定资产、无形资产和其他长期资产支付的现金                             628,978,451.46             603,686,901.87
      支付其他与投资活动有关的现金                                                           --                         --
         投资活动现金流出小计                                                200,532,110,770.61         200,877,242,320.94
      投资活动产生的现金流量净额                                              16,462,262,711.87        (14,268,193,247.50)
    三、筹资活动产生的现金流量:
      吸收投资收到的现金                                                                     --                         --
      发行债券收到的现金                                                      11,620,000,000.00           2,000,000,000.00
      收到其他与筹资活动有关的现金                                                           --                         --
         筹资活动现金流入小计                                                 11,620,000,000.00           2,000,000,000.00
      偿还债务支付的现金                                                                     --                         --
      分配股利、利润或偿付利息支付的现金                                         427,900,000.00             458,210,000.00
      支付其他与筹资活动有关的现金                                                26,707,222.23             212,635,000.00
         筹资活动现金流出小计                                                    454,607,222.23             670,845,000.00
      筹资活动产生的现金流量净额                                              11,165,392,777.77           1,329,155,000.00
    四、汇率变动对现金的影响额                                                    4,677,032.02               4,285,894.11
    五、现金及现金等价物净增加额                                             (8,147,958,375.16)          25,171,623,472.82
    加:期初现金及现金等价物余额                                             50,319,597,191.82          25,147,973,719.00
    六、期末现金及现金等价物余额                                              42,171,638,816.66          50,319,597,191.82
        法定代表人:翟鸿祥                      行长:吴建                     财务负责人:刘熙凤
    华夏银行股份有限公司董事、高级管理人员
    关于公司2007年第三季度报告的书面确认意见
    根据《证券法》第68条的规定和《关于做好上市公司2007年第三季度报告披露工作的通知》的有关要求,作为华夏银行股份有限公司的董事、高级管理人员,我们在全面了解和审核公司2007年第三季度报告后,认为:公司严格按《企业会计准则》及其应用指南规范运作,公司2007年第三季度报告公允地反映了公司报告期的财务状况和经营成果。我们保证公司2007年第三季度报告所披露的信息真实、准确、完整,承诺其中不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性承担个别及连带责任。
    姓  名                   职  务                   签  名
    翟鸿祥                   董事长
    方建一                   副董事长
    李汝革                   副董事长
    孙伟伟                   董事
    丁世龙                   董事
    Colin Grassie(高杰麟)  董事
    Till Staffeldt(史德廷) 董事
    吴建                     董事、行长
    樊大志                   董事、副行长
    刘熙凤                   董事、财务负责人
    赵军学                   董事、董事会秘书
    高培勇                   独立董事
    戚聿东                   独立董事
    牧新明                   独立董事
    张明远                   独立董事
    盛杰民                   独立董事
    骆小元                   独立董事
    卢建平                   独立董事
    乔瑞                     副行长
    王耀庭                   副行长
    李翔                     副行长

    华夏银行股份有限公司董事会
    2007年10月29日