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恒泰艾普(300157)公告正文

恒泰艾普:2017年第三季度报告全文

公告日期:2017-10-27

                                       恒泰艾普集团股份有限公司 2017 年第三季度报告全文



证券代码:300157           证券简称:恒泰艾普                         编号:2017-121




                   恒泰艾普集团股份有限公司

                      2017 年第三季度报告




                         2017 年 10 月

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                                      恒泰艾普集团股份有限公司 2017 年第三季度报告全文




                         第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人孙庚文、主管会计工作负责人杨建全及会计机构负责人(会计主

管人员)刘金和声明:保证季度报告中财务报表的真实、准确、完整。




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                                                                      恒泰艾普集团股份有限公司 2017 年第三季度报告全文




                                       第二节 公司基本情况

一、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                       本报告期末                         上年度末              本报告期末比上年度末增减

总资产(元)                                 6,944,053,626.69               5,745,391,102.86                         20.86%

归属于上市公司股东的净资产
                                             3,818,535,801.94               3,757,545,062.52                          1.62%
(元)

                                                        本报告期比上年同期                               年初至报告期末比上
                                     本报告期                                       年初至报告期末
                                                                增减                                        年同期增减

营业收入(元)                       988,065,258.09                    224.39%        2,541,276,841.05              193.74%

归属于上市公司股东的净利润
                                        7,577,428.80                  -173.09%           78,515,699.01            2,014.63%
(元)

归属于上市公司股东的扣除非经
                                       16,621,637.97                  -230.25%           23,794,331.34             -932.10%
常性损益的净利润(元)

经营活动产生的现金流量净额
                                        --                       --                    -482,776,173.13               83.66%
(元)

基本每股收益(元/股)                            0.01                 -200.00%                    0.11            1,000.00%

稀释每股收益(元/股)                            0.01                 -200.00%                    0.11            1,000.00%

加权平均净资产收益率                            0.20%                   0.48%                   2.07%                 1.94%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                    单位:元

                         项目                                   年初至报告期期末金额                       说明

非流动资产处置损益(包括已计提资产减值准备的冲销部分)                      -17,012,061.53

计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                                 4,245,648.08
一标准定额或定量享受的政府补助除外)

除上述各项之外的其他营业外收入和支出                                               81,940.22

其他符合非经常性损益定义的损益项目                                           75,058,863.04

减:所得税影响额                                                                 7,636,095.67

     少数股东权益影响额(税后)                                                    16,926.47

合计                                                                         54,721,367.67                   --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应

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                                                                       恒泰艾普集团股份有限公司 2017 年第三季度报告全文


说明原因
√ 适用 □ 不适用

           项目                      涉及金额(元)                                       原因

软件产品增值税退税收入                       1,113,222.39 软件企业的增值税实际税负超过 3%的部分即征即退的优惠政策


二、报告期末股东总数及前十名股东持股情况表

1、 普通股股东总数和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                                   单位:股

                                                                   报告期末表决权恢复的优先
报告期末普通股股东总数                                    38,854                                                        0
                                                                   股股东总数(如有)

                                                    前 10 名股东持股情况

                                                                         持有有限售条件           质押或冻结情况
   股东名称            股东性质         持股比例         持股数量
                                                                           的股份数量         股份状态          数量

孙庚文              境内自然人                14.87%       105,981,637        79,486,228 质押                   68,000,000

招商证券股份有
                    境内非国有法人             2.01%        14,314,035                  0
限公司

济南万相私募证
券投资基金管理
有限公司-万相
                    其他                       2.00%        14,235,267                  0
一号 3 期精选价
值私募证券投资
基金

翁仁源              境内自然人                 1.81%        12,880,000                  0

郑天才              境内自然人                 1.67%        11,873,823                  0

邓林                境内自然人                 1.56%        11,084,600                  0

国信证券股份有
                    境内非国有法人             1.21%         8,631,300                  0
限公司

北京志大同向投
                    境内非国有法人             1.02%         7,266,129                  0 质押                   3,250,000
资咨询有限公司

谢桂生              境内自然人                 0.94%         6,710,000                  0

刘会增              境内自然人                 0.94%         6,674,408         6,674,383

                                             前 10 名无限售条件股东持股情况

                                                                                                     股份种类
            股东名称                               持有无限售条件股份数量
                                                                                              股份种类          数量

孙庚文                                                                        26,495,409 人民币普通股           26,495,409

招商证券股份有限公司                                                          14,314,035 人民币普通股           14,314,035


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                                                                   恒泰艾普集团股份有限公司 2017 年第三季度报告全文


济南万相私募证券投资基金管理
有限公司-万相一号 3 期精选价值                                           14,235,267 人民币普通股         14,235,267
私募证券投资基金

翁仁源                                                                    12,880,000 人民币普通股         12,880,000

郑天才                                                                    11,873,823 人民币普通股         11,873,823

邓林                                                                      11,084,600 人民币普通股         11,084,600

国信证券股份有限公司                                                       8,631,300 人民币普通股          8,631,300

北京志大同向投资咨询有限公司                                               7,266,129 人民币普通股          7,266,129

谢桂生                                                                     6,710,000 人民币普通股          6,710,000

黄彬                                                                       5,724,228 人民币普通股          5,724,228

上述股东关联关系或一致行动的
                                     无
说明

参与融资融券业务股东情况说明
                                     翁仁源通过投资者信用证券账户持有 12,880,000 股的股票。
(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、 公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用


3、 限售股份变动情况

√ 适用 □ 不适用
                                                                                                            单位:股

                                     本期解除限售股 本期增加限售股
    股东名称        期初限售股数                                      期末限售股数     限售原因     拟解除限售日期
                                           数              数

孙庚文                  79,486,228                 0              0       79,486,228 高管锁定股     每年初解锁 25%

刘会增                   6,674,308                 0             75        6,674,383 首发后限售股   2019.05.12

李余斌                   5,589,039                 0              0        5,589,039 首发后限售股   2019.05.12

费春印                   4,716,324                 0              0        4,716,324 首发后限售股   2019.05.12

王佳宁                   2,395,303                 0              0        2,395,303 首发后限售股   2019.05.12

曲广生                    277,610                  0              0         277,610 高管锁定股      每年初解锁 25%

汤承锋                     75,750                  0              0          75,750 高管锁定股      每年初解锁 25%

合计                    99,214,562                 0             75       99,214,637          --           --




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                                                            恒泰艾普集团股份有限公司 2017 年第三季度报告全文




                                        第三节 重要事项

一、报告期主要财务数据、财务指标发生重大变动的情况及原因

√ 适用 □ 不适用

    一、资产负债表项目变动幅度大的情况及原因

报告期末,应收账款净额较上期末增加75.50%,主要是销售收入增加相应应收账款增加所致。

报告期末,预付款项较上期末增加155.43%,主要是公司预付的项目采购款增加所致。

报告期末,其他应收款净额较上期末增加34.50%,主要是公司支付的项目保证金增加所致。

报告期末,存货净额较上期末减少32.40%,主要是上海恒泰期末存货已实现销售相应结转成本所致。

报告期末,其他流动资产较上期末减少72.53%,主要是上海恒泰和西油联合增值税待抵扣进项税额减少所致。

报告期末,可供出售金融资产较上期末增加43.63%,主要是报告期内增加对中关村银行投资所致。

报告期末,长期股权投资净额较上期末增加31.74%,主要是报告期内公司丧失对欧美克控制权,剩余股权按公允价值计量

增加所致。

报告期末,在建工程净额较上期末增加917.33%,主要是陕西奥华在建办公楼投入增加所致。

报告期末,开发支出较上期末增加330.43%,主要是本期研发项目投入尚未形成无形资产。

报告期末,长期待摊费用较上期末增加128.32%,主要是母公司融资服务费增加所致。

报告期末,递延所得税资产较上期末增加32.36%,主要是公司确认计提坏账准备及可弥补亏损产生的可抵扣暂时性差异增

加所致。

报告期末,短期借款较上期末增加107.66%,主要是公司业务规模扩大银行贷款增加所致。

报告期末,应付票据余额为4.1亿,主要是贸易业务采购货款开具信用证尚未到期结算。

报告期末,应付账款较上期减少39.98%,主要是部分对外采购货款报告期内已到期结算。

报告期末,应付职工薪酬较上期减少65.57%,主要是子公司部分应付职工薪酬报告期内已支付及期末欧美克不纳入合并范

围所致。

报告期末,应付利息较上期增加813.87%,主要是母公司确认的应付债券利息尚未到结算期所致。

报告期末,应付股利较上期增加1049.72%,主要是西安奥华、GTS等子公司应付股东股利尚未支付所致。

报告期末,其他应付款较上期增加40.77%,主要是公司报告期收到的保理业务融资款挂账。

报告期末,一年内到期的非流动负债较上期增加163.40%,主要是将在一年以内到期的长期应付款增加所致。

报告期末,长期借款较上期增加6784.12%,主要是公司业务规模扩大银行贷款增加所致。




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                                                             恒泰艾普集团股份有限公司 2017 年第三季度报告全文


报告期末,长期应付款较上期增加609.82%,主要是公司应付融资租赁款增加所致。

报告期末,递延收益较上期增加152.69%,主要本期新锦化收到的科技创新基金增加所致。

    二、利润表项目变动幅度大的情况及原因

本年1-9月营业收入较上年同期增加193.74%,主要是贸易板块业务发展迅速,收入规模增加所致。

本年1-9月营业成本较上年同期增加279.05%,主要是贸易板块收入规模增加,相应成本增加所致。

本年1-9月税金及附加较上年同期增加103.19%,主要是销售收入增加,应缴纳的流转税附加税增加以及按照新准则调整科目

核算范围所致。

本年1-9月财务费用较上年同期增加73.66%,主要是报告期内融资规模增加相应利息支出增加所致。

本年1-9月资产减值损失较上年同期增加32.75%,主要是RRDSL计提固定资产减值准备增加所致。

本年1-9月投资收益较上年同期减少545.86%, 主要是本期公司丧失对欧美克控制权,剩余股权按公允价值计量确认的投资

收益增加所致。

本年1-9月营业外收入较上年同期减少47.51%,主要是本期欧美克丧失控制权不纳入合并范围所致。

本年1-9月营业外支出较上年同期增加78.27%,主要是新锦化等子公司确认的报关滞纳金等增加所致。

    三、现金流量表项目变动幅度大的情况及原因

经营活动现金流入较上年同期增加245.14%,主要是贸易板块业务规模增加,销售商品及退回的项目保证金增加较多所致。

经营活动现金流出较上年同期增加200.67%,主要是贸易板块业务规模增加,采购商品及支付的项目保证金增加较多所致。

投资活动现金流入较上年同期减少48.98%,主要是报告期内取得子公司收到的现金净额减少所致。

投资活动现金流出较上年同期增加70.48%,主要是母公司支付收购川油设计、新锦化、中关村银行等投资款增加所致。




二、重要事项进展情况及其影响和解决方案的分析说明

√ 适用 □ 不适用

    1、2017年6月22日,第三届董事会第三十次会议审议通过了《关于恒泰艾普(北京)能源科技研究院有限公司拟与李德

威等自然人合资设立公司的议案》,同意研究院与李德威等自然人在海口合资设立恒泰艾普(海南)清洁资源发展有限公司,

注册资本2,000.00万元人民币,研究院公司持股60%。2017年7月3日已取得海南省澄迈县工商行政管理局颁发的统一社会信

用代码为91469027MA5RHY2P36的营业执照。截止报告日,研究院已支付出资款人民币50.00万元。

     2、2017 年 7 月 7 日,第三届董事会第三十一次会议审议通过了《关于上海公司申请应收款项会计估计变更的议案》,

同意上海恒泰自2017年7月10日起,对应收款项会计估计进行变更。本次会计估计变更采用未来适用法进行会计处理,不追

溯调整。




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                                                               恒泰艾普集团股份有限公司 2017 年第三季度报告全文


                          账 龄                                  应收账款计提比例(%)
                                                              变更前                变更后
1年以内(含 1 年,以下同)                                       5
其中:6个月以内                                                                       1
    6-12个月                                                                          2
1-2年                                                           10                    10
2-3年                                                           30                    30
3-4年                                                           50                    50
4-5年                                                           70                    70
5年以上                                                         100                  100

        3、2017年8月31日,第三届董事会第三十五次会议审议通过了《关于研究院公司拟在深圳设立近地表分析智能软件公

司的议案》,同意研究院公司与深圳高新投、谭昌勇等共同出资设立深圳恩赛智能科技有限公司,注册资本2,000.00万元,

研究院以非专利技术出资出资1,000.00万元,以现金出资20万元,持股比例51%。截止报告日,已完成工商核名,其他工作

正在有序进行中。

    4、2017年8月31日,第三届董事会第三十五次会议审议通过了《关于川油设计拟设立雅江县恒泰天然气有限公司的议案》,

同意川油设计与杨军等共同出资设立雅江县恒普天然气有限公司,注册资本1000万元,川油设计持股比例51%。已于2017

年09月07日取得了雅江县食品药品工商质量监督管理局颁发的统一社会信用代码为91513325MA649L1T1H的营业执照。截

止报告日,川油设计已支付出资款人民币100.00万元。

    5、2017年9月3日,第三次临时股东大会审议通过了《关于恒泰艾普集团股份有限公司公开发行公司债券的议案》,本

次拟发行的公司债券票面总额不超过人民币6亿元(含6亿元),可以一次或分期形式在中国境内面向合格投资者公开发行。

本次拟发行的公司债券期限为不超过5年(含5年),可以为单一期限品种,也可以为多种期限的混合品种。截止报告日,相

关工作正在有序进行中。

    6、2017年9月21日第三届董事会第三十六次会议审议通过了《关于设立恒泰艾普投资管理有限公司的议案》,同意恒泰

艾普设立恒泰艾普投资管理有限公司(暂定名,最终以工商核准名为准),注册资本50000万元,恒泰艾普持股比例100%。

截止报告日,相关工作正在有序进行中。

    7、2017年9月21日第三届董事会第三十六次会议审议通过了《关于新锦化拟设立锦州新锦化工业设备安装有限公司的议

案》,同意新锦化设立锦州新锦化工业设备安装有限公司,注册资本500万元,新锦化持股比例100%。已于2017年10月09

日取得锦州滨海新区市场监督管理局颁发的统一社会信用代码为91210700MA0UJL347Q的营业执照。




                                                                                                             8
                                                               恒泰艾普集团股份有限公司 2017 年第三季度报告全文


             重要事项概述                           披露日期                   临时报告披露网站查询索引

关于恒泰艾普(北京)能源科技研究院
                                                                          巨潮资讯网:www.cninfo.com.cn
有限公司拟与李德威等自然人合资设立 2017 年 06 月 22 日
                                                                          公告编号:2017-069
公司的事项

关于全资子公司恒泰艾普(上海)企业
                                                                          巨潮资讯网:www.cninfo.com.cn
发展有限公司申请应收款项会计估计变 2017 年 07 月 07 日
                                                                          公告编号:2017-081
更的事项

关于研究院公司拟在深圳设立近地表分                                        巨潮资讯网:www.cninfo.com.cn
                                     2017 年 08 月 31 日
析智能软件公司的事项                                                      公告编号:2017-105

关于川油设计拟设立雅江县恒泰天然气                                        巨潮资讯网:www.cninfo.com.cn
                                     2017 年 08 月 31 日
有限公司的事项                                                            公告编号:2017-105

关于恒泰艾普集团股份有限公司公开发                                        巨潮资讯网:www.cninfo.com.cn
                                     2017 年 09 月 04 日
行公司债券的事项                                                          公告编号:2017-106

关于设立恒泰艾普投资管理有限公司的                                        巨潮资讯网:www.cninfo.com.cn
                                     2017 年 09 月 21 日
事项                                                                      公告编号:2017-108

关于新锦化拟设立锦州新锦化工业设备                                        巨潮资讯网:www.cninfo.com.cn
                                     2017 年 09 月 21 日
安装有限公司的事项                                                        公告编号:2017-108


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项

□ 适用 √ 不适用
公司报告期不存在公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行完毕的承诺事项。


四、报告期内现金分红政策的执行情况

□ 适用 √ 不适用


五、预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动
的警示及原因说明

□ 适用 √ 不适用


六、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


七、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用



                                                                                                             9
                                                            恒泰艾普集团股份有限公司 2017 年第三季度报告全文


公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金情况。




                                                                                                         10
                                                        恒泰艾普集团股份有限公司 2017 年第三季度报告全文




                                     第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:恒泰艾普集团股份有限公司
                                       2017 年 09 月 30 日
                                                                                                  单位:元

                 项目                       期末余额                              期初余额

流动资产:

    货币资金                                            965,765,328.88                    775,526,004.25

    结算备付金

    拆出资金

    以公允价值计量且其变动计入当期
损益的金融资产

    衍生金融资产

    应收票据                                             46,328,107.60                       39,758,408.80

    应收账款                                           1,874,842,327.54                 1,068,258,143.93

    预付款项                                            157,982,827.17                       61,850,291.61

    应收保费

    应收分保账款

    应收分保合同准备金

    应收利息

    应收股利

    其他应收款                                           66,180,430.42                       49,204,840.76

    买入返售金融资产

    存货                                                176,358,775.96                    260,901,250.93

    划分为持有待售的资产

    一年内到期的非流动资产                                   6,718,137.49                     6,718,137.49

    其他流动资产                                             7,766,808.84                    28,277,131.89

流动资产合计                                           3,301,942,743.90                 2,290,494,209.66

非流动资产:

    发放贷款及垫款



                                                                                                         11
                                      恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    可供出售金融资产                  263,350,000.00                    183,350,000.00

    持有至到期投资

    长期应收款                         53,729,415.53                     48,513,772.73

    长期股权投资                      719,936,199.58                    546,481,998.69

    投资性房地产                       65,469,983.45                     66,749,784.73

    固定资产                          653,174,254.01                    702,840,310.43

    在建工程                           32,707,640.58                      3,215,034.40

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                          177,306,464.71                    220,108,702.72

    开发支出                            7,324,430.33                      1,701,637.64

    商誉                             1,424,526,270.38                 1,471,007,805.20

    长期待摊费用                        3,725,158.49                      1,631,559.52

    递延所得税资产                    101,185,034.20                     76,448,442.54

    其他非流动资产                    139,676,031.53                    132,847,844.60

非流动资产合计                       3,642,110,882.79                 3,454,896,893.20

资产总计                             6,944,053,626.69                 5,745,391,102.86

流动负债:

    短期借款                         1,011,665,243.01                   487,163,511.82

    向中央银行借款

    吸收存款及同业存放

    拆入资金

    以公允价值计量且其变动计入当期
损益的金融负债

    衍生金融负债

    应付票据                          410,435,387.48

    应付账款                          204,673,898.20                    340,992,015.51

    预收款项                           82,648,703.37                    111,777,208.68

    卖出回购金融资产款

    应付手续费及佣金

    应付职工薪酬                        8,701,796.70                     25,270,469.49

    应交税费                           63,848,131.35                     65,422,048.36




                                                                                    12
                              恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    应付利息                   20,043,213.18                      2,193,213.18

    应付股利                   40,967,386.04                      3,563,261.16

    其他应付款                445,351,557.22                    316,369,799.28

    应付分保账款

    保险合同准备金

    代理买卖证券款

    代理承销证券款

    划分为持有待售的负债

    一年内到期的非流动负债     48,710,419.33                     18,492,792.63

    其他流动负债

流动负债合计                 2,337,045,735.88                 1,371,244,320.11

非流动负债:

    长期借款                  130,000,000.00                      1,888,404.36

    应付债券                  279,618,888.89                    279,198,888.89

      其中:优先股

            永续债

    长期应付款                 45,718,554.93                      6,440,870.13

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益                   17,690,682.82                      7,000,963.81

    递延所得税负债             80,563,904.80                     66,848,769.78

    其他非流动负债

非流动负债合计                553,592,031.44                    361,377,896.97

负债合计                     2,890,637,767.32                 1,732,622,217.08

所有者权益:

    股本                      712,772,080.00                    712,772,080.00

    其他权益工具

      其中:优先股

            永续债

    资本公积                 2,458,103,541.61                 2,449,210,451.76

    减:库存股

    其他综合收益               24,012,294.99                     51,346,378.56

    专项储备                    6,072,456.64                      5,156,422.51



                                                                            13
                                                               恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    盈余公积                                                    25,671,103.21                       25,671,103.21

    一般风险准备

    未分配利润                                                 591,904,325.49                    513,388,626.48

归属于母公司所有者权益合计                                 3,818,535,801.94                    3,757,545,062.52

    少数股东权益                                               234,880,057.43                    255,223,823.26

所有者权益合计                                             4,053,415,859.37                    4,012,768,885.78

负债和所有者权益总计                                       6,944,053,626.69                    5,745,391,102.86


法定代表人:孙庚文                     主管会计工作负责人:杨建全                      会计机构负责人:刘金和


2、母公司资产负债表

                                                                                                         单位:元

                   项目                            期末余额                              期初余额

流动资产:

    货币资金                                                   543,364,871.88                    369,321,962.70

    以公允价值计量且其变动计入当期损
益的金融资产

    衍生金融资产

    应收票据                                                     6,735,200.00                        2,717,100.00

    应收账款                                                   314,595,030.24                       92,428,820.05

    预付款项                                                    11,790,575.01                       10,777,612.22

    应收利息

    应收股利

    其他应收款                                                1,070,757,525.35                   511,991,949.99

    存货

    划分为持有待售的资产

    一年内到期的非流动资产                                       6,718,137.49                        6,718,137.49

    其他流动资产                                                 3,644,879.95                        4,025,759.16

流动资产合计                                                  1,957,606,219.92                   997,981,341.61

非流动资产:

    可供出售金融资产                                           263,350,000.00                    183,350,000.00

    持有至到期投资

    长期应收款                                                   7,548,499.29                        7,548,499.29

    长期股权投资                                              2,874,648,545.21                 2,882,931,533.16

    投资性房地产                                                65,469,983.45                       66,749,784.73


                                                                                                               14
                                        恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    固定资产                            167,588,661.84                    176,552,479.97

    在建工程

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                             90,169,653.58                    114,437,707.12

    开发支出

    商誉

    长期待摊费用                          3,003,179.69                       681,057.94

    递延所得税资产                       47,501,780.76                     36,566,291.79

    其他非流动资产

非流动资产合计                         3,519,280,303.82                 3,468,817,354.00

资产总计                               5,476,886,523.74                 4,466,798,695.61

流动负债:

    短期借款                            631,063,511.60                    350,000,000.00

    以公允价值计量且其变动计入当期损
益的金融负债

    衍生金融负债

    应付票据                            295,256,158.83

    应付账款                             40,632,518.86                     38,402,492.33

    预收款项                                517,830.00                       506,785.87

    应付职工薪酬                          3,068,322.66                      4,168,115.31

    应交税费                                347,602.01                      2,389,909.67

    应付利息                             20,043,213.18                      2,193,213.18

    应付股利

    其他应付款                          592,557,113.63                    291,859,502.28

    划分为持有待售的负债

    一年内到期的非流动负债               48,710,419.33                     18,492,792.63

    其他流动负债

流动负债合计                           1,632,196,690.10                   708,012,811.27

非流动负债:

    长期借款                            120,000,000.00

    应付债券                            279,618,888.89                    279,198,888.89




                                                                                      15
                                              恒泰艾普集团股份有限公司 2017 年第三季度报告全文


      其中:优先股

             永续债

    长期应付款                                  45,088,217.54                       5,650,290.76

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益                                     4,320,921.27                       6,228,737.63

    递延所得税负债

    其他非流动负债

非流动负债合计                                 449,028,027.70                     291,077,917.28

负债合计                                     2,081,224,717.80                     999,090,728.55

所有者权益:

    股本                                       712,772,080.00                     712,772,080.00

    其他权益工具

      其中:优先股

             永续债

    资本公积                                 2,699,832,908.88                 2,699,832,908.88

    减:库存股

    其他综合收益

    专项储备

    盈余公积                                    25,671,103.21                      25,671,103.21

    未分配利润                                 -42,614,286.15                      29,431,874.97

所有者权益合计                               3,395,661,805.94                 3,467,707,967.06

负债和所有者权益总计                         5,476,886,523.74                 4,466,798,695.61


3、合并本报告期利润表

                                                                                        单位:元

                 项目         本期发生额                             上期发生额

一、营业总收入                             988,065,258.09                         304,592,971.04

    其中:营业收入                         988,065,258.09                         304,592,971.04

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                             969,906,319.08                         310,637,148.83



                                                                                              16
                                         恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    其中:营业成本                    844,364,274.56                       220,565,857.22

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           税金及附加                   3,917,479.49                         1,328,891.89

           销售费用                    19,912,463.61                        13,149,336.73

           管理费用                    43,638,825.12                        42,381,385.92

           财务费用                    26,409,947.55                        15,420,074.79

           资产减值损失                31,663,328.75                        17,791,602.28

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                       -4,751,629.18                        -1,202,911.66
列)

           其中:对联营企业和合营
                                       -4,715,066.68                        -1,202,911.66
企业的投资收益

         汇兑收益(损失以“-”号填
列)

         其他收益

三、营业利润(亏损以“-”号填列)     13,407,309.83                        -7,247,089.45

    加:营业外收入                      3,109,561.30                         3,653,711.59

         其中:非流动资产处置利得          25,025.87                          578,708.43

    减:营业外支出                         69,178.77                            14,674.21

         其中:非流动资产处置损失                                                  98.93

四、利润总额(亏损总额以“-”号填
                                       16,447,692.36                        -3,608,052.07
列)

    减:所得税费用                      4,369,240.16                          -744,472.37

五、净利润(净亏损以“-”号填列)     12,078,452.20                        -2,863,579.70

    归属于母公司所有者的净利润          7,577,428.80                       -10,367,714.13

    少数股东损益                        4,501,023.40                         7,504,134.43

六、其他综合收益的税后净额            -14,875,697.90                         3,543,427.04

  归属母公司所有者的其他综合收益
                                      -14,175,107.65                         3,408,140.41
的税后净额


                                                                                       17
                                                              恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
                                                           -14,175,107.65                          3,408,140.41
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益                            -1,470,854.88
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额                          -12,704,252.77                          3,408,140.41

           6.其他

  归属于少数股东的其他综合收益的
                                                             -700,590.25                            135,286.63
税后净额

七、综合收益总额                                            -2,797,245.70                           679,847.34

    归属于母公司所有者的综合收益
                                                            -6,597,678.85                         -6,959,573.72
总额

    归属于少数股东的综合收益总额                            3,800,433.15                           7,639,421.06

八、每股收益:

    (一)基本每股收益                                              0.01                                  -0.01

    (二)稀释每股收益                                              0.01                                  -0.01

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


法定代表人:孙庚文                    主管会计工作负责人:杨建全                      会计机构负责人:刘金和


4、母公司本报告期利润表

                                                                                                       单位:元

                 项目                         本期发生额                             上期发生额

一、营业收入                                               15,369,439.78                          48,904,211.33



                                                                                                             18
                                         恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    减:营业成本                      19,856,443.17                         62,535,341.81

         税金及附加                      153,676.38                              3,906.85

         销售费用                        388,204.94                          3,862,366.90

         管理费用                      7,129,168.25                          7,124,511.17

         财务费用                     10,887,604.76                          7,736,148.62

         资产减值损失                  1,172,371.74                          8,148,183.51

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                        -255,659.24                           -847,912.99
列)

         其中:对联营企业和合营企
                                        -255,659.24                           -847,912.99
业的投资收益

         其他收益

二、营业利润(亏损以“-”号填列)    -24,473,688.70                       -41,354,160.52

    加:营业外收入                     1,468,999.14                           802,108.43

         其中:非流动资产处置利得        102,780.69                           578,708.43

    减:营业外支出

         其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                      -23,004,689.56                       -40,552,052.09
列)

    减:所得税费用                     -3,320,547.33                        -6,076,833.30

四、净利润(净亏损以“-”号填列)    -19,684,142.23                       -34,475,218.79

五、其他综合收益的税后净额

    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益


                                                                                       19
                                                    恒泰艾普集团股份有限公司 2017 年第三季度报告全文


           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                                 -19,684,142.23                         -34,475,218.79

七、每股收益:

    (一)基本每股收益

    (二)稀释每股收益


5、合并年初到报告期末利润表

                                                                                              单位:元

                 项目               本期发生额                             上期发生额

一、营业总收入                               2,541,276,841.05                           865,151,981.57

    其中:营业收入                           2,541,276,841.05                           865,151,981.57

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                               2,506,622,981.28                           841,986,704.48

    其中:营业成本                           2,232,532,447.88                           588,980,792.71

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           税金及附加                              8,563,611.15                           4,214,625.20

           销售费用                               38,011,915.07                          47,174,548.62

           管理费用                              109,525,580.08                         124,607,043.77

           财务费用                               66,893,162.02                          38,518,845.21

           资产减值损失                           51,096,265.08                          38,490,848.97

    加:公允价值变动收益(损失以
“-”号填列)


                                                                                                    20
                                        恒泰艾普集团股份有限公司 2017 年第三季度报告全文


        投资收益(损失以“-”号填
                                      64,278,702.56                       -14,416,950.15
列)

        其中:对联营企业和合营企
                                     -10,800,840.72                       -14,416,950.15
业的投资收益

        汇兑收益(损失以“-”号填
列)

        其他收益

三、营业利润(亏损以“-”号填列)    98,932,562.33                         8,748,326.94

    加:营业外收入                     5,616,972.84                        10,701,453.99

        其中:非流动资产处置利得        128,404.99                           578,708.43

    减:营业外支出                      123,643.32                            69,355.72

        其中:非流动资产处置损失          18,643.42                           51,546.87

四、利润总额(亏损总额以“-”号填
                                     104,425,891.85                        19,380,425.21
列)

    减:所得税费用                    21,810,619.20                         8,931,955.82

五、净利润(净亏损以“-”号填列)    82,615,272.65                        10,448,469.39

    归属于母公司所有者的净利润        78,515,699.01                         3,712,968.64

    少数股东损益                       4,099,573.64                         6,735,500.75

六、其他综合收益的税后净额           -28,590,659.86                        27,245,298.84

  归属母公司所有者的其他综合收益
                                     -27,334,083.57                        26,662,223.56
的税后净额

    (一)以后不能重分类进损益的
其他综合收益

          1.重新计量设定受益计划
净负债或净资产的变动

          2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
                                     -27,334,083.57                        26,662,223.56
他综合收益

          1.权益法下在被投资单位
以后将重分类进损益的其他综合收益      -4,922,720.84
中享有的份额

          2.可供出售金融资产公允
价值变动损益

          3.持有至到期投资重分类
为可供出售金融资产损益



                                                                                      21
                                                              恒泰艾普集团股份有限公司 2017 年第三季度报告全文


           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额                          -22,411,362.73                          26,662,223.56

           6.其他

  归属于少数股东的其他综合收益的
                                                            -1,256,576.29                            583,075.28
税后净额

七、综合收益总额                                           54,024,612.79                           37,693,768.23

    归属于母公司所有者的综合收益
                                                           51,181,615.44                           30,375,192.20
总额

    归属于少数股东的综合收益总额                            2,842,997.35                            7,318,576.03

八、每股收益:

    (一)基本每股收益                                               0.11                                   0.01

    (二)稀释每股收益                                               0.11                                   0.01

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


6、母公司年初到报告期末利润表

                                                                                                        单位:元

                 项目                         本期发生额                             上期发生额

一、营业收入                                               35,184,299.81                          131,527,817.69

    减:营业成本                                           50,144,694.97                          150,424,088.26

         税金及附加                                         1,207,212.26                               66,627.76

         销售费用                                           2,172,273.83                           12,746,292.25

         管理费用                                          18,409,604.77                           21,244,773.16

         财务费用                                          37,222,886.72                           20,728,572.42

         资产减值损失                                       2,535,041.81                           14,354,880.82

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                            -9,318,849.68                          87,923,092.37
列)

         其中:对联营企业和合营企
                                                            -1,282,987.95                          -2,076,907.63
业的投资收益

         其他收益

二、营业利润(亏损以“-”号填列)                         -85,826,264.23                            -114,324.61

    加:营业外收入                                          2,844,614.14                            1,511,858.43

         其中:非流动资产处置利得                             102,780.69                             578,708.43




                                                                                                              22
                                                     恒泰艾普集团股份有限公司 2017 年第三季度报告全文


    减:营业外支出

         其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                                  -82,981,650.09                          1,397,533.82
列)

    减:所得税费用                                -10,935,488.97                         -13,381,989.70

四、净利润(净亏损以“-”号填列)                -72,046,161.12                         14,779,523.52

五、其他综合收益的税后净额

    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                                  -72,046,161.12                         14,779,523.52

七、每股收益:

    (一)基本每股收益

    (二)稀释每股收益


7、合并年初到报告期末现金流量表

                                                                                               单位:元

                 项目                本期发生额                             上期发生额

一、经营活动产生的现金流量:




                                                                                                     23
                                         恒泰艾普集团股份有限公司 2017 年第三季度报告全文


     销售商品、提供劳务收到的现金   1,988,546,871.41                       606,658,994.41

     客户存款和同业存放款项净增加


     向中央银行借款净增加额

     向其他金融机构拆入资金净增加


     收到原保险合同保费取得的现金

     收到再保险业务现金净额

     保户储金及投资款净增加额

     处置以公允价值计量且其变动计
入当期损益的金融资产净增加额

     收取利息、手续费及佣金的现金

     拆入资金净增加额

     回购业务资金净增加额

     收到的税费返还                    3,329,093.48                         11,117,587.72

     收到其他与经营活动有关的现金    394,966,444.62                         73,771,306.48

经营活动现金流入小计                2,386,842,409.51                       691,547,888.61

     购买商品、接受劳务支付的现金   2,142,955,030.01                       493,504,238.48

     客户贷款及垫款净增加额

     存放中央银行和同业款项净增加


     支付原保险合同赔付款项的现金

     支付利息、手续费及佣金的现金

     支付保单红利的现金

     支付给职工以及为职工支付的现
                                     153,217,637.44                        192,324,661.74


     支付的各项税费                   94,042,618.04                        102,812,919.17

     支付其他与经营活动有关的现金    479,403,297.15                        165,776,891.86

经营活动现金流出小计                2,869,618,582.64                       954,418,711.25

经营活动产生的现金流量净额          -482,776,173.13                       -262,870,822.64

二、投资活动产生的现金流量:

     收回投资收到的现金                2,463,437.50

     取得投资收益收到的现金           11,243,216.52

     处置固定资产、无形资产和其他
                                         973,971.22                          7,228,174.76
长期资产收回的现金净额

     处置子公司及其他营业单位收到


                                                                                       24
                                         恒泰艾普集团股份有限公司 2017 年第三季度报告全文


的现金净额

    收到其他与投资活动有关的现金        6,112,683.48                        33,525,090.89

投资活动现金流入小计                  20,793,308.72                         40,753,265.65

    购建固定资产、无形资产和其他
                                      41,370,988.39                         45,238,071.92
长期资产支付的现金

    投资支付的现金                    98,770,000.00                         73,529,009.26

    质押贷款净增加额

    取得子公司及其他营业单位支付
                                     141,658,732.14                         42,511,534.20
的现金净额

    支付其他与投资活动有关的现金      15,776,583.13                         13,270,002.30

投资活动现金流出小计                 297,576,303.66                        174,548,617.68

投资活动产生的现金流量净额          -276,782,994.94                       -133,795,352.03

三、筹资活动产生的现金流量:

    吸收投资收到的现金                 2,377,142.86                        792,499,993.97

    其中:子公司吸收少数股东投资
                                       2,377,142.86                        101,500,000.00
收到的现金

    取得借款收到的现金              1,219,455,755.15                       414,903,226.62

    发行债券收到的现金

    收到其他与筹资活动有关的现金                                             6,000,000.00

筹资活动现金流入小计                1,221,832,898.01                     1,213,403,220.59

    偿还债务支付的现金               490,131,018.74                        504,053,802.58

    分配股利、利润或偿付利息支付
                                      37,489,965.39                        118,041,154.52
的现金

    其中:子公司支付给少数股东的
                                         979,570.34                         13,088,488.00
股利、利润

    支付其他与筹资活动有关的现金      28,983,616.00                         30,290,265.11

筹资活动现金流出小计                 556,604,600.13                        652,385,222.21

筹资活动产生的现金流量净额           665,228,297.88                        561,017,998.38

四、汇率变动对现金及现金等价物的
                                       -6,863,683.62                         2,226,162.56
影响

五、现金及现金等价物净增加额        -101,194,553.81                        166,577,986.27

    加:期初现金及现金等价物余额     660,866,315.30                        593,016,890.84

六、期末现金及现金等价物余额         559,671,761.49                        759,594,877.11


8、母公司年初到报告期末现金流量表

                                                                                 单位:元

                                                                                       25
                                                    恒泰艾普集团股份有限公司 2017 年第三季度报告全文


               项目                 本期发生额                             上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                 49,290,946.65                         140,669,922.85

     收到的税费返还                                 414,017.09                               44,800.00

     收到其他与经营活动有关的现金                321,701,973.35                          20,431,515.47

经营活动现金流入小计                             371,406,937.09                         161,146,238.32

     购买商品、接受劳务支付的现金                 13,005,153.63                         117,576,063.55

     支付给职工以及为职工支付的现
                                                  13,921,703.99                          43,725,050.98


     支付的各项税费                                2,032,957.91                           4,385,109.21

     支付其他与经营活动有关的现金                332,448,231.63                          43,062,021.22

经营活动现金流出小计                             361,408,047.16                         208,748,244.96

经营活动产生的现金流量净额                         9,998,889.93                         -47,602,006.64

二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金                                                              90,000,000.00

     处置固定资产、无形资产和其他
                                                    566,244.82
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金                624,946,940.18

投资活动现金流入小计                             625,513,185.00                          90,000,000.00

     购建固定资产、无形资产和其他
                                                      76,100.00                           6,344,290.81
长期资产支付的现金

     投资支付的现金                              107,300,000.00                         292,461,749.31

     取得子公司及其他营业单位支付
                                                 132,451,225.76
的现金净额

     支付其他与投资活动有关的现金                927,331,212.70                         309,244,491.61

投资活动现金流出小计                         1,167,158,538.46                           608,050,531.73

投资活动产生的现金流量净额                   -541,645,353.46                         -518,050,531.73

三、筹资活动产生的现金流量:

     吸收投资收到的现金                                                                 690,999,993.97

     取得借款收到的现金                          841,063,511.60                         260,000,000.00

     发行债券收到的现金

     收到其他与筹资活动有关的现金



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                                        恒泰艾普集团股份有限公司 2017 年第三季度报告全文


筹资活动现金流入小计                841,063,511.60                        950,999,993.97

     偿还债务支付的现金             371,243,898.66                        377,010,646.03

     分配股利、利润或偿付利息支付
                                     30,154,991.15                         90,212,796.52
的现金

     支付其他与筹资活动有关的现金    13,525,800.00                          8,567,644.48

筹资活动现金流出小计                414,924,689.81                        475,791,087.03

筹资活动产生的现金流量净额          426,138,821.79                        475,208,906.94

四、汇率变动对现金及现金等价物的
                                         -92,242.47                          347,054.11
影响

五、现金及现金等价物净增加额        -105,599,884.21                       -90,096,577.32

     加:期初现金及现金等价物余额   314,217,765.81                        333,460,783.57

六、期末现金及现金等价物余额        208,617,881.60                        243,364,206.25


二、审计报告

第三季度报告是否经过审计
□ 是 √ 否
公司第三季度报告未经审计。




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