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2019年11月15日 星期五

恒泰艾普(300157)公告正文

恒泰艾普:2017年第一季度报告全文

公告日期:2017-04-27

                                      恒泰艾普集团股份有限公司 2017 年第一季度报告全文



证券代码:300157          证券简称:恒泰艾普                         编号:2017-047




                   恒泰艾普集团股份有限公司

                      2017 年第一季度报告




                         2017 年 04 月


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                                      恒泰艾普集团股份有限公司 2017 年第一季度报告全文




                         第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人汤承锋、主管会计工作负责人杨建全及会计机构负责人(会计主

管人员)刘金和声明:保证季度报告中财务报表的真实、准确、完整。




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                                                                 恒泰艾普集团股份有限公司 2017 年第一季度报告全文




                                       第二节 公司基本情况

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□ 是 √ 否

                                            本报告期                    上年同期               本报告期比上年同期增减

营业总收入(元)                                596,360,736.11             157,756,201.09                        278.03%

归属于上市公司股东的净利润(元)                 -5,711,556.16             -10,914,840.16                        -47.67%

归属于上市公司股东的扣除非经常性损
                                                 -6,380,967.96             -11,068,029.62                        -42.35%
益的净利润(元)

经营活动产生的现金流量净额(元)               -145,784,151.84             -98,928,906.12                        47.36%

基本每股收益(元/股)                                    -0.01                         -0.02                     -50.00%

稀释每股收益(元/股)                                    -0.01                         -0.02                     -50.00%

加权平均净资产收益率                                    -0.15%                     -0.47%                         0.32%

                                                                                               本报告期末比上年度末增
                                           本报告期末                   上年度末
                                                                                                            减

总资产(元)                                  5,998,830,731.78           5,745,391,102.86                         4.41%

归属于上市公司股东的净资产(元)              3,748,957,381.73           3,757,545,062.52                         -0.23%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                 单位:元

                         项目                              年初至报告期期末金额                      说明

非流动资产处置损益(包括已计提资产减值准备的冲销部分)                    -19,443.42

计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                          843,866.48
一标准定额或定量享受的政府补助除外)

除上述各项之外的其他营业外收入和支出                                        1,369.67

其他符合非经常性损益定义的损益项目                                           -165.41

减:所得税影响额                                                          124,561.00

     少数股东权益影响额(税后)                                            31,654.52

合计                                                                      669,411.80                   --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用



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                                                             恒泰艾普集团股份有限公司 2017 年第一季度报告全文


公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、重大风险提示

     (一)国际油价波动带来的行业风险

     国际油价震荡加剧,国内、国际油服行业逐步复苏。公司将充分发挥综合油服的全面能力优势、地质

综合研究能力的特殊优势,依靠自身从地球物理勘探到油气田开发方案,从工程设计到施工管理、生产运

行乃至智能油气田(厂矿)的全面能力技术优势,锐意进取,力求取得国内、国际经营的健康发展。

     (二)关键技术人才流失风险

     能源勘探开发技术与装备研发、生产、服务是技术高度密集的行业,合格的技术人员和管理人员除了

需要掌握地质、地球物理、数学、软件工程、生产制造、工程作业等复杂的基础理论之外,还需要具备丰

富的勘探开发生产管理与实践经验。准确地把握客户的实际需求,高水平地掌握行业理论知识、实践经验

和市场能力的专业人员十分宝贵,能否培养、吸引、留住高素质、与时俱进的技术人才和管理人才,是影

响企业发展的关键因素之一。公司长期致力于人才培养,大批青年技术骨干已能独当一面。同时,二次创

业的跨跃式发展新目标也将有助于留住人才。公司的人才管理已进入良性循环。

     (三)专利、著作权等知识产权被侵犯的风险

     油气资源勘探开发技术具有门槛高,研发生产难度大,市场售价高等特点。本公司自主研发的勘探开

发技术具有明确的行业专属性,技术的使用、保密、配置本身也有一定的技术要求,一般来讲用户需要得

到本公司的安装与使用培训方可配置使用该技术。尽管如此,由于本公司技术市场价值高、实践效果好、

应用广泛,仍然有被非法使用,或被抄袭、模仿,从而影响本公司产品销售的进一步扩大,也不利于本公

司产品优势的发挥和技术服务业务规模的进一步扩大。

     (四)企业整合管理风险

     过去六年,恒泰艾普实施完成了廊坊新赛浦、博达瑞恒、西油联合、中盈安信、欧美克、西安奥华、

新锦化、川油设计等主要公司的收购并购,随着公司经营规模的快速增长,也带来了高速成长的管理风险。

在人才队伍建设和管理水平提升两方面面临新的挑战。根据上市公司投资和投资管理的实施规划与要求,

未来一个时期内被收购企业仍将保持其经营实体存续并在其原管理团队管理下运营。发挥集团企业间的协

同效应,从公司经营管理和资源配置等几个方面的优化着手,在企业文化融合、财务集中统一管理、内控

制度完善与严格执行上下功夫,有效建立起恒泰艾普和被收购并购企业之间规范严格的财务管理、良性互

动的客户共享、优化的资源配置、完善的制度建设、协同的业务拓展等方面进行一定程度的柔性连接、有

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                                                         恒泰艾普集团股份有限公司 2017 年第一季度报告全文


效融合,以期最大程度的减少各种整合风险。以“团结一致、勤奋努力、二次创业、实现公司发展新阶段”

来统一集团成员间的思想、文化与精神。用共同的理想与追求实现人生的价值与辉煌是企业整合的前提与

保障。

     做好商誉管理,提高商誉管理水平,是强化并购企业价值管理的重要课题。公司管理层充分认识到随

着并购收购工作的不断加强,企业的商誉管理愈加重要。

     (五)应收账款回收的风险

     公司期末应收账款余额较大,如果未来应收账款不能及时回收,将会对公司经营业绩及现金流产生重

大影响,特别是国际业务的应收账款与国际经济形势、政治形势、汇率变动密切相关。另外,境外油田垫

资服务项目周期长,款项回收慢,公司在进行项目评估时充分考虑了款项回收的风险,本着谨慎性原则对应

收账款在兼顾集团总体战略布局的基础上,用资本经营和企业发展对国际市场布局的需要设施了系列举

措,同时也提取了相应的坏账准备,加强应收账款的管理。

     (六)资本经营风险

     2016年公司主导和参与设立了冀财华泰张家口股权投资基金和中关村并购母基金。股权投资基金具有

投资周期长,且无确定的投资回报等特点,对外投资设立基金可能存在投资回收期较长,短期内不能为公

司贡献利润的风险。股权投资市场是一个竞争非常激烈的领域,基金面临着国内外股权投资企业以及各产

业领域战略投资者的竞争风险。同时基金在投资和运作的过程中将受宏观经济、行业周期、投资标的公司

经营管理交易方案、并购整合等多种因素影响,存在不能实现预期收益的风险。公司将积极参与和管理基

金的设立、设立后的管理、并购标的的甄选、在投资的实施过程以及投后管理的开展,切实降低和规避投

资风险。

     (七)其他风险

    本公司不排除因政治、经济、自然灾害等其他不可控因素带来不利影响的可能性。



三、报告期末股东总数及前十名股东持股情况表

1、普通股股东总数和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                单位:股

                                                     报告期末表决权恢复的优先
报告期末普通股股东总数                      31,091                                                    0
                                                     股股东总数(如有)

                                      前 10 名股东持股情况


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                                                                     恒泰艾普集团股份有限公司 2017 年第一季度报告全文



                                                                         持有有限售条件          质押或冻结情况
    股东名称         股东性质           持股比例          持股数量
                                                                           的股份数量        股份状态          数量

孙庚文            境内自然人                 14.87%        105,981,637        79,486,228 质押                  72,019,200

郑天才            境内自然人                  1.67%         11,873,823                  0

邓林              境内自然人                  1.65%         11,764,600                  0

黄彬              境内自然人                  1.59%         11,344,228                  0

刘会增            境内自然人                  1.25%          8,899,078         8,899,078

北京志大同向投
                  境内非国有法人              1.21%          8,623,629                  0 质押                  3,250,000
资咨询有限公司

李余斌            境内自然人                  1.12%          7,984,342         7,984,342

费春印            境内自然人                  0.99%          7,039,290         7,039,290

才宝柱            境内自然人                  0.99%          7,031,019         7,031,019

郭庚普            境内自然人                  0.99%          7,031,019         7,031,019

                                            前 10 名无限售条件股东持股情况

                                                                                                    股份种类
              股东名称                             持有无限售条件股份数量
                                                                                             股份种类          数量

孙庚文                                                                        26,495,409 人民币普通股          26,495,409

郑天才                                                                        11,873,823 人民币普通股          11,873,823

邓林                                                                          11,764,600 人民币普通股          11,764,600

黄彬                                                                          11,344,228 人民币普通股          11,344,228

北京志大同向投资咨询有限公司                                                   8,623,629 人民币普通股           8,623,629

杨绍国                                                                         6,910,000 人民币普通股           6,910,000

谢桂生                                                                         6,710,000 人民币普通股           6,710,000

秦钢平                                                                         5,578,240 人民币普通股           5,578,240

北京用友科技有限公司                                                           5,100,000 人民币普通股           5,100,000

沈超                                                                           4,640,024 人民币普通股           4,640,024

上述股东关联关系或一致行动的
                                   无
说明

参与融资融券业务股东情况说明
                                   无
(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。




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                                                                 恒泰艾普集团股份有限公司 2017 年第一季度报告全文


2、公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用


3、限售股份变动情况

√ 适用 □ 不适用
                                                                                                               单位:股

                                     本期解除限售股 本期增加限售股
   股东名称         期初限售股数                                     期末限售股数        限售原因      拟解除限售日期
                                          数              数

孙庚文                  79,486,228                0              0       79,486,228 高管锁定股         每年初解锁 25%

                                                                                      首发后个人类限
刘会增                   8,899,078                0              0        8,899,078                    2019.05.12
                                                                                      售股

                                                                                      首发后个人类限
李余斌                   7,984,342                0              0        7,984,342                    2019.05.12
                                                                                      售股

                                                                                      首发后个人类限
费春印                   7,039,290                0              0        7,039,290                    2019.05.12
                                                                                      售股

                                                                                      首发后个人类限
才宝柱                   7,031,019                0              0        7,031,019                    2018.05.12
                                                                                      售股

                                                                                      首发后个人类限
郭庚普                   7,031,019                0              0        7,031,019                    2018.05.12
                                                                                      售股

                                                                                                       高管离职后,锁
谢桂生                   6,710,000         6,710,000             0                  0 高管锁定股       定期已满,全部
                                                                                                       解除限售

                                                                                      首发后个人类限
王志君                   4,397,819                0              0        4,397,819                    2018.05.12
                                                                                      售股

                                                                                      首发后个人类限
王佳宁                   3,421,861                0              0        3,421,861                    2019.05.12
                                                                                      售股

                                                                                      首发后个人类限
杨荣文                   2,067,946                0              0        2,067,946                    2018.05.12
                                                                                      售股

                                                                                      首发后个人类限
曹光斗                   1,516,508                0              0        1,516,508                    2018.05.12
                                                                                      售股

                                                                                      首发后个人类限
谷传纲                    882,310                 0              0         882,310                     2018.05.12
                                                                                      售股

                                                                                      首发后个人类限
李庆博                    454,948                 0              0         454,948                     2018.05.12
                                                                                      售股

曲广生                    277,610                 0              0         277,610 高管锁定股          每年初解锁 25%

汤承锋                     75,750                 0              0          75,750 高管锁定股          每年初解锁 25%

合计                   137,275,728         6,710,000             0      130,565,728          --               --



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                                                   恒泰艾普集团股份有限公司 2017 年第一季度报告全文




                                  第三节 重要事项

一、报告期主要财务数据、财务指标发生重大变动的情况及原因

√ 适用 □ 不适用

(一)资产负债表项目大幅度变动情况与原因说明:

1、应收票据期末余额较期初增加39.30%,主要是子公司收到的银行承兑汇票增加所致。

2、预付款项期末余额较期初增加31.25%,主要是子公司预付的采购款增加所致。

3、其他流动资产期末余额较期初减少45.14%,主要是上海恒泰增值税留抵进项税额减少所致。

4、开发支出期末余额较期初增加193.07%,主要是博达瑞恒、云技术研发项目尚未形成无形资产所致。

5、短期借款期末余额较期初增加57.79%,主要是母公司银行贷款增加所致。

6、应付票据期末余额,系子公司西安奥华对外开具的应付票据。

7、应付职工薪酬期末余额较期初减少46.73%,主要是公司结算了部分职工薪酬所致。

8、应交税费期末余额较期初减少32.14%,主要是子公司缴纳2016年度增值税、所得税等税费所致。

9、应付利息期末余额较期初增加272.75%,主要是母公司尚未支付的债券利息增加所致。

10、长期借款期末余额为零,报告期内EPT银行借款已偿还。

11、长期应付款期末余额较期初减少77.54%,主要是母公司长期应付款转为一年以内的非流动资产所致。

(二)利润表项目大幅度变动情况与原因说明:

1、营业收入本期较去年同期增加278.03%,主要是上海恒泰等新增纳入合并范围所致。

2、营业成本本期较去年同期增加407.80%,主要是本期营业收入增加,相应营业成本增加所致。

3、营业税金及附加本期较去年同期增加78.23%,主要是营业收入增加,相应计提税金增加所致。

4、投资收益本期较去年同期减少998.65%,主要是公司确认对联营企业的投资损失增加所致。

5、营业外收入本期较去年同期增加37.38%,主要是公司确认的政府补助增加所致。

6、营业外支出本期较去年同期增加8,466.22%,主要是子公司确认的非流动资产处置损失所致。

7、所得税费用本期较去年同期增加174.88%,主要是本期利润总额增加所致。

(三)现金流量表项目大幅变动情况与原因说明:

1、经营活动现金流入本期比上年同期增加321.91%,主要是销售商品收到的现金增加以及保证金退回增加

所致。

2、经营活动现金流出本期比上年同期增加206.88%,主要是采购商品支付的现金以及支付的保证金增加所


                                                                                                 8
                                                            恒泰艾普集团股份有限公司 2017 年第一季度报告全文


致。

3、投资活动现金流入本期比上年同期增加36.56%,主要是新赛浦收到的旧厂房处置款增加所致。

4、筹资活动现金流入本期较上年同期增加76.50%,主要是公司借款所收到的现金增加所致。

(四)财务指标大幅变动情况与原因说明:

基本每股收益本期比上年同期增加50%,主要是公司归属于上市公司股东的净利润同比上期增加所致。




二、业务回顾和展望

报告期内驱动业务收入变化的具体因素

     报告期内,公司坚定实施年初制定的2017年度经营计划:进一步优化产业结构,围绕企业价值提升调

整布局;利用好金融手段、金融工具,配合集团战略布局,在结构调整和资产优化的过程中,提升公司的

综合盈利能力和盈利水平。公司一季度实现营业收入59,636.07万元,相比上年同期增加278.03%,主要是

上海恒泰等新增纳入合并范围,业务规模扩大。
重大已签订单及进展情况
□ 适用 √ 不适用
数量分散的订单情况
□ 适用 √ 不适用
公司报告期内产品或服务发生重大变化或调整有关情况
□ 适用 √ 不适用
重要研发项目的进展及影响
□ 适用 √ 不适用
报告期内公司的无形资产、核心竞争能力、核心技术团队或关键技术人员(非董事、监事、高级管理人员)等发生重大变化
的影响及其应对措施
□ 适用 √ 不适用
报告期内公司前 5 大供应商的变化情况及影响
√ 适用 □ 不适用

     前五名供应商合计采购金额占本期采购总额85.01%。公司向第一大供应商采购金额182,056,304.57

元,占采购总额的42.71%,向第二大供应商的采购金额169,841,630.88元,占采购额的39.84%。
报告期内公司前 5 大客户的变化情况及影响
√ 适用 □ 不适用

     前五名客户合计销售金额占本期销售总额 60.58%。公司向第一大客户销售金额 241,602,153.84 元,

占销售总额的 40.51%。



                                                                                                          9
                                                            恒泰艾普集团股份有限公司 2017 年第一季度报告全文


注:相比去年同期,公司采购的主要供应商和销售的主要客户占比发生变化,主要是由于公司新增贸易业务,相对于其他版

块业务来说,贸易业务签订的合同均较大,采购和销售金额占总体比例增加,对公司未来经营不存在重大影响。



年度经营计划在报告期内的执行情况
√ 适用 □ 不适用

     报告期内,集团公司五大业务板块,稳定有序运行。公司管理层按照年初制定的目标任务和经营计划,

在集团公司董事会的领导下积极开展推进各项工作。
对公司未来经营产生不利影响的重要风险因素、公司经营存在的主要困难及公司拟采取的应对措施
√ 适用 □ 不适用

     对公司未来经营产生不利影响的风险因素、经营存在的主要困难及公司应对各风险拟采取的具体措

施,详见“第二节公司基本情况简介”之“二、重大风险提示”。


三、重要事项进展情况及其影响和解决方案的分析说明

√ 适用 □ 不适用

     1.2016年12月1日,公司第三届董事会第十九次会议审议通过了《关于全资子公司廊坊新赛浦将

Sealand公司对其部分债务转换为股权的议案》,同意公司全资子公司廊坊新赛浦将Sealand Engineering

and Well Services Asia-Kish(以下简称“Sealand公司”)对其部分债务转换为Sealand公司的股权。

根据中联资产评估集团有限公司出具的评估报告,截至2015年12月31日Sealand公司股东权益评估值为

9,830.852万欧元,新赛浦拟将其中1,474.6278万欧元的债务转换为Sealand公司15%的股权。截至报告日,

已经收到河北省发改委的项目备案通知书,同意收购Sealand公司15%的股权;国内商务部的备案正在进行

中,Sealand公司的工商备案登记及公示已经完成。

     2.2017年4月26日,公司第三届董事会第二十七次会议审议通过了《关于同意西油联合投资设立刚果

布子公司UP (Congo) Engineering Services Co. Ltd.的议案》,同意西油联合的全资子公司西油国际

以自有资金50万元人民币在刚果设立全资子公司UP (Congo) Engineering Services Co. Ltd.(暂定名,

以最终注册为准,以下简称“西油刚果”)。截至报告日,相关工作正在有序进行中。



四、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项

√ 适用 □ 不适用

      承诺来源         承诺方      承诺类型             承诺内容           承诺时间 承诺期限    履行情况

股权激励承诺



                                                                                                           10
                                                             恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                                               "(一)避免同业竞争的承诺 1、
                                               为了避免与恒泰艾普及博达瑞
                                               恒之间产生同业竞争,维护恒泰
                                               艾普及其股东的合法权益,保证
                                               恒泰艾普及博达瑞恒的长期稳
                                               定发展,崔勇、张时文、姜玉新
                                               及杨茜承诺如下:承诺人目前没
                                               有在境内或境外通过直接或间
                                               接控制的其他经营实体或以自
                                               然人名义从事与恒泰艾普及博
                                               达瑞恒相同或相似的业务;没有
                                               在与恒泰艾普或博达瑞恒存在
                                               相同或相似业务的任何经营实
                                               体中任职或担任任何形式的顾
                                               问,也没有其它任何与恒泰艾普
                                               或博达瑞恒存在同业竞争的情
                                               形。承诺人保证,在本次交易完
                                               成后,将不会通过直接或间接控
                                               制的其他经营实体或以自然人
                                               名义从事与恒泰艾普及博达瑞
                                 关于同业竞    恒相同或相似的业务;不会在与                            报告期内,承
收购报告书或权益变 杨茜;崔勇;张时 争、关联交   恒泰艾普或博达瑞恒存在相同      2013 年 11              诺人均严格
                                                                                            长期有效
动报告书中所作承诺 文;姜玉新;黄彬 易、资金占用 或相似业务的任何经营实体中      月 13 日                遵守了相关
                                 方面的承诺    任职或者担任任何形式的顾问;                            承诺。
                                               如有任何与恒泰艾普、博达瑞恒
                                               从事相同或相似业务的商业机
                                               会,将提供给恒泰艾普或博达瑞
                                               恒,并将会避免任何其它同业竞
                                               争行为。如因承诺人违反上述承
                                               诺而给恒泰艾普或博达瑞恒造
                                               成损失的,承诺人应承担全部赔
                                               偿责任。承诺有效期:承诺人与
                                               上市公司、博达瑞恒存在关联关
                                               系的完整期间。2、为了避免与
                                               恒泰艾普及西油联合之间产生
                                               同业竞争,维护恒泰艾普及其股
                                               东的合法权益,保证恒泰艾普及
                                               西油联合的长期稳定发展,黄彬
                                               承诺如下:承诺人目前没有在境
                                               内或境外通过直接或间接控制
                                               的其他经营实体或以自然人名
                                               义从事与恒泰艾普及西油联合
                                               相同或相似的业务;没有在与恒
                                               泰艾普或西油联合存在相同或


                                                                                                                    11
              恒泰艾普集团股份有限公司 2017 年第一季度报告全文


相似业务的任何经营实体中任
职或担任任何形式的顾问,也没
有其它任何与恒泰艾普或西油
联合存在同业竞争的情形。承诺
人保证,在本次交易完成后,将
不会通过直接或间接控制的其
他经营实体或以自然人名义从
事与恒泰艾普及西油联合相同
或相似的业务;不会在与恒泰艾
普或西油联合存在相同或相似
业务的任何经营实体中任职或
者担任任何形式的顾问;如有任
何与恒泰艾普、西油联合从事相
同或相似业务的商业机会,将提
供给恒泰艾普或西油联合,并将
会避免任何其它同业竞争行为。
如因承诺人违反上述承诺而给
恒泰艾普或西油联合造成损失
的,承诺人应承担全部赔偿责
任。承诺有效期:承诺人持有上
市公司股份或在上市公司、西油
联合任职的完整期间。 (二)
规范关联交易的承诺 1、为规范
承诺人与恒泰艾普及博达瑞恒
之间的关联交易,维护恒泰艾普
及其他股东的合法权益,促进恒
泰艾普及博达瑞恒的长远稳定
发展,崔勇、张时文、姜玉新及
杨茜承诺如下:(1)承诺人将按
照《中华人民共和国公司法》等
法律法规及恒泰艾普的公司章
程的有关规定行使股东权利;在
恒泰艾普股东大会及博达瑞恒
董事会对涉及承诺人的关联交
易进行表决时,履行回避表决的
义务。(2)承诺人将避免一切非
法占用恒泰艾普及博达瑞恒的
资金、资产的行为,在任何情况
下,不要求恒泰艾普及博达瑞恒
向承诺人及承诺人投资或控制
的其他法人提供任何形式的担
保。(3)博达瑞恒与承诺人的房
屋租赁合同到期后,如果博达瑞
恒根据生产经营的需要,需继续


                                                           12
              恒泰艾普集团股份有限公司 2017 年第一季度报告全文


租赁承诺人所有的房屋,则承诺
人应以公平合理的市场价格且
不高于目前房屋租赁合同约定
的价格继续租赁给博达瑞恒作
为办公场所使用。(4)除上述房
屋租赁外,承诺人将尽可能地避
免和减少与恒泰艾普及其子公
司的关联交易;如关联交易无法
避免,则保证按照公平、公开的
市场原则进行,依法签订协议,
履行合法程序,按照有关法律、
法规、规范性文件和恒泰艾普章
程的规定履行信息披露义务和
办理有关报批程序,保证不通过
关联交易损害恒泰艾普及其他
股东的合法权益。如因承诺人违
反上述承诺而给恒泰艾普或博
达瑞恒造成损失的,承诺人应承
担全部赔偿责任。承诺有效期:
承诺人与上市公司、博达瑞恒存
在关联关系的完整期间。2、为
规范承诺人与恒泰艾普及西油
联合之间的关联交易,维护恒泰
艾普及其他股东的合法权益,促
进恒泰艾普及西油联合的长远
稳定发展,黄彬承诺如下:(1)
承诺人将按照《中华人民共和国
公司法》等法律法规及恒泰艾普
的公司章程的有关规定行使股
东权利;在恒泰艾普股东大会及
西油联合董事会对涉及承诺人
的关联交易进行表决时,履行回
避表决的义务。(2)承诺人将避
免一切非法占用恒泰艾普及西
油联合的资金、资产的行为,在
任何情况下,不要求恒泰艾普及
西油联合向承诺人及承诺人投
资或控制的其他法人提供任何
形式的担保。(3)西油联合与承
诺人的房屋租赁合同到期后,如
果西油联合根据生产经营的需
要,需继续租赁承诺人所有的房
屋,则承诺人应以公平合理的市
场价格且不高于目前房屋租赁


                                                           13
                                           恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                            合同约定的价格继续租赁给西
                            油联合作为办公场所使用。(4)
                            除上述房屋租赁之外,承诺人将
                            尽可能地避免和减少与恒泰艾
                            普及其子公司的关联交易;如关
                            联交易无法避免,则保证按照公
                            平、公开的市场原则进行,依法
                            签订协议,履行合法程序,按照
                            有关法律、法规、规范性文件和
                            恒泰艾普章程的规定履行信息
                            披露义务和办理有关报批程序,
                            保证不通过关联交易损害恒泰
                            艾普及其他股东的合法权益。如
                            因承诺人违反上述承诺而给恒
                            泰艾普或西油联合造成损失的,
                            承诺人应承担全部赔偿责任。承
                            诺有效期:承诺人与上市公司、
                            西油联合存在关联关系的完整
                            期间。"

                            "(一)任职承诺崔勇、张时文、
                            姜玉新、杨茜承诺:2017 年 12
                            月 31 日前应继续在博达瑞恒担
                            任经营管理职务,除非恒泰艾普
                            要求,不得从博达瑞恒离职,并
                            尽可能为博达瑞恒创造最佳业
                            绩;承诺在从博达瑞恒离职后两
                            年内,不得到与博达瑞恒从事相
                            同或相似业务的其它经营实体
                            中任职或担任任何形式的顾问,
                            也不会通过直接或间接控制的
                                                                                   报告期内,承
                            其他经营实体或以自然人名义
杨茜;崔勇;张时                                               2013 年 08 2017 年 12 诺人均严格
                 其他承诺   从事与博达瑞恒相同或相似业
文;姜玉新;黄彬                                               月 26 日   月 31 日   遵守了相关
                            务。黄彬承诺:2017 年 12 月 31
                                                                                   承诺。
                            日前应继续在西油联合担任经
                            营管理职务,除非恒泰艾普要
                            求,不得从西油联合离职,并尽
                            可能为西油联合创造最佳业绩;
                            承诺在从西油联合离职后两年
                            内,不得到与西油联合从事相同
                            或相似业务的其它经营实体中
                            任职或担任任何形式的顾问,也
                            不会通过直接或间接控制的其
                            他经营实体或以自然人名义从
                            事与西油联合相同或相似业务。


                                                                                                14
                                              恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                              "

                              "增强独立性的承诺:恒泰艾普
                              实际控制人孙庚文承诺,本人及
                              本人的关联方将在业务、资产、
                              财务、人员、机构等方面继续保
                              持与恒泰艾普的相互独立,保证                               报告期内,承
                              恒泰艾普具有完整的业务体系         2013 年 08              诺人均严格
孙庚文           其他承诺                                                     长期有效
                              和直接面向市场独立经营的能         月 27 日                遵守了相关
                              力;并保证恒泰艾普的股东大                                 承诺。
                              会、董事会、独立董事、监事会、
                              总经理等依照法律、法规和公司
                              章程独立行使职权。承诺有效
                              期:长期有效。"

                              李余斌、王佳宁等 2 名川油设计
                              股东承诺,川油设计 2015 年度、
                              2016 年度、2017 年度、2018 年
                              度各年实现的净利润分别不低
                              于 2,365 万元、2,840 万元、3,265                           报告期内,承
                 业绩承诺及   万元、3,755 万元。如若川油设 2016 年 05 2019 年 5 月 诺人均严格
李余斌、王佳宁
                 补偿安排     计在承诺年度的累计实际净利         月 12 日     12 日      遵守了相关
                              润未达到截至当年累计承诺净                                 承诺。
                              利润,则交易对方在该承诺年度
                              触发补偿义务。交易对方按照先
                              股份方式、后现金方式进行补
                              偿。

                              费春印、刘会增、才宝柱、郭庚
                              普、王志君、曹光斗、杨荣文、
                              李庆博、谷传纲等新锦化 9 名股
                              东承诺,新锦化 2015 年度、2016
                              年度、2017 年度承诺净利润分别
                              不低于 7,080 万元、8,000 万元、
费春印、刘会                  8,850 万元。如果 2015 年、2016
增、才宝柱、郭                年实际净利润低于上述承诺净                                 报告期内,承
庚普、王志君、 业绩承诺及     利润的 90%,则费春印、刘会增、2016 年 05 2018 年 5 月 诺人均严格
杨荣文、曹光     补偿安排     才宝柱、郭庚普、王志君、曹光 月 12 日           12 日      遵守了相关
斗、谷传纲、李                斗、杨荣文、李庆博、谷传纲将                               承诺。
庆博                          按照签署的《恒泰艾普购买新锦
                              化股权协议》和《恒泰艾普购买
                              新锦化股权补充协议》的规定进
                              行补偿。如果 2015 年、2016 年
                              实际净利润未达到上述承诺净
                              利润,但不低于上述承诺净利润
                              的 90%,则当年度不触发补偿程



                                                                                                      15
                                                                    恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                                                   序。如果 2017 年实际净利润低
                                                   于或等于 6,000 万元时,则费春
                                                   印、刘会增、才宝柱、郭庚普、
                                                   王志君、曹光斗、杨荣文、李庆
                                                   博、谷传纲将按照签署的《恒泰
                                                   艾普购买新锦化股权协议》的规
                                                   定进行补偿。如果 2017 年实际
                                                   净利润超过 6,000 万元,则不触
                                                   发相应补偿程序。如果 2015 年、
                                                   2016 年、2017 年合计实现净利
                                                   润低于 21,080 万元,则费春印、
                                                   刘会增、才宝柱、郭庚普、王志
                                                   君、曹光斗、杨荣文、李庆博、
                                                   谷传纲应在 2017 年度《专项审
                                                   核报告》出具后,按照签署的《恒
                                                   泰艾普购买新锦化股权协议》的
                                                   规定进行补偿。

                                                   "(一)避免同业竞争的承诺:
                                                   为了避免与恒泰艾普及廊坊新
                                                   赛浦之间产生同业竞争,维护恒
                                                   泰艾普及其股东的合法权益,保
                                                   证恒泰艾普及廊坊新赛浦的长
                                                   期稳定发展,本次交易对方沈
                                                   超、李文慧、陈锦波、孙庚文及
                                                   田建平承诺如下:1、承诺人目
                                                   前没有在境内或境外通过直接
                                                   或间接控制的其他经营实体或
                                                   以自然人名义从事与恒泰艾普
                                                   及廊坊新赛浦的生产经营存在
                                    关于同业竞                                                              报告期内,承
                   孙庚文;沈超;李                  竞争关系的业务或活动,不拥有
                                    争、关联交                                      2012 年 09              诺人均严格
资产重组时所作承诺 文慧;陈锦波;田                  与恒泰艾普及廊坊新赛浦的生                    长期有效
                                    易、资金占用                                    月 07 日                遵守了相关
                   建平                            产经营存在竞争关系的任何经
                                    方面的承诺                                                              承诺。
                                                   营实体、机构、经济组织的权益;
                                                   也没有在与恒泰艾普或廊坊新
                                                   赛浦的生产经营存在竞争关系
                                                   的任何经营实体、机构、经济组
                                                   织中任职或担任任何形式的顾
                                                   问,或有其它任何与恒泰艾普或
                                                   廊坊新赛浦存在同业竞争的情
                                                   形。2、承诺人保证,在本次交
                                                   易完成后,承诺人将不会通过直
                                                   接或间接控制的其他经营实体
                                                   或以自然人名义从事与恒泰艾
                                                   普及廊坊新赛浦的生产经营存


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              恒泰艾普集团股份有限公司 2017 年第一季度报告全文


在竞争关系的业务或活动;不会
拥有与恒泰艾普及廊坊新赛浦
的生产经营存在竞争关系的任
何经营实体、机构、经济组织的
权益;也不会在与恒泰艾普或廊
坊新赛浦的生产经营存在竞争
关系的任何经营实体、机构、经
济组织中任职或担任任何形式
的顾问,并将会避免任何其它同
业竞争行为。如因承诺人违反上
述承诺而给恒泰艾普或廊坊新
赛浦造成损失的,承诺人应承担
全部赔偿责任。(二)规范关联
交易的承诺为规范沈超、李文
慧、陈锦波、孙庚文及田建平与
恒泰艾普及廊坊新赛浦之间的
关联交易,维护恒泰艾普及其他
股东的合法权益,促进恒泰艾普
及廊坊新赛浦的长远稳定发展,
沈超、李文慧、陈锦波、孙庚文
及田建平承诺如下:1、承诺人
将按照《中华人民共和国公司
法》等法律法规及恒泰艾普、廊
坊新赛浦的公司章程的有关规
定行使股东权利;在股东大会/
股东会对涉及承诺人的关联交
易进行表决时,履行回避表决的
义务。2、承诺人将避免一切非
法占用恒泰艾普及廊坊新赛浦
的资金、资产的行为,在任何情
况下,不要求恒泰艾普及廊坊新
赛浦向承诺人及承诺人投资或
控制的其他法人提供任何形式
的担保。3、承诺人将尽可能地
避免和减少与恒泰艾普及其子
公司的关联交易;如关联交易无
法避免,则保证按照公平、公开
的市场原则进行,依法签订协
议,履行合法程序,按照有关法
律、法规、规范性文件和恒泰艾
普章程的规定履行信息披露义
务和办理有关报批程序,保证不
通过关联交易损害恒泰艾普及
其他股东的合法权益。如因承诺


                                                           17
                                          恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                            人违反上述承诺而给恒泰艾普
                            或廊坊新赛浦造成损失的,承诺
                            人应承担全部赔偿责任。"

                            "(一)增强独立性的承诺:恒
                            泰艾普的实际控制人孙庚文出
                            具承诺,在本次交易完成后,孙
                            庚文及其关联方将在业务、资
                            产、财务、人员、机构等方面继                           报告期内,承
                            续保持与恒泰艾普的相互独立, 2012 年 09                诺人均严格
孙庚文           其他承诺                                               长期有效
                            保证恒泰艾普具有完整的业务     月 07 日                遵守了相关
                            体系和直接面向市场独立经营                             承诺。
                            的能力;并保证恒泰艾普的股东
                            大会、董事会、独立董事、监事
                            会、总经理等依照法律、法规和
                            公司章程独立行使职权。"

                            "或有事项承诺:就廊坊新赛浦
                            及其子公司廊坊开发区恒泰石
                            油钻采设备有限公司在交割日
                            前的劳动、社会保险、经营合法
                            性及其他或有事项可能给廊坊
                            新赛浦带来的负债、负担、损失,
                            沈超、李文慧、陈锦波、孙庚文
                            及田建平承诺如下:1、如因廊
                            坊新赛浦及廊坊恒泰在交割日
                            之前的劳动关系、社会保险及住
                            房公积金事项,导致廊坊新赛浦
                            及廊坊恒泰受到任何主体追索、
                            要求补缴社会保险和/或住房公
                                                                                   报告期内,承
孙庚文;沈超;李              积金或受到劳动及社会保障部
                                                           2012 年 09              诺人均严格
文慧;陈锦波;田 其他承诺     门等的处罚,承诺人将向廊坊新                长期有效
                                                           月 07 日                遵守了相关
建平                        赛浦、廊坊恒泰或恒泰艾普全额
                                                                                   承诺。
                            予以赔偿,避免给廊坊新赛浦、
                            廊坊恒泰或恒泰艾普造成任何
                            损失。2、自廊坊新赛浦及廊坊
                            恒泰成立至今,廊坊新赛浦及廊
                            坊恒泰不存在重大违法违规情
                            形,不存在因重大违法违规行为
                            受到工商、税务、土地、环保、
                            安全、质量监督等主管机关及主
                            管部门处罚或承担刑事责任的
                            情形。如果日后廊坊新赛浦及廊
                            坊恒泰因交割日前的任何行为
                            遭到任何处罚或被要求补缴相
                            应款项或承担任何刑事责任,承

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                                              恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                                诺人将以连带责任方式向廊坊
                                新赛浦、廊坊恒泰或恒泰艾普予
                                以全额赔偿,避免给廊坊新赛
                                浦、廊坊恒泰和恒泰艾普造成任
                                何损失。3、如果廊坊新赛浦、
                                廊坊恒泰因交割日之前的任何
                                其他或有事项导致廊坊新赛浦、
                                廊坊恒泰承受任何负债、负担、
                                损失,承诺人将向廊坊新赛浦、
                                廊坊恒泰或恒泰艾普予以全额
                                赔偿,避免给廊坊新赛浦、廊坊
                                恒泰和恒泰艾普造成任何损失。
                                "

                                "关于股东借款的承诺:沈超、
                                李文慧、陈锦波及田建平历史上
                                为支持廊坊新赛浦的发展,曾向
                                廊坊新赛浦提供股东借款,对
                                此,沈超、李文慧、陈锦波及田                            报告期内,承
沈超;李文慧;陈                  建平承诺如下:为增强廊坊新赛 2012 年 09                 诺人均严格
                 其他承诺                                                    长期有效
锦波;田建平                     浦的偿债能力,保障廊坊新赛浦 月 07 日                   遵守了相关
                                在本次交易前后的正常运营发                              承诺。
                                展,承诺人承诺未来只有在廊坊
                                新赛浦具有充足营运资金的前
                                提下,才会向廊坊新赛浦提出偿
                                还借款的要求。"

                                "2010 年 1 月,公司实际控制人
                                孙庚文出具了《放弃同业竞争及
                                利益冲突的承诺函》,主要内容
                                如下:“1、本人目前没有在境内
                                或境外单独或与其他自然人、法
                                人、合伙企业或组织,直接或间
                                接地以任何方式(包括但不限于
                                自营、合资或者联营)从事或参
                 关于同业竞                                                             报告期内,承
                                与任何对发行人(包括其全资或
                 争、关联交                                     2010 年 01              诺人均严格
孙庚文                          控股子公司)的企业法人营业执                 长期有效
                 易、资金占用                                   月 01 日                遵守了相关
                                照上列明的经营范围内的业务
                 方面的承诺                                                             承诺。
                                存在竞争的业务及活动,或拥有
                                与发行人(包括其全资或控股子
                                公司)生产经营存在竞争关系的
                                任何经济实体、机构、经济组织
                                的权益,或在该经济实体、机构、
                                经济组织中担任高级管理人员
                                或核心技术人员。2、本人保证
                                将采取合法及有效的措施,促使

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                                                                   恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                                                     本人、本人拥有控制权的其他公
                                                     司、企业与其他经济组织,不会
                                                     直接或间接地以任何方式(包括
                                                     但不限于自营、合资或者联营)
                                                     参加或者进行任何与发行人(包
                                                     括其全资或控股子公司)企业法
                                                     人营业执照上列明的经营范围
                                                     内的业务存在直接或者间接竞
                                                     争的任何业务活动。3. 凡本人或
                                                     本人拥有控制权的其他公司、企
                                                     业与其他经济组织有任何商业
                                                     机会可从事、参与或入股任何可
                                                     能会与发行人(包括其全资或控
                                                     股子公司)生产经营构成竞争的
                                                     业务,本人及本人拥有控制权的
                                                     其他公司、企业与其他经济组织
                                                     将会将上述商业机会让予发行
                                                     人。”"

                                                     才宝柱、郭庚普、王志君、曹光
                     才宝柱、郭庚                                                                            报告期内,承
                                                     斗、杨荣文、李庆博、谷传纲承
                     普、王志君、杨 股份限售承                                       2016 年 05 2017 年 5 月 诺人均严格
                                                     诺,根据本协议取得的上市公司
                     荣文、曹光斗、 诺                                               月 12 日     12 日      遵守了相关
                                                     股份,自本次股份发行并上市之
                     谷传纲、李庆博                                                                          承诺。
                                                     日起十二个月内不得转让。

                                                     1、本人目前没有在境内或境外
                                                     单独或与其他自然人、法人、合
                                                     伙企业或组织,直接或间接地以
                                                     任何方式(包括但不限于自营、
                                                     合资或者联营)从事或参与任何
                                                     对发行人(包括其全资或控股子
                                                     公司)的企业法人营业执照上列
                                                     明的经营范围内的业务存在竞
                                                     争的业务及活动,或拥有与发行
                                      关于同业竞                                                             报告期内,承
                                                     人(包括其全资或控股子公司)
首次公开发行或再融                    争、关联交                                     2010 年 01              诺人均严格
                     孙庚文                          生产经营存在竞争关系的任何                   长期有效
资时所作承诺                          易、资金占用                                   月 08 日                遵守了相关
                                                     经济实体、机构、经济组织的权
                                      方面的承诺                                                             承诺。
                                                     益,或在该经济实体、机构、经
                                                     济组织中担任高级管理人员或
                                                     核心技术人员。2、本人保证将
                                                     采取合法及有效的措施,促使本
                                                     人、本人拥有控制权的其他公
                                                     司、企业与其他经济组织,不会
                                                     直接或间接地以任何方式(包括
                                                     但不限于自营、合资或者联营)
                                                     参加或者进行任何与发行人(包

                                                                                                                          20
                                                                    恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                                                     括其全资或控股子公司)企业法
                                                     人营业执照上列明的经营范围
                                                     内的业务存在直接或者间接竞
                                                     争的任何业务活动。3、凡本人
                                                     或本人拥有控制权的其他公司、
                                                     企业与其他经济组织有任何商
                                                     业机会可从事、参与或入股任何
                                                     可能会与发行人(包括其全资或
                                                     控股子公司)生产经营构成竞争
                                                     的业务,本人及本人拥有控制权
                                                     的其他公司、企业与其他经济组
                                                     织将会将上述商业机会让予发
                                                     行人。

                                                     本人及本人的关联方将在业务、
                                                     资产、财务、人员、机构等方面
                                                     继续保持与恒泰艾普的相互独
                                      关于同业竞                                                              报告期内,承
                                                     立,保证恒泰艾普具有完整的业
                                      争、关联交                                     2010 年 01               诺人均严格
                     孙庚文                          务体系和直接面向市场独立经                   长期有效
                                      易、资金占用                                   月 08 日                 遵守了相关
                                                     营的能力;并保证恒泰艾普的股
                                      方面的承诺                                                              承诺。
                                                     东大会、董事会、独立董事、监
                                                     事会、总经理等依照法律、法规
                                                     和公司章程独立行使职权。

                                                     为增强廊坊新赛浦的偿债能力,
                                                     保障廊坊新赛浦在本次交易前
                                                                                                              报告期内,承
                     沈超、李文慧、                  后的正常运营发展,本人承诺未
                                                                                     2011 年 09               诺人均严格
                     陈锦波及田建     其他承诺       来只有在廊坊新赛浦具有充足                   长期有效
                                                                                     月 30 日                 遵守了相关
                     平                              营运资金的前提下,本人才会向
                                                                                                              承诺。
其他对公司中小股东                                   廊坊新赛浦提出偿还借款的要
所作承诺                                             求。

                                                     费春印、刘会增(1)自新锦化
                                                     2016 年度的《专项审核报告》公
                                                     告且之前年度业绩补偿全部完
                                                     成之日(以较晚者为准)起,解
                                                     锁 33%(扣除补偿部分,若有)。
                                                     对价股份上市满 12 个月之后方                             报告期内,承
                                                     可解锁。(2)自新锦化 2017 年 2016 年 05                 诺人均严格
                     费春印、刘会增 其他承诺                                                      2019/5/12
                                                     度的《专项审核报告》公告且之 月 12 日                    遵守了相关
                                                     前年度业绩补偿全部完成之日                               承诺。
                                                     (以较晚者为准)起,解锁 33%。
                                                     (3)自新锦化 2018 年度财务报
                                                     告出具之日起,尚未解锁的部分
                                                     可全部解除锁定。(4)其担任新
                                                     锦化董事、总经理、财务负责人



                                                                                                                           21
                                                                   恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                                                 期间,已解禁股份中每年可转让
                                                 部分不超过其合计持有恒泰艾
                                                 普总股份的 25%,离职半年内不
                                                 得转让其持有恒泰艾普股份。

                                                 李余斌、王佳宁(1)自川油设
                                                 计 2016 年度的《专项审核报告》
                                                 公告且之前年度业绩补偿全部
                                                 完成之日(以较晚者为准)起,
                                                 解锁 30%(扣除补偿部分,若
                                                 有)。对价股份上市满 12 个月之
                                                 后方可解锁。(2)自川油设计
                                                 2017 年度的《专项审核报告》公
                                                 告且之前年度业绩补偿全部完
                                                 成之日(以较晚者为准)起,解                            报告期内,承
                                                 锁 30%。(3)自川油设计 2018 2016 年 05 2019 年 5 月 诺人均严格
                     李余斌;王佳宁 其他承诺
                                                 年度《专项审核报告》公告且所 月 12 日        12 日      遵守了相关
                                                 有年度业绩补偿及整体减值测                              承诺。
                                                 试补偿全部完成之日(以较晚者
                                                 为准)起,尚未解锁的部分可全
                                                 部解除锁定。(4)其担任川油设
                                                 计董事、总经理、副总经理、财
                                                 务负责人期间,已解禁股份中每
                                                 年可转让部分不超过其合计持
                                                 有恒泰艾普总股份的 25%,离职
                                                 半年内不得转让其持有恒泰艾
                                                 普股份。

承诺是否按时履行     是

如承诺超期未履行完
毕的,应当详细说明
未完成履行的具体原 不适用
因及下一步的工作计



五、募集资金使用情况对照表

√ 适用 □ 不适用
                                                                                                               单位:万元

募集资金总额                                            69,100.00 本季度投入募集资金总额

                     是否已                              截至期   截至期   项目达             截止报             项目可
                               募集资金 调整后 本报告                                本报告            是否达
 承诺投资项目和超    变更项                              末累计   末投资   到预定             告期末             行性是
                               承诺投资 投资总 期投入                                期实现            到预计
     募资金投向      目(含部                             投入金 进度(3)    可使用             累计实             否发生
                                总额    额(1)   金额                                 的效益             效益
                     分变更)                              额(2)   =(2)/(1) 状态日            现的效             重大变



                                                                                                                      22
                                                                   恒泰艾普集团股份有限公司 2017 年第一季度报告全文


                                                                                 期         益                      化

承诺投资项目

                                                                            2016 年
支付收购新锦化、川                         33,100.       9,933.8
                     否        33,100.00                           30.01% 03 月 31                   是        否
油设计的现金对价                               00             4
                                                                            日

                                           36,000.       35,987.
补充流动资金         否        36,000.00                           99.96%                            是        否
                                               00            19

                                           69,100.       45,921.
承诺投资项目小计          --   69,100.00                            --           --                       --        --
                                               00            03

超募资金投向



                                           69,100.       45,921.
合计                      --   69,100.00             0              --           --     0        0        --        --
                                               00            03

未达到计划进度或
预计收益的情况和     不适用
原因(分具体项目)

项目可行性发生重
                     项目可行性未发生重大变化。
大变化的情况说明

超募资金的金额、用 不适用
途及使用进展情况

                     不适用
募集资金投资项目
实施地点变更情况


                     不适用
募集资金投资项目
实施方式调整情况


                     适用
募集资金投资项目
                     公司于 2016 年 05 月 31 日召开的第三届董事会第八次会议审议通过了《关于公司使用部分募集资金
先期投入及置换情
                     置换自筹资金的议案》,同意公司以募集资金置换预先投入募集资金投资项目的自有资金 9,933.84 万

                     元。

用闲置募集资金暂     不适用
时补充流动资金情


项目实施出现募集     不适用
资金结余的金额及
原因

尚未使用的募集资
                     尚未使用的募集资金按原定用途均存放于募集资金专户中
金用途及去向


                                                                                                                         23
                                                              恒泰艾普集团股份有限公司 2017 年第一季度报告全文


募集资金使用及披    在 2017 年 1 季度募集资金的使用上,公司均严格按照相关法律、法规和公司规定履行了审批手续,
露中存在的问题或    并按照募集配套资金报告书和公告的使用计划进行了使用,不存在变更募集资金投资项目的情况,也
其他情况            不存在未经审批擅自使用的问题情况。公司及时、真实、准确、完整地披露了相关信息。


六、报告期内现金分红政策的执行情况

√ 适用 □ 不适用

     报告期内,公司现金分红政策的制定和执行情况符合公司章程的规定和股东大会决议的要求,分红标

准和比例明确、清晰,相关决策程序和机制完备,独立董事和监事会尽职履责并发挥了应有的作用,中小

股东的合法权益得到充分维护。


七、预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动
的警示及原因说明

□ 适用 √ 不适用


八、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


九、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金情况。




                                                                                                            24
                                                         恒泰艾普集团股份有限公司 2017 年第一季度报告全文




                                     第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:恒泰艾普集团股份有限公司
                                       2017 年 03 月 31 日
                                                                                                    单位:元

                 项目                    期末余额                                期初余额

流动资产:

    货币资金                                         871,950,182.88                          775,526,004.25

    以公允价值计量且其变动计入当
期损益的金融资产

    衍生金融资产

    应收票据                                          55,385,290.35                           39,758,408.80

    应收账款                                        1,235,777,541.97                        1,068,258,143.93

    预付款项                                          81,179,816.36                           61,850,291.61

    应收利息

    应收股利

    其他应收款                                        62,846,674.82                           49,204,840.76

    存货                                             239,333,630.68                          260,901,250.93

    划分为持有待售的资产

    一年内到期的非流动资产                             6,718,137.49                            6,718,137.49

    其他流动资产                                      15,513,244.49                           28,277,131.89

流动资产合计                                        2,568,704,519.04                        2,290,494,209.66

非流动资产:

    可供出售金融资产                                 183,350,000.00                          183,350,000.00

    持有至到期投资

    长期应收款                                        48,915,480.18                           48,513,772.73

    长期股权投资                                     546,831,187.30                          546,481,998.69

    投资性房地产                                      66,323,541.40                           66,749,784.73

    固定资产                                         689,824,275.34                          702,840,310.43

    在建工程                                           3,285,360.47                            3,215,034.40



                                                                                                          25
                                        恒泰艾普集团股份有限公司 2017 年第一季度报告全文


    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                        209,659,039.17                        220,108,702.72

    开发支出                          4,986,922.89                          1,701,637.64

    商誉                           1,470,528,776.70                     1,471,007,805.20

    长期待摊费用                      1,565,500.13                          1,631,559.52

    递延所得税资产                   83,910,086.33                         76,448,442.54

    其他非流动资产                  120,946,042.83                        132,847,844.60

非流动资产合计                     3,430,126,212.74                     3,454,896,893.20

资产总计                           5,998,830,731.78                     5,745,391,102.86

流动负债:

    短期借款                        768,690,590.99                        487,163,511.82

    以公允价值计量且其变动计入当
期损益的金融负债

    衍生金融负债

    应付票据                            200,000.00

    应付账款                        357,942,663.23                        340,992,015.51

    预收款项                        130,831,689.30                        111,777,208.68

    应付职工薪酬                     13,462,186.49                         25,270,469.49

    应交税费                         44,394,333.32                         65,422,048.36

    应付利息                           8,175,113.18                         2,193,213.18

    应付股利                          3,563,261.16                          3,563,261.16

    其他应付款                      295,284,806.31                        316,369,799.28

    划分为持有待售的负债

    一年内到期的非流动负债           19,006,775.27                         18,492,792.63

    其他流动负债

流动负债合计                       1,641,551,419.25                     1,371,244,320.11

非流动负债:

    长期借款                                                                1,888,404.36

    应付债券                        279,338,888.89                        279,198,888.89

      其中:优先股

             永续债




                                                                                      26
                                                            恒泰艾普集团股份有限公司 2017 年第一季度报告全文


    长期应付款                                            1,446,340.30                            6,440,870.13

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益                                              6,255,505.00                            7,000,963.81

    递延所得税负债                                       69,676,478.17                           66,848,769.78

    其他非流动负债

非流动负债合计                                          356,717,212.36                          361,377,896.97

负债合计                                               1,998,268,631.61                        1,732,622,217.08

所有者权益:

    股本                                                712,772,080.00                          712,772,080.00

    其他权益工具

      其中:优先股

             永续债

    资本公积                                           2,449,028,694.64                        2,449,210,451.76

    减:库存股

    其他综合收益                                         48,358,779.32                           51,346,378.56

    专项储备                                              5,449,654.24                            5,156,422.51

    盈余公积                                             25,671,103.21                           25,671,103.21

    未分配利润                                          507,677,070.32                          513,388,626.48

归属于母公司所有者权益合计                             3,748,957,381.73                        3,757,545,062.52

    少数股东权益                                        251,604,718.44                          255,223,823.26

所有者权益合计                                         4,000,562,100.17                        4,012,768,885.78

负债和所有者权益总计                                   5,998,830,731.78                        5,745,391,102.86


法定代表人:汤承锋                 主管会计工作负责人:杨建全                       会计机构负责人:刘金和


2、母公司资产负债表

                                          2017 年 03 月 31 日
                                                                                                       单位:元

                 项目                       期末余额                                期初余额

流动资产:

    货币资金                                            456,187,800.16                          369,321,962.70

    以公允价值计量且其变动计入当
期损益的金融资产


                                                                                                             27
                                  恒泰艾普集团股份有限公司 2017 年第一季度报告全文


    衍生金融资产

    应收票据                    4,736,250.00                          2,717,100.00

    应收账款                   88,664,205.83                         92,428,820.05

    预付款项                   19,460,321.08                         10,777,612.22

    应收利息

    应收股利

    其他应收款                636,024,817.55                        511,991,949.99

    存货

    划分为持有待售的资产

    一年内到期的非流动资产      6,718,137.49                          6,718,137.49

    其他流动资产                2,960,709.77                          4,025,759.16

流动资产合计                 1,214,752,241.88                       997,981,341.61

非流动资产:

    可供出售金融资产          183,350,000.00                        183,350,000.00

    持有至到期投资

    长期应收款                  7,548,499.29                          7,548,499.29

    长期股权投资             2,882,708,714.43                     2,882,931,533.16

    投资性房地产               66,323,541.40                         66,749,784.73

    固定资产                  173,444,110.90                        176,552,479.97

    在建工程

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                  106,348,310.11                        114,437,707.12

    开发支出

    商誉

    长期待摊费用                  681,057.94                           681,057.94

    递延所得税资产             39,663,912.17                         36,566,291.79

    其他非流动资产

非流动资产合计               3,460,068,146.24                     3,468,817,354.00

资产总计                     4,674,820,388.12                     4,466,798,695.61

流动负债:

    短期借款                  620,000,000.00                        350,000,000.00



                                                                                28
                                        恒泰艾普集团股份有限公司 2017 年第一季度报告全文


    以公允价值计量且其变动计入当
期损益的金融负债

    衍生金融负债

    应付票据

    应付账款                         38,825,467.11                         38,402,492.33

    预收款项                            506,785.87                           506,785.87

    应付职工薪酬                      3,836,191.49                          4,168,115.31

    应交税费                            341,890.57                          2,389,909.67

    应付利息                          8,143,213.18                          2,193,213.18

    应付股利

    其他应付款                      248,743,051.65                        291,859,502.28

    划分为持有待售的负债

    一年内到期的非流动负债           19,006,775.27                         18,492,792.63

    其他流动负债

流动负债合计                        939,403,375.14                        708,012,811.27

非流动负债:

    长期借款

    应付债券                        279,338,888.89                        279,198,888.89

      其中:优先股

            永续债

    长期应付款                          701,451.10                          5,650,290.76

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益                          5,483,278.82                          6,228,737.63

    递延所得税负债

    其他非流动负债

非流动负债合计                      285,523,618.81                        291,077,917.28

负债合计                           1,224,926,993.95                       999,090,728.55

所有者权益:

    股本                            712,772,080.00                        712,772,080.00

    其他权益工具

      其中:优先股

            永续债




                                                                                      29
                                                                  恒泰艾普集团股份有限公司 2017 年第一季度报告全文


    资本公积                                               2,699,832,908.88                       2,699,832,908.88

    减:库存股

    其他综合收益

    专项储备

    盈余公积                                                   25,671,103.21                           25,671,103.21

    未分配利润                                                 11,617,302.08                           29,431,874.97

所有者权益合计                                             3,449,893,394.17                       3,467,707,967.06

负债和所有者权益总计                                       4,674,820,388.12                       4,466,798,695.61

法定代表人:汤承锋                       主管会计工作负责人:杨建全                       会计机构负责人:刘金和


3、合并利润表

                                                2017 年 01 月-03 月
                                                                                                            单位:元

                 项目                             本期发生额                             上期发生额

一、营业总收入                                                 596,360,736.11                         157,756,201.09

    其中:营业收入                                             596,360,736.11                         157,756,201.09

二、营业总成本                                                 603,830,256.91                         174,102,766.62

    其中:营业成本                                             538,879,432.73                         106,120,056.66

           税金及附加                                            1,268,685.13                            711,833.89

           销售费用                                              8,454,954.67                          10,341,801.11

           管理费用                                             30,871,165.15                          33,172,097.91

           财务费用                                             19,934,702.00                          17,954,897.48

           资产减值损失                                          4,421,317.23                           5,802,079.57

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                                -2,856,198.86                            -259,972.47
列)

         其中:对联营企业和合营企业
                                                                -2,856,198.86                            -259,972.47
的投资收益

三、营业利润(亏损以“-”号填列)                             -10,325,719.66                         -16,606,538.00

    加:营业外收入                                                847,579.97                             616,973.49

         其中:非流动资产处置利得

    减:营业外支出                                                  21,952.65                                256.27

         其中:非流动资产处置损失                                   19,443.42                                232.91

四、利润总额(亏损总额以“-”号填列)                          -9,500,092.34                         -15,989,820.78



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                                                             恒泰艾普集团股份有限公司 2017 年第一季度报告全文


    减:所得税费用                                           360,274.41                           -481,140.71

五、净利润(净亏损以“-”号填列)                         -9,860,366.75                       -15,508,680.07

    归属于母公司所有者的净利润                             -5,711,556.16                       -10,914,840.16

    少数股东损益                                           -4,148,810.59                        -4,593,839.91

六、其他综合收益的税后净额                                 -2,987,599.24                        -4,103,246.44

  归属母公司所有者的其他综合收益
                                                           -2,987,599.24                        -4,223,782.70
的税后净额

    (一)以后不能重分类进损益的其
他综合收益

           1.重新计量设定受益计划净
负债或净资产的变动

           2.权益法下在被投资单位不
能重分类进损益的其他综合收益中享
有的份额

    (二)以后将重分类进损益的其他
                                                           -2,987,599.24                        -4,223,782.70
综合收益

           1.权益法下在被投资单位以
后将重分类进损益的其他综合收益中
享有的份额

           2.可供出售金融资产公允价
值变动损益

           3.持有至到期投资重分类为
可供出售金融资产损益

           4.现金流量套期损益的有效
部分

           5.外币财务报表折算差额                          -2,987,599.24                        -4,223,782.70

           6.其他

  归属于少数股东的其他综合收益的
                                                                                                  120,536.26
税后净额

七、综合收益总额                                          -12,847,965.99                       -19,611,926.51

    归属于母公司所有者的综合收益
                                                           -8,699,155.40                       -15,138,622.86
总额

    归属于少数股东的综合收益总额                           -4,148,810.59                        -4,473,303.65

八、每股收益:

    (一)基本每股收益                                             -0.01                                -0.02

    (二)稀释每股收益                                             -0.01                                -0.02

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0.00 元,上期被合并方实现的净利润为:0.00 元。



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                                                              恒泰艾普集团股份有限公司 2017 年第一季度报告全文


法定代表人:汤承锋                    主管会计工作负责人:杨建全                      会计机构负责人:刘金和


4、母公司利润表

                                             2017 年 01 月-03 月
                                                                                                        单位:元

                 项目                         本期发生额                             上期发生额

一、营业收入                                               12,899,805.94                          12,604,001.56

    减:营业成本                                           15,275,341.41                          19,763,767.26

         税金及附加                                           112,913.21                              50,220.57

         销售费用                                           1,169,161.98                           3,943,897.37

         管理费用                                           4,836,631.49                           6,218,946.83

         财务费用                                          13,447,025.81                          11,692,326.89

         资产减值损失                                        -506,434.61                             737,411.29

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                             -222,818.73                            -154,249.32
列)

         其中:对联营企业和合营企
                                                             -222,818.73
业的投资收益

二、营业利润(亏损以“-”号填列)                         -21,657,652.08                         -29,956,817.97

    加:营业外收入                                            745,458.81                             120,000.00

         其中:非流动资产处置利得

    减:营业外支出

         其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                                           -20,912,193.27                         -29,836,817.97
列)

    减:所得税费用                                          -3,097,620.38                          -4,890,198.13

四、净利润(净亏损以“-”号填列)                         -17,814,572.89                         -24,946,619.84

五、其他综合收益的税后净额

    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额



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                                                            恒泰艾普集团股份有限公司 2017 年第一季度报告全文


     (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                                         -17,814,572.89                        -24,946,619.84

七、每股收益:

     (一)基本每股收益

     (二)稀释每股收益

法定代表人:汤承锋                  主管会计工作负责人:杨建全                      会计机构负责人:刘金和


5、合并现金流量表

                                           2017 年 01 月-03 月
                                                                                                     单位:元

               项目                        本期发生额                             上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                       499,071,562.91                         119,182,855.29

     收到的税费返还                                        181,302.63                            1,747,590.28

     收到其他与经营活动有关的现
                                                         79,553,951.16                          16,257,332.75


经营活动现金流入小计                                    578,806,816.70                         137,187,778.32

     购买商品、接受劳务支付的现金                       486,603,097.22                          90,865,051.85

     支付给职工以及为职工支付的
                                                         62,796,422.88                          58,392,301.61
现金

     支付的各项税费                                      34,035,893.90                          32,759,406.15

     支付其他与经营活动有关的现
                                                        141,155,554.54                          54,099,924.83


经营活动现金流出小计                                    724,590,968.54                         236,116,684.44



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                                         恒泰艾普集团股份有限公司 2017 年第一季度报告全文


经营活动产生的现金流量净额          -145,784,151.84                        -98,928,906.12

二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金

     处置固定资产、无形资产和其他
                                     10,000,000.00                           7,000,000.00
长期资产收回的现金净额

     处置子公司及其他营业单位收
到的现金净额

     收到其他与投资活动有关的现
                                                                              322,920.00


投资活动现金流入小计                 10,000,000.00                           7,322,920.00

     购建固定资产、无形资产和其他
                                       9,385,662.94                         11,720,002.97
长期资产支付的现金

     投资支付的现金                    6,100,000.00                          3,840,000.00

     取得子公司及其他营业单位支
付的现金净额

     支付其他与投资活动有关的现
                                        771,834.32                            202,866.27


投资活动现金流出小计                 16,257,497.26                          15,762,869.24

投资活动产生的现金流量净额            -6,257,497.26                         -8,439,949.24

三、筹资活动产生的现金流量:

     吸收投资收到的现金                 365,000.00                          38,000,000.00

     其中:子公司吸收少数股东投资
                                        365,000.00                          38,000,000.00
收到的现金

     取得借款收到的现金             545,907,633.28                         271,510,363.77

     收到其他与筹资活动有关的现


筹资活动现金流入小计                546,272,633.28                         309,510,363.77

     偿还债务支付的现金             271,364,577.70                         310,306,540.44

     分配股利、利润或偿付利息支付
                                     10,729,866.41                           9,932,456.79
的现金

     其中:子公司支付给少数股东的
股利、利润

     支付其他与筹资活动有关的现
                                     22,400,000.00                              37,716.00


筹资活动现金流出小计                304,494,444.11                         320,276,713.23

筹资活动产生的现金流量净额          241,778,189.17                         -10,766,349.46


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                                                            恒泰艾普集团股份有限公司 2017 年第一季度报告全文


四、汇率变动对现金及现金等价物的
                                                           -969,489.32                           -1,600,910.01
影响

五、现金及现金等价物净增加额                             88,767,050.75                         -119,736,114.83

     加:期初现金及现金等价物余额                       660,889,049.72                         593,016,890.84

六、期末现金及现金等价物余额                            749,656,100.47                         473,280,776.01

法定代表人:汤承锋                  主管会计工作负责人:杨建全                      会计机构负责人:刘金和


6、母公司现金流量表

                                           2017 年 01 月-03 月
                                                                                                      单位:元

               项目                        本期发生额                             上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                        16,708,933.45                          21,147,537.71

     收到的税费返还

     收到其他与经营活动有关的现
                                                         52,409,567.71                          23,931,271.78


经营活动现金流入小计                                     69,118,501.16                          45,078,809.49

     购买商品、接受劳务支付的现金                       146,930,276.66                           3,222,722.80

     支付给职工以及为职工支付的
                                                          6,562,268.90                          14,475,415.23
现金

     支付的各项税费                                         111,411.69                             493,022.76

     支付其他与经营活动有关的现
                                                        115,914,352.16                          73,762,336.41


经营活动现金流出小计                                    269,518,309.41                          91,953,497.20

经营活动产生的现金流量净额                            -200,399,808.25                          -46,874,687.71

二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金

     处置固定资产、无形资产和其他
长期资产收回的现金净额

     处置子公司及其他营业单位收
到的现金净额

     收到其他与投资活动有关的现
                                                        207,315,890.41


投资活动现金流入小计                                    207,315,890.41

     购建固定资产、无形资产和其他                                                                  757,524.40


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                                                          恒泰艾普集团股份有限公司 2017 年第一季度报告全文


长期资产支付的现金

     投资支付的现金                                                                          31,440,000.00

     取得子公司及其他营业单位支
付的现金净额

     支付其他与投资活动有关的现
                                                     186,853,025.04                            202,866.27


投资活动现金流出小计                                 186,853,025.04                          32,400,390.67

投资活动产生的现金流量净额                            20,462,865.37                         -32,400,390.67

三、筹资活动产生的现金流量:

     吸收投资收到的现金

     取得借款收到的现金                              470,000,000.00                         200,000,000.00

     收到其他与筹资活动有关的现


筹资活动现金流入小计                                 470,000,000.00                         200,000,000.00

     偿还债务支付的现金                              205,105,882.00                         253,974,256.23

     分配股利、利润或偿付利息支付
                                                       8,449,873.25                           6,129,273.33
的现金

     支付其他与筹资活动有关的现
                                                       8,000,000.00


筹资活动现金流出小计                                 221,555,755.25                         260,103,529.56

筹资活动产生的现金流量净额                           248,444,244.75                         -60,103,529.56

四、汇率变动对现金及现金等价物的
                                                          -8,770.88                              -2,979.03
影响

五、现金及现金等价物净增加额                          68,498,530.99                        -139,381,586.97

     加:期初现金及现金等价物余额                    314,217,765.81                         333,460,783.57

六、期末现金及现金等价物余额                         382,716,296.80                         194,079,196.60

法定代表人:汤承锋                  主管会计工作负责人:杨建全                    会计机构负责人:刘金和


二、审计报告

第一季度报告是否经过审计
□ 是 √ 否
公司第一季度报告未经审计。




                                                                                                        36