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2019年10月20日 星期天

第一创业(002797)公告正文

第一创业:关于第三大股东补充质押的公告

公告日期:2018-02-09

           证券代码:002797         证券简称:第一创业         公告编号:2018-010


                                第一创业证券股份有限公司
                           关于第三大股东补充质押的公告

            本公司及董事会全体成员保证信息披露的内容真实、准确和完整,没有虚假
        记载、误导性陈述或重大遗漏。


            第一创业证券股份有限公司(以下简称“公司”)接到第三大股东能兴控股
        集团有限公司(以下简称“能兴控股”)通知,能兴控股于 2018 年 2 月 7 日将
        其所持本公司股份用于补充质押,具体情况如下:


            一、能兴控股本次补充质押的基本情况

         是否为第                                                     本次质
                       质押
股东     一大股东                 质押开       质押                   押占其
                       股数                               质权人                    用途
名称     及一致行                 始日期     到期日                   所持股
                     (股)
           动人                                                       份比例
                                                         招商证券资            用于股票质押式
能兴                             2018 年 2   2019 年 6
            否       427,259                             产管理有限   0.14%      回购交易融资
控股                              月7日      月 16 日
                                                           公司                    补充质押
                                                         招商证券资            用于股票质押式
能兴                             2018 年 2   2019 年 6
            否      1,709,036                            产管理有限   0.57%      回购交易融资
控股                              月7日      月 28 日
                                                           公司                    补充质押
                                                                               用于股票质押式
能兴                             2018 年 2   2020 年 3   中信证券股
            否      1,500,000                                         0.50%      回购交易融资
控股                              月7日      月 15 日    份有限公司
                                                                                   补充质押

合 计               3,636,295                                         1.22%


            二、能兴控股本次补充质押后,其持本公司股份累计被质押的情况
            截至本公告日,能兴控股共持有本公司股份 297,334,400 股,占本公司总股
        本的 8.49%,累计被质押 275,881,458 股,占其持有本公司股份总数的 92.78%,
        占本公司总股本的 7.88%。能兴控股所持本公司股份累计被质押明细如下:




                                               1
       是否为
                                                                      本次质
       第一大
股东            质押股数      质押开         质押                     押占其
       股东及                                            质权人                    用途
名称              (股)      始日期       到期日                     所持股
       一致行
                                                                      份比例
         动人
能兴                         2016 年 6    2019 年 6    招商证券资产            用于股票质押式
         否     60,150,376                                            20.23%
控股                          月 16 日    月 16 日     管理有限公司              回购交易融资
能兴                         2016 年 6    2021 年 6    工商银行佛山              用于股票质押
         否     75,200,000                                            25.29%
控股                          月 21 日    月 20 日     顺德陈村支行                  融资
能兴                         2016 年 6    2019 年 6    招商证券资产            用于股票质押式
         否     13,609,435                                            4.58%
控股                          月 28 日    月 28 日     管理有限公司              回购交易融资
                                                                               用于股票质押式
能兴                         2017 年 5    2019 年 6    招商证券资产
         否      491,561                                              0.17%      回购交易融资
控股                          月 15 日    月 28 日     管理有限公司
                                                                                   补充质押
                                                                               用于股票质押式
能兴                         2017 年 5    2019 年 6    招商证券资产
         否      1,966,248                                            0.66%      回购交易融资
控股                          月 15 日    月 16 日     管理有限公司
                                                                                   补充质押
能兴                         2017 年 5    2021 年 6    工商银行佛山              用于股票质押
         否      1,960,000                                            0.66%
控股                          月 16 日     月 20 日    顺德陈村支行              融资补充质押
能兴                         2017 年 5    2019 年 6    招商证券资产            用于股票质押式
         否      1,428,160                                            0.48%
控股                          月 19 日     月 28 日    管理有限公司              回购交易融资
能兴                         2017 年 5    2021 年 6    工商银行佛山              用于股票质押
         否      2,840,000                                            0.96%
控股                          月 24 日     月 20 日    顺德陈村支行              融资补充质押
能兴                         2017 年 6    2019 年 12   中信证券股份            用于股票质押式
         否     35,000,000                                            11.77%
控股                          月9日        月9日         有限公司                回购交易融资
能兴                         2017 年 6    2019 年 12   中信证券股份            用于股票质押式
         否     28,000,000                                            9.42%
控股                          月 13 日     月 13 日      有限公司                回购交易融资
能兴                         2017 年 6    2019 年 12   中信证券股份            用于股票质押式
         否     22,000,000                                            7.40%
控股                          月 15 日     月 12 日      有限公司                回购交易融资
能兴                         2017 年 9    2020 年 3    中信证券股份            用于股票质押式
         否     17,000,000                                            5.72%
控股                          月 18 日     月 15 日      有限公司                回购交易融资
                                                                               用于股票质押式
能兴                          2017 年     2019 年 6    招商证券资产
         否      599,877                                              0.20%      回购交易融资
控股                         12 月 6 日   月 16 日     管理有限公司
                                                                                   补充质押
                                                                               用于股票质押式
能兴                          2017 年     2019 年 6    招商证券资产
         否      2,399,506                                            0.81%      回购交易融资
控股                         12 月 6 日   月 28 日     管理有限公司
                                                                                   补充质押
能兴                         2017 年 12   2021 年 6    工商银行佛山              用于股票质押
         否      9,600,000                                            3.23%
控股                          月 11 日    月 20 日     顺德陈村支行              融资补充质押
                                                                               用于股票质押式
能兴                         2018 年 2    2019 年 6    招商证券资产
         否      427,259                                              0.14%      回购交易融资
控股                          月7日       月 16 日     管理有限公司
                                                                                   补充质押
                                                                               用于股票质押式
能兴                         2018 年 2    2019 年 6    招商证券资产
         否      1,709,036                                            0.57%      回购交易融资
控股                          月7日       月 28 日     管理有限公司
                                                                                   补充质押

                                               2
                                                                            用于股票质押式
能兴                       2018 年 2   2020 年 3    中信证券股份
        否    1,500,000                                            0.50%      回购交易融资
控股                        月7日      月 15 日       有限公司
                                                                                补充质押
合 计        275,881,458                                           92.78%




         三、备查文件

         1、中国证券登记结算有限责任公司深圳分公司出具的质押登记证明文件。

         特此公告。


                                                   第一创业证券股份有限公司董事会
                                                       二〇一八年二月九日




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