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2019年09月20日 星期五

利源精制(002501)公告正文

利源精制:非公开发行限售股份上市流通提示性公告

公告日期:2018-02-23

证券代码:002501             证券简称:利源精制              公告编号:2018-003



                        吉林利源精制股份有限公司

              非公开发行限售股份上市流通提示性公告


    本公司及董事会全体成员保证信息披露内容的真实、准确和完整,没有虚假
记载、误导性陈述或重大遗漏。


    特别提示:
    1、本次解除限售股份的数量为 263,620,386 股,占公司股份总数量的 21.70%。
    2、本次限售股份可上市流通日期为 2018 年 2 月 26 日。


    一、非公开发行股票和股本变动情况
    经中国证券监督管理委员会《关于核准吉林利源精制股份有限公司非公开发
行股票的批复》(证监许可[2016]2965 号)核准,吉林利源精制股份有限公司
(以下简称“公司”或“利源精制”)于 2017 年 1 月完成非公开发行股票,向
安徽省铁路发展基金股份有限公司等 8 名(60 户)特定对象非公开发行人民币
普通股(A 股)股票 263,620,386 股,发行价格为每股人民币 11.38 元,共计募
集 资 金 人 民 币 2,999,999,992.68 元 , 扣 除 发 行 费 用 后 , 募 集 资 金 净 额 为
2,955,590,992.68 元。本次非公开发行后公司股本由 951,215,194 股增至
1,214,835,580 股,参与本次非公开发行的特定投资者认购的股票自本次新增股
份上市之日 2017 年 1 月 24 日起锁定 12 个月。
    二、2017 年非公开发行的限售股份持有人承诺履行情况
    1、自 2017 年 1 月 24 日起,十二个月内不得转让;
    2、本次申请解除股份限售的股东均严格履行了上述承诺。
    三、本次上市流通股份的情况说明
    1、本次解除限售股份的上市流通日期为 2018 年 2 月 26 日;
    2、本次解除限售股份的数量为 263,620,386 股,占公司股份总数的 21.70%,
上述股份全部为非公开发行限售股份;
       3、本次申请解除股份限售的股东人数为 8 名(60 户),其中财通基金管理
有限公司名下为 52 户;北信瑞丰基金管理有限公司名下为 2 户;
       4、限售股份持有人本次限售股份可上市流通情况如下:
                                                           所持限售股份    本次解除限售
 序号       股东名称              证券账户名称
                                                           总数(股)        数量(股)
                         中国农业银行股份有限公司-财通
  1                                                            6,279,050      6,279,050
                         多策略福享混合型证券投资基金
                         中国工商银行股份有限公司-财通
  2                      多策略福瑞定期开放混合型发起          4,180,801      4,180,801
                         式证券投资基金
                         财通基金-工商银行-恒增鑫享 11
  3                                                               26,163         26,163
                         号资产管理计划
                         财通基金-工商银行-富春定增
  4                                                               26,163         26,163
                         1097 号资产管理计划
                         财通基金-工商银行-富春定增
  5                                                              151,744        151,744
                         1099 号资产管理计划
                         财通基金-工商银行-富春定增禧
  6                                                               41,860         41,860
                         享 3 号资产管理计划
                         财通基金-工商银行-定增驱动 8 号
  7                                                               52,325         52,325
                         资产管理计划
                         财通基金-工商银行-优选财富 VIP
  8                                                               31,395         31,395
                         尊享定增 5 号资产管理计划
                         财通基金-工商银行-恒增鑫享 12
  9       财通基金管理                                            52,325         52,325
                         号资产管理计划
            有限公司
                         财通基金-工商银行-富春定增禧
  10                                                              68,023         68,023
                         享 5 号资产管理计划
                         财通基金-工商银行-富春定增
  11                                                              99,418         99,418
                         1175 号资产管理计划
                         财通基金-工商银行-优选财富 VIP
  12                                                              62,791         62,791
                         尊享定增 6 号资产管理计划
                         财通基金-工商银行-恒增鑫享 13
  13                                                             104,651        104,651
                         号资产管理计划
                         财通基金-工商银行-增益 2 号资产
  14                                                             444,766        444,766
                         管理计划
                         财通基金-广发银行-中欧盛世资
  15                                                             298,255        298,255
                         产管理(上海)有限公司
                         财通基金-工商银行-财智定增 15
  16                                                              57,558         57,558
                         号资产管理计划
                         财通基金-工商银行-恒增鑫享 14
  17                                                              68,023         68,023
                         号资产管理计划
                         财通基金-工商银行-富春禧享 6 号
  18                                                              52,325         52,325
                         资产管理计划
                                                    所持限售股份    本次解除限售
序号   股东名称            证券账户名称
                                                    总数(股)        数量(股)
                  财通基金-光大银行-紫金 8 号资产
 19                                                       109,883        109,883
                  管理计划
                  财通基金-光大银行-财通基金-富
 20                                                       261,627        261,627
                  春定增稳盈 1 号资产管理计划
                  财通基金-兴业银行-江海证券有
 21                                                     1,046,508      1,046,508
                  限公司
                  财通基金-光大银行-财通基金-富
 22                                                       104,651        104,651
                  春定增享利 2 号资产管理计划
                  财通基金-光大银行-渤海证券股
 23                                                       261,627        261,627
                  份有限公司
                  财通基金-工商银行-广东华兴银
 24                                                     1,046,508      1,046,508
                  行股份有限公司
                  财通基金-工商银行-东洋定增 2 号
 25                                                       209,302        209,302
                  资产管理计划
                  财通基金-工商银行-东洋定增 3 号
 26                                                       156,976        156,976
                  资产管理计划
 27               财通基金-宁波银行-王丽                  209,302        209,302
                  财通基金-平安银行-上海同安投
 28                                                       444,766        444,766
                  资管理有限公司
                  财通基金-工商银行-上海同安投
 29                                                       209,302        209,302
                  资管理有限公司
                  财通基金-工商银行-上海同安投
 30                                                       784,881        784,881
                  资管理有限公司
                  财通基金-工商银行-上海同安投
 31                                                     1,831,390      1,831,390
                  资管理有限公司
                  财通基金-兴业银行-财通基金-富
 32                                                     1,046,508      1,046,508
                  春定增 1195 号资产管理计划
                  财通基金-工商银行-粤乐定增 1 号
 33                                                        52,325         52,325
                  资产管理计划
                  财通基金-兴业银行-上海国鑫投
 34                                                     2,616,271      2,616,271
                  资发展有限公司
                  财通基金-平安银行-浙江永禧投
 35                                                        36,628         36,628
                  资管理有限公司
                  财通基金-包商银行-包商平层宝 1
 36                                                       261,627        261,627
                  号资产管理计划
                  财通基金-平安银行-东方国际集
 37                                                       156,976        156,976
                  团上海投资有限公司
                  财通基金-工商银行-云南通达资
 38                                                       313,953        313,953
                  本管理有限公司
 39               财通基金-工商银行-杨一平                156,976        156,976
                                                            所持限售股份    本次解除限售
序号      股东名称                 证券账户名称
                                                            总数(股)        数量(股)
                          财通基金-工商银行-古木投资瑞
 40                                                               156,976        156,976
                          潇芃鑫定增 1 号资产管理计划
                          财通基金-工商银行-海银资产管
 41                                                               784,881        784,881
                          理有限公司
                          财通基金-工商银行-深圳朴素资
 42                                                               418,603        418,603
                          本管理有限公司
                          财通基金-工商银行-深圳朴素资
 43                                                               784,881        784,881
                          本管理有限公司
                          财通基金-工商银行-富春定增
 44                                                               209,302        209,302
                          1092 号资产管理有限公司
                          财通基金-工商银行-富春定增
 45                                                               261,627        261,627
                          1093 号资产管理有限公司
                          财通基金-工商银行-定增驱动 9 号
 46                                                               366,278        366,278
                          资产管理计划
                          财通基金-工商银行-东方点石投
 47                                                               130,814        130,814
                          资管理有限公司
                          财通基金-工商银行-定增驱动 10
 48                                                               209,302        209,302
                          号资产管理计划
                          财通基金-工商银行-锦绣定增分
 49                                                               156,976        156,976
                          级 11 号资产管理计划
                          财通基金-工商银行-永安期货股
 50                                                               261,627        261,627
                          份有限公司
                          财通基金-工商银行-财通定增 10
 51                                                               209,302        209,302
                          号资产管理计划
                          财通基金-工商银行-财通定增 18
 52                                                               313,952        313,952
                          号资产管理计划
       安徽省铁路发
                          安徽省铁路发展基金股份有限公
 53    展基金股份有                                            26,362,038     26,362,038
                          司
       限公司
       金石期货有限       金石期货有限公司-中新建招商股
 54                                                            26,362,038     26,362,038
       公司               权投资有限公司
       阿拉山口市弘
                          阿拉山口市弘通股权投资有限合
 55    通股权投资有                                            26,362,038     26,362,038
                          伙企业
       限合伙企业
                          新沃基金-广州农商银行-中国民
       新沃基金管理       生信托-中国民生信托  至信 272
 56                                                            26,362,038     26,362,038
       有限公司           号利源精制定向增发集合资金信
                          托计划
                          北信瑞丰基金-工商银行-华融国
       北 信 瑞 丰 基金
 57                       际信托-华融融汇 54 号权益投资        38,488,576     38,488,576
       管理有限公司
                          集合资金信托计划
                                                         所持限售股份    本次解除限售
 序号       股东名称             证券账户名称
                                                         总数(股)        数量(股)
                        北信瑞丰基金-工商银行-中航信
  58                    托-中航信托天启【2016】308 号       12,917,399     12,917,399
                        利源定增一号集合资金信托计划
         长城国泰(舟
         山)产业并购重 长城国泰(舟山)产业并购重组
  59                                                        52,724,077     52,724,077
         组基金合伙企   基金合伙企业(有限合伙)
         业(有限合伙)
                        前海开源基金-浦发银行-渤海国
         前海开源基金
  60                    际信托-前海利源 1 号单一资金信      26,362,038     26,362,038
         管理有限公司
                        托
              合计                                         263,620,386    263,620,386

       四、保荐机构的核查意见

       1、利源精制非公开发行限售股份本次申请上市流通符合《中华人民共和国
公司法》、《深圳证券交易所股票上市规则》等相关法律法规及规则的规定;

       2、利源精制非公开发行限售股份本次申请解除限售的数量和上市流通时间
符合相关法律法规及限售承诺;

       3、利源精制非公开发行限售股份本次申请流通上市的信息披露真实、准确、
完整;

       4、中信建投证券对利源精制非公开发行限售股本次解禁事项无异议。

       五、备查文件
       1、限售股份上市流通申请书;
       2、限售股份上市流通申请表;
       3、股份结构表和限售股份明细表;
       4、保荐机构的核查意见。




                                                吉林利源精制股份有限公司董事会
                                                                2018 年 2 月 22 日