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2019年09月17日 星期二

宁波银行(002142)公告正文

宁波银行:2012年第三季度报告正文

公告日期:2012-10-29

                                                                       宁波银行股份有限公司 2012 年第三季度报告摘要
    证券代码:002142                                  证券简称:宁波银行                              公告编号:2012-033
                                       2012 年第三季度报告一、重要提示
    本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性负个别及连带责任。
    所有董事均已出席了审议本次季报的董事会会议。
    公司负责人陆华裕先生、行长罗孟波先生、主管会计工作负责人罗维开先生及会计机构负责人(会计主管人员) 孙洪波女士声明:保证季度报告中财务报告的真实、完整。二、公司基本情况(一)主要会计数据及财务指标以前报告期财务报表是否发生了追溯调整
    □ 是 √ 否 □ 不适用                                                                             单位:(人民币)千元
                                     2012.9.30                     2011.12.31             本报告期末比上年度期末增减
    总资产                             338,913,111                    260,497,637                       30.10%归属于上市公司股东的所有
                                    21,407,481                     18,714,067                       14.39%者权益
    股本(股)                        2,883,821,529                   2,883,821,529                       -归属于上市公司股东的每股
                                         7.42                         6.49                          14.39%净资产(元/股)
                               2012 年 7-9 月        比上年同期增减          2012 年 1-9 月        比上年同期增减
    营业总收入                      2,663,189                28.65%                 7,625,162                 33.63%归属于上市公司股东的净利
                                1,176,723                30.51%                 3,334,617                 30.43%润经营活动产生的现金流量净
                                    --                     --                   16,566,777            (23.01%)额每股经营活动产生的现金流
                                    --                     --                     5.74                (23.01%)量净额(元/股)
    基本每股收益(元/股)              0.41                  30.51%                   1.16                    30.43%
    稀释每股收益(元/股)              0.41                  30.51%                   1.16                    30.43%
    加权平均净资产收益率(%)          5.63            提高 0.45 个百分点             16.62           提高 1.48 个百分点
    扣除非经常性损益后的加权                           提高 0.44 个百分点                             提高 1.47 个百分点
                                   5.63                                           16.61平均净资产收益率(%)扣除非经常性损益项目和金额
    √ 适用 □ 不适用                                                                                 单位:(人民币)千元
                        项目                                           年初至报告期期末金额(元)
    非流动资产处置损益                                                                 11,022
    除上述各项之外的其他营业外收入和支出                                              (9,038)
    所得税影响额                                                                       (496)
                                                                  宁波银行股份有限公司 2012 年第三季度报告摘要
    合计                                                                           1,488(二)报告期末股东总数及前十名股东持股情况表
    报告期末股东总数(户)                                              132,968
                                       前十名无限售条件流通股股东持股情况
                                    期末持有无限售条件股                      股份种类及数量
               股东名称
                                          份的数量                 种类                            数量
             宁波市财政局               270,000,000            人民币普通股                    270,000,000
       新加坡华侨银行有限公司           250,000,000            人民币普通股                    250,000,000
          宁波市电力开发公司            181,236,383            人民币普通股                    181,236,383
         宁波杉杉股份有限公司           179,000,000            人民币普通股                    179,000,000
         华茂集团股份有限公司           179,000,000            人民币普通股                    179,000,000
       雅戈尔集团股份有限公司           140,000,000            人民币普通股                    140,000,000
    宁波富邦控股集团有限公司            134,250,000            人民币普通股                    134,250,000
         卓力电器集团有限公司            54,000,000            人民币普通股                     54,000,000
    新加坡华侨银行有限公司(QFII)          46,099,471            人民币普通股                     46,099,471
    宁兴(宁波)资产管理有限公司           44,750,000            人民币普通股                     44,750,000三、重要事项(一)公司主要会计报表项目、财务指标大幅度变动的情况及原因
    √ 适用 □ 不适用                                                                          单位:(人民币)千元
                    项 目               2012 年 1-9 月      比上年同期增减                    主要原因
    公允价值变动收益(损失以“-”填列)          243,734              219.76%           公允价值变动收入增加
    投资收益(损失以“-”填列)                   30,358              212.36%           投资收益增加
    汇兑收益(损失以“-”填列)                  (32,149)            (108.36%)          外汇业务损益
    其他业务收入项目                            24,183               84.61%           房屋租赁收入增加
    资产减值损失                               480,384               30.56%           贷款规模增加
    营业外收入                                  16,601              (91.95%)          营业外收入减少
    营业外支出                                  14,618               43.88%           营业外支出增加
    所得税                                     866,123               49.08%           利润总额增加
                                                                                               单位:(人民币)千元
                 项目                  2012 年 9 月 30 日      比年初增减                      主要原因
    存放同业款项                              26,396,227            (32.20%)          存放境内同业款项减少
    拆出资金                                  3,962,750             296.28%           拆出资金增加
                                                                    宁波银行股份有限公司 2012 年第三季度报告摘要
    衍生金融资产                            2,673,675                  58.43%           衍生金融资产增加
    买入返售金融资产                        34,303,240                 922.35%          买入返售金融资产增加
    可供出售金融资产                        59,986,873                 126.32%          可供出售金融资产增加
    应收款项类投资                          5,830,068                  172.72%          应收款项类投资增加
    固定资产                                2,197,113                  60.85%           固定资产增加
    递延所得税资产                           903,718                   43.82%           递延所得税资产增加
    同业及其他金融机构存放款项              24,419,618                 50.97%           同业存放款项增加
    衍生金融负债                            2,577,369                  36.85%           衍生金融负债增加
    卖出回购金融资产款                      51,123,491                 121.62%          卖出回购金融资产款增加
    应付利息                                2,625,152                  46.58%           应付利息增加
    其他负债                                3,596,996                  204.60%          其他负债增加(二)重大事项进展情况及其影响和解决方案的分析说明1、非标意见情况□ 适用 √ 不适用2、公司存在向控股股东或其关联方提供资金、违反规定程序对外提供担保的情况□ 适用 √ 不适用3、日常经营重大合同的签署和履行情况□ 适用 √ 不适用4、其他□ 适用 √ 不适用(三)公司或持股 5%以上股东在报告期内或持续到报告期内的承诺事项√ 适用 □ 不适用
               承诺事项                 承诺人        承诺内容         承诺时间        承诺期限        履行情况股改承诺收购报告书或权益变动报告书中所作承诺资产置换时所作承诺
                                     宁波市财政局、 自公司股票在                                   限售期内,上述
                                                                    2007 年 07 月 19
    发行时所作承诺                       新加波华侨银 深圳证券交易                       36 个月       承诺得到严格
                                                                    日
                                     行有限公司、宁 所上市交易之                                   履行。上述限售
                                                                     宁波银行股份有限公司 2012 年第三季度报告摘要
                                    波杉杉股份有     日起 36 个月内,                                 股份上市流通
                                    限公司、雅戈尔   不转让或者委                                     日为 2010 年 7
                                    集团股份有限     托他人管理其                                     月 19 日。2010
                                    公司、宁波富邦   直接和间接持                                     年 7 月 19 日,
                                    控股集团有限     有的公司股份,                                   上述股东持有
                                    公司、宁波市电   也不由公司收                                     的
                                    力开发公司和     购该部分股份。                                   1,415,000,000
                                    华茂集团股份                                                      股限售股份上
                                    有限公司                                                          市流通。
                                    宁波市电力开
                                    发公司、新加坡
                                    华侨银行有限
                                    公司、雅戈尔集   自发行结束之
                                    团股份有限公     日起,36 个月内 2010 年 10 月 25
    其他对公司中小股东所作承诺                                                            36 个月         严格履行
                                    司、宁波富邦控   不转让本次认 日
                                    股集团有限公     购的股份
                                    司、宁波华茂集
                                    团股份有限公
                                    司
    承诺是否及时履行                    √ 是 □ 否 □ 不适用未完成履行的具体原因及下一步计划是否就导致的同业竞争和关联交易问题
                                   □ 是 √ 否 □ 不适用作出承诺承诺的解决期限解决方式
    承诺的履行情况                      严格执行(四)对 2012 年度经营业绩的预计2012 年度归属于上市公司股东的净利润变动幅
                                                          20%                   至                    30%度2012 年度归属于上市公司股东的净利润变动区
                                                        390,421                 至               422,956间(万元)
    2011 年度归属于上市公司股东的净利润(万元)                                  325,351
    业绩变动的原因说明                                                业务规模扩大,盈利能力增强(五)其他需说明的重大事项1、证券投资情况√ 适用 □ 不适用
                                                                                  占期末证券
                                                 最初投资成 期末持有数 期末账面价            报告期损益
    序号   证券品种      证券代码    证券简称                                     总投资比例
                                                   本(元)   量(股)   值(元)              (元)
                                                                                    (%)
    1            股票          600830    香溢融通    3,865,855         750,000     4,920,000        100
    期末持有的其他证券投资                                                  --
    报告期已出售证券投资损益                                --              --           --         --
    合计                                             3,865,855              --     4,920,000        100
                                                                             宁波银行股份有限公司 2012 年第三季度报告摘要2、衍生品投资情况√ 适用 □ 不适用报告期衍生品持仓的风险分析及控制措施说明(包括但不 我行在叙做新类型衍生品之前,通过新产品委员会对各类型风险限于市场风险、流动性风险、信用风险、操作风险、法律 进行充分的识别、分析和评估,采用久期、限额管控、风险价值、
    风险等)                                           压力测试、授信额度管理等方法对衍生品进行风险计量和控制。
                                                   报告期内我行已投资衍生品市场价格或公允价值随市场交易参已投资衍生品报告期内市场价格或产品公允价值变动的情
                                                   数变化而波动,衍生品估值参数按具体产品设定,与行业惯例相况,对衍生品公允价值的分析应披露具体使用的方法及相
                                                   一致,公允价值计量采用中后台估值系统提供的模型方法进行估关假设与参数的设定
                                                   值。报告期公司衍生品的会计政策及会计核算具体原则与上一报告期相比是否发生重大变化的说明
                                                             本行独立董事理解,衍生品交易业务是公司经中国银行业监督管
    独立董事对公司衍生品投资及风险控制情况的专项意见             理委员会批准的常规银行业务之一。报告期内,公司重视该项业
                                                             务的风险管理,对衍生品交易业务的风险控制是有效的。3、报告期末衍生品投资的持仓情况
    √ 适用 □ 不适用                                                                                   单位:(人民币)千元
                                                                                                   期末合约金额占公司报
         合约种类            期初合约金额              期末合约金额             报告期损益情况
                                                                                                   告期末净资产比例(%)
         外汇远期             16,544,187                   16,620,383              (38,048)                77.64
         货币掉期             40,534,706                   96,484,789               227,563                450.71
         利率互换             35,780,125                   55,859,255               65,209                 260.93
         期权合同                 171,246                   447,858                  1,029                  2.09
    合计                          93,030,264               169,412,286                  255,753                791.374、报告期内接待调研、沟通、采访等活动登记表
                                                                                                       谈论的主要内容及
       接待时间          接待地点               接待方式          接待对象类型          接待对象
                                                                                                           提供的资料
    2012 年 02 月 29 日 公司会议室              实地调研            机构                中信证券          2011 年度业绩快报
    2012 年 02 月 29 日 公司会议室              实地调研            机构                东方证券          2011 年度业绩快报
    2012 年 03 月 07 日 公司会议室              实地调研            机构                瑞银证券          2011 年度业绩快报
    2012 年 03 月 07 日 公司会议室              实地调研            机构                招商证券          2011 年度业绩快报
    2012 年 03 月 22 日 公司会议室              实地调研            机构                银河证券          2011 年度业绩快报
    2012 年 05 月 30 日 公司会议室              实地调研            机构                浙商证券、信达证券 2012 年第一季度报
                                                                                    宏源证券、国金通用
    2012 年 06 月 05 日 公司会议室              实地调研            机构                                   2012 年第一季度报
                                                                                    基金、泰康资产
    2012 年 06 月 14 日 公司会议室              实地调研            机构                工银瑞信          2012 年第一季度报
    2012 年 06 月 28 日 公司会议室              实地调研            机构                野村证券          2012 年第一季度报
                                                                                    券商、基金等各类投
    2012 年 8 月 30 日   公司会议室             电话沟通            机构                                   2012 年半年度报告
                                                                                    资者
                                                                                                       公司治理、发展战
                                                                                    券商、基金、个人等
    2012 年 9 月 11 日   宁波南苑饭店           网络沟通            机构、个人                             略、经营状况、可持
                                                                                    各类投资者
                                                                                                       续发展等
    2012 年 09 月 12 日 公司会议室              实地调研            机构                申银万国          2012 年半年度报告
                      宁波银行股份有限公司 2012 年第三季度报告摘要5、发行公司债券情况是否发行公司债券□ 是 √ 否