新闻源 财富源

2019年12月15日 星期天

盐湖股份(000792)公告正文

盐湖股份:2017年第三季度报告全文

公告日期:2017-10-31

                青海盐湖工业股份有限公司 2017 年第三季度报告全文




青海盐湖工业股份有限公司

   2017 年第三季度报告




      2017 年 10 月




                                                              1
                                      青海盐湖工业股份有限公司 2017 年第三季度报告全文




                         第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人王兴富、主管会计工作负责人吴文好及会计机构负责人(会计主

管人员)唐德新声明:保证季度报告中财务报表的真实、准确、完整。




                                                                                    2
                                                                         青海盐湖工业股份有限公司 2017 年第三季度报告全文




                                       第二节 公司基本情况

一、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                        本报告期末                          上年度末              本报告期末比上年度末增减

总资产(元)                                  83,581,521,718.00               82,945,887,867.64                          0.77%

归属于上市公司股东的净资产
                                              23,540,305,139.33               24,524,468,942.98                         -4.01%
(元)

                                                          本报告期比上年同期                                年初至报告期末比上
                                     本报告期                                         年初至报告期末
                                                                  增减                                          年同期增减

营业收入(元)                       2,584,059,895.80                     28.26%        7,649,476,758.50                 4.96%

归属于上市公司股东的净利润
                                     -336,737,387.76                     387.28%         -859,240,000.59              -430.16%
(元)

归属于上市公司股东的扣除非经
                                     -334,822,675.12                     263.06%         -889,508,856.47               154.19%
常性损益的净利润(元)

经营活动产生的现金流量净额
                                         --                        --                     346,010,862.38               154.26%
(元)

基本每股收益(元/股)                           -0.1209             225.00%(1)                    -0.3084             -320.13%

稀释每股收益(元/股)                           -0.1209                  225.00%                  -0.3084             -320.13%

加权平均净资产收益率                             -1.42%                   -1.10%                  -3.57%                -4.68%

注:(1)公司于 2017 年 6 月 16 日实施了 2016 年度利润分配方案,以资本公积金向全体股东每 10 股转增 5 股,公司总股本
由 1,857,393,734 股增加至 2,786,090,601 股,公司报告期与上年同期每股收益的计算基数不同,报告期为 2,786,090,601 股,上
年同期为 1,857,393,734 股。
非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                       单位:元

                              项目                                年初至报告期期末金额                        说明

非流动资产处置损益(包括已计提资产减值准备的冲销部分)                               94,457.73

计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                               59,568,516.64
一标准定额或定量享受的政府补助除外)

非货币性资产交换损益                                                                360,900.00

除上述各项之外的其他营业外收入和支出                                           -17,833,925.23

减:所得税影响额                                                                   8,603,709.20

     少数股东权益影响额(税后)                                                    3,317,384.06


                                                                                                                                 3
                                                                   青海盐湖工业股份有限公司 2017 年第三季度报告全文


合计                                                                      30,268,855.88              --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东总数及前 10 名股东持股情况表

                                                                                                               单位:股

                                                               报告期末表决权恢复的优先
报告期末普通股股东总数                               127,643                                                        0
                                                               股股东总数(如有)

                                                前 10 名股东持股情况

                                                                     持有有限售条件           质押或冻结情况
     股东名称          股东性质      持股比例        持股数量
                                                                       的股份数量         股份状态        数量

青海省国有资产                                                                        质押                250,000,000
投资管理有限公 国有法人                   27.03%       753,068,895
                                                                                      冻结                 19,200,000


中化化肥有限公
                    境内非国有法人        20.52%       571,578,484


中国信达资产管
                    国有法人               6.23%       173,553,462
理股份有限公司

中国长城资产管
                    国有法人               1.94%        53,931,206
理股份有限公司

中国华融资产管
                    国有法人               1.77%        49,364,965
理股份有限公司

广州市华美丰收
资产管理有限公 境内非国有法人              1.60%        44,519,109        14,344,658 冻结                  44,519,107


王一虹              境内自然人             1.56%        43,422,187        13,707,789 冻结                  43,399,387

中国建设银行股
份有限公司青海 国有法人                    1.08%        30,006,867
省分行

全国社保基金五
                    其他                   0.96%        26,800,000
零三组合

中央汇金资产管 国有法人                    0.79%        22,132,950



                                                                                                                        4
                                                               青海盐湖工业股份有限公司 2017 年第三季度报告全文


理有限责任公司

                                         前 10 名无限售条件股东持股情况

                                                                                           股份种类
              股东名称                      持有无限售条件股份数量
                                                                                   股份种类           数量

青海省国有资产投资管理有限公
                                                                     753,068,895 人民币普通股         753,068,895


中化化肥有限公司                                                     571,578,484 人民币普通股         571,578,484

中国信达资产管理股份有限公司                                         173,553,462 人民币普通股         173,553,462

中国长城资产管理股份有限公司                                          53,931,206 人民币普通股          53,931,206

中国华融资产管理股份有限公司                                          49,364,965 人民币普通股          49,364,965

广州市华美丰收资产管理有限公
                                                                      30,174,451 人民币普通股          30,174,451


中国建设银行股份有限公司青海
                                                                      30,006,867 人民币普通股          30,006,867
省分行

王一虹                                                                29,714,398 人民币普通股          29,714,398

全国社保基金五零三组合                                                26,800,000 人民币普通股          26,800,000

中央汇金资产管理有限责任公司                                          22,132,950 人民币普通股          22,132,950

                                 前 10 名股东:广州市华美丰资产管理有限公司和王一虹存在关联关系外,除上述关联
上述股东关联关系或一致行动的
                                 关系或一致行动人外公司未知其他股东之间的关系,也未知其是否属于《上市公司持股
说明
                                 变动信息披露管理办法》中规定的一致行动人。

前 10 名普通股股东参与融资融券
                                 无
业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




                                                                                                                    5
                                                                青海盐湖工业股份有限公司 2017 年第三季度报告全文




                                          第三节 重要事项

一、报告期主要财务数据、财务指标发生变动的情况及原因

√ 适用 □ 不适用

1.资产负债表项目大幅度变动的原因分析
                                                                  单位:元 币种:人民币
资产负债表项目         期末余额            期初余额     变动幅                       原因分析
                                                        度(%)
                                                                    主要原因是信用证结算导致结算时点差
    应收账款          506,664,743.22      348,788,983.46 45.26%
                                                                    异。
                                                                    主要原因是预付铁路运费和天然气款、电
    预付款项          519,648,743.94      252,419,778.77 105.87%
                                                                    费增加。
    应付票据          125,050,150.08      327,190,636.21 -61.78% 主要原因是使用票据承兑汇票到期解付。
                                                                    主要原因是支付2016年末职工增发工资和
 应付职工薪酬         135,506,227.09      377,422,775.24 -64.10%
                                                                    缴纳五险一金所致。
                                                                    主要原因是报告期支付上年末计提税金所
    应交税费          189,895,018.63      646,647,832.36 -70.63%
                                                                    致。
                                                                    主要原因是报告期发行短期融资券筹资所
 其他流动负债        3,850,880,591.78     750,000,000.00 413.45%
                                                                    致。
                                                                    主要原因是报告期间接控股子公司水泥股
    预计负债             6,000,000.00      44,865,000.00 -86.63%
                                                                    份清偿计提债务。
                                                                 主要原因报告期公司实施了2016年度利润
                                                                 分配方案,以资本公积向全体股东每10股
    股     本        2,786,090,601.00    1,857,393,734.00 50.00%
                                                                 转增5股,公司总股本由1,857,393,734股增
                                                                 加至2,786,090,601股。


2.利润表项目大幅度变动的原因分析
                                                                     单位:元币种:人民币
   利润表项目       年初至报告期末金 上年年初至报告期末 变动幅度                         原因分析
                      额(1-9月)      金额(1-9月)      (%)
                                                                            主要原因是运费从销售费用调整到营
    营业成本          5,027,688,143.97       3,972,512,169.31      26.56%
                                                                            业成本核算。
                                                                            主要原因是运费从销售费用调入营业
    销售费用            228,766,986.04       1,079,009,611.08     -78.80%
                                                                            成本核算。
                                                                     主要原因是受事故的影响,化工分公
    管理费用          1,151,895,870.93        500,340,709.93 130.22% 司和海纳公司停工期间费用计入管理
                                                                     费用-停工损失。
                                                                            主要原因是镁业公司转固导致利息支
    财务费用          1,085,326,116.02        824,547,502.26       31.63%
                                                                            出计入财务费用所致。

                                                                                                              6
                                                             青海盐湖工业股份有限公司 2017 年第三季度报告全文




                                                                       主要原因是2016年上半年转让了公司
    投资收益          33,538,841.52        281,935,526.38      -88.10% 间接控股子公司上海富友股权取得的
                                                                       投资收益。
                                                                         主要原因是报告期内取得政府补助增
   营业外收入         61,604,570.79         44,014,794.48       39.96%
                                                                         加。
                                                                         主要原因是控股子公司盐湖镁业公司
   营业外支出         19,414,621.65           3,048,046.34 536.95%
                                                                         环保罚款支出所致。
                                                                   主要原因是1.报告期公司氯化钾销量
                                                                   较上年同期下降;2.盐湖镁业金属镁
                                                                   一体化项目、海纳化工PVC一体化项目
                                                                   部分在建工程转固,报告期财务利息
归属于母公司所
                     -859,240,000.59       260,248,410.28 -430.16% 费用化,折旧同时增加,导致亏损增
  有者的净利润
                                                                   加及海纳化工2.14火灾事故的影响,
                                                                   装置尚未恢复生产;3.本报告期较上
                                                                   年同期处置间接控股子公司股权取得
                                                                   投资收益减少。
                                                                         主要原因是报告期公司间接控股子公
 少数股东损益        124,804,854.31         59,740,081.12 108.91%
                                                                         司蓝科锂业利润增加所致。


3.现金流量表项目大幅度变动的原因分析
                                                              单位:元     币种:人民币
   现金流量表项目    年初至报告期末 上年年初至报告期 变动幅度                         原因分析
                     金额(1-9月) 末金额(1-9月) (%)
                                                                         主要原因是1季度缴纳2016年12月的
   支付的各项税费      1,391,270,511.16    928,082,027.26       49.91%
                                                                         增值税。
取得投资收益收到的                                                       主要原因是收到的投资分红收益比去
                         18,000,000.00      13,000,000.00       38.46%
        现金                                                             年同期增加。

支付其他与投资活动                                                       主要原因是报告支付的保证金比上年
                         75,669,354.92      39,898,526.06       89.65%
    有关的现金                                                           同期增加。
                                                                         主要原因是上年同期收到发行的永续
吸收投资收到的现金      275,700,000.00    1,542,000,000.00     -82.18%
                                                                         债资金14.82亿元。
                                                                         主要原因是报告期银行借款比上年同
 借款所收到的现金    11,378,650,000.00    4,819,750,000.00     136.08%
                                                                         期增加所致。
支付的其它与筹资活                                                       主要原因是报告期支付的融资租赁款
                        486,580,631.98     920,115,270.51      -47.17%
    动有关的现金                                                         比上年同期减少。


二、重要事项进展情况及其影响和解决方案的分析说明

□ 适用 √ 不适用




                                                                                                           7
                                                            青海盐湖工业股份有限公司 2017 年第三季度报告全文


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项

□ 适用 √ 不适用
公司报告期不存在公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行完毕的承诺事项。


四、对 2017 年度经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
□ 适用 √ 不适用

注:公司无法预计 2017 年年度经营业绩情况,敬请关注公司 2017 年年度业绩预告或业绩快
报。

五、证券投资情况

□ 适用 √ 不适用
公司报告期不存在证券投资。


六、衍生品投资情况

□ 适用 √ 不适用
公司报告期不存在衍生品投资。


七、报告期内接待调研、沟通、采访等活动登记表

√ 适用 □ 不适用

        接待时间                接待方式              接待对象类型                调研的基本情况索引

                                                                         公司钾肥销量下降的原因,未提供书面
    2017 年 07 月 17 日         电话沟通                  个人
                                                                         材料。

                                                                         2017 年上半年钾肥销售情况及金属
    2017 年 07 月 24 日         电话沟通                  个人           镁、碳酸锂项目的进展情况,未提供书
                                                                         面材料。

    2017 年 07 月 24 日         电话沟通                  个人           债转股进展情况,未提供书面材料。

                                                                         金属镁生产情况及亏损的原因,未提供
    2017 年 08 月 04 日         电话沟通                  个人
                                                                         书面材料。

                                                                         公司锂资源情况及目前的生产状况,未
    2017 年 08 月 04 日         电话沟通                  个人
                                                                         提供书面材料。

                                                                         公司业绩情况及生产经营情况,未提供
    2017 年 08 月 10 日         电话沟通                  个人
                                                                         书面材料。

                                                                         与比亚迪合资成立新公司的进展情况,
    2017 年 08 月 10 日         电话沟通                  个人
                                                                         未提供书面材料。



                                                                                                              8
                                  青海盐湖工业股份有限公司 2017 年第三季度报告全文


2017 年 08 月 11 日   电话沟通   个人          债转股进展情况,未提供书面材料。

                                               公司镁、锂目前的生产经营情况及生产
2017 年 08 月 11 日   电话沟通   个人
                                               工艺的优势,未提供书面材料。

                                               与比亚迪合资成立新公司的进展情况,
2017 年 08 月 15 日   电话沟通   个人
                                               未提供书面材料。

                                               公司碳酸锂的储量及生产情况,未提供
2017 年 08 月 31 日   电话沟通   个人
                                               书面材料。

                                               内 容 详 见 巨 潮 资 讯 网
2017 年 09 月 06 日   实地调研   机构
                                               (www.cninfo.com.cn)。

                                               与比亚迪合资成立新公司的进展情况,
2017 年 09 月 11 日   电话沟通   个人
                                               未提供书面材料。

                                               公司上半年亏损的原因,未提供书面材
2017 年 09 月 12 日   电话沟通   个人
                                               料。

                                               公司 6.18 事故进展情况及对公司业绩
2017 年 09 月 12 日   电话沟通   个人
                                               的影响,未提供书面材料。

                                               碳酸锂及金属镁的生产经营情况,未提
2017 年 09 月 15 日   电话沟通   个人
                                               供书面材料。

                                               公司持有蓝科锂业的股份,未提供书面
2017 年 09 月 18 日   电话沟通   个人
                                               材料。

                                               公司有无大股东减持计划,碳酸锂产品
2017 年 09 月 19 日   电话沟通   个人          为工业级还是电池级,未提供书面材
                                               料。

                                               盐湖提锂技术是否可行,未提供书面材
2017 年 09 月 20 日   电话沟通   个人
                                               料。

                                               公司碳酸锂目前的产能,未提供书面材
2017 年 09 月 20 日   电话沟通   个人
                                               料。

2017 年 09 月 20 日   电话沟通   个人          海纳公司是否复产,未提供书面材料。

                                               与比亚迪合资成立新公司的进展情况,
2017 年 09 月 20 日   电话沟通   个人
                                               未提供书面材料。

                                               公司碳酸锂目前的产量及产能,未提供
2017 年 09 月 20 日   电话沟通   个人
                                               书面材料。

                                               察尔汗盐湖锂的储量,未提供书面材
2017 年 09 月 20 日   电话沟通   个人
                                               料。

                                               内 容 详 见 巨 潮 资 讯 网
2017 年 09 月 21 日   实地调研   机构
                                               (www.cninfo.com.cn)。

                                               公司碳酸锂装置目前的生产状况,未提
2017 年 09 月 21 日   电话沟通   个人
                                               供书面材料。




                                                                                    9
                                                            青海盐湖工业股份有限公司 2017 年第三季度报告全文


八、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


九、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。


十、履行精准扶贫社会责任情况

1、三季度精准扶贫概要

    2017年三季度,公司继续按照省委、省政府精准扶贫及脱贫攻坚工作要求,根据公司《精
准扶贫工作实施方案》相关措施,扎实推进海东市乐都区马营乡4个帮扶村的脱贫攻坚和格尔
木市郭勒木德镇3个帮扶村的巩固提升工作。一、紧盯脱贫目标时限,抓紧落实帮扶举措。对
标省委关于全省脱贫攻坚存在的突出问题,积极整改海东市马营乡4村的帮扶措施落实过程中
的不足和难点;巩固提升格尔木市郭勒木德镇3村的脱贫成果。二、持续开展调研摸底,不断
掌握精准扶贫工作中出现的新情况、新问题,及时调整帮扶措施。7月份协调中化化肥专家前
往各贫困村进行现场农技培训为公司联点的4个贫困村的村民代表授予了中化农业“结对共
建,精准扶贫”工作基地的牌匾,充分发挥联点单位的优势,传播科技扶贫精神,倡导科学种
植,实现从“输血”到“造血”的转变,实现农业现代化、规模化;提前了解贫困户农产品种植
信息,9月底已启动对贫困户种植土豆等农产品收购工作;并由公司各职能部门牵头,衔接驻
村工作队与各帮扶村做好帮扶资金及扶贫基金使用、管理的监督检查,确保了各帮扶资金全
部用于贫困村危房改造、医疗救助、学业资助、发展种植、养殖产业,技术引进等帮扶项目。

2、上市公司三季度精准扶贫工作情况


                            指标                               计量单位             数量/开展情况

一、总体情况                                                       ——                 ——

二、分项投入                                                       ——                 ——

  1.产业发展脱贫                                                   ——                 ——

  2.转移就业脱贫                                                   ——                 ——

  3.易地搬迁脱贫                                                   ——                 ——

  4.教育脱贫                                                       ——                 ——

  5.健康扶贫                                                       ——                 ——

  6.生态保护扶贫                                                   ——                 ——

  7.兜底保障                                                       ——                 ——

  8.社会扶贫                                                       ——                 ——

  9.其他项目                                                       ——                 ——


                                                                                                         10
                                             青海盐湖工业股份有限公司 2017 年第三季度报告全文


三、所获奖项(内容、级别)                        ——                   ——


3、后续精准扶贫计划

     按照公司《精准扶贫工作实施方案》进一步落实2017年度既定帮扶措施,从危房改造、
产业扶持、助医助学、生活补助、招工就业、基金帮扶等方面开展精准帮扶。确保格尔木地
区3个贫困村按照省州市精准扶贫工作要求和规定期限实现脱贫清零和巩固提升;确保海东地
区4个贫困村2018年各项精准扶贫措施落地,达到预期攻坚目标,依托政府优惠帮扶政策,积
极引导贫困户从“输血”到“造血”,提高贫困户内生动力,增收稳收、争取早日脱贫。




                                                                                           11
                                                      青海盐湖工业股份有限公司 2017 年第三季度报告全文




                                     第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:青海盐湖工业股份有限公司
                                                                                                单位:元

                 项目                     期末余额                              期初余额

流动资产:

    货币资金                                         4,958,484,801.98                 5,812,948,409.95

    结算备付金

    拆出资金

    以公允价值计量且其变动计入当期
损益的金融资产

    衍生金融资产

    应收票据                                         1,798,023,453.15                 1,744,784,378.26

    应收账款                                          506,664,743.22                    348,788,983.46

    预付款项                                          519,648,743.94                    252,419,778.77

    应收保费

    应收分保账款

    应收分保合同准备金

    应收利息

    应收股利

    其他应收款                                         81,287,491.69                       88,953,990.85

    买入返售金融资产

    存货                                             3,093,300,330.03                 3,389,210,734.55

    划分为持有待售的资产

    一年内到期的非流动资产

    其他流动资产                                     3,600,872,910.88                 3,388,783,489.20

流动资产合计                                     14,558,282,474.89                   15,025,889,765.04

非流动资产:

    发放贷款及垫款

    可供出售金融资产                                  478,125,400.00                    478,125,400.00



                                                                                                      12
                                       青海盐湖工业股份有限公司 2017 年第三季度报告全文


    持有至到期投资

    长期应收款

    长期股权投资                        88,890,606.53                    107,564,219.46

    投资性房地产                       128,663,604.69                    131,958,831.07

    固定资产                         34,964,846,720.99                36,613,430,762.49

    在建工程                         31,162,796,859.81                28,444,253,177.07

    工程物资                           479,335,335.70                    490,775,396.97

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                           779,608,151.51                    811,593,654.59

    开发支出                            34,844,716.35                     31,184,435.21

    商誉                                  3,928,667.24                     3,928,667.24

    长期待摊费用                          4,639,223.91                     5,486,575.74

    递延所得税资产                     136,026,140.68                    171,519,253.98

    其他非流动资产                     761,533,815.70                    630,177,728.78

非流动资产合计                       69,023,239,243.11                67,919,998,102.60

资产总计                             83,581,521,718.00                82,945,887,867.64

流动负债:

    短期借款                          4,046,000,000.00                 4,464,000,000.00

    向中央银行借款

    吸收存款及同业存放

    拆入资金

    以公允价值计量且其变动计入当期
损益的金融负债

    衍生金融负债

    应付票据                           125,050,150.08                    327,190,636.21

    应付账款                          6,516,389,972.73                 6,776,626,933.42

    预收款项                          1,173,868,517.55                 1,268,355,982.84

    卖出回购金融资产款

    应付手续费及佣金

    应付职工薪酬                       135,506,227.09                    377,422,775.24

    应交税费                           189,895,018.63                    646,647,832.36

    应付利息                           252,244,917.40                    275,475,950.44




                                                                                     13
                               青海盐湖工业股份有限公司 2017 年第三季度报告全文


    应付股利                    65,910,277.30                     62,917,777.30

    其他应付款                 602,422,109.61                    791,206,334.38

    应付分保账款

    保险合同准备金

    代理买卖证券款

    代理承销证券款

    划分为持有待售的负债

    一年内到期的非流动负债    6,038,434,186.97                 6,024,813,034.59

    其他流动负债              3,850,880,591.78                   750,000,000.00

流动负债合计                 22,996,601,969.14                21,764,657,256.78

非流动负债:

    长期借款                 25,723,000,000.00                25,425,750,000.00

    应付债券                  6,968,259,319.48                 6,961,663,823.53

      其中:优先股

               永续债

    长期应付款                1,303,497,709.89                 1,659,142,181.02

    长期应付职工薪酬

    专项应付款                  70,000,000.00                     70,000,000.00

    预计负债                      6,000,000.00                    44,865,000.00

    递延收益

    递延所得税负债

    其他非流动负债             697,461,444.84                    648,278,906.21

非流动负债合计               34,768,218,474.21                34,809,699,910.76

负债合计                     57,764,820,443.35                56,574,357,167.54

所有者权益:

    股本                      2,786,090,601.00                 1,857,393,734.00

    其他权益工具              1,483,018,867.92                 1,483,018,867.92

      其中:优先股

               永续债         1,483,018,867.92                 1,483,018,867.92

    资本公积                  9,478,201,445.31                10,406,897,142.57

    减:库存股

    其他综合收益

    专项储备                   186,543,520.37                    194,820,618.49

    盈余公积                  1,845,701,991.60                 1,845,701,991.60



                                                                             14
                                                               青海盐湖工业股份有限公司 2017 年第三季度报告全文


    一般风险准备

    未分配利润                                                7,760,748,713.13                 8,736,636,588.40

归属于母公司所有者权益合计                                23,540,305,139.33                   24,524,468,942.98

    少数股东权益                                              2,276,396,135.32                 1,847,061,757.12

所有者权益合计                                            25,816,701,274.65                   26,371,530,700.10

负债和所有者权益总计                                      83,581,521,718.00                   82,945,887,867.64


法定代表人:王兴富                     主管会计工作负责人:吴文好                      会计机构负责人:唐德新


2、母公司资产负债表

                                                                                                        单位:元

                   项目                            期末余额                              期初余额

流动资产:

    货币资金                                                  2,945,755,051.62                 3,909,568,823.51

    以公允价值计量且其变动计入当期损
益的金融资产

    衍生金融资产

    应收票据                                                  1,230,910,054.82                 1,385,087,316.57

    应收账款                                                  1,358,494,106.55                   795,336,064.52

    预付款项                                                   220,980,368.57                    140,746,459.44

    应收利息

    应收股利                                                    15,005,250.00

    其他应收款                                             38,738,554,337.70                  34,322,466,060.24

    存货                                                       672,570,337.68                    889,236,845.22

    划分为持有待售的资产

    一年内到期的非流动资产

    其他流动资产                                                42,120,231.96                         75,986.12

流动资产合计                                               45,224,389,738.90                  41,442,517,555.62

非流动资产:

    可供出售金融资产                                           403,000,000.00                    403,000,000.00

    持有至到期投资

    长期应收款

    长期股权投资                                           12,197,832,110.36                  11,933,643,775.34

    投资性房地产                                                  3,332,371.40                      3,641,560.46

    固定资产                                               13,374,143,418.25                  14,065,889,679.89


                                                                                                              15
                                         青海盐湖工业股份有限公司 2017 年第三季度报告全文


    在建工程                            1,175,325,474.99                   980,685,551.59

    工程物资                              36,456,433.12                     35,542,242.67

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                             486,302,034.77                    509,584,518.80

    开发支出                              34,844,716.35                     31,184,435.21

    商誉

    长期待摊费用

    递延所得税资产                        47,187,943.23                     97,134,474.42

    其他非流动资产                       116,656,375.07                     94,882,154.72

非流动资产合计                         27,875,080,877.54                28,155,188,393.10

资产总计                               73,099,470,616.44                69,597,705,948.72

流动负债:

    短期借款                            3,610,000,000.00                 3,640,000,000.00

    以公允价值计量且其变动计入当期损
益的金融负债

    衍生金融负债

    应付票据                              86,080,000.00                    122,090,636.21

    应付账款                            2,080,724,239.33                 1,583,764,354.17

    预收款项                             276,515,180.13                    855,439,239.81

    应付职工薪酬                          95,670,604.71                    200,261,610.98

    应交税费                              95,940,563.05                    511,632,907.12

    应付利息                             249,854,999.97                    273,633,333.23

    应付股利                              62,730,277.30                     62,730,277.30

    其他应付款                           482,639,449.42                    565,193,669.75

    划分为持有待售的负债

    一年内到期的非流动负债              5,060,992,024.00                 4,858,447,754.72

    其他流动负债                        3,850,000,000.00                   750,000,000.00

流动负债合计                           15,951,147,337.91                13,423,193,783.29

非流动负债:

    长期借款                           22,736,000,000.00                22,176,000,000.00

    应付债券                            6,968,259,319.48                 6,961,663,823.53

      其中:优先股




                                                                                       16
                                             青海盐湖工业股份有限公司 2017 年第三季度报告全文


               永续债

    长期应付款                               362,517,931.49                      342,081,829.19

    长期应付职工薪酬

    专项应付款                                20,000,000.00                       20,000,000.00

    预计负债

    递延收益

    递延所得税负债

    其他非流动负债                            75,191,666.91                       82,841,666.82

非流动负债合计                             30,161,968,917.88                29,582,587,319.54

负债合计                                   46,113,116,255.79                43,005,781,102.83

所有者权益:

    股本                                    2,786,090,601.00                 1,857,393,734.00

    其他权益工具                            1,483,018,867.92                 1,483,018,867.92

      其中:优先股

               永续债                       1,483,018,867.92                 1,483,018,867.92

    资本公积                                9,672,702,852.81                10,601,398,550.07

    减:库存股

    其他综合收益

    专项储备                                 153,792,461.23                      160,753,603.99

    盈余公积                                1,820,352,522.01                 1,820,352,522.01

    未分配利润                             11,070,397,055.68                10,669,007,567.90

所有者权益合计                             26,986,354,360.65                26,591,924,845.89

负债和所有者权益总计                       73,099,470,616.44                69,597,705,948.72


3、合并本报告期利润表

                                                                                       单位:元

                 项目         本期发生额                            上期发生额

一、营业总收入                         2,584,059,895.80                      2,014,703,117.22

    其中:营业收入                     2,584,059,895.80                      2,014,703,117.22

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                         2,747,174,501.20                      2,085,376,380.35

    其中:营业成本                     1,485,928,930.70                      1,378,880,700.28



                                                                                             17
                                            青海盐湖工业股份有限公司 2017 年第三季度报告全文


             利息支出

             手续费及佣金支出

             退保金

             赔付支出净额

             提取保险合同准备金净额

             保单红利支出

             分保费用

             税金及附加                 129,608,458.85                         93,723,184.12

             销售费用                    78,579,711.38                         85,871,042.94

             管理费用                   627,735,864.65                        136,426,167.62

             财务费用                   425,498,964.44                        240,671,697.84

             资产减值损失                  -177,428.82                        149,803,587.55

       加:公允价值变动收益(损失以
“-”号填列)

           投资收益(损失以“-”号填
                                         16,578,433.79                         30,730,693.17
列)

             其中:对联营企业和合营
企业的投资收益

           汇兑收益(损失以“-”号填
列)

           其他收益

三、营业利润(亏损以“-”号填列)      -146,536,171.61                       -39,942,569.96

       加:营业外收入                    14,475,148.23                         28,077,625.46

           其中:非流动资产处置利得

       减:营业外支出                    17,910,379.12                           758,790.07

           其中:非流动资产处置损失

四、利润总额(亏损总额以“-”号填
                                        -149,971,402.50                       -12,623,734.57
列)

       减:所得税费用                    63,879,358.47                         30,900,085.78

五、净利润(净亏损以“-”号填列)      -213,850,760.97                       -43,523,820.35

       归属于母公司所有者的净利润       -336,737,387.76                       -69,105,307.65

       少数股东损益                     122,886,626.79                         25,581,487.30

六、其他综合收益的税后净额

  归属母公司所有者的其他综合收益
的税后净额

       (一)以后不能重分类进损益的


                                                                                          18
                                                              青海盐湖工业股份有限公司 2017 年第三季度报告全文


其他综合收益

             1.重新计量设定受益计划
净负债或净资产的变动

             2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

       (二)以后将重分类进损益的其
他综合收益

             1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

             2.可供出售金融资产公允
价值变动损益

             3.持有至到期投资重分类
为可供出售金融资产损益

             4.现金流量套期损益的有
效部分

             5.外币财务报表折算差额

             6.其他

  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                                        -213,850,760.97                           -43,523,820.35

       归属于母公司所有者的综合收益
                                                        -336,737,387.76                           -69,105,307.65
总额

       归属于少数股东的综合收益总额                        122,886,626.79                         25,581,487.30

八、每股收益:

       (一)基本每股收益                                         -0.1209                               -0.0372

       (二)稀释每股收益                                         -0.1209                               -0.0372

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


法定代表人:王兴富                    主管会计工作负责人:吴文好                      会计机构负责人:唐德新


4、母公司本报告期利润表

                                                                                                        单位:元

                 项目                         本期发生额                             上期发生额

一、营业收入                                           1,829,816,740.57                       1,626,746,201.53

       减:营业成本                                        939,450,535.37                     1,010,700,485.07



                                                                                                              19
                                           青海盐湖工业股份有限公司 2017 年第三季度报告全文


           税金及附加                    97,305,362.85                        87,888,081.36

           销售费用                      35,083,562.78                         6,439,719.08

           管理费用                     403,080,399.62                        51,177,312.02

           财务费用                     290,226,429.77                       128,499,792.96

           资产减值损失                  -5,045,955.20                       125,316,533.65

       加:公允价值变动收益(损失以
“-”号填列)

           投资收益(损失以“-”号填
                                         16,333,073.20                         1,574,776.13
列)

           其中:对联营企业和合营企
业的投资收益

           其他收益

二、营业利润(亏损以“-”号填列)       86,049,478.58                       218,299,053.52

       加:营业外收入                    10,265,776.09                        16,339,982.89

           其中:非流动资产处置利得

       减:营业外支出                     2,782,699.23                          100,000.00

           其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                         93,532,555.44                       234,539,036.41
列)

       减:所得税费用                    58,437,318.10                        32,804,433.34

四、净利润(净亏损以“-”号填列)       35,095,237.34                       201,734,603.07

五、其他综合收益的税后净额

       (一)以后不能重分类进损益的
其他综合收益

             1.重新计量设定受益计划
净负债或净资产的变动

             2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

       (二)以后将重分类进损益的其
他综合收益

             1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

             2.可供出售金融资产公允
价值变动损益

             3.持有至到期投资重分类


                                                                                         20
                                                      青海盐湖工业股份有限公司 2017 年第三季度报告全文


为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                                    35,095,237.34                         201,734,603.07

七、每股收益:

    (一)基本每股收益

    (二)稀释每股收益


5、合并年初到报告期末利润表

                                                                                                单位:元

                 项目                 本期发生额                             上期发生额

一、营业总收入                                 7,649,476,758.50                       7,287,931,260.20

    其中:营业收入                             7,649,476,758.50                       7,287,931,260.20

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                                 8,360,944,872.99                       7,181,875,824.33

    其中:营业成本                             5,027,688,143.97                       3,972,512,169.31

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           税金及附加                              419,107,497.58                         386,382,583.23

           销售费用                                228,766,986.04                     1,079,009,611.08

           管理费用                            1,151,895,870.93                           500,340,709.93

           财务费用                            1,085,326,116.02                           824,547,502.26

           资产减值损失                            448,160,258.45                         419,083,248.52

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填                 33,538,841.52                         281,935,526.38


                                                                                                      21
                                           青海盐湖工业股份有限公司 2017 年第三季度报告全文


列)

           其中:对联营企业和合营企
业的投资收益

           汇兑收益(损失以“-”号填
列)

           其他收益

三、营业利润(亏损以“-”号填列)     -677,929,272.97                       387,990,962.25

       加:营业外收入                   61,604,570.79                         44,014,794.48

           其中:非流动资产处置利得

       减:营业外支出                   19,414,621.65                          3,048,046.34

           其中:非流动资产处置损失

四、利润总额(亏损总额以“-”号填
                                       -635,739,323.83                       428,957,710.39
列)

       减:所得税费用                   98,695,822.45                        108,969,218.99

五、净利润(净亏损以“-”号填列)     -734,435,146.28                       319,988,491.40

       归属于母公司所有者的净利润      -859,240,000.59                       260,248,410.28

       少数股东损益                    124,804,854.31                         59,740,081.12

六、其他综合收益的税后净额

  归属母公司所有者的其他综合收益
的税后净额

       (一)以后不能重分类进损益的
其他综合收益

             1.重新计量设定受益计划
净负债或净资产的变动

             2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

       (二)以后将重分类进损益的其
他综合收益

             1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

             2.可供出售金融资产公允
价值变动损益

             3.持有至到期投资重分类
为可供出售金融资产损益

             4.现金流量套期损益的有



                                                                                         22
                                                              青海盐湖工业股份有限公司 2017 年第三季度报告全文


效部分

             5.外币财务报表折算差额

             6.其他

  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                                        -734,435,146.28                           319,988,491.40

       归属于母公司所有者的综合收益
                                                        -859,240,000.59                           260,248,410.28
总额

       归属于少数股东的综合收益总额                        124,804,854.31                          59,740,081.12

八、每股收益:

       (一)基本每股收益                                         -0.3084                                0.1401

       (二)稀释每股收益                                         -0.3084                                0.1401

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


6、母公司年初到报告期末利润表

                                                                                                        单位:元

                 项目                         本期发生额                             上期发生额

一、营业收入                                           5,853,065,559.03                       5,629,641,880.49

       减:营业成本                                    3,654,872,739.81                       2,711,166,216.60

           税金及附加                                      289,990,845.18                         311,267,818.82

           销售费用                                         98,099,011.21                         731,433,492.55

           管理费用                                        470,723,327.50                         200,733,118.36

           财务费用                                        614,969,288.98                         585,297,715.33

           资产减值损失                                    158,762,903.36                         386,024,212.51

       加:公允价值变动收益(损失以
“-”号填列)

           投资收益(损失以“-”号填
                                                            32,544,985.02                           4,622,151.51
列)

           其中:对联营企业和合营企
业的投资收益

           其他收益

二、营业利润(亏损以“-”号填列)                         598,192,428.01                         708,341,457.83

       加:营业外收入                                       18,147,446.43                          25,071,082.83

           其中:非流动资产处置利得

       减:营业外支出                                        2,842,699.23                            200,000.00



                                                                                                              23
                                                      青海盐湖工业股份有限公司 2017 年第三季度报告全文


           其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                                   613,497,175.21                         733,212,540.66
列)

       减:所得税费用                               95,459,812.75                          66,299,884.63

四、净利润(净亏损以“-”号填列)                 518,037,362.46                         666,912,656.03

五、其他综合收益的税后净额

       (一)以后不能重分类进损益的
其他综合收益

             1.重新计量设定受益计划
净负债或净资产的变动

             2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

       (二)以后将重分类进损益的其
他综合收益

             1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

             2.可供出售金融资产公允
价值变动损益

             3.持有至到期投资重分类
为可供出售金融资产损益

             4.现金流量套期损益的有
效部分

             5.外币财务报表折算差额

             6.其他

六、综合收益总额                                   518,037,362.46                         666,912,656.03

七、每股收益:

       (一)基本每股收益

       (二)稀释每股收益


7、合并年初到报告期末现金流量表

                                                                                                单位:元

                 项目                 本期发生额                             上期发生额

一、经营活动产生的现金流量:

       销售商品、提供劳务收到的现金            7,887,610,372.22                       6,553,678,635.77




                                                                                                      24
                                         青海盐湖工业股份有限公司 2017 年第三季度报告全文


     客户存款和同业存放款项净增加


     向中央银行借款净增加额

     向其他金融机构拆入资金净增加


     收到原保险合同保费取得的现金

     收到再保险业务现金净额

     保户储金及投资款净增加额

     处置以公允价值计量且其变动计
入当期损益的金融资产净增加额

     收取利息、手续费及佣金的现金

     拆入资金净增加额

     回购业务资金净增加额

     收到的税费返还                      512,893.28

     收到其他与经营活动有关的现金    173,511,757.09                        162,119,417.51

经营活动现金流入小计                8,061,635,022.59                     6,715,798,053.28

     购买商品、接受劳务支付的现金   4,649,995,607.71                     4,017,720,061.89

     客户贷款及垫款净增加额

     存放中央银行和同业款项净增加


     支付原保险合同赔付款项的现金

     支付利息、手续费及佣金的现金

     支付保单红利的现金

     支付给职工以及为职工支付的现
                                    1,382,042,830.90                     1,318,422,463.04


     支付的各项税费                 1,391,270,511.16                       928,082,027.26

     支付其他与经营活动有关的现金    292,315,210.44                        315,487,952.80

经营活动现金流出小计                7,715,624,160.21                     6,579,712,504.99

经营活动产生的现金流量净额           346,010,862.38                        136,085,548.29

二、投资活动产生的现金流量:

     收回投资收到的现金                                                    325,696,268.50

     取得投资收益收到的现金           18,000,000.00                         13,000,000.00

     处置固定资产、无形资产和其他
                                       2,276,954.00                             42,694.00
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额


                                                                                       25
                                            青海盐湖工业股份有限公司 2017 年第三季度报告全文


       收到其他与投资活动有关的现金      29,946,146.60                          9,753,441.23

投资活动现金流入小计                     50,223,100.60                        348,492,403.73

       购建固定资产、无形资产和其他
                                       1,981,651,542.02                     2,475,211,879.48
长期资产支付的现金

       投资支付的现金

       质押贷款净增加额

       取得子公司及其他营业单位支付
的现金净额

       支付其他与投资活动有关的现金      75,669,354.92                         39,898,526.06

投资活动现金流出小计                   2,057,320,896.94                     2,515,110,405.54

投资活动产生的现金流量净额            -2,007,097,796.34                    -2,166,618,001.81

三、筹资活动产生的现金流量:

       吸收投资收到的现金               275,700,000.00                      1,542,000,000.00

       其中:子公司吸收少数股东投资
收到的现金

       取得借款收到的现金             11,378,650,000.00                     4,819,750,000.00

       发行债券收到的现金

       收到其他与筹资活动有关的现金                                         1,409,249,491.94

筹资活动现金流入小计                  11,654,350,000.00                     7,770,999,491.94

       偿还债务支付的现金              8,398,250,000.00                     6,754,000,000.00

       分配股利、利润或偿付利息支付
                                       1,791,237,638.28                     1,556,015,398.49
的现金

       其中:子公司支付给少数股东的
股利、利润

       支付其他与筹资活动有关的现金     486,580,631.98                        920,115,270.51

筹资活动现金流出小计                  10,676,068,270.26                     9,230,130,669.00

筹资活动产生的现金流量净额              978,281,729.74                     -1,459,131,177.06

四、汇率变动对现金及现金等价物的
影响

五、现金及现金等价物净增加额            -682,805,204.22                    -3,489,663,630.58

       加:期初现金及现金等价物余额    5,541,377,262.07                     8,678,630,897.27

六、期末现金及现金等价物余额           4,858,572,057.85                     5,188,967,266.69


8、母公司年初到报告期末现金流量表

                                                                                    单位:元



                                                                                          26
                                                    青海盐湖工业股份有限公司 2017 年第三季度报告全文


               项目                 本期发生额                             上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金            5,467,659,254.20                       5,746,197,116.83

     收到的税费返还

     收到其他与经营活动有关的现金            9,064,274,349.48                       2,478,311,523.03

经营活动现金流入小计                        14,531,933,603.68                       8,224,508,639.86

     购买商品、接受劳务支付的现金            3,056,488,676.82                       2,898,158,856.32

     支付给职工以及为职工支付的现
                                                 811,720,364.35                         780,278,161.76


     支付的各项税费                          1,073,928,171.54                           647,108,331.15

     支付其他与经营活动有关的现金            9,689,641,005.92                       3,345,441,194.55

经营活动现金流出小计                        14,631,778,218.63                       7,670,986,543.78

经营活动产生的现金流量净额                       -99,844,614.95                         553,522,096.08

二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金                       18,000,000.00                          13,000,000.00

     处置固定资产、无形资产和其他
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金                  4,021,492.69                           1,825,737.00

投资活动现金流入小计                              22,021,492.69                          14,825,737.00

     购建固定资产、无形资产和其他
                                                 278,897,133.50                         487,482,984.14
长期资产支付的现金

     投资支付的现金                              264,648,600.00                          40,000,000.00

     取得子公司及其他营业单位支付
的现金净额

     支付其他与投资活动有关的现金            3,180,745,896.18                       2,887,010,800.00

投资活动现金流出小计                         3,724,291,629.68                       3,414,493,784.14

投资活动产生的现金流量净额                  -3,702,270,136.99                      -3,399,668,047.14

三、筹资活动产生的现金流量:

     吸收投资收到的现金                                                             1,482,000,000.00

     取得借款收到的现金                     11,302,650,000.00                       4,407,750,000.00

     发行债券收到的现金

     收到其他与筹资活动有关的现金                                                       601,886,571.63



                                                                                                    27
                                            青海盐湖工业股份有限公司 2017 年第三季度报告全文


筹资活动现金流入小计                  11,302,650,000.00                     6,491,636,571.63

       偿还债务支付的现金              7,395,000,000.00                     6,056,000,000.00

       分配股利、利润或偿付利息支付
                                        870,980,808.96                        733,848,622.77
的现金

       支付其他与筹资活动有关的现金     194,239,589.73                        301,389,148.12

筹资活动现金流出小计                   8,460,220,398.69                     7,091,237,770.89

筹资活动产生的现金流量净额             2,842,429,601.31                      -599,601,199.26

四、汇率变动对现金及现金等价物的
影响

五、现金及现金等价物净增加额            -959,685,150.63                    -3,445,747,150.32

       加:期初现金及现金等价物余额    3,837,583,428.86                     7,318,261,667.07

六、期末现金及现金等价物余额           2,877,898,278.23                     3,872,514,516.75


二、审计报告

第三季度报告是否经过审计
□ 是 √ 否
公司第三季度报告未经审计。




                                                                                          28