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2020年01月29日 星期三

建新矿业(000688)公告正文

建新矿业:2017年第三季度报告全文

公告日期:2017-10-26

                建新矿业股份有限责任公司 2017 年第三季度报告全文




建新矿业股份有限责任公司

   2017 年第三季度报告




      2017 年 10 月




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                                      建新矿业股份有限责任公司 2017 年第三季度报告全文




                         第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人夏勇先生、主管会计工作负责人吴斌鸿先生及会计主管人员高

端女士声明:保证季度报告中财务报表的真实、准确、完整。




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                                                                    建新矿业股份有限责任公司 2017 年第三季度报告全文




                                      第二节 公司基本情况

一、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                        本报告期末                     上年度末               本报告期末比上年度末增减

 总资产(元)                            2,300,681,320.38                1,957,171,505.92                        17.55%

 归属于上市公司股东的净资产(元)        2,116,622,222.65                1,749,389,485.02                        20.99%

                                                       本报告期比上年同                              年初至报告期末比上
                                     本报告期                                   年初至报告期末
                                                             期增减                                      年同期增减

 营业收入(元)                     289,487,414.51                  -1.84%         927,069,005.00                18.42%

 归属于上市公司股东的净利润(元)   113,681,650.50                  25.19%         355,181,467.36               133.49%

 归属于上市公司股东的扣除非经常
                                    114,105,513.63                  24.99%         355,900,403.93               133.38%
 性损益的净利润(元)

 经营活动产生的现金流量净额(元)        --                    --                  407,425,968.17                43.98%

 基本每股收益(元/股)                        0.1000                25.16%                  0.3123              133.41%

 稀释每股收益(元/股)                        0.1000                25.16%                  0.3123              133.41%

 加权平均净资产收益率                         5.55%                 -0.13%                  18.43%               89.80%

    注:报告期公司归属于上市公司股东的净利润较上年同期增加203,065,881.97元,同比增加133.49%,主要系报告期主
要产品销售单价同比大幅上涨所致。
非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                               单位:元

                         项目                                年初至报告期期末金额                     说明

 非流动资产处置损益(包括已计提资产减值准备的冲销部
                                                                             -491,815.86
 分)

 除上述各项之外的其他营业外收入和支出                                        -262,404.84

 减:所得税影响额                                                             -35,284.13

 合计                                                                        -718,936.57                --

    对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以
及把《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的
项目,应说明原因
□ 适用 √ 不适用
    公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常
性损益项目界定为经常性损益的项目的情形。


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                                                                建新矿业股份有限责任公司 2017 年第三季度报告全文


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东总数及前 10 名股东持股情况表

                                                                                                           单位:股

                                                             报告期末表决权恢复的优
 报告期末普通股股东总数                            41,768                                                        0
                                                             先股股东总数

                                              前 10 名股东持股情况

                                                                            持有有限售       质押或冻结情况
                                                    持股比
              股东名称              股东性质                   持股数量     条件的股份
                                                      例                                  股份状态        数量
                                                                               数量

                                                                                         质押        444,000,000

 甘肃建新实业集团有限公司        境内非国有法人     40.99%    466,139,241                冻结        466,139,241

                                                                                         临时保管       20,000,000

 北京赛德万方投资有限责任公司    境内非国有法人     26.51%    301,508,345                质押        301,508,300

 北京智尚劢合投资有限公司        境内非国有法人      6.47%     73,538,620                质押           66,000,000

 重庆市涪陵国有资产投资经营集
                                 国有法人            0.88%     10,000,000
 团有限公司

 云南国际信托有限公司-聚鑫
                                 其他                0.30%      3,393,150
 2021 号集合资金信托计划

 中国工商银行-华安安信消费服
                                 其他                0.29%      3,294,401
 务股票型证券投资基金

 中国银行股份有限公司-华泰柏
                                 其他                0.25%      2,881,240
 瑞量化增强混合型证券投资基金

 中国银行股份有限公司-华泰柏
                                 其他                0.25%      2,871,878
 瑞量化先行混合型证券投资基金

 陈维焕                          境内自然人          0.20%      2,327,713

 谭振华                          境内自然人          0.19%      2,180,000

                                        前 10 名无限售条件股东持股情况

                                                                                             股份种类
                  股东名称                        持有无限售条件股份数量
                                                                                      股份种类          数量

 甘肃建新实业集团有限公司                                            466,139,241   人民币普通股      466,139,241

 北京赛德万方投资有限责任公司                                        301,508,345   人民币普通股      301,508,345

 北京智尚劢合投资有限公司                                             73,538,620   人民币普通股         73,538,620

 重庆市涪陵国有资产投资经营集团有限公司                               10,000,000   人民币普通股         10,000,000

 云南国际信托有限公司-聚鑫 2021 号集合资
                                                                       3,393,150   人民币普通股          3,393,150
 金信托计划


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                                                              建新矿业股份有限责任公司 2017 年第三季度报告全文


 中国工商银行-华安安信消费服务股票型证
                                                                     3,294,401   人民币普通股       3,294,401
 券投资基金

 中国银行股份有限公司-华泰柏瑞量化增强
                                                                     2,881,240   人民币普通股       2,881,240
 混合型证券投资基金

 中国银行股份有限公司-华泰柏瑞量化先行
                                                                     2,871,878   人民币普通股       2,871,878
 混合型证券投资基金

 陈维焕                                                              2,327,713   人民币普通股       2,327,713

 谭振华                                                              2,180,000   人民币普通股       2,180,000

                                            公司未知上述股东是否存在关联关系或属于《上市公司收购管理办法》
 上述股东关联关系或一致行动的说明
                                            规定的一致行动人。

 前 10 名普通股股东参与融资融券业务情况说   前 10 名普通股股东中,自然人股东陈维焕普通帐户持股数量为 17,701
 明                                         股,信用帐户持股数量为 2,310,012 股。

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




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                                                                       建新矿业股份有限责任公司 2017 年第三季度报告全文




                                               第三节 重要事项

一、报告期主要财务数据、财务指标发生变动的情况及原因
√ 适用 □ 不适用

   (一)主要财务数据、财务指标发生变动的原因及说明

   1、资产负债表项目

   会计科目           期末数          期初数          变动金额        变动比例(%)                  变动原因

                                                                                     主要系报告期营业收入增加,投资和筹资
货币资金            680,069,401.74 351,548,541.24 328,520,860.50             93.45
                                                                                     支出减少所致。

应收票据             18,600,000.00   32,397,540.00   -13,797,540.00         -42.59 主要系票据结算减少所致。

应收账款            112,938,297.67 126,226,632.87    -13,288,335.20         -10.53 主要系报告期收回上年期末账款所致。

预付款项             16,175,653.29    6,344,981.06    9,830,672.23          154.94 主要系报告期期末预付款尚未结算所致。

其他应收款            9,980,769.17    3,868,724.37    6,112,044.80          157.99 主要系报告期发生大额单位应收款所致。

                                                                                     主要系增值税待抵扣进项税额和预交的
其他流动资产          9,195,344.82    3,961,229.46    5,234,115.36          132.13
                                                                                     税费较期初增加所致。

工程物资              1,012,413.58     377,017.64       635,395.94          168.53 主要系报告期工程用材料退库所致。

其他非流动资产       81,885,107.48   69,197,607.48   12,687,500.00           18.34 主要系报告期地质钻探支出增加。

应付账款             67,798,346.71   79,681,420.52   -11,883,073.81         -14.91 主要系支付前期工程款、劳务费所致。

预收款项             11,310,439.00   18,138,940.88    -6,828,501.88         -37.65 主要系未结算货款较期初减少。

应付职工薪酬         15,574,954.01    9,809,070.58    5,765,883.43           58.78 主要系期末计提的工资尚未发放。

                                                                                     主要系期末未交的增值税和企业所得税
应交税费             15,507,989.12   30,301,188.10   -14,793,198.98         -48.82
                                                                                     减少。

专项储备             45,174,255.08   33,122,984.81   12,051,270.27           36.38 主要系报告期计提的安措费转入。

未分配利润          591,207,352.87 236,025,885.51 355,181,467.36            150.48 主要系报告期实现的净利润转入。

    2、利润表项目

   会计科目           本期数         上年同期数       变动金额        变动比例(%)                  变动原因

营业收入            927,069,005.00 782,836,657.04 144,232,347.96             18.42 主要系主要产品销售单价高于上年同期。

                                                                                     主要系原计入生产成本的矿产资源税报
                                                                                     告期转入税金及附加核算;二是上年同期
营业成本            380,551,541.83 488,362,223.81 -107,810,681.98           -22.08
                                                                                     总部贸易成本 7,583.26 万元,本期未开展
                                                                                     贸易。

                                                                                     主要系报告期资源税、房产税、土地使用
税金及附加           72,407,931.75   25,978,811.97   46,429,119.78          178.72
                                                                                     税、印花税等转入本科目核算。

销售费用              2,699,109.55   12,223,164.85    -9,524,055.30         -77.92 主要系报告期运费减少所致。


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                                                                           建新矿业股份有限责任公司 2017 年第三季度报告全文


                                                                                          主要系矿产资源补偿费及房产税、土地使
管理费用          52,908,811.69      66,835,839.57    -13,927,027.88             -20.84
                                                                                          用税、印花税等转入税金及附加核算。

财务费用          -2,940,718.59       3,894,247.80        -6,834,966.39         -175.51 利息支出同比减少、利息收入同比增加。

                                                                                          主要系报告期计提的坏账准备比上年同
资产减值损失        100,501.16          845,128.58          -744,627.42          -88.11
                                                                                          期减少。

营业外收入          115,880.79          480,408.84          -364,528.05          -75.88 不可比。

                                                                                          主要系报告期营业利润高于上年同期,当
所得税费用        66,536,809.87      33,292,596.86        33,244,213.01          99.85
                                                                                          期所得税费用增加。

                                                                                          主要产品销售单价高于上年同期,净利润
净利润           354,110,797.04 150,973,175.22 203,137,621.82                   134.55
                                                                                          增加。

   3、现金流量表项目

   会计科目        本期数           上年同期数            变动金额        变动比例(%)                       变动原因

经营活动产生的
                 407,425,968.17 282,971,548.91 124,454,419.26                    43.98 营业收入同比增加。
现金流量净额

投资活动产生的
                 -78,753,643.94 -88,467,653.58             9,714,009.64          10.98 主要系报告期在建工程投资减少。
现金流量净额

筹资活动产生的
                    -150,000.00 -120,474,451.10 120,324,451.10                   99.88 报告期筹资活动支出减少。
现金流量净额

   (二)主要产品产销存发生变动情况

   1、主要产品产销存(单位:金属吨、吨)

                                        本期数                                                       上年同期
   产品名称
                  期初数          生产量         销售量          期末数         期初数         生产量         销售量        期末数

铅精矿             2,579.39         8,903.05      11,086.89           395.55        36.03       10,247.63       9,176.32     1,107.34

锌精矿             1,920.27       50,795.53       49,350.39          3,365.41       39.31       61,096.78      60,944.21       191.88

铜精矿                   3.79       1,424.68       1,199.57           228.91         0.77        1,467.85       1,463.15         5.47

硫精矿             3,207.58     250,108.41       252,146.67          1,169.32    4,944.36      279,363.91     276,904.62     7,403.65

硫酸                   336.86     69,084.00       69,000.12           420.74      132.92        73,091.00      72,389.98       833.94

次铁精矿               312.99     62,984.00       55,852.21          7,444.78             -0    68,888.00      58,124.21    10,763.79

   2、主要产品产销量同比变动情况(单位:金属吨、吨)

                                        生产量                                                       销售量
   产品名称
                    本期数             上年同期           同比增减(%)          本期数              上年同期          同比增减(%)

铅精矿                   8,903.05           10,247.63                  -13.12       11,086.89               9,176.32            20.82

锌精矿                  50,795.53           61,096.78                  -16.86       49,350.39            60,944.21             -19.02

铜精矿                   1,424.68              1,467.85                 -2.94        1,199.57               1,463.15           -18.01

硫精矿                 250,108.41          279,363.91                  -10.47      252,146.67           276,904.62              -8.94

硫酸                    69,084.00           73,091.00                   -5.48       69,000.12            72,389.98              -4.68


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                                                                  建新矿业股份有限责任公司 2017 年第三季度报告全文


次铁精矿                62,984.00       68,888.00              -8.57          55,852.21      58,124.21           -3.91




二、重要事项进展情况及其影响和解决方案的分析说明

√ 适用 □ 不适用

   1.控股股东重组进展情况

   本公司控股股东甘肃建新实业集团有限公司(以下简称“建新集团”)于 2016 年 10 月 27 日向甘肃省陇南市中级人民法院

申请破产重整,经法院审理,同意对建新集团的破产重整申请予以准许,并于 2016 年 12 月 2 日出具受理破产重整的裁定书

【(2016)甘 12 民破字 01 号】,裁定受理建新集团重整申请;2017 年 3 月 20 日,法院主持召开了建新集团破产重整第一次债

权人会议,会议选定财务审计机构、资产评估机构和矿权评估机构,宣布债权的申报情况并选举了债权人委员会;2017 年 9

月 1 日建新集团向法院提交了重整计划(草案);2017 年 9 月 22 日法院组织召开了第二次债权人会议;截止本报告披露日,

债权人会议结果尚未公布,公司将密切关注建新集团重组进展情况,并督促建新集团依照相关规定及时履行信息披露义务。

   2.公司筹划购买资产进展情况

    2017 年 9 月 20 日,公司开始筹划购买资产事项,后经公司确认,本次筹划事项涉及发行股份购买资产,初步判断不构

成重大资产重组,但发行股份购买资产事项需遵守《上市公司重大资产重组管理办法》的相关规定;期间,公司与交易对手

方、拟购资产方有关人员及中介机构瑞华会计师事务所(特殊普通合伙)、北京海润律师事务所、中天华伟矿矿业技术咨询有

限公司等有关人员,就拟购资产事项进行了沟通并布署了相关工作安排;截至本公告披露日,公司及相关各方正积极推进各

项工作,公司将依据相关进程及时履行信息披露义务。

   3.关于控股股东建新集团承诺2017年度注入资产的进展情况

    建新集团承诺 2017 年度将甘肃新洲矿业有限公司、山西金德成信矿业有限公司、乌拉特后旗欧布拉格铜矿有限责任公

司注入上市公司,截至本报告期期末,由于建新集团正处破产重整过程中,相关标的资产股权均处于冻结状态,故资产注入

事项尚具不确定性。

    报告期重要事项的披露情况

            重要事项概述                       披露日期                          临时报告披露网站查询索引

                                                                       《中国证券报》《证券时报》《上海证券报》及巨潮
建新集团向法院提交重整计划(草案)涉
                                              2017-09-06               资讯网刊登的《建新矿业重大事项停牌公告》公告
及控股权发生变动等重大事项
                                                                       编号:2017-026 号

                                                                       《中国证券报》《证券时报》《上海证券报》及巨潮
公司筹划重大事项(购买资产)                    2017-09-20               资讯网刊登的《建新矿业重大事项停牌公告》公告
                                                                       编号:2017-027 号

                                                                       《中国证券报》《证券时报》《上海证券报》及巨潮
公司筹划发行股份购买资产事项                  2017-10-11               资讯网刊登的《建新矿业关于筹划发行股份购资产
                                                                       事项的停牌公告》公告编号:2017-030 号


                                                           8
                                                                   建新矿业股份有限责任公司 2017 年第三季度报告全文


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项
√ 适用 □ 不适用

       报告期不存在公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行完毕的承诺事项。

截至本报告期末存在尚未履行完毕的承诺事项,具体如下:

承诺
         承诺方   承诺类型                承诺内容              承诺时间        承诺期限             履行情况
事由

                             承诺其收购的 10,400 万股股权

                             自公司股权分置改革方案实施

                             后首个交易日起 36 个月内不上

                             市交易;在其后的 24 个月内,

                             通过二级市场减持股份的每股

                             价格不低于 20 元。股权分置改

                             革期间,建新集团替股东上海可

                             欣支付了股改对价。2014 年 5

                             月,经双方协商,上海可欣将持

                             有的 180 万股公司股权过户给

                             建新集团作为偿还股权分置改
                                                                                             建新集团股改限售股份已解
                  股份限售   革期间建新集团代为垫付的对
股改    建新集                                                 2009 年 11 月   2013.4.26-2   除限售,但通过二级市场减
                  及减持承   价。建新集团做出承诺:因过户
承诺    团                                                     10 日           016.4.26      持股份每股价格不低于 20 元
                  诺         的 180 万股股权为上海可欣偿
                                                                                             的承诺将继续履行。
                             还股权分置改革期间建新集团

                             代为垫付的对价,该 180 万股股

                             权视同为股权分置改革期间支

                             付对价所获得,故该 180 万股股

                             权的限售情况与建新集团股改

                             期间关于股份限售的承诺一致,

                             即自公司股票恢复上市首个交

                             易日起 36 个月内不上市交易;

                             在其后的 24 个月内,通过二级

                             市场减持股份的每股价格不低

                             于 20 元。

资产
        建新集    同业竞     巴彦淖尔华峰氧化锌有限公司        2014 年 04 月   待企业连续             履行中

                                                           9
                                                                 建新矿业股份有限责任公司 2017 年第三季度报告全文



承诺
       承诺方   承诺类型              承诺内容                承诺时间        承诺期限               履行情况
事由

重组   团及刘   争、关联   待该行业转暖且企业连续盈利        25 日           盈利两年

时所   建民先   交易、资   2 年后,1 年内注入上市公司。                      后,一年以

作承   生       金占用方                                                     内注入

诺              面的承诺

                同业竞
       建新集                                                                待行业转暖
                争、关联   乌拉特后旗瑞峰铅冶炼有限公
       团及刘                                                2014 年 04 月   且连续盈利
                交易、资   司待该行业转暖且连续盈利 2                                                 履行中
       建民先                                                25 日           两年后,一
                金占用方   年后,1 年内注入上市公司。
       生                                                                    年以内注入
                面的承诺

                                                                                           2015 年 4 月 7 日公司在《中

                                                                                           国证券报》、《证券时报》、《上

                                                                                           海证券报》及巨潮资讯网上
                           待甘肃新洲矿业有限公司大股
                                                                                           刊登进展公告,建新集团来
                           东酒钢集团持有的 45%的股权
                                                                                           函并转来的新洲矿业各股东
                           资产证券化事宜获得有权国资
                                                                                           关于同意将所持新洲矿业
                           部门的批准,新洲矿业完善相关
                                                                                           100%股权注入上市公司的函
                同业竞     手续、权证的办理,达到评估条
       建新集                                                                              件。该资产注入尚需新洲矿
                争、关联   件后壹年内,建新集团随即将持
       团及刘                                                2014 年 04 月   2014.4.25-2   业各股东最终达成共识并履
                交易、资   有的新洲矿业 40%的股权注入
       建民先                                                25 日           017.12.31     行相关股东会决议等手续,
                金占用方   上市公司,预计最迟不超过
       生                                                                                  以及涉及该转让程序有关的
                面的承诺   2017 年完成对该项资产的注入
                                                                                           包括但不限于符合国资股转
                           工作;若 2017 年未完成,建新
                                                                                           让的相关审批要求、资产估
                           集团同意赔偿上市公司 2000 万
                                                                                           值的相关要求、相关证照变
                           元人民币,同时撤销对该项资产
                                                                                           更申领手续的办理等合法合
                           注入的承诺。
                                                                                           规手续的完善,以及公司董

                                                                                           事会、股东大会对该注入事

                                                                                           宜的审议通过后方为有效。




       建新集   同业竞     山西金德成信矿业有限公司在        2014 年 04 月   2014.4.25-2              履行中

       团及刘   争、关联   该公司建成投产后 2 年内注入       25 日           017.12.31

       建民先   交易、资   上市公司,预计 2017 年注入上

       生       金占用方   市公司。                     10
                                                               建新矿业股份有限责任公司 2017 年第三季度报告全文



承诺
       承诺方   承诺类型             承诺内容               承诺时间        承诺期限              履行情况
事由

                面的承诺

                                                                                         受建新集团债务危机影响,

                                                                                         中西矿业资产处于抵押状

                                                                                         态,其 500 万吨/年技改项目

                                                                                         2016 年亦未完成,鉴于中西

                                                                                         矿业抵押现状短期内不能解

                                                                                         除和项目暂不符合《钼行业

                                                                                         准入条件》,建新集团于 2016

                                                                                         年 12 月 6 日向公司申请将

                                                                                         2014 年 4 月 25 日经公司 2014
                同业竞
       建新集                                                                            年第一次临时股东大会审议
                争、关联   内蒙古中西矿业有限公司在
       团及刘                                              2016 年 12 月   2016.12.29-   通过的“于 2016 年底之前将
                交易、资   2020 年底之前将持有的该公司
       建民先                                              29 日           2020.12.31    持有的中西矿业 100%股权注
                金占用方   100%股权注入上市公司。
       生                                                                                入上市公司的承诺”变更为
                面的承诺
                                                                                         “2020 年底之前将持有的中

                                                                                         西矿业 100%股权注入上市公

                                                                                         司的承诺”。经公司 2016 年

                                                                                         12 月 12 日召开的第十届董事

                                                                                         会第五次会议及 2016 年 12

                                                                                         月 29 日召开的第四次临时股

                                                                                         东大会审议通过,同意建新

                                                                                         集团变更承诺中西矿业资产

                                                                                         于 2020 年底前注入。

                           乌拉特后旗欧布拉格铜矿有限

                           责任公司将于 2016 年前完成进

                同 业 竞   一步的探矿工作,若探明铜矿石
       建新集
                争、关联   储量达到 100 万吨(以上),能满
       团及刘                                              2014 年 04 月   2014.4.25-2
                交易、资   足企业正常生产 8 至 10 年的要                                            履行中
       建民先                                              25 日           017.12.31
                金占用方   求,则该资产预计于 2017 年注
       生
                面的承诺   入上市公司;若矿石储量达不到

                           前述要求,则放弃将其注入上市

                           公司。

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                                                                 建新矿业股份有限责任公司 2017 年第三季度报告全文



承诺
       承诺方   承诺类型             承诺内容                 承诺时间        承诺期限          履行情况
事由

                           无法享受企业所得税优惠税率

                           的估值补偿方式。重大资产重组

                           交易中,标的资产采用资产基础

                           法和收益法两种方法进行评估,

                           评估中按 15%税率计算企业所

                           得税,并以资产基础法的评估值

                           216,938.93 万元作为评估结论。

                           如按照 25%税率计算企业所得

                           税,东升庙矿业的资产评估值将

       建新集              为 198,696.15 万元人民币,差额

       团、赛              为 18,242.78 万元。本次交易中,
                                                             2012 年 11 月
       德万方   其他承诺   上市公司的发行价格为 2.95 元/                     长期                履行中
                                                             10 日
       及智尚              股,东升庙矿业上述评估值差额

       劢合                对应上市公司 61,839,932 股股

                           份(建新集团 30,301,567 股,赛

                           德万方 25,354,372 股,智尚劢合

                           6,183,993 股)。未来若《西部地

                           区鼓励类产业目录》公布,标的

                           资产须按 25%企业所得税税率

                           执行,则由上市公司以 1 元价格

                           向建新集团、赛德万方、智尚劢

                           合回购其所持有因所得税税率

                           差额部分所获得的股份。




       建新集   同业竞     (1)本公司及实际控制人刘建民      2012 年 11 月   长期                履行中

       团及刘   争、关联   先生已真实、完整、准确地披露      03 日

       建民先   交易、资   了公司现时各矿产及非矿产业

       生       金占用方   务板块和下属企业的主营业务

                面的承诺   情况,不存在任何隐瞒或遗漏。

                           (2)交易完成后,建新集团将12

                           尽快解决本次不能将上述铅锌

                           板块企业注入上市公司的障碍,
                                                                建新矿业股份有限责任公司 2017 年第三季度报告全文



承诺
       承诺方   承诺类型              承诺内容               承诺时间       承诺期限           履行情况
事由

                           铅锌板块企业的相关股权在条

                           件成就时换股或全部注入上市

                           公司,以消除其与上市公司之间

                           的同业竞争。 3)在未来发展中,

                           如取得任何适合上市公司从事

                           业务的发展机会,上市公司可以

                           根据需要选择发展;建新集团及

                           实际控制人刘建民先生将无偿

                           给予上市公司必要的支持和协

                           助。(4)在建新集团为上市公司

                           控股股东以及刘建民为上市公

                           司实际控制人期间,刘建民以及

                           建新集团及其全资与控股或实

                           际控制的下属企业将不再发展

                           任何与上市公司从事业务相同

                           或相近的业务或项目;亦不再谋

                           求通过与任何第三人合资、合

                           作、联营或采取租赁经营、承包

                           经营、委托管理等方式直接或间

                           接从事与上市公司构成竞争的

                           业务。(5)建新集团不会利用上

                           市公司持股优势地位从事任何

                           损害上市公司及其他股东,特别

                           是中小股东利益的行为。(6)刘

                           建民先生及建新集团违反上述

                           声明和承诺的,将立即停止与上

                           市公司构成竞争业务,并采取必

                           要措施予以纠正补救;同时须对

                           违反上述声明和承诺导致上市

                           公司之一切损失和后果承担赔

                           偿责任。



       建新集   其他承诺   非公开发行股份购买资产交易       2012 年 11 月     长期              履行中

                                                      13
                                                                建新矿业股份有限责任公司 2017 年第三季度报告全文



承诺
         承诺方   承诺类型             承诺内容              承诺时间       承诺期限           履行情况
事由

        团及刘               完成后,建新集团将按照有关法   03 日

        建民先               律法规的要求,保证上市公司与

        生                   建新集团及其附属公司在业务、

                             资产、财务、人员、机构等方面

                             保持独立。

        建新集

        团及刘               未来将避免与上市公司之间的
                  同业竞
        建民先               关联交易;对于上市公司无法避
                  争、关联
        生、赛               免的关联交易,明确了关联交易   2012 年 11 月
                  交易、资                                                    长期              履行中
        德万                 的操作原则,将严格依照关联方   03 日
                  金占用方
        方、智               回避关联交易相关议案的表决
                  面的承诺
        尚   劢              等切实可行的机制。

        合

                             建新集团已将东升庙矿业有限

                             责任公司和凤阳县金鹏矿业有

                             限公司的实际情况与《铅锌行业

                             准入条件》进行了对照,建新集

        建新集               团认为该两家企业符合现行《铅   2012 年 11 月
                  其他承诺                                                    长期               履行中
        团                   锌行业准入条件》规定的全部条   03 日

                             件。若两家公司未来在根据《铅

                             锌行业准入条件》进行认定时,

                             因不符合现行规定而导致的相

                             关损失,均由建新集团承担。


四、对 2017 年度经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
□ 适用 √ 不适用

       本报告公司未对 2017 年度经营业绩进行预计,待业绩测算完成后,公司将依据相关规定履行 2017 年度经营业绩预告

的信息披露义务。




                                                       14
                                                           建新矿业股份有限责任公司 2017 年第三季度报告全文


五、证券投资情况

□ 适用 √ 不适用
    公司报告期不存在证券投资。


六、衍生品投资情况

□ 适用 √ 不适用
    公司报告期不存在衍生品投资。


七、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用

    报告期内公司未发生现场接待调研、沟通、采访等活动,公司依照投资者关系管理相关制度、规则、指引回答投资者

电话咨询,回复“互动易”上投资者的提问。


八、违规对外担保情况

□ 适用 √ 不适用
    公司报告期无违规对外担保情况。


九、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
    公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。


十、履行精准扶贫社会责任情况

□ 适用 √ 不适用

    公司报告未开展精准扶贫工作,也暂无后续精准扶贫计划。




                                                   15
                                                       建新矿业股份有限责任公司 2017 年第三季度报告全文




                                          第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:建新矿业股份有限责任公司
                                                                                                 单位:元

                    项目                         期末余额                        期初余额

 流动资产:

     货币资金                                          680,069,401.74                   351,548,541.24

     结算备付金

     拆出资金

     以公允价值计量且其变动计入当期损益
 的金融资产

     衍生金融资产

     应收票据                                           18,600,000.00                    32,397,540.00

     应收账款                                          112,938,297.67                   126,226,632.87

     预付款项                                           16,175,653.29                       6,344,981.06

     应收保费

     应收分保账款

     应收分保合同准备金

     应收利息

     应收股利

     其他应收款                                             9,980,769.17                    3,868,724.37

     买入返售金融资产

     存货                                               57,597,062.14                    64,765,785.86

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产                                           9,195,344.82                    3,961,229.46

 流动资产合计                                          904,556,528.83                   589,113,434.86

 非流动资产:

     发放贷款及垫款



                                                16
                                              建新矿业股份有限责任公司 2017 年第三季度报告全文


   可供出售金融资产

   持有至到期投资

   长期应收款                                  31,601,830.00                    28,054,136.00

   长期股权投资

   投资性房地产                                88,060,633.83                    90,379,063.44

   固定资产                                   617,426,272.29                   647,963,104.41

   在建工程                                   476,659,347.05                   433,654,440.05

   工程物资                                     1,012,413.58                      377,017.64

   固定资产清理                                 2,351,283.39

   生产性生物资产

   油气资产

   无形资产                                    82,547,780.01                    84,047,920.65

   开发支出

   商誉

   长期待摊费用                                 5,959,569.07                     6,146,918.90

   递延所得税资产                               8,620,554.85                     8,237,862.49

   其他非流动资产                              81,885,107.48                    69,197,607.48

非流动资产合计                               1,396,124,791.55                1,368,058,071.06

资产总计                                     2,300,681,320.38                1,957,171,505.92

流动负债:

   短期借款

   向中央银行借款

   吸收存款及同业存放

   拆入资金

   以公允价值计量且其变动计入当期损益
的金融负债

   衍生金融负债

   应付票据                                     5,721,249.20

   应付账款                                    67,798,346.71                    79,681,420.52

   预收款项                                    11,310,439.00                    18,138,940.88

   卖出回购金融资产款

   应付手续费及佣金

   应付职工薪酬                                15,574,954.01                     9,809,070.58

   应交税费                                    15,507,989.12                    30,301,188.10



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                                  建新矿业股份有限责任公司 2017 年第三季度报告全文


   应付利息

   应付股利

   其他应付款                      12,740,803.60                    13,964,984.38

   应付分保账款

   保险合同准备金

   代理买卖证券款

   代理承销证券款

   划分为持有待售的负债

   一年内到期的非流动负债

   其他流动负债

流动负债合计                      128,653,781.64                   151,895,604.46

非流动负债:

   长期借款

   应付债券

      其中:优先股

            永续债

   长期应付款

   长期应付职工薪酬

   专项应付款

   预计负债                        25,510,761.24                    25,292,464.53

   递延收益

   递延所得税负债                   8,475,797.35                     8,104,524.09

   其他非流动负债

非流动负债合计                     33,986,558.59                    33,396,988.62

负债合计                          162,640,340.23                   185,292,593.08

所有者权益:

   股本                          1,137,299,314.00                1,137,299,314.00

   其他权益工具

      其中:优先股

            永续债

   资本公积                       188,831,724.36                   188,831,724.36

   减:库存股

   其他综合收益

   专项储备                        45,174,255.08                    33,122,984.81



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                                                             建新矿业股份有限责任公司 2017 年第三季度报告全文


     盈余公积                                               154,109,576.34                    154,109,576.34

     一般风险准备

     未分配利润                                             591,207,352.87                    236,025,885.51

 归属于母公司所有者权益合计                                2,116,622,222.65                 1,749,389,485.02

     少数股东权益                                            21,418,757.50                     22,489,427.82

 所有者权益合计                                            2,138,040,980.15                 1,771,878,912.84

 负债和所有者权益总计                                      2,300,681,320.38                 1,957,171,505.92


法定代表人:                              主管会计工作负责人:                             会计机构负责人:


2、母公司资产负债表

                                                                                                       单位:元

                    项目                              期末余额                         期初余额

 流动资产:

     货币资金                                                    8,971,357.37                  27,938,837.52

     以公允价值计量且其变动计入当期损益
 的金融资产

     衍生金融资产

     应收票据

     应收账款

     预付款项                                                     371,923.80                       203,688.11

     应收利息

     应收股利                                               164,399,271.98                    194,399,271.98

     其他应收款                                              32,781,669.69                     11,225,124.82

     存货

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产                                                1,873,184.73                     1,641,108.61

 流动资产合计                                               208,397,407.57                    235,408,031.04

 非流动资产:

     可供出售金融资产

     持有至到期投资

     长期应收款

     长期股权投资                                           853,867,746.72                    853,867,746.72

     投资性房地产


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                                              建新矿业股份有限责任公司 2017 年第三季度报告全文


   固定资产                                   178,713,638.21                   186,230,694.43

   在建工程

   工程物资

   固定资产清理

   生产性生物资产

   油气资产

   无形资产                                       109,330.48

   开发支出

   商誉

   长期待摊费用

   递延所得税资产

   其他非流动资产

非流动资产合计                               1,032,690,715.41                1,040,098,441.15

资产总计                                     1,241,088,122.98                1,275,506,472.19

流动负债:

   短期借款

   以公允价值计量且其变动计入当期损益
的金融负债

   衍生金融负债

   应付票据

   应付账款                                     1,575,306.33                     1,615,306.33

   预收款项                                        33,600.00                    11,872,367.89

   应付职工薪酬                                 1,340,281.27                     3,603,774.79

   应交税费                                                                          6,210.76

   应付利息

   应付股利

   其他应付款                                  94,506,853.65                    94,620,285.01

   划分为持有待售的负债

   一年内到期的非流动负债

   其他流动负债

流动负债合计                                   97,456,041.25                   111,717,944.78

非流动负债:

   长期借款

   应付债券



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                                      建新矿业股份有限责任公司 2017 年第三季度报告全文


       其中:优先股

              永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益

    递延所得税负债

    其他非流动负债

 非流动负债合计

 负债合计                              97,456,041.25                   111,717,944.78

 所有者权益:

    股本                             1,137,299,314.00                1,137,299,314.00

    其他权益工具

       其中:优先股

              永续债

    资本公积                          627,199,471.08                   627,199,471.08

    减:库存股

    其他综合收益

    专项储备

    盈余公积                           40,294,048.27                    40,294,048.27

    未分配利润                       -661,160,751.62                  -641,004,305.94

 所有者权益合计                      1,143,632,081.73                1,163,788,527.41

 负债和所有者权益总计                1,241,088,122.98                1,275,506,472.19


3、合并本报告期利润表

                                                                              单位:元

                   项目        本期发生额                      上期发生额

 一、营业总收入                       289,487,414.51                   294,917,510.90

    其中:营业收入                    289,487,414.51                   294,917,510.90

            利息收入

            已赚保费

            手续费及佣金收入

 二、营业总成本                       155,631,591.55                   187,186,389.03


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                                               建新矿业股份有限责任公司 2017 年第三季度报告全文


    其中:营业成本                             116,368,693.46                   145,086,727.89

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           税金及附加                           21,991,564.32                    19,820,846.26

           销售费用                               913,881.68                      1,128,474.31

           管理费用                             18,095,598.19                    21,174,330.11

           财务费用                             -1,728,354.17                        42,640.62

           资产减值损失                             -9,791.93                       -66,630.16

    加:公允价值变动收益(损失以“-”
号填列)

         投资收益(损失以“-”号填列)

           其中:对联营企业和合营企业的
投资收益

         汇兑收益(损失以“-”号填列)

         其他收益                                   60,000.00

三、营业利润(亏损以“-”号填列)             133,915,822.96                   107,731,121.87

    加:营业外收入                                  36,605.84                        13,622.50

         其中:非流动资产处置利得

    减:营业外支出                                533,444.35                       568,335.07

         其中:非流动资产处置损失                 334,441.67                       261,384.17

四、利润总额(亏损总额以“-”号填列)         133,418,984.45                   107,176,409.30

    减:所得税费用                              20,144,059.68                    16,740,783.63

五、净利润(净亏损以“-”号填列)             113,274,924.77                    90,435,625.67

    归属于母公司所有者的净利润                 113,681,650.50                    90,808,669.59

    少数股东损益                                  -406,725.73                      -373,043.92

六、其他综合收益的税后净额

 归属母公司所有者的其他综合收益的税后
净额

    (一)以后不能重分类进损益的其他综
合收益



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                                                              建新矿业股份有限责任公司 2017 年第三季度报告全文


            1.重新计量设定受益计划净负债
 或净资产的变动

            2.权益法下在被投资单位不能重
 分类进损益的其他综合收益中享有的份额

      (二)以后将重分类进损益的其他综合
 收益

            1.权益法下在被投资单位以后将
 重分类进损益的其他综合收益中享有的份额

            2.可供出售金融资产公允价值变
 动损益

            3.持有至到期投资重分类为可供
 出售金融资产损益

            4.现金流量套期损益的有效部分

            5.外币财务报表折算差额

            6.其他

   归属于少数股东的其他综合收益的税后净
 额

 七、综合收益总额                                             113,274,924.77                    90,435,625.67

      归属于母公司所有者的综合收益总额                        113,681,650.50                    90,808,669.59

      归属于少数股东的综合收益总额                                 -406,725.73                      -373,043.92

 八、每股收益:

      (一)基本每股收益                                               0.1000                           0.0799

      (二)稀释每股收益                                               0.1000                           0.0799

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


法定代表人:                               主管会计工作负责人:                             会计机构负责人:


4、母公司本报告期利润表

                                                                                                        单位:元

                     项目                             本期发生额                       上期发生额

 一、营业收入                                                      320,255.01                    6,873,268.16

      减:营业成本                                                        0.00                             0.00

          税金及附加                                                  1,800.00

          销售费用                                                 132,782.73                       335,534.41

          管理费用                                                5,586,313.27                   6,249,306.85

          财务费用                                                1,097,395.32                      910,000.35



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                                               建新矿业股份有限责任公司 2017 年第三季度报告全文


         资产减值损失

    加:公允价值变动收益(损失以“-”
号填列)

         投资收益(损失以“-”号填列)

         其中:对联营企业和合营企业的投
资收益

         其他收益                                  60,000.00

二、营业利润(亏损以“-”号填列)              -6,438,036.31                      -621,573.45

    加:营业外收入

         其中:非流动资产处置利得

    减:营业外支出

         其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填列)          -6,438,036.31                      -621,573.45

    减:所得税费用

四、净利润(净亏损以“-”号填列)              -6,438,036.31                      -621,573.45

五、其他综合收益的税后净额

    (一)以后不能重分类进损益的其他综
合收益

           1.重新计量设定受益计划净负债
或净资产的变动

           2.权益法下在被投资单位不能重
分类进损益的其他综合收益中享有的份额

    (二)以后将重分类进损益的其他综合
收益

           1.权益法下在被投资单位以后将
重分类进损益的其他综合收益中享有的份额

           2.可供出售金融资产公允价值变
动损益

           3.持有至到期投资重分类为可供
出售金融资产损益

           4.现金流量套期损益的有效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                                -6,438,036.31                      -621,573.45

七、每股收益:

    (一)基本每股收益



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                                                  建新矿业股份有限责任公司 2017 年第三季度报告全文


     (二)稀释每股收益


5、合并年初到报告期末利润表

                                                                                           单位:元

                     项目                  本期发生额                      上期发生额

 一、营业总收入                                   927,069,005.00                   782,836,657.04

     其中:营业收入                               927,069,005.00                   782,836,657.04

            利息收入

            已赚保费

            手续费及佣金收入

 二、营业总成本                                   505,727,177.39                   598,139,416.58

     其中:营业成本                               380,551,541.83                   488,362,223.81

            利息支出

            手续费及佣金支出

            退保金

            赔付支出净额

            提取保险合同准备金净额

            保单红利支出

            分保费用

            税金及附加                             72,407,931.75                    25,978,811.97

            销售费用                                2,699,109.55                    12,223,164.85

            管理费用                               52,908,811.69                    66,835,839.57

            财务费用                               -2,940,718.59                     3,894,247.80

            资产减值损失                                100,501.16                      845,128.58

     加:公允价值变动收益(损失以“-”
 号填列)

          投资收益(损失以“-”号填列)

          其中:对联营企业和合营企业的投
 资收益

          汇兑收益(损失以“-”号填列)

          其他收益                                       60,000.00

 三、营业利润(亏损以“-”号填列)               421,401,827.61                   184,697,240.46

     加:营业外收入                                     115,880.79                      480,408.84

          其中:非流动资产处置利得                        7,282.95                      355,247.58



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                                                            建新矿业股份有限责任公司 2017 年第三季度报告全文


      减:营业外支出                                           870,101.49                       911,877.22

          其中:非流动资产处置损失                             499,098.81                       261,465.01

 四、利润总额(亏损总额以“-”号填列)                    420,647,606.91                    184,265,772.08

      减:所得税费用                                         66,536,809.87                    33,292,596.86

 五、净利润(净亏损以“-”号填列)                         354,110,797.04                   150,973,175.22

      归属于母公司所有者的净利润                           355,181,467.36                    152,115,585.39

      少数股东损益                                           -1,070,670.32                    -1,142,410.17

 六、其他综合收益的税后净额

   归属母公司所有者的其他综合收益的税后
 净额

      (一)以后不能重分类进损益的其他综
 合收益

            1.重新计量设定受益计划净负债
 或净资产的变动

            2.权益法下在被投资单位不能重
 分类进损益的其他综合收益中享有的份额

      (二)以后将重分类进损益的其他综合
 收益

            1.权益法下在被投资单位以后将
 重分类进损益的其他综合收益中享有的份额

            2.可供出售金融资产公允价值变
 动损益

            3.持有至到期投资重分类为可供
 出售金融资产损益

            4.现金流量套期损益的有效部分

            5.外币财务报表折算差额

            6.其他

   归属于少数股东的其他综合收益的税后净
 额

 七、综合收益总额                                           354,110,797.04                   150,973,175.22

      归属于母公司所有者的综合收益总额                     355,181,467.36                    152,115,585.39

      归属于少数股东的综合收益总额                           -1,070,670.32                    -1,142,410.17

 八、每股收益:

      (一)基本每股收益                                           0.3123                            0.1338

      (二)稀释每股收益                                           0.3123                            0.1338

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。



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                                                  建新矿业股份有限责任公司 2017 年第三季度报告全文


6、母公司年初到报告期末利润表

                                                                                          单位:元

                     项目                  本期发生额                      上期发生额

 一、营业收入                                           938,730.60                  77,956,980.88

     减:营业成本                                             0.00                  75,832,594.65

          税金及附加                                    856,258.16                      24,117.68

          销售费用                                      438,921.38                   2,996,972.32

          管理费用                                 16,976,056.98                    18,679,741.91

          财务费用                                  2,869,383.71                     6,175,596.66

          资产减值损失                                   14,556.05                      -1,638.28

     加:公允价值变动收益(损失以“-”
 号填列)

          投资收益(损失以“-”号填列)                                           300,000,000.00

          其中:对联营企业和合营企业的投
 资收益

          其他收益                                       60,000.00

 二、营业利润(亏损以“-”号填列)               -20,156,445.68                   274,249,595.94

     加:营业外收入

          其中:非流动资产处置利得

     减:营业外支出                                                                     26,858.48

          其中:非流动资产处置损失

 三、利润总额(亏损总额以“-”号填列)           -20,156,445.68                   274,222,737.46

     减:所得税费用

 四、净利润(净亏损以“-”号填列)               -20,156,445.68                   274,222,737.46

 五、其他综合收益的税后净额

     (一)以后不能重分类进损益的其他综
 合收益

            1.重新计量设定受益计划净负债
 或净资产的变动

            2.权益法下在被投资单位不能重
 分类进损益的其他综合收益中享有的份额

     (二)以后将重分类进损益的其他综合
 收益

            1.权益法下在被投资单位以后将
 重分类进损益的其他综合收益中享有的份额



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                                                 建新矿业股份有限责任公司 2017 年第三季度报告全文


           2.可供出售金融资产公允价值变
 动损益

           3.持有至到期投资重分类为可供
 出售金融资产损益

           4.现金流量套期损益的有效部分

           5.外币财务报表折算差额

           6.其他

 六、综合收益总额                                 -20,156,445.68                  274,222,737.46

 七、每股收益:

     (一)基本每股收益

     (二)稀释每股收益


7、合并年初到报告期末现金流量表

                                                                                         单位:元

                    项目                  本期发生额                      上期发生额

 一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金               1,009,699,800.19                  890,146,288.09

     客户存款和同业存放款项净增加额

     向中央银行借款净增加额

     向其他金融机构拆入资金净增加额

     收到原保险合同保费取得的现金

     收到再保险业务现金净额

     保户储金及投资款净增加额

     处置以公允价值计量且其变动计入当期
 损益的金融资产净增加额

     收取利息、手续费及佣金的现金

     拆入资金净增加额

     回购业务资金净增加额

     收到的税费返还

     收到其他与经营活动有关的现金                  5,230,572.57                    44,656,778.84

 经营活动现金流入小计                           1,014,930,372.76                  934,803,066.93

     购买商品、接受劳务支付的现金                231,978,198.61                   301,025,962.02

     客户贷款及垫款净增加额

     存放中央银行和同业款项净增加额

     支付原保险合同赔付款项的现金


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                                              建新矿业股份有限责任公司 2017 年第三季度报告全文


    支付利息、手续费及佣金的现金

    支付保单红利的现金

    支付给职工以及为职工支付的现金             55,487,221.53                    54,111,053.72

    支付的各项税费                            290,254,854.14                   259,787,157.08

    支付其他与经营活动有关的现金               29,784,130.31                    36,907,345.20

经营活动现金流出小计                          607,504,404.59                   651,831,518.02

经营活动产生的现金流量净额                    407,425,968.17                   282,971,548.91

二、投资活动产生的现金流量:

    收回投资收到的现金

    取得投资收益收到的现金

    处置固定资产、无形资产和其他长期资
                                                                                  493,000.00
产收回的现金净额

    处置子公司及其他营业单位收到的现金
净额

    收到其他与投资活动有关的现金

投资活动现金流入小计                                                              493,000.00

    购建固定资产、无形资产和其他长期资
                                               78,748,423.94                    88,796,544.91
产支付的现金

    投资支付的现金

    质押贷款净增加额

    取得子公司及其他营业单位支付的现金
净额

    支付其他与投资活动有关的现金                    5,220.00                      164,108.67

投资活动现金流出小计                           78,753,643.94                    88,960,653.58

投资活动产生的现金流量净额                    -78,753,643.94                   -88,467,653.58

三、筹资活动产生的现金流量:

    吸收投资收到的现金                                                          19,500,000.00

    其中:子公司吸收少数股东投资收到的
现金

    取得借款收到的现金                                                          38,000,000.00

    发行债券收到的现金

    收到其他与筹资活动有关的现金

筹资活动现金流入小计                                                            57,500,000.00

    偿还债务支付的现金                                                         174,000,000.00

    分配股利、利润或偿付利息支付的现金                                           3,974,451.10



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                                                              建新矿业股份有限责任公司 2017 年第三季度报告全文


     其中:子公司支付给少数股东的股利、
 利润

     支付其他与筹资活动有关的现金                                  150,000.00

 筹资活动现金流出小计                                              150,000.00                    177,974,451.10

 筹资活动产生的现金流量净额                                        -150,000.00                  -120,474,451.10

 四、汇率变动对现金及现金等价物的影响                                -5,870.28                        42,279.88

 五、现金及现金等价物净增加额                                 328,516,453.95                      74,071,724.11

     加:期初现金及现金等价物余额                             349,720,994.73                     151,832,562.79

 六、期末现金及现金等价物余额                                 678,237,448.68                     225,904,286.90

    注:货币资金期末余额与现金及现金等价物的期末余额差异为 1,831,953.06 元(期初差异为 1,827,546.51 元),系本公
司存放在银行专户的安全生产风险抵押金,不属于现金或现金等价物范围。


8、母公司年初到报告期末现金流量表

                                                                                                        单位:元

                    项目                              本期发生额                         上期发生额

 一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                             -11,787,772.35                      73,650,268.46

     收到的税费返还

     收到其他与经营活动有关的现金                                   48,177.64                     43,082,588.79

 经营活动现金流入小计                                         -11,739,594.71                     116,732,857.25

     购买商品、接受劳务支付的现金                                                                 58,841,559.56

     支付给职工以及为职工支付的现金                             7,522,215.96                       6,389,748.76

     支付的各项税费                                                856,708.96                         38,724.90

     支付其他与经营活动有关的现金                               7,692,590.24                      54,476,257.07

 经营活动现金流出小计                                          16,071,515.16                     119,746,290.29

 经营活动产生的现金流量净额                                   -27,811,109.87                      -3,013,433.04

 二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金                                    30,000,000.00                      25,000,000.00

     处置固定资产、无形资产和其他长期资
 产收回的现金净额

     处置子公司及其他营业单位收到的现金
 净额

     收到其他与投资活动有关的现金

 投资活动现金流入小计                                          30,000,000.00                      25,000,000.00



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                                               建新矿业股份有限责任公司 2017 年第三季度报告全文


     购建固定资产、无形资产和其他长期资
                                                  180,500.00                           608,092.60
 产支付的现金

     投资支付的现金

     取得子公司及其他营业单位支付的现金
 净额

     支付其他与投资活动有关的现金              20,820,000.00

 投资活动现金流出小计                          21,000,500.00                           608,092.60

 投资活动产生的现金流量净额                     8,999,500.00                         24,391,907.40

 三、筹资活动产生的现金流量:

     吸收投资收到的现金

     取得借款收到的现金

     发行债券收到的现金

     收到其他与筹资活动有关的现金

 筹资活动现金流入小计

     偿还债务支付的现金

     分配股利、利润或偿付利息支付的现金

     支付其他与筹资活动有关的现金                 150,000.00

 筹资活动现金流出小计                             150,000.00

 筹资活动产生的现金流量净额                      -150,000.00

 四、汇率变动对现金及现金等价物的影响               -5,870.28                             42,279.88

 五、现金及现金等价物净增加额                  -18,967,480.15                        21,420,754.24

     加:期初现金及现金等价物余额              27,938,837.52                          2,605,298.71

 六、期末现金及现金等价物余额                   8,971,357.37                         24,026,052.95


二、审计报告

第三季度报告是否经过审计
□ 是 √ 否
    公司第三季度报告未经审计。



                                                            建新矿业股份有限责任公司

                                                                  法定代表人:夏勇

                                                                二 O 一七年十月二十五日




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