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2020年01月25日 星期六

建新矿业(000688)公告正文

建新矿业:2016年第三季度报告全文

公告日期:2016-10-27

                建新矿业股份有限责任公司 2016 年第三季度报告全文




建新矿业股份有限责任公司

   2016 年第三季度报告




      2016 年 10 月




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                                                  建新矿业股份有限责任公司 2016 年第三季度报告全文




                                第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    除下列董事外,其他董事亲自出席了审议本次季报的董事会会议

  未亲自出席董事姓名   未亲自出席董事职务       未亲自出席会议原因           被委托人姓名

       张广龙              董     事                  因公                       赵威
       冉来明              独立董事                   因公                       黄宾


    公司负责人夏勇先生、主管会计工作负责人吴斌鸿先生及会计机构负责人

(会计主管人员)高端女士声明:保证季度报告中财务报表的真实、准确、完整。




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                                                                       建新矿业股份有限责任公司 2016 年第三季度报告全文




                              第二节 主要财务数据及股东变化

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□ 是 √ 否

                                      本报告期末                          上年度末             本报告期末比上年度末增减

 总资产(元)                                1,890,796,773.72              1,921,878,373.07                       -1.62%

 归属于上市公司股东的净资产
                                             1,658,184,052.81              1,489,758,836.49                       11.31%
 (元)

                                                        本报告期比上年同                                年初至报告期末比
                                    本报告期                                        年初至报告期末
                                                                期增减                                    上年同期增减

 营业收入(元)                     294,917,510.90                     56.97%          782,836,657.04             32.74%

 归属于上市公司股东的净利润
                                     90,808,669.59                     301.74%         152,115,585.39             29.31%
 (元)

 归属于上市公司股东的扣除非
                                     91,288,650.53                     304.84%         152,499,742.24             29.03%
 经常性损益的净利润(元)

 经营活动产生的现金流量净额
                                        --                        --                   282,971,548.91            107.79%
 (元)

 基本每股收益(元/股)                         0.0799                  301.51%                 0.1338             29.40%

 稀释每股收益(元/股)                         0.0799                  301.51%                 0.1338             29.40%

 加权平均净资产收益率                          5.68%                   205.38%                 9.71%               4.41%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                  单位:元

                            项目                                  年初至报告期期末金额                   说明

 非流动资产处置损益(包括已计提资产减值准备的冲销部分)                           93,782.57

 计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                                  60,000.00
 一标准定额或定量享受的政府补助除外)

 除上述各项之外的其他营业外收入和支出                                            -585,250.95

 减:所得税影响额                                                                 -47,311.53

 合计                                                                            -384,156.85               --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用


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                                                                  建新矿业股份有限责任公司 2016 年第三季度报告全文


公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东总数及前 10 名股东持股情况表

                                                                                                                 单位:股

                                                           报告期末表决权恢复的优
 报告期末普通股股东总数                         47,655                                                                 无
                                                           先股股东总数(如有)

                                               前 10 名股东持股情况

                                                                                有限售条           质押或冻结情况
                                                    持股
          股东名称              股东性质                          持股数量      件的股份
                                                    比例                                     股份状态           数量
                                                                                  数量

                                                                                            质押           444,000,000

 甘肃建新实业集团有限公司    境内非国有法人          40.99%       466,139,241               冻结           466,139,241

                                                                                            临时保管      20,000,000

 北京赛德万方投资有限责任
                             境内非国有法人          26.51%       301,508,345               质押           301,508,345
 公司

 北京智尚劢合投资有限公司    境内非国有法人           6.47%        73,538,620               质押              73,538,600

 重庆市涪陵国有资产投资经
                             国有法人                 0.88%        10,000,000               质押              10,000,000
 营集团有限公司

 全国社保基金一一八组合      其他                     0.71%         8,027,088

 上海和贝实业有限公司        境内非国有法人           0.67%         7,609,979

 中国对外经济贸易信托有限
 公司-外贸信托锐进 40
                             其他                     0.23%         2,626,388
 期兆天证券投资集合资金信
 托计划

 陈维焕                      境内自然人               0.20%         2,310,013

 中国农业银行-新华行业轮
 换灵活配置混合型证券投资    其他                     0.18%         2,071,967
 基金

 前海开源基金-光大银行-
 前海开源恒晖 1 号资产管理   其他                     0.18%         2,011,700
 计划

                                          前 10 名无限售条件股东持股情况

                                                                                                   股份种类
           股东名称                           持有无限售条件股份数量
                                                                                         股份种类             数量

 甘肃建新实业集团有限公司                                              466,139,241   人民币普通股          466,139,241


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                                                             建新矿业股份有限责任公司 2016 年第三季度报告全文


 北京赛德万方投资有限责任公
                                                                  301,508,345   人民币普通股     301,508,345
 司

 北京智尚劢合投资有限公司                                          73,538,620   人民币普通股      73,538,620

 重庆市涪陵国有资产投资经营
                                                                   10,000,000   人民币普通股      10,000,000
 集团有限公司

 全国社保基金一一八组合                                             8,027,088   人民币普通股       8,027,088

 上海和贝实业有限公司                                               7,609,979   人民币普通股       7,609,979

 中国对外经济贸易信托有限公
 司-外贸信托锐进 40 期兆天                                         2,626,388   人民币普通股       2,626,388
 证券投资集合资金信托计划

 陈维焕                                                             2,310,013   人民币普通股       2,310,013

 中国农业银行-新华行业轮换
                                                                    2,071,967   人民币普通股       2,071,967
 灵活配置混合型证券投资基金

 前海开源基金-光大银行-前
                                                                    2,011,700   人民币普通股       2,011,700
 海开源恒晖 1 号资产管理计划

 上述股东关联关系或一致行动     未知上述股东之间是否存在关联关系或是否属于《上市公司收购管理办法》规定的一
 的说明                         致行动人。

 前 10 名普通股股东参与融资融
                                前十名股东中境内自然人股东陈维涣以信用帐户持股的数量为 2,310,012 股。
 券业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




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                                                                      建新矿业股份有限责任公司 2016 年第三季度报告全文




                                               第三节 重要事项

一、报告期主要会计报表项目、财务指标发生变动的情况及原因

√ 适用 □ 不适用
    (一)会计报表项目发生变动的原因及说明
    1、资产负债表项目

   会计科目           期末数          期初数          变动金额        变动比例(%)                 变动原因

                                                                                    主要系销售同比增加及收回前期货款所
货币资金            227,730,406.12 153,652,615.81    74,077,790.31       48.21
                                                                                    致。

应收票据             27,400,000.00   16,165,163.54   11,234,836.46       69.50      主要系票据结算增加所致。

应收账款            188,900,298.16 313,554,586.05 -124,654,287.89        -39.76     主要系报告期收回上年期末账款所致。

预付款项             20,848,099.91   43,744,521.61   -22,896,421.70      -52.34     期末预付款结算所致。

其他应收款           16,418,483.31   43,561,973.23   -27,143,489.92      -62.31     主要系本期收回大额单位应收款所致。

存货                 54,513,853.75   36,306,041.08   18,207,812.67       50.15      期末库存商品库存余量较期初增加所致。

其他流动资产          3,764,175.45    1,311,628.59    2,452,546.86      186.98      主要系预交所得税增加所致。

投资性房地产         34,754,599.91   62,580,183.12   -27,825,583.21      -44.46     投资性房产转入固定资产。

工程物资               380,850.62      603,169.44      -222,318.82       -36.86     主要系报告期工程专用材料减少所致。

长期待摊费用          6,046,585.09    2,985,659.15    3,060,925.94      102.52      主要系东矿预交草牧场补偿费所致。

短期借款             18,000,000.00 154,000,000.00 -136,000,000.00        -88.31     主要系东矿公司本期归还银行借款所致。

应付账款             83,335,141.50 114,658,026.75    -31,322,885.25      -27.32     主要系支付前期工程款、劳务费所致。

应付职工薪酬         14,171,871.00    7,410,940.72    6,760,930.28       91.23      计提工资尚未发放。

应交税费             20,841,875.77   79,552,911.75   -58,711,035.98      -73.80     本期增值税、企业所得税较上期减少所致。

应付利息                25,012.50      301,807.91      -276,795.41       -91.71     主要系报告期银行借款较期初减少所致。

   2、利润表项目

   会计科目           本期数         上年期数         变动金额        变动比例(%)                 变动原因

                                                                                    主要系公司主要产品库存较上年同期大幅
营业收入            782,836,657.04 589,757,928.00 193,078,729.04         32.74
                                                                                    减少,销量大于上年同期。

营业成本            488,362,223.81 362,365,881.81 125,996,342.00         34.77      产量增加及人选原矿品位下降。

营业税金及附加       25,978,811.97    6,785,396.93   19,193,415.04      282.86      主要系增加从价计征资源税。

销售费用             12,223,164.85    7,966,967.87    4,256,196.98       53.42      主要系东矿公司运费增加。

财务费用              3,894,247.80    7,078,723.35    -3,184,475.55      -44.99     主要系本期借款利息减少所致。

资产减值损失           845,128.58       -12,721.08      857,849.66      6,743.53    主要系本期较长账龄款项增加所致。



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                                                                                 建新矿业股份有限责任公司 2016 年第三季度报告全文


营业外收入           480,408.84              214,556.15         265,852.69             123.91       主要系处置固定资产所致。

    3、现金流量表项目

   会计科目         本期数               上年期数             变动金额           变动比例(%)                          变动原因

经营活动产生的
                 282,971,548.91 136,183,918.77 146,787,630.14                          107.79       主要系报告期收回上年期末账款所致。
现金流量净额

投资活动产生的                                                                                      主要系报告期固定资产投资较上年同期减
                  -88,467,653.58 -111,743,412.65              23,275,759.07            -20.83
现金流量净额                                                                                        少所致。

筹资活动产生的
                 -120,474,451.10 -51,974,127.40 -68,500,323.70                         131.80       主要系报告期归还银行借款所致。
现金流量净额
   (二)主要会计指标发生变动的原因及说明
    1、主要产品产销存(单位:金属吨、吨)

                                              本期数                                                           上年同期
   产品名称
                 期初库存数         生产量          销售量           期末数              期初数          生产量        销售量       期末库存数

    铅精矿              36.033      10,247.630         9,176.320         1,107.343              32.695    9,365.850     5,270.467     4,128.078

    锌精矿              39.305      61,096.780      60,944.208            191.877           134.083      54,260.250    38,493.919    15,900.414

    铜精矿                  0.773    1,467.850         1,463.152               5.471             1.835    1,588.120     1,528.846        61.109

    硫精矿         4,944.360 279,363.910 276,904.620                     7,403.650          938.050 205,987.280 204,609.110           2,316.220

    硫   酸          132.920        73,091.000      72,389.980            833.940           514.840      72,263.000    72,539.820       238.020

   次铁精矿             -           68,888.000      58,124.210       10,763.790           1,048.500      67,098.000    61,884.570     6,261.930

   硫铁精矿             -                -                -                -                -            13,740.000    13,700.590        39.410

   2、主要产品产销量同比变动情况(单位:金属吨、吨)

                                              生产量                                                           销售量
   产品名称
                     本期数                  上年同期          同比增减(%)               本期数              上年同期         同比增减(%)

    铅精矿                  10,247.630          9,365.850                       9.41             9,176.320          5,270.467             74.11

    锌精矿                  61,096.780         54,260.250                      12.60            60,944.208         38,493.919             58.32

    铜精矿                   1,467.850          1,588.120                      -7.57             1,463.152          1,528.846             -4.30

    硫精矿              279,363.910           205,987.280                      35.62        276,904.620           204,609.110             35.33

    硫   酸                 73,091.000         72,263.000                       1.15            72,389.980         72,539.820             -0.21

   次铁精矿                 68,888.000         67,098.000                       2.67            58,124.210         61,884.570             -6.08

   硫铁精矿                                    13,740.000                  -100.00                                 13,700.590           -100.00

   注:报告期末,公司主要产品铅精矿和锌精矿销售数量同比增加74.11%和58.32%,期末库存分别为1,107.343金属吨和
191.877金属吨,去年同期分别为4,128.078金属吨和15,900.414金属吨,同比分别下降73.18%和98.79%。
    3、利润指标变动情况及说明
    报告期公司归属于上市公司股东的净利润较上年同期增加34,481,060.41元,同比增加29.31%,主要系公司主要产品库
存较上年同期大幅减少,销量大于上年同期所致。




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                                                                   建新矿业股份有限责任公司 2016 年第三季度报告全文


  二、重要事项进展情况及其影响和解决方案的分析说明

√ 适用 □ 不适用
   1、关于控股股东筹划重大事项的进展情况
   2016 年 5 月 23 日本公司控股股东甘肃建新实业集团有限公司(以下简称“建新集团”)因筹划重大事项(筹划股权增资
或股权转让)存在不确定性,为避免股票价格波动,经公司申请股票于 2016 年 5 月 23 日停牌;停牌期限内,由于建新集团
未完成相关筹划事项,公司股票于 2016 年 6 月 23 日恢复交易(具体内容详见公司于 2016 年 6 月 23 日刊登在《中国证券报》、
《证券时报》、《上海证券报》及巨潮资讯网上的《关于控股股东筹划重大事项暨公司股票复牌的提示性公告》),截至本报告
期期末,该筹划事项仍未取得实质性进展,能否顺利进行尚具不确定性,公司将密切关注该事项的进展情况并督促控股股东
及时履行相关信息披露义务。
       2、关于本年度建新集团承诺拟注入内蒙古中西矿业有限公司及徽县鸿远矿业有限责任公司资产的进展情况
       (1)内蒙古中西矿业有限公司资产注入的进展情况
   中西矿业成立于 2005 年 5 月 9 日,注册资本 46,070 万元,建新集团承诺在 2016 年底之前将持有的该公司 100%股权注
入上市公司,截至本报告期期末,中西矿业技改及质押股权解冻工作尚存在困难,公司将密切关注该事项的进展情况。
       (2)徽县鸿远矿业有限责任公司资产注入的进展情况
       本公司 2014 年 1 月 28 日在《中国证券报》、《证券时报》、《上海证券报》及巨潮资讯网上刊登了《控股股东承诺注入
资产的履约公告》,控股股东建新集团代本公司收购徽县鸿远矿业有限责任公司(以下简称“鸿远矿业”),并承诺在 2016 年之
前,按照法律、法规规定履行关联交易程序将该资产注入上市公司;2014 年 10 月,公司收到鸿远矿业转来的甘肃省国土资
源厅出具《关于徽县头滩子金矿详查探矿权转让变更有关问题的通知》,由于不符合办理转让条件,甘肃省国土资源厅不同
意进行探矿权转让的变更。头滩子探矿权主体原系中信国安黄金公司(中信国安黄金公司将该探矿权以入股形式持有鸿远矿
业 37%的股权),后其主体资格已被注销,鸿远矿业不是矿权主体无法将已探明地质储量报告上报,没有评审的地质储量报
告就无法进行评估,亦无法进行产权交易,故建新集团正与徽县政府协商具体的工作安排(具体内容详见公司于 2014 年 10
月 24 日刊登在《中国证券报》、《证券时报》、《上海证券报》及巨潮资讯网上的《关于股权收购及资产注入事项的进展公告》
公告编号:2014-063 号)。截止本报告期期末,该事项尚无进展。
       3、关于凤阳县中都矿产开发服务有限公司江山矿采矿证办理的进展情况
       2014 年 12 月 31 日,公司完成对中都矿产的资产收购工作,建新集团承诺于 2015 年前协助将中都矿产采矿权办结,由
于江山铅锌金矿采选项目环境影响评价报告未获得批复,导致采矿证的办理进程受其影响延缓,截至本报告期末,尚未确定
取得采矿证的时间。

               重要事项概述                           披露日期                        临时报告披露网站查询索引

                                                                                 《中国证券报》、《证券时报》、《上海证
《关于控股股东筹划重大事项暨公司股
                                                      2016-06-23                 券报》及巨潮资讯网上      公告编号:
票复牌的提示性公告》
                                                                                 2016-034 号


三、公司、股东、实际控制人、收购人、董事、监事、高级管理人员或其他关联方在报告期
内履行完毕及截至报告期末尚未履行完毕的承诺事项

承诺                                                                      承诺
          承诺方    承诺类型                   承诺内容                               承诺期限          履行情况
事由                                                                      时间


股改
承诺     建新集    股份限售及   承诺其收购的 10,400 万股股权自公司股权    2009       2013.4.26-   限售股份已解除限售,
         团        减持承诺     分置改革方案实施后首个交易日起 36 个      年 11      2016.4.26    其后建新集团通过二
                                月内不上市交易;在其后的 24 个月内,通    月 10                   级市场减持股份的每
                                                          8
                                过二级市场减持股份的每股价格不低于 20     日                      股价格不低于 20 元承
                                                              建新矿业股份有限责任公司 2016 年第三季度报告全文


承诺                                                                  承诺
       承诺方    承诺类型                     承诺内容                        承诺期限          履行情况
事由                                                                  时间

                             元。股权分置改革期间,建新集团替股东                          诺尚在履行中。
                             上海可欣支付了股改对价。2014 年 5 月,
                             经双方协商,上海可欣将持有的 180 万股
                             公司股权过户给建新集团作为偿还股权分
                             置改革期间建新集团代为垫付的对价。建
                             新集团做出承诺:因过户的 180 万股股权
                             为上海可欣偿还股权分置改革期间建新集
                             团代为垫付的对价,该 180 万股股权视同
                             为股权分置改革期间支付对价所获得,故
                             该 180 万股股权的限售情况与建新集团股
                             改期间关于股份限售的承诺一致,即自公
                             司股票恢复上市首个交易日起 36 个月内
                             不上市交易;在其后的 24 个月内,通过二
                             级市场减持股份的每股价格不低于 20 元。

                             自公司股权分置改革方案实施后首个交易
                             日起,在十二个月内不上市交易或者转让;
                             自公司股权分置改革方案实施后首个交易     2009
                                                                                           股改限售股份已全部
       上海和   股份限售及   日起十二个月的规定限售期满后,通过证     年 11   2013.4.26-
                                                                                           解除限售,本承诺已履
       贝       减持承诺     券交易所挂牌交易出售原非流通股股份,     月 10   2015.4.26
                                                                                           行完毕。
                             出售数量占公司股份总数的比例在十二个     日
                             月内不超过百分之五,在二十四个月内不
                             超过百分之十。

                             对于上市公司向本公司非公开发行的股
收购
                             票,本公司承诺及保证在上市公司本次非
报告
                             公开发行股票经中国证券监督管理委员会
书或
                             核准且发行结束之日起三十六个月内不会     2012
权益                                                                                       非公开发行股份已全
       建新集   股份限售承   转让,也不会要求上市公司收购本公司所     年 11   2013.4.26-
变动                                                                                       部解除限售,本承诺已
       团       诺           持有的上市公司本次向本公司非公开发行     月 03   2016.4.26
报告                                                                                       履行完毕。
                             的股票。本公司将依法办理所持股份的锁     日
书中
                             定手续,且在上述锁定期届满后其转让和
所作
                             交易将按照届时有效的法律、法规和深交
承诺
                             所的规则办理。

资产   建新集   同业竞争、                                            2014    待企业连
                             巴彦淖尔华峰氧化锌有限公司待该行业转
重组   团及刘   关联交易、                                            年 04   续盈利两
                             暖且企业连续盈利 2 年后,1 年内注入上                               履行中
时所   建民先   资金占用方                                            月 25   年后,一年
                             市公司。
作承   生       面的承诺                                              日      以内注入
诺                                                                            待行业转
       建新集   同业竞争、                                            2014
                             乌拉特后旗瑞峰铅冶炼有限公司待该行业             暖且连续
       团及刘   关联交易、                                            年 04
                             转暖且连续盈利 2 年后,1 年内注入上市            盈利两年           履行中
       建民先   资金占用方                                            月 25
                             公司。                                           后,一年以
       生       面的承诺                                              日
                                                                              内注入

                                                         9
                                                               建新矿业股份有限责任公司 2016 年第三季度报告全文


承诺                                                                   承诺
       承诺方    承诺类型                     承诺内容                         承诺期限           履行情况
事由                                                                   时间

                                                                                            2015 年 4 月 7 日公司
                                                                                            在《中国证券报》、《证
                                                                                            券时报》、《上海证券
                                                                                            报》及巨潮资讯网上刊
                                                                                            登进展公告,建新集团
                                                                                            来函并转来的新洲矿
                                                                                            业各股东关于同意将
                             待甘肃新洲矿业有限公司大股东酒钢集团
                                                                                            所持新洲矿业 100%股
                             持有的 45%的股权资产证券化事宜获得有
                                                                                            权注入上市公司的函
                             权国资部门的批准,新洲矿业完善相关手
                                                                                            件。该资产注入尚需新
       建新集   同业竞争、   续、权证的办理,达到评估条件后壹年内, 2014
                                                                                            洲矿业各股东最终达
       团及刘   关联交易、   建新集团随即将持有的新洲矿业 40%的股      年 04   2014.4.25-
                                                                                            成共识并履行相关股
       建民先   资金占用方   权注入上市公司,预计最迟不超过 2017 年    月 25   2017.12.31
                                                                                            东会决议等手续,以及
       生       面的承诺     完成对该项资产的注入工作;若 2017 年未    日
                                                                                            涉及该转让程序有关
                             完成,建新集团同意赔偿上市公司 2000 万
                                                                                            的包括但不限于符合
                             元人民币,同时撤销对该项资产注入的承
                                                                                            国资股转让的相关审
                             诺。
                                                                                            批要求、资产估值的相
                                                                                            关要求、相关证照变更
                                                                                            申领手续的办理等合
                                                                                            法合规手续的完善,以
                                                                                            及公司董事会、股东大
                                                                                            会对该注入事宜的审
                                                                                            议通过后方为有效。

       建新集   同业竞争、                                             2014
                             山西金德成信矿业有限公司在该公司建成
       团及刘   关联交易、                                             年 04   2014.4.25-
                             投产后 2 年内注入上市公司,预计 2017 年                               履行中
       建民先   资金占用方                                             月 25   2017.12.31
                             注入上市公司。
       生       面的承诺                                               日

       建新集   同业竞争、                                             2014
                             内蒙古中西矿业有限公司在 2016 年底之
       团及刘   关联交易、                                             年 04   2014.4.25-
                             前将持有的该公司 100%股权注入上市公                                   履行中
       建民先   资金占用方                                             月 25   2016.12.31
                             司。
       生       面的承诺                                               日

                             乌拉特后旗欧布拉格铜矿有限责任公司将
                             于 2016 年前完成进一步的探矿工作,若探
       建新集   同业竞争、                                             2014
                             明铜矿石储量达到 100 万吨(以上),能满足
       团及刘   关联交易、                                             年 04   2014.4.25-
                             企业正常生产 8 至 10 年的要求,则该资产                               履行中
       建民先   资金占用方                                             月 25   2017.12.31
                             预计于 2017 年注入上市公司;若矿石储量
       生       面的承诺                                               日
                             达不到前述要求,则放弃将其注入上市公
                             司。



       建新集   同业竞争、   建新集团代公司收购的徽县鸿远矿业有限      2014    2014.1.26-   2014 年 10 月,公司收
       团及刘   关联交易、   责任公司,建新承诺在 2016 年之前,按照    年 01   2016.12.31   到鸿远矿业转来的甘
       建民先   资金占用方   法律、法规规定履行关联交易程序将该资      月 26                肃省国土资源厅出具
                                                               建新矿业股份有限责任公司 2016 年第三季度报告全文


承诺                                                                   承诺
       承诺方    承诺类型                   承诺内容                           承诺期限         履行情况
事由                                                                   时间

       生       面的承诺     产注入上市公司。                          日                  《关于徽县头滩子金
                                                                                           矿详查探矿权转让变
                                                                                           更有关问题的通知》,
                                                                                           由于不符合办理转让
                                                                                           条件,甘肃省国土资源
                                                                                           厅不同意进行探矿权
                                                                                           转让的变更。头滩子探
                                                                                           矿权主体原系中信国
                                                                                           安黄金公司(中信国安
                                                                                           黄金公司将该探矿权
                                                                                           以入股形式持有鸿远
                                                                                           矿业 37%的股权),后
                                                                                           其主体资格已被注销,
                                                                                           鸿远矿业不是矿权主
                                                                                           体无法将已探明地质
                                                                                           储量报告上报,没有评
                                                                                           审的地质储量报告就
                                                                                           无法进行评估,亦无法
                                                                                           进行产权交易,建新集
                                                                                           团正与徽县政府协商
                                                                                           下一步的工作安排。

                             对于标的资产实现净利润(扣除非经常性
                             损益后)的承诺:2013 年实现的净利润不低
                             于人民币 27,752.22 万元;2014 年实现的
                             净利润不低于人民币 32,986.51 万元;2015
                             年实现的净利润不低于人民币 33,067.93
       建新集
                             万元。2013 年、2014 年及 2015 年三个会    2012
       团、赛
                业绩承诺及   计年度内,若经上市公司聘请会计师事务      年 11   2013-2015
       德万方                                                                              本承诺已履行完毕。
                补偿安排     所审计后,标的资产各承诺年度的实际净      月 10   年度
       及智尚
                             利润数未达到上述各年度承诺的净利润        日
       劢合
                             数,两者之差由上市公司根据协议约定的
                             方式,向建新集团、赛德万方、智尚劢合
                             按本次认购股份比例回购其所持有的相应
                             股份,以实现建新集团、赛德万方、智尚
                             劢合对上市公司的业绩补偿。




       建新集   其他承诺     无法享受企业所得税优惠税率的估值补偿      2012    长期              履行中
       团、赛                方式。重大资产重组交易中,标的资产采      年 11
       德万方                用资产基础法和收益法两种方法进行评        月 10
       及智尚                估,评估中按 15%税率计算企业所得税,      日
       劢合                  并以资产基础法的评估值 216,938.93 万元
                                                      11
                             作为评估结论。如按照 25%税率计算企业
                                                                建新矿业股份有限责任公司 2016 年第三季度报告全文


承诺                                                                      承诺
       承诺方    承诺类型                     承诺内容                            承诺期限          履行情况
事由                                                                      时间

                             所得税,东升庙矿业的资产评估值将为
                             198,696.15 万元人民币,差额为 18,242.78
                             万元。本次交易中,上市公司的发行价格
                             为 2.95 元/股,东升庙矿业上述评估值差额
                             对应上市公司 61,839,932 股股份(建新集
                             团 30,301,567 股,赛德万方 25,354,372 股,
                             智尚劢合 6,183,993 股)。未来若《西部地
                             区鼓励类产业目录》公布,标的资产须按
                             25%企业所得税税率执行,则由上市公司
                             以 1 元价格向建新集团、赛德万方、智尚
                             劢合回购其所持有因所得税税率差额部分
                             所获得的股份。

                             对于上市公司购买本公司所持股权向本公
                             司非公开发行的股票,本公司承诺及保证
                             在上市公司本次非公开发行股票经中国证
                             券监督管理委员会核准且发行结束之日起         2012
       赛德万   股份限售承   三十六个月内不会转让,也不会要求上市         年 11   2013.4.26-   本股份限售承诺已履
       方       诺           公司收购本公司所持有的上市公司本次向         月 03   2016.4.26    行完毕。
                             本公司非公开发行的股票。本公司将依法         日
                             办理所持股份的锁定手续,且在上述锁定
                             期届满后转让上述股份将依法履行相关信
                             息披露义务。

                             对于上市公司购买本公司所持股权向本公
                             司非公开发行的股票,本公司承诺及保证
                             在上市公司本次非公开发行股票经中国证
                             券监督管理委员会核准且发行结束之日起         2012
       建新集   股份限售承   三十六个月内不会转让,也不会要求上市         年 11   2013.4.26-   本股份限售承诺已履
       团       诺           公司收购本公司所持有的上市公司本次向         月 03   2016.4.26    行完毕。
                             本公司非公开发行的股票。本公司将依法         日
                             办理所持股份的锁定手续,且在上述锁定
                             期届满后转让上述股份将依法履行相关信
                             息披露义务。




       智尚劢   股份限售承   (1)若本公司取得非公开发行的股份时, 2012           2013.4.26-   本股份限售承诺已履
       合       诺           用于认购股份的标的资产股权持续拥有权         年 11   2016.4.26    行完毕。
                             益的时间不足 12 个月,则本公司在上市公       月 03
                             司本次非公开发行股票经中国证券监督管         日
                             理委员会核准且发行结束之日起三十六个
                             月内不会转让,也不会要求上市公司收购
                                                     12
                             本公司所持有的上市公司本次向本公司非
                             公开发行的股票。本公司将依法办理所持
                             股份的锁定手续,且在上述锁定期届满后
                                                              建新矿业股份有限责任公司 2016 年第三季度报告全文


承诺                                                                  承诺
       承诺方    承诺类型                  承诺内容                           承诺期限        履行情况
事由                                                                  时间

                             转让上述股份将依法履行相关信息披露义
                             务。(2)若本公司取得非公开发行的股份
                             时,用于认购股份的标的资产股权持续拥
                             有权益的时间已满 12 个月,则本公司在上
                             市公司本次非公开发行股票经中国证券监
                             督管理委员会核准且发行结束之日起十二
                             个月内不会转让,也不会要求上市公司收
                             购本公司所持有的上市公司本次向本公司
                             非公开发行的股票。本公司将依法办理所
                             持股份的锁定手续,且在上述锁定期届满
                             后转让上述股份将依法履行相关信息披露
                             义务。由于智尚劢合取得本次非公开发行
                             股份时,用于认购股份的标的资产股权持
                             续拥有权益的时间不足十二个月,因此本
                             次获得的非公开发行股票锁定期为三十六
                             个月。




       建新集   同业竞争、   (1)本公司及实际控制人刘建民先生已真     2012      长期           履行中
       团及刘   关联交易、   实、完整、准确地披露了公司现时各矿产     年 11
       建民先   资金占用方   及非矿产业务板块和下属企业的主营业务     月 03
       生       面的承诺     情况,不存在任何隐瞒或遗漏。(2)交易    日
                             完成后,建新集团将尽快解决本次不能将
                             上述铅锌板块企业注入上市公司的障碍,
                             并将建新集团持有的上述五家铅锌板块企
                             业的相关股权在条件成就时换股或全部注
                             入上市公司,以消除其与上市公司之间的
                             同业竞争。(3)在未来发展中,如取得任
                             何适合上市公司从事业务的发展机会,上
                             市公司可以根据需要选择发展;建新集团
                             及实际控制人刘建民先生将无偿给予上市
                             公司必要的支持和协助。 (4)在建新集
                                                      13
                             团为上市公司控股股东以及刘建民为上市
                             公司实际控制人期间,刘建民以及建新集
                             团及其全资与控股或实际控制的下属企业
                                                               建新矿业股份有限责任公司 2016 年第三季度报告全文


承诺                                                                   承诺
       承诺方      承诺类型                    承诺内容                        承诺期限        履行情况
事由                                                                   时间

                              的,将立即停止与上市公司构成竞争业务,
                              并采取必要措施予以纠正补救;同时须对
                              违反上述声明和承诺导致上市公司之一切
                              损失和后果承担赔偿责任。

                              非公开发行股份购买资产交易完成后,建
       建新集                                                          2012
                              新集团将按照有关法律法规的要求,保证
       团及刘                                                          年 11
                 其他承诺     上市公司与建新集团及其附属公司在业                 长期           履行中
       建民先                                                          月 03
                              务、资产、财务、人员、机构等方面保持
       生                                                              日
                              独立。

       建新集
       团及刘
                              未来将避免与上市公司之间的关联交易;
       建民先    同业竞争、                                            2012
                              对于上市公司无法避免的关联交易,明确
       生、赛    关联交易、                                            年 11
                              了关联交易的操作原则,将严格依照关联               长期           履行中
       德万      资金占用方                                            月 03
                              方回避关联交易相关议案的表决等切实可
       方、智    面的承诺                                              日
                              行的机制。
       尚   劢
       合

                              本公司已将东升庙矿业有限责任公司和凤
                              阳县金鹏矿业有限公司的实际情况与《铅
                              锌行业准入条件》进行了对照,本公司认     2012
       建新集                 为该两家企业符合现行《铅锌行业准入条     年 11
                 其他承诺                                                        长期           履行中
       团                     件》规定的全部条件。若两家公司未来在     月 03
                              根据《铅锌行业准入条件》进行认定时,     日
                              因不符合现行规定而导致的相关损失,均
                              由本公司承担。

承诺是否及时履行              是

承诺超期未履行完毕的具体
                              不适用
原因及下一步的工作计划


四、对 2016 年度经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
□ 适用 √ 不适用


五、证券投资情况

□ 适用 √ 不适用
公司报告期不存在证券投资。




                                                          14
                                                            建新矿业股份有限责任公司 2016 年第三季度报告全文


六、衍生品投资情况

□ 适用 √ 不适用
公司报告期不存在衍生品投资。


七、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。


八、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


九、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。




                                                    15
                                                        建新矿业股份有限责任公司 2016 年第三季度报告全文




                                     第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:建新矿业股份有限责任公司
                                       2016 年 09 月 30 日
                                                                                                  单位:元

                  项目                      期末余额                              期初余额

 流动资产:

     货币资金                                          227,730,406.12                    153,652,615.81

     结算备付金

     拆出资金

     以公允价值计量且其变动计入当
 期损益的金融资产

     衍生金融资产

     应收票据                                           27,400,000.00                     16,165,163.54

     应收账款                                          188,900,298.16                    313,554,586.05

     预付款项                                           20,848,099.91                     43,744,521.61

     应收保费

     应收分保账款

     应收分保合同准备金

     应收利息

     应收股利

     其他应收款                                         16,418,483.31                     43,561,973.23

     买入返售金融资产

     存货                                               54,513,853.75                     36,306,041.08

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产                                        3,764,175.45                        1,311,628.59

 流动资产合计                                          539,575,316.70                    608,296,529.91

 非流动资产:

     发放贷款及垫款



                                               16
                                         建新矿业股份有限责任公司 2016 年第三季度报告全文


   可供出售金融资产

   持有至到期投资

   长期应收款                            28,054,136.00                     25,978,995.00

   长期股权投资

   投资性房地产                          34,754,599.91                     62,580,183.12

   固定资产                             708,605,607.23                    709,676,344.29

   在建工程                             423,514,331.46                    366,475,380.01

   工程物资                                 380,850.62                       603,169.44

   固定资产清理                              27,527.64

   生产性生物资产

   油气资产

   无形资产                              85,534,227.42                     80,963,946.62

   开发支出

   商誉

   长期待摊费用                           6,046,585.09                      2,985,659.15

   递延所得税资产                         6,626,012.46                      6,640,586.34

   其他非流动资产                        57,677,579.19                     57,677,579.19

非流动资产合计                         1,351,221,457.02                 1,313,581,843.16

资产总计                               1,890,796,773.72                 1,921,878,373.07

流动负债:

   短期借款                              18,000,000.00                    154,000,000.00

   向中央银行借款

   吸收存款及同业存放

   拆入资金

   以公允价值计量且其变动计入当
期损益的金融负债

   衍生金融负债

   应付票据

   应付账款                              83,335,141.50                    114,658,026.75

   预收款项                              27,930,903.01                     23,421,378.50

   卖出回购金融资产款

   应付手续费及佣金

   应付职工薪酬                          14,171,871.00                      7,410,940.72

   应交税费                              20,841,875.77                     79,552,911.75



                                  17
                                   建新矿业股份有限责任公司 2016 年第三季度报告全文


   应付利息                            25,012.50                       301,807.91

   应付股利

   其他应付款                      12,404,377.34                     15,498,348.72

   应付分保账款

   保险合同准备金

   代理买卖证券款

   代理承销证券款

   划分为持有待售的负债

   一年内到期的非流动负债

   其他流动负债

流动负债合计                      176,709,181.12                    394,843,414.35

非流动负债:

   长期借款

   应付债券

      其中:优先股

            永续债

   长期应付款

   长期应付职工薪酬

   专项应付款

   预计负债                        25,220,618.60                     25,005,080.75

   递延收益

   递延所得税负债                   7,759,222.46                      7,704,932.58

   其他非流动负债

非流动负债合计                     32,979,841.06                     32,710,013.33

负债合计                          209,689,022.18                    427,553,427.68

所有者权益:

   股本                          1,137,299,314.00                 1,137,299,314.00

   其他权益工具

      其中:优先股

            永续债

   资本公积                       188,831,724.36                    188,831,724.36

   减:库存股

   其他综合收益

   专项储备                        24,125,274.34                      7,815,643.41



                            18
                                                              建新矿业股份有限责任公司 2016 年第三季度报告全文


     盈余公积                                                 154,109,576.34                      154,109,576.34

     一般风险准备

     未分配利润                                               153,818,163.77                           1,702,578.38

 归属于母公司所有者权益合计                               1,658,184,052.81                       1,489,758,836.49

     少数股东权益                                              22,923,698.73                           4,566,108.90

 所有者权益合计                                           1,681,107,751.54                       1,494,324,945.39

 负债和所有者权益总计                                     1,890,796,773.72                       1,921,878,373.07


法定代表人:夏勇                      主管会计工作负责人:吴斌鸿               会计机构负责人:高端


2、母公司资产负债表

                                                                                                            单位:元

                   项目                            期末余额                                期初余额

 流动资产:

     货币资金                                                  24,026,052.95                           2,605,298.71

     以公允价值计量且其变动计入当期
 损益的金融资产

     衍生金融资产

     应收票据

     应收账款                                                  19,957,596.78                           5,385,799.28

     预付款项                                                    242,445.40                           26,192,630.40

     应收利息

     应收股利                                                 194,399,271.98

     其他应收款                                                 8,868,470.52                           2,437,232.74

     存货                                                                                              4,633,081.23

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产

 流动资产合计                                                 247,493,837.63                          41,254,042.36

 非流动资产:

     可供出售金融资产

     持有至到期投资

     长期应收款

     长期股权投资                                             853,867,746.72                      853,867,746.72

     投资性房地产


                                                    19
                                           建新矿业股份有限责任公司 2016 年第三季度报告全文


   固定资产                               188,742,053.37                    196,041,294.02

   在建工程

   工程物资

   固定资产清理

   生产性生物资产

   油气资产

   无形资产

   开发支出

   商誉

   长期待摊费用

   递延所得税资产

   其他非流动资产

非流动资产合计                           1,042,609,800.09                 1,049,909,040.74

资产总计                                 1,290,103,637.72                 1,091,163,083.10

流动负债:

   短期借款

   以公允价值计量且其变动计入当期
损益的金融负债

   衍生金融负债

   应付票据

   应付账款                                 1,615,306.33                      1,658,306.33

   预收款项                                17,568,578.58                     19,649,581.99

   应付职工薪酬                             1,272,642.17                      3,102,119.78

   应交税费                                 -1,516,085.50                      -943,903.77

   应付利息

   应付股利

   其他应付款                              91,243,902.34                    162,000,422.43

   划分为持有待售的负债

   一年内到期的非流动负债

   其他流动负债

流动负债合计                              110,184,343.92                    185,466,526.76

非流动负债:

   长期借款

   应付债券



                                    20
                                              建新矿业股份有限责任公司 2016 年第三季度报告全文


       其中:优先股

              永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益

    递延所得税负债

    其他非流动负债

 非流动负债合计

 负债合计                                     110,184,343.92                   185,466,526.76

 所有者权益:

    股本                                    1,137,299,314.00                 1,137,299,314.00

    其他权益工具

       其中:优先股

              永续债

    资本公积                                  627,199,471.08                   627,199,471.08

    减:库存股

    其他综合收益

    专项储备

    盈余公积                                   40,294,048.27                      40,294,048.27

    未分配利润                               -624,873,539.55                  -899,096,277.01

 所有者权益合计                             1,179,919,293.80                   905,696,556.34

 负债和所有者权益总计                       1,290,103,637.72                 1,091,163,083.10


3、合并本报告期利润表

                                                                                        单位:元

                项目           本期发生额                            上期发生额

 一、营业总收入                           294,917,510.90                       187,884,187.09

    其中:营业收入                        294,917,510.90                       187,884,187.09

            利息收入

            已赚保费

            手续费及佣金收入

 二、营业总成本                           187,186,389.03                       159,839,143.48


                                     21
                                            建新矿业股份有限责任公司 2016 年第三季度报告全文


     其中:营业成本                     145,086,727.89                       131,433,484.77

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净


           保单红利支出

           分保费用

           营业税金及附加                19,820,846.26                         1,752,366.70

           销售费用                       1,128,474.31                         4,587,587.66

           管理费用                      21,174,330.11                        19,972,057.77

           财务费用                          42,640.62                         2,078,353.46

           资产减值损失                     -66,630.16                            15,293.12

     加:公允价值变动收益(损失
以“-”号填列)

         投资收益(损失以“-”
号填列)

           其中:对联营企业和合
营企业的投资收益

         汇兑收益(损失以“-”号
填列)

三、营业利润(亏损以“-”号填
                                        107,731,121.87                        28,045,043.61
列)

     加:营业外收入                          13,622.50                          177,982.44

         其中:非流动资产处置利
                                           355,247.58                           181,185.15


     减:营业外支出                        568,335.07                            111,120.25

         其中:非流动资产处置损
                                           261,384.17                             28,575.73


四、利润总额(亏损总额以“-”
                                        107,176,409.30                        28,111,905.80
号填列)

     减:所得税费用                      16,740,783.63                         5,508,078.63

五、净利润(净亏损以“-”号填
                                         90,435,625.67                        22,603,827.17
列)

     归属于母公司所有者的净利润          90,808,669.59                        22,603,827.17



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                                                         建新矿业股份有限责任公司 2016 年第三季度报告全文


      少数股东损益                                      -373,043.92

 六、其他综合收益的税后净额

   归属母公司所有者的其他综合收
 益的税后净额

      (一)以后不能重分类进损益
 的其他综合收益

            1.重新计量设定受益计
 划净负债或净资产的变动

            2.权益法下在被投资单
 位不能重分类进损益的其他综合收
 益中享有的份额

      (二)以后将重分类进损益的
 其他综合收益

            1.权益法下在被投资单
 位以后将重分类进损益的其他综合
 收益中享有的份额

            2.可供出售金融资产公
 允价值变动损益

            3.持有至到期投资重分
 类为可供出售金融资产损益

            4.现金流量套期损益的
 有效部分

            5.外币财务报表折算差
 额

            6.其他

   归属于少数股东的其他综合收益
 的税后净额

 七、综合收益总额                                     90,435,625.67                          22,603,827.17

      归属于母公司所有者的综合收
                                                      90,808,669.59                          22,603,827.17
 益总额

      归属于少数股东的综合收益总
                                                        -373,043.92
 额

 八、每股收益:

      (一)基本每股收益                                    0.0799                                 0.0199

      (二)稀释每股收益                                    0.0799                                 0.0199


法定代表人:夏勇                   主管会计工作负责人:吴斌鸿         会计机构负责人:高端




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                                                  建新矿业股份有限责任公司 2016 年第三季度报告全文


4、母公司本报告期利润表

                                                                                            单位:元

                项目               本期发生额                            上期发生额

 一、营业收入                                   6,873,268.16                          59,590,579.71

      减:营业成本                                     0.00                           60,306,626.75

          营业税金及附加

          销售费用                               335,534.41                             404,443.96

          管理费用                              6,249,306.85                           7,192,694.20

          财务费用                               910,000.35                            1,695,435.98

          资产减值损失

      加:公允价值变动收益(损失
 以“-”号填列)

          投资收益(损失以“-”
 号填列)

          其中:对联营企业和合营
 企业的投资收益

 二、营业利润(亏损以“-”号填
                                                -621,573.45                        -10,008,621.18
 列)

      加:营业外收入

          其中:非流动资产处置利
 得

      减:营业外支出                                                                           1.47

          其中:非流动资产处置损
 失

 三、利润总额(亏损总额以“-”
                                                -621,573.45                        -10,008,622.65
 号填列)

      减:所得税费用

 四、净利润(净亏损以“-”号填
                                                -621,573.45                        -10,008,622.65
 列)

 五、其他综合收益的税后净额

      (一)以后不能重分类进损益
 的其他综合收益

            1.重新计量设定受益计
 划净负债或净资产的变动

            2.权益法下在被投资单
 位不能重分类进损益的其他综合收



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                                                  建新矿业股份有限责任公司 2016 年第三季度报告全文


 益中享有的份额

      (二)以后将重分类进损益的
 其他综合收益

            1.权益法下在被投资单
 位以后将重分类进损益的其他综合
 收益中享有的份额

            2.可供出售金融资产公
 允价值变动损益

            3.持有至到期投资重分
 类为可供出售金融资产损益

            4.现金流量套期损益的
 有效部分

            5.外币财务报表折算差
 额

            6.其他

 六、综合收益总额                                -621,573.45                       -10,008,622.65

 七、每股收益:

      (一)基本每股收益

      (二)稀释每股收益


5、合并年初到报告期末利润表

                                                                                          单位:元

                项目               本期发生额                            上期发生额

 一、营业总收入                               782,836,657.04                       589,757,928.00

      其中:营业收入                          782,836,657.04                       589,757,928.00

            利息收入

            已赚保费

            手续费及佣金收入

 二、营业总成本                               598,139,416.58                       444,102,216.80

      其中:营业成本                          488,362,223.81                       362,365,881.81

            利息支出

            手续费及佣金支出

            退保金

            赔付支出净额

            提取保险合同准备金净
 额


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                                            建新矿业股份有限责任公司 2016 年第三季度报告全文


           保单红利支出

           分保费用

           营业税金及附加                25,978,811.97                         6,785,396.93

           销售费用                      12,223,164.85                         7,966,967.87

           管理费用                      66,835,839.57                        59,917,967.92

           财务费用                       3,894,247.80                         7,078,723.35

           资产减值损失                    845,128.58                            -12,721.08

     加:公允价值变动收益(损失
以“-”号填列)

         投资收益(损失以“-”
号填列)

         其中:对联营企业和合营
企业的投资收益

         汇兑收益(损失以“-”号
填列)

三、营业利润(亏损以“-”号填
                                        184,697,240.46                       145,655,711.20
列)

     加:营业外收入                        480,408.84                           214,556.15

         其中:非流动资产处置利
                                           355,247.58                           181,185.15


     减:营业外支出                        911,877.22                           865,532.93

         其中:非流动资产处置损
                                           261,465.01                           581,554.63


四、利润总额(亏损总额以“-”
                                        184,265,772.08                       145,004,734.42
号填列)

     减:所得税费用                      33,292,596.86                        27,370,209.44

五、净利润(净亏损以“-”号填
                                        150,973,175.22                       117,634,524.98
列)

     归属于母公司所有者的净利润         152,115,585.39                       117,634,524.98

     少数股东损益                        -1,142,410.17

六、其他综合收益的税后净额

  归属母公司所有者的其他综合收
益的税后净额

     (一)以后不能重分类进损益
的其他综合收益

           1.重新计量设定受益计
划净负债或净资产的变动


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                                                   建新矿业股份有限责任公司 2016 年第三季度报告全文


            2.权益法下在被投资单
 位不能重分类进损益的其他综合收
 益中享有的份额

      (二)以后将重分类进损益的
 其他综合收益

            1.权益法下在被投资单
 位以后将重分类进损益的其他综合
 收益中享有的份额

            2.可供出售金融资产公
 允价值变动损益

            3.持有至到期投资重分
 类为可供出售金融资产损益

            4.现金流量套期损益的
 有效部分

            5.外币财务报表折算差
 额

            6.其他

   归属于少数股东的其他综合收益
 的税后净额

 七、综合收益总额                             150,973,175.22                        117,634,524.98

      归属于母公司所有者的综合收
                                              152,115,585.39                        117,634,524.98
 益总额

      归属于少数股东的综合收益总
                                                -1,142,410.17
 额

 八、每股收益:

      (一)基本每股收益                              0.1338                                 0.1034

      (二)稀释每股收益                              0.1338                                 0.1034


6、母公司年初到报告期末利润表

                                                                                             单位:元

                项目               本期发生额                             上期发生额

 一、营业收入                                   77,956,980.88                       104,156,450.83

      减:营业成本                              75,832,594.65                       104,724,811.89

          营业税金及附加                            24,117.68

          销售费用                               2,996,972.32                            708,380.71

          管理费用                              18,679,741.91                          17,935,186.51

          财务费用                               6,175,596.66                           3,875,794.81


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                                           建新矿业股份有限责任公司 2016 年第三季度报告全文


         资产减值损失                       -1,638.28                            -2,039.06

     加:公允价值变动收益(损失
以“-”号填列)

         投资收益(损失以“-”
                                       300,000,000.00
号填列)

         其中:对联营企业和合营
企业的投资收益

二、营业利润(亏损以“-”号填
                                       274,249,595.94                       -23,085,684.03
列)

     加:营业外收入

         其中:非流动资产处置利


     减:营业外支出                         26,858.48                            2,296.95

         其中:非流动资产处置损


三、利润总额(亏损总额以“-”
                                       274,222,737.46                       -23,087,980.98
号填列)

     减:所得税费用

四、净利润(净亏损以“-”号填
                                       274,222,737.46                       -23,087,980.98
列)

五、其他综合收益的税后净额

     (一)以后不能重分类进损益
的其他综合收益

           1.重新计量设定受益计
划净负债或净资产的变动

           2.权益法下在被投资单
位不能重分类进损益的其他综合收
益中享有的份额

     (二)以后将重分类进损益的
其他综合收益

           1.权益法下在被投资单
位以后将重分类进损益的其他综合
收益中享有的份额

           2.可供出售金融资产公
允价值变动损益

           3.持有至到期投资重分
类为可供出售金融资产损益

           4.现金流量套期损益的


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                                                   建新矿业股份有限责任公司 2016 年第三季度报告全文


 有效部分

            5.外币财务报表折算差
 额

            6.其他

 六、综合收益总额                             274,222,737.46                        -23,087,980.98

 七、每股收益:

      (一)基本每股收益

      (二)稀释每股收益


7、合并年初到报告期末现金流量表

                                                                                             单位:元

               项目                本期发生额                             上期发生额

 一、经营活动产生的现金流量:

      销售商品、提供劳务收到的现
                                              890,146,288.09                        739,506,379.10
 金

      客户存款和同业存放款项净增
 加额

      向中央银行借款净增加额

      向其他金融机构拆入资金净增
 加额

      收到原保险合同保费取得的现
 金

      收到再保险业务现金净额

      保户储金及投资款净增加额

      处置以公允价值计量且其变动
 计入当期损益的金融资产净增加额

      收取利息、手续费及佣金的现
 金

      拆入资金净增加额

      回购业务资金净增加额

      收到的税费返还

      收到其他与经营活动有关的现
                                                44,656,778.84                          22,143,395.51
 金

 经营活动现金流入小计                         934,803,066.93                        761,649,774.61

      购买商品、接受劳务支付的现
                                              301,025,962.02                        377,516,555.40
 金



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                                           建新矿业股份有限责任公司 2016 年第三季度报告全文


     客户贷款及垫款净增加额

     存放中央银行和同业款项净增
加额

     支付原保险合同赔付款项的现


     支付利息、手续费及佣金的现


     支付保单红利的现金

     支付给职工以及为职工支付的
                                        54,111,053.72                        42,940,365.39
现金

     支付的各项税费                    259,787,157.08                       150,310,699.87

     支付其他与经营活动有关的现
                                        36,907,345.20                        54,698,235.18


经营活动现金流出小计                   651,831,518.02                       625,465,855.84

经营活动产生的现金流量净额             282,971,548.91                       136,183,918.77

二、投资活动产生的现金流量:

     收回投资收到的现金                                                      30,000,000.00

     取得投资收益收到的现金

     处置固定资产、无形资产和其
                                          493,000.00
他长期资产收回的现金净额

     处置子公司及其他营业单位收
到的现金净额

     收到其他与投资活动有关的现


投资活动现金流入小计                      493,000.00                         30,000,000.00

     购建固定资产、无形资产和其
                                        88,796,544.91                       141,635,289.36
他长期资产支付的现金

     投资支付的现金

     质押贷款净增加额

     取得子公司及其他营业单位支
付的现金净额

     支付其他与投资活动有关的现
                                          164,108.67                           108,123.29


投资活动现金流出小计                    88,960,653.58                       141,743,412.65

投资活动产生的现金流量净额             -88,467,653.58                      -111,743,412.65

三、筹资活动产生的现金流量:

     吸收投资收到的现金                 19,500,000.00


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                                                    建新矿业股份有限责任公司 2016 年第三季度报告全文


      其中:子公司吸收少数股东投
 资收到的现金

      取得借款收到的现金                         38,000,000.00                       169,000,000.00

      发行债券收到的现金

      收到其他与筹资活动有关的现
 金

 筹资活动现金流入小计                            57,500,000.00                       169,000,000.00

      偿还债务支付的现金                       174,000,000.00                        212,000,000.00

      分配股利、利润或偿付利息支
                                                  3,974,451.10                           8,574,127.40
 付的现金

      其中:子公司支付给少数股东
 的股利、利润

      支付其他与筹资活动有关的现
                                                                                          400,000.00
 金

 筹资活动现金流出小计                          177,974,451.10                        220,974,127.40

 筹资活动产生的现金流量净额                    -120,474,451.10                       -51,974,127.40

 四、汇率变动对现金及现金等价物
                                                    42,279.88
 的影响

 五、现金及现金等价物净增加额                    74,071,724.11                       -27,533,621.28

      加:期初现金及现金等价物余
                                               151,832,562.79                        157,328,730.76
 额

 六、期末现金及现金等价物余额                  225,904,286.90                        129,795,109.48


8、母公司年初到报告期末现金流量表

                                                                                              单位:元

                项目                本期发生额                             上期发生额

 一、经营活动产生的现金流量:

      销售商品、提供劳务收到的现
                                                 73,650,268.46                       142,557,068.50
 金

      收到的税费返还

      收到其他与经营活动有关的现
                                                 43,082,588.79                          62,663,550.89
 金

 经营活动现金流入小计                          116,732,857.25                        205,220,619.39

      购买商品、接受劳务支付的现
                                                 58,841,559.56                       153,702,981.42
 金

      支付给职工以及为职工支付的                  6,389,748.76                           5,190,638.04



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                                           建新矿业股份有限责任公司 2016 年第三季度报告全文


现金

     支付的各项税费                        38,724.90

     支付其他与经营活动有关的现
                                        54,476,257.07                        47,828,996.55


经营活动现金流出小计                   119,746,290.29                       206,722,616.01

经营活动产生的现金流量净额              -3,013,433.04                        -1,501,996.62

二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金             25,000,000.00                        39,112,386.74

     处置固定资产、无形资产和其
他长期资产收回的现金净额

     处置子公司及其他营业单位收
到的现金净额

     收到其他与投资活动有关的现


投资活动现金流入小计                    25,000,000.00                        39,112,386.74

     购建固定资产、无形资产和其
                                          608,092.60                         11,217,746.00
他长期资产支付的现金

     投资支付的现金

     取得子公司及其他营业单位支
                                                                             25,500,000.00
付的现金净额

     支付其他与投资活动有关的现


投资活动现金流出小计                      608,092.60                         36,717,746.00

投资活动产生的现金流量净额              24,391,907.40                         2,394,640.74

三、筹资活动产生的现金流量:

     吸收投资收到的现金

     取得借款收到的现金

     发行债券收到的现金

     收到其他与筹资活动有关的现


筹资活动现金流入小计

     偿还债务支付的现金

     分配股利、利润或偿付利息支
付的现金

     支付其他与筹资活动有关的现
                                                                               400,000.00


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                                           建新矿业股份有限责任公司 2016 年第三季度报告全文


 筹资活动现金流出小计                                                              400,000.00

 筹资活动产生的现金流量净额                                                       -400,000.00

 四、汇率变动对现金及现金等价物
                                           42,279.88
 的影响

 五、现金及现金等价物净增加额           21,420,754.24                              492,644.12

      加:期初现金及现金等价物余
                                         2,605,298.71                             6,512,554.03
 额

 六、期末现金及现金等价物余额           24,026,052.95                             7,005,198.15


二、审计报告

第三季度报告是否经过审计
□ 是 √ 否
公司第三季度报告未经审计。




                                                    建新矿业股份有限责任公司


                                                          法定代表人:夏勇


                                                        二 O 一六年十月二十六日




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