国恒退(000594)公告正文

*ST国恒:2013年年度报告

公告日期:2014-07-05

天津国恒铁路控股股份有限公司 2013 年度报告全文




                          天津国恒铁路控股股份有限公司

                                           2013 年度报告




                                            2014 年 07 月




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天津国恒铁路控股股份有限公司 2013 年度报告全文




                              第一节 重要提示、目录和释义


      本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的

真实、准确、完整,不存在虚假记载、误导性陈述或重大遗漏,并承担个别和

连带的法律责任。

      所有董事均已出席了审议本报告的董事会会议。

      公司计划不派发现金红利,不送红股,不以公积金转增股本。

      公司负责人宋金球(代)、主管会计工作负责人张卫东及会计机构负责人(会

计主管人员)杨小雪声明:保证年度报告中财务报告的真实、准确、完整。

      中兴财光华会计师事务所(特殊普通合伙)对公司 2013 年年度财务报表出

具了无法表示意见的审计报告,具体原因如下:

      1、如财务报表附注 “ 其他流动资 产 ” 所 述 , 其 他 流 动 资 产 期 末 余 额

854,223,121.08 元是募集资金专项账户余额与审计机构函证的银行回函结果的

差额,由于审计范围的限制,审计机构无法实施其他审计程序,以证实其他流

动资产的具体内容,也无法判断其对财务报表的影响。 2、2013 年 11 月中国证

券监督管理委员会《行政处罚和市场禁入事先告知书》(处罚字[2013]48 号)

认定:*ST 国恒《2009 年年度报告》所述的投入罗岑铁路项目资金中有 29,200.00

万元未投入罗岑铁路项目;*ST 国恒《2010 年半年度报告》、《2010 年年度报告》、

《2011 年半年度报告》、《2011 年年度报告》所述的投入罗岑铁路项目资金中有

49,500.00 万元未投入罗岑铁路项目;*ST 国恒《2012 年半年度报告》所述的投

入罗岑铁路项目资金中有 49,550.00 万元未投入罗岑铁路项目。由于审计范围的

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天津国恒铁路控股股份有限公司 2013 年度报告全文



限制,审计机构未能实施满意的审计程序,无法获取充分、适当的证据,以证

实罗岑铁路项目在财务报告中是否真实、完整反映。 3、审计机构未能获取*ST

国恒真实、完整的诉讼、抵押、担保等财务资料,无法实施满意的审计程序,

以获取充分、适当的审计证据,无法判断*ST 国恒计提预计负债 16,514.71 万元

是否公允、完整,也无法判断是否还存在其他诉讼、对外担保以及该等事项可

能对财务报告的影响。 4、由于审计范围的限制,*ST 国恒及重要子公司的存

货监盘、往来函证、部分银行函证等重要审计程序无法实施,重要审计资料未

能提供,审计机构也无法实施替代审计程序,以获取充分、适当的审计证据,

审计机构无法判断该等事项对*ST 国恒财务报告的真实性、准确性和完整性可

能产生的影响。 5、审计机构无法对*ST 国恒应收款项、固定资产、在建工程、

无形资产的价值计量获取充分、适当的审计证据,也无法对其是否存在减值及

减值金额作出判断。 6、审计机构无法实施满意的审计程序,获取充分适当的

审计证据,以识别*ST 国恒的全部关联方,无法合理保证*ST 国恒关联方和关

联方交易的相关信息得到恰当的记录和充分的披露,这些交易可能对*ST 国恒

的财务报告产生重大影响。 7、*ST 国恒持有的重要子公司的股权被冻结,生

产经营业务基本处于停滞状态,募集资金余额无法确定,募集资金项目停滞,

存在大量逾期未偿还债务及已经法院判决须承担连带清偿责任的对外担保,可

供经营活动支出的货币资金严重短缺,且很可能无法在正常的经营过程中变现

资产、清偿债务。*ST 国恒的持续经营能力存在重大不确定性。截至本报告日,

*ST 国恒亦未能就改善财务状况和增强持续经营能力的相关措施提供充分、适

当的证据,审计机构无法判断*ST 国恒继续按照持续经营假设编制 2013 年度财

务报表是否适当。 8、由于以前年度募集资金投入不实,诉讼判决结果涉及以

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天津国恒铁路控股股份有限公司 2013 年度报告全文



前年度等原因,以及审计机构无法实施满意的审计程序,获取充分适当的审计

证据,审计机构无法确定期初的财务状况、经营成果和现金流量是否真实、准

确、完整。 综上所述,审计机构认为上述事项对*ST 国恒 2013 年财务报表可

能产生的影响重大且具有广泛性,审计机构无法对*ST 国恒编制的 2013 年度财

务报表发表审计意见。




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天津国恒铁路控股股份有限公司 2013 年度报告全文




                                                                    目录




2013 年度报告..................................................................................................................................... 1

一、重要提示、目录和释义..............................................................................................................1

二、公司简介......................................................................................................................................2

三、会计数据和财务指标摘要..........................................................................................................2

四、董事会报告..................................................................................................................................3

五、重要事项......................................................................................................................................6

六、股份变动及股东情况..................................................................................................................8

七、董事、监事、高级管理人员和员工情况................................................................................10

八、公司治理....................................................................................................................................10

九、内部控制....................................................................................................................................12

十、财务报告....................................................................................................................................12

十一、备查文件目录........................................................................................................................51




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天津国恒铁路控股股份有限公司 2013 年度报告全文




                                                    释义


                     释义项               指                                  释义内容

    中国证监会、证监会                    指     中国证券监督管理委员会

    深交所、交易所                        指     深圳证券交易所

    公司、本公司、国恒铁路                指     天津国恒铁路控股股份有限公司

    甘肃酒航                              指     甘肃酒航铁路有限公司

    江西国恒                              指     江西国恒铁路有限公司

    天津巨翼                              指     天津巨翼投资咨询有限公司

    深圳国恒、控股股东                    指     深圳市国恒实业发展有限公司

    广东国恒                              指     广东国恒铁路物资有限公司

    中铁罗定                              指     中铁(罗定)铁路有限责任公司

    中铁罗岑                              指     中铁(罗定岑溪)铁路有限责任公司

    股东大会                              指     天津国恒铁路控股股份有限公司股东大会

    元                                    指     人民币元

    报告期                                指     2013 年 1 月 1 日至 2013 年 12 月 31 日




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天津国恒铁路控股股份有限公司 2013 年度报告全文




                                           重大风险提示

      公司 2013 年度净利润为负值,根据深圳交易所股票上市规则 14.1.1、14.1.2,

公司股票将于年报披露当天起继续停牌,深圳证券交易所将在继续停牌后十五

个交易日内做出是否暂停公司股票上市的决定。




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天津国恒铁路控股股份有限公司 2013 年度报告全文




                                              第二节 公司简介

一、公司信息

    股票简称                 国恒铁路                             股票代码                  000594

    股票上市证券交易所       深圳证券交易所

    公司的中文名称           天津国恒铁路控股股份有限公司

    公司的中文简称           国恒铁路

    公司的外文名称(如有)   TIANJIN GOOD HAND RAILWAY HOLDING CO., LTD

    公司的外文名称缩写(如
                             GOOD HAND RAILWAY
    有)

    公司的法定代表人         宋金球(代)

    注册地址                 天津空港物流加工区西三道 166 号 A3 区 224 室

    注册地址的邮政编码       300300

    办公地址                 天津市和平区新兴路万科都市花园 5 号楼 25 层

    办公地址的邮政编码       300070

    公司网址                 www.guotiekonggu.com

    电子信箱                 gtkg000594@126.com


二、联系人和联系方式

                                                     董事会秘书                            证券事务代表

    姓名                                刘斌

                                        天津市和平区新兴路万科都市花园 5
    联系地址
                                        号楼 25 层

    电话                                022-23686400

    传真                                022-23686220

    电子信箱                            gtkg000594@126.com


三、信息披露及备置地点

    公司选定的信息披露报纸的名称               《中国证券报》、《证券时报》、《上海证券报》、《证券日报》

    登载年度报告的中国证监会指定网站的网址     http://www.cninfo.com.cn

    公司年度报告备置地点                       公司证券部




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天津国恒铁路控股股份有限公司 2013 年度报告全文


四、注册变更情况

                                                             企业法人营业执
                          注册登记日期      注册登记地点                          税务登记号码       组织机构代码
                                                                照注册号

                       1995 年 04 月 30
    首次注册                              内蒙古赤峰        1500001700150      150401114121695     11412169-5
                       日

                       2012 年 02 月 09
    报告期末注册                          天津              120000000003979    120116114121695     11412169-5
                       日

    公司上市以来主营业务的变化情况(如
                                          无变更
    有)

                                          2005 年 3 月,经国务院国有资产监督管理委员会国资产权[2005]289 号文《关于
                                          内蒙宏峰实业股份有限公司国有股转让有关问题的批复》,同意林西县经济贸易
    历次控股股东的变更情况(如有)        委员会、内蒙古宏峰集团有限责任公司分别将持有本公司国家股 9,906.62 万股、
                                          5,118.32 万股转让给深圳市国恒实业发展有限公司。2005 年 12 月在中国证券登
                                          记结算有限公司深圳分公司办理了过户。


五、其他有关资料

公司聘请的会计师事务所

    会计师事务所名称                中兴财光华会计师事务所(特殊普通合伙)

    会计师事务所办公地址            北京市复兴门内大街 28 号凯晨世贸中心东座 F4

    签字会计师姓名                  姚庚春、金建海

公司聘请的报告期内履行持续督导职责的保荐机构
√ 适用 □ 不适用

           保荐机构名称              保荐机构办公地址            保荐代表人姓名                  持续督导期间

    浙商证券股份有限公司         杭州市杭大路 1 号          周旭东、孙报春               至募集资金使用完毕

公司聘请的报告期内履行持续督导职责的财务顾问
□ 适用 √ 不适用




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天津国恒铁路控股股份有限公司 2013 年度报告全文




                              第三节 会计数据和财务指标摘要

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□是√否

                                     2013 年              2012 年             本年比上年增减         2011 年

 营业收入(元)                     419,794,880.72       871,409,529.40                  -51.83%   1,484,826,921.28

 归属于上市公司股东的净利润
                                    -225,712,300.33       -44,490,510.37              -407.33%       -18,584,360.43
 (元)

 归属于上市公司股东的扣除非
                                     -81,574,244.48       -65,006,852.38                 -25.49%     -14,611,103.90
 经常性损益的净利润(元)

 经营活动产生的现金流量净额
                                    -809,973,763.07      496,649,861.75               -263.09%      -311,843,888.50
 (元)

 基本每股收益(元/股)                         -0.151                -0.03            -403.33%                 -0.012

 稀释每股收益(元/股)                         -0.151                -0.03            -403.33%                 -0.012

 加权平均净资产收益率                       -7.71%               -1.45%               -431.72%                 -0.6%

                                                                             本年末比上年末增
                                    2013 年末            2012 年末                                  2011 年末
                                                                                    减

 总资产(元)                      4,224,173,669.32     4,159,538,439.02                  1.55%    4,425,272,549.20

 归属于上市公司股东的净资产
                                   2,818,252,624.28     3,039,744,514.69                  -7.29%   3,076,026,525.49
 (元)


二、境内外会计准则下会计数据差异

1、同时按照国际会计准则与按中国会计准则披露的财务报告中净利润和净资产差异情况

                                                                                                            单位:元

                                   归属于上市公司股东的净利润                    归属于上市公司股东的净资产

                                  本期数                上期数                   期末数              期初数

 按中国会计准则                -225,712,300.33           -44,490,510.37        2,818,252,624.28    3,039,744,514.69

 按国际会计准则调整的项目及金额


2、同时按照境外会计准则与按中国会计准则披露的财务报告中净利润和净资产差异情况

                                                                                                            单位:元

                                   归属于上市公司股东的净利润                    归属于上市公司股东的净资产


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天津国恒铁路控股股份有限公司 2013 年度报告全文


                                     本期数                     上期数                   期末数                   期初数

 按中国会计准则                  -225,712,300.33                -44,490,510.37         2,818,252,624.28      3,039,744,514.69

 按境外会计准则调整的项目及金额


3、境内外会计准则下会计数据差异原因说明

三、非经常性损益项目及金额

                                                                                                                           单位:元

                    项目                      2013 年金额          2012 年金额           2011 年金额                说明

 非流动资产处置损益(包括已计提资产
                                                                          -17,337.72        -245,342.34
 减值准备的冲销部分)

 与公司正常经营业务无关的或有事项产                                                                        根据诉讼判决预计
                                              -147,238,160.00        -8,755,435.39
 生的损益                                                                                                  损失

 除同公司正常经营业务相关的有效套期
 保值业务外,持有交易性金融资产、交
 易性金融负债产生的公允价值变动损
                                                                                              48,672.98
 益,以及处置交易性金融资产、交易性
 金融负债和可供出售金融资产取得的投
 资收益

 除上述各项之外的其他营业外收入和支                                                                        合同违约收入、罚
                                                 3,120,366.22       28,950,184.73          -3,805,823.89
 出                                                                                                        款支出

 其他符合非经常性损益定义的损益项目                                      -945,994.00

 减:所得税影响额                                                    -1,299,046.61           -36,675.00

        少数股东权益影响额(税后)                 20,262.07              14,122.22            7,438.28

 合计                                         -144,138,055.85       20,516,342.01          -3,973,256.53             --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用




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天津国恒铁路控股股份有限公司 2013 年度报告全文




                                       第四节 董事会报告

一、概述

    从2012年8月开始公司分别制定了《天津国恒铁路控股股份有限公司信息披露管理办法》、《天津国恒
铁路控股股份有限公司重大信息内部核实报告制度》、《关于报送对外担保事项的通知》、《关于报送法律纠
纷的通知》等一系列内控制度,为公司2013年的合规、健康发展打下了基础。公司通过内控委员会对公司
信息披露做了大量工作。
    公司于2012年12月15日发布的募集资金补充流动资金归还公告说明,甘肃酒航铁路有限公司新增设立
的募集资金监管账户已累积收到资金人民币47,140.00万元。这标志着长期困扰公司的募集资金回归问题
得到了实际解决。为了确保募集资金不再随意使用,公司董事会要求浙江券商对募集资金保管进行持续督
导,同时要求募集资金专户管理严格遵守四方监管协议。
    2013年,公司下属的春湾—罗定铁路项目营业收入1184.1万元较2012年1368.2万元有所下降。罗岑铁
路处于停工状态,酒航铁路也未取得实质进展。公司大宗贸易营业收入4.07亿元,与2012年的8.57亿元收
入相比大幅下降,并且毛利率与2011年相比下降明显。公司面临诉讼案件不断增加,公司经营步履维艰。
    2013年公司董事会罢免了公司财务总监华炜先生,独立董事钱育新先生辞职;增选了刘斌为公司董事,
杨向东、杨春明为公司独立董事,任命张卫东为公司财务总监。

二、主营业务分析

1、概述

本公司本期营业收入发生额较上年同期发生额减少451,614,648.68元,下降51.83%,主要系受市场行情及市
场竞争因素的影响,本期贸易额大幅下降所致;本期营业成本发生额较上年同期发生额减少
434,886,175.72元,下降50.17%,主要系随着贸易额下降,贸易成本相应减少所致。


公司回顾总结前期披露的发展战略和经营计划在报告期内的进展情况

公司实际经营业绩较曾公开披露过的本年度盈利预测低于或高于 20%以上的差异原因
□ 适用 √ 不适用


2、收入

说明

本公司本期营业收入发生额较上年同期发生额减少451,614,648.68元,下降51.83%,主要系受市场行情及市
场竞争因素的影响,本期贸易额大幅下降所致
公司实物销售收入是否大于劳务收入
□是√否
公司重大的在手订单情况
□ 适用 √ 不适用
公司报告期内产品或服务发生重大变化或调整有关情况

12
天津国恒铁路控股股份有限公司 2013 年度报告全文


□ 适用 √ 不适用
公司主要销售客户情况

 前五名客户合计销售金额(元)                                                                                 355,892,240.26

 前五名客户合计销售金额占年度销售总额比例                                                                            84.78%

公司前 5 大客户资料
√ 适用 □ 不适用

     序号                  客户名称                         销售额(元)                       占年度销售总额比例

      1     第一名客户                                              113,041,203.02                                   26.93%

      2     第二名客户                                              109,136,679.45                                     26%

      3     第三名客户                                               48,632,307.71                                   11.58%

      4     第四名客户                                               48,259,773.20                                    11.5%

      5     第五名客户                                               36,822,276.88                                    8.77%

     合计                       --                                  355,892,240.26                                   84.78%


3、成本

行业分类
                                                                                                                     单位:元

                                                 2013 年                             2012 年
      行业分类           项目                          占营业成本比                       占营业成本比          同比增减
                                          金额                               金额
                                                            重                                   重

 大宗商品贸易                         399,144,086.16         92.41%      835,453,469.08               96.4%          -4.14%

 铁路运费                              32,789,703.87             7.59%    31,271,620.67               3.6%            4.85%

 租赁                                                              0%

 合计                                 431,933,790.03             100%    866,725,089.75               100%

产品分类
                                                                                                                     单位:元

                                                 2013 年                             2012 年
      产品分类           项目                          占营业成本比                       占营业成本比          同比增减
                                          金额                               金额
                                                            重                                   重

 大宗商品                             399,144,086.16         92.41%      835,453,469.08               96.4%          -0.82%

 铁路运费                              32,789,703.87             7.59%    31,271,620.67               3.6%            1.17%

 租赁                                                              0%                                                -0.35%

 合计                                 431,933,790.03             100%    866,725,089.75               100%

说明

本期营业成本发生额较上年同期发生额减少434,886,175.72元,下降50.17%,主要系随着贸易额下降,贸
易成本相应减少所致。

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天津国恒铁路控股股份有限公司 2013 年度报告全文




公司主要供应商情况

 前五名供应商合计采购金额(元)                                                                          385,667,896.93

 前五名供应商合计采购金额占年度采购总额比例                                                                       99.34%

公司前 5 名供应商资料
√ 适用 □ 不适用

      序号                供应商名称                       采购额(元)                      占年度采购总额比例

       1     第一名客户                                         225,689,644.80                                    58.13%

       2     第二名客户                                          89,370,606.84                                    23.02%

       3     第三名客户                                          54,025,641.03                                    13.92%

       4     第四名客户                                          13,883,965.81                                     3.58%

       5     第五名客户                                           2,698,038.45                                     0.69%

      合计                    --                                385,667,896.93                                    99.34%


4、费用




5、研发支出




6、现金流

                                                                                                                  单位:元

             项目                      2013 年                        2012 年                         同比增减

 经营活动现金流入小计                     367,987,169.41                  1,451,391,142.15                        -74.65%

 经营活动现金流出小计                   1,177,960,932.48                   954,741,280.40                         23.38%

 经营活动产生的现金流量净
                                         -809,973,763.07                   496,649,861.75                        -263.09%
 额

 投资活动现金流入小计                       6,095,054.15                   329,542,138.79                         -98.15%

 投资活动现金流出小计                        613,035.52                     13,884,809.91                         -95.58%

 投资活动产生的现金流量净
                                            5,482,018.63                   315,657,328.88                         -98.26%
 额

 筹资活动现金流入小计                       5,000,000.00                    55,000,000.00                         -90.91%

 筹资活动现金流出小计                      39,426,487.43                   158,555,373.54                         -75.13%

 筹资活动产生的现金流量净
                                          -34,426,487.43                  -103,555,373.54                         -66.76%
 额


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天津国恒铁路控股股份有限公司 2013 年度报告全文


 现金及现金等价物净增加额                     -838,918,231.87               708,751,817.09                   -218.37%

相关数据同比发生变动 30%以上的原因说明
√ 适用 □ 不适用
经营活动产生的现金流量净额较之上期有较大幅度的增加的原因:贸易收入大幅下降,回款比例也相应下降
投资活动产生的现金流量净额较之上期有较大幅度的增加的原因:罗岑铁路上期收回投资,本期无较大变化
筹资活动产生的现金流量净额较之上期有较大幅度的增加的原因:由于本期贸易额与去年同期有较大幅度下降,造成其融资
金额也相应低于去年同期。
报告期内公司经营活动的现金流量与本年度净利润存在重大差异的原因说明
√ 适用 □ 不适用
本期净利润-225712300.33元,本期经营活动产生的现金流量净额为-809973763.07元,存在差异的原因:本期贸易额大幅下
降,并且确认了相关诉讼产生的预计损失


三、主营业务构成情况

                                                                                                              单位:元

                                                                         营业收入比上   营业成本比上   毛利率比上年
                      营业收入           营业成本         毛利率
                                                                          年同期增减     年同期增减      同期增减

 分行业

 商品销售收入       407,556,189.72     399,144,086.16           2.11%         -52.47%        -52.22%           -0.58%

 铁路运费收入        11,841,691.00      32,789,703.87           -177%         -13.46%          4.85%           -47.9%

 租赁收入              397,000.00                0.00            100%

 分产品

 商品销售收入       407,556,189.72     399,144,086.16           2.11%         -52.47%        -52.22%           -0.58%

 铁路运费收入        11,841,691.00      32,789,703.87           -177%         -13.46%          4.85%           -47.9%

 租赁收入              397,000.00                0.00            100%

 分地区

 华东地区           323,349,998.35     325,008,969.59           -0.51%         -39.2%        -37.08%           -3.47%

 华中地区                                                                       -100%          -100%             -2%

 华南地区            96,444,882.37     106,924,820.44            -11%         198.22%         117.4%          41.13%

公司主营业务数据统计口径在报告期发生调整的情况下,公司最近 1 年按报告期末口径调整后的主营业务数据
□ 适用 √ 不适用


四、资产、负债状况分析

1、资产项目重大变动情况

                                                                                                              单位:元

                           2013 年末                    2012 年末            比重增           重大变动说明



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天津国恒铁路控股股份有限公司 2013 年度报告全文


                                  占总资产                    占总资产       减
                    金额                         金额
                                     比例                         比例

                18,866,357.0                  857,784,588.                  -20.17
 货币资金                             0.45%                       20.62%
                             3                           90                       %

                282,629,523.                  268,579,432.
 应收账款                             6.69%                        6.46%    0.23%
                           20                            25

                                              16,671,723.8
 存货           5,522,561.29          0.13%                         0.4%   -0.27%
                                                          5

                934,366,019.                  951,067,188.
 固定资产                            22.12%                       22.86%   -0.74%
                           04                            25

                1,087,644,29                  1,085,651,40
 在建工程                            25.75%                        26.1%   -0.35%
                          1.46                        7.05


2、负债项目重大变动情况

                                                                                                            单位:元

                           2013 年                      2012 年
                                                                           比重增
                                  占总资产                    占总资产                     重大变动说明
                    金额                         金额                        减
                                     比例                         比例

                209,908,369.                  244,962,632.
 短期借款                             4.97%                        5.89%   -0.92%
                           13                            95


3、以公允价值计量的资产和负债

                                                                                                            单位:元

                                              计入权益的
                                 本期公允价                   本期计提的    本期购买金   本期出售金
     项目        期初数                       累计公允价                                                  期末数
                                 值变动损益                       减值            额         额
                                                值变动

 金融资产

 上述合计             0.00                                                                                    0.00

 金融负债             0.00                                                                                    0.00

报告期内公司主要资产计量属性是否发生重大变化
□是√否


五、核心竞争力分析

    公司作为第一家民营铁路上市公司,公司将铁路建设和运营为核心,并带动国内贸易以实现企业的可
持续发展。目前只有春罗铁路进行运营,其年营业额只有1000多万元;罗岑铁路因所需建设资金巨大,目
前公司建设能力受到限制,酒航铁路建设也未有实质进展。贸易业务2013年度大幅下降。公司需在新大股
东选举新董事会基础上,注入新资产,以提高企业竞争力。


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天津国恒铁路控股股份有限公司 2013 年度报告全文




六、投资状况分析

1、对外股权投资情况

(1)对外投资情况


                                                             对外投资情况

           报告期投资额(元)                          上年同期投资额(元)                                      变动幅度

                                                            被投资公司情况

                公司名称                                       主要业务                       上市公司占被投资公司权益比例


(2)持有金融企业股权情况


                         最初投         期初持                     期末持                 期末账         报告期
  公司名      公司类                              期初持                    期末持                                   会计核     股份来
                         资成本         股数量                     股数量                  面值           损益
     称         别                                股比例                    股比例                                   算科目       源
                         (元)         (股)                     (股)                 (元)         (元)

 合计                         0.00            0        --               0       --           0.00           0.00       --         --


(3)证券投资情况


                                     最初投   期初持                   期末持               期末账        报告期
 证券品     证券代     证券简                               期初持               期末持                               会计核    股份来
                                     资成本   股数量                   股数量                面值          损益
     种       码         称                                 股比例               股比例                               算科目      源
                                     (元)   (股)                   (股)               (元)        (元)

 合计                                  0.00        0          --            0        --           0.00       0.00       --         --

 证券投资审批董事会公告披
 露日期

 证券投资审批股东会公告披
 露日期(如有)

持有其他上市公司股权情况的说明
□ 适用 √ 不适用


2、委托理财、衍生品投资和委托贷款情况

3、募集资金使用情况

(1)募集资金总体使用情况

                                                                                                                               单位:万元

 募集资金总额                                                                                                                   211,282


17
天津国恒铁路控股股份有限公司 2013 年度报告全文


 已累计投入募集资金总额                                                                                           124,845

                                             募集资金总体使用情况说明


(2)募集资金承诺项目情况

                                                                                                                 单位:万元

                      是否已                                              截至期    项目达                        项目可
                                募集资                          截至期
                      变更项               调整后   本报告                末投资    到预定    本报告   是否达     行性是
 承诺投资项目和超               金承诺                          末累计
                      目(含                投资总   期投入                 进度     可使用    期实现   到预计     否发生
      募资金投向                投资总                          投入金
                      部分变               额(1)     金额                 (3)=     状态日    的效益    效益      重大变
                                  额                            额(2)
                       更)                                                (2)/(1)     期                               化

 承诺投资项目

 春罗铁路(收购中铁
                                                                                    2009 年
 (罗定)铁路有限公
                      否        16,373     16,373           0   16,373     100%     10 月              是         否
 司少数股东 24.43%
                                                                                    01 日
 的股权)

                                                                                    2015 年
                                144,59     144,59               144,59
 罗岑铁路项目         否                                    0              100%     02 月              否         否
                                       0        0                    0
                                                                                    01 日

                                                                1,367.8
 酒航铁路项目         否        50,319     50,319           0             2.72%                        否         否
                                                                     9

                                211,28     211,28               162,33
 承诺投资项目小计          --                               0               --        --                    --         --
                                       2        2                 0.89

 超募资金投向

                                211,28     211,28               162,33
 合计                      --                               0               --        --           0        --         --
                                       2        2                 0.89

 未达到计划进度或     1.酒航铁路项目:因政府规划调整,对甘肃酒航的增资款项 45,319 万元暂时闲置; 2.罗岑铁路
 预计收益的情况和     项目:2011 年 8 月,经国家发改委发改办基础【2011】1879 号文批复,罗岑铁路项目总投资由 14.48
 原因(分具体项目) 亿元调整为 26.61 亿元

 项目可行性发生重
                      因政府规划调整,甘肃酒航项目存在一定的不确定性
 大变化的情况说明

 超募资金的金额、用
                      不适用
 途及使用进展情况

 募集资金投资项目
                      不适用
 实施地点变更情况

 募集资金投资项目
                      不适用
 实施方式调整情况

 募集资金投资项目
 先期投入及置换情     不适用
 况

18
天津国恒铁路控股股份有限公司 2013 年度报告全文


                        适用
 用闲置募集资金暂
                        2010 年 9 月 15 日,经公司股东大会批准,本公司使用募集资金 4.28 亿元补充公司流动资金,使
 时补充流动资金情
                        用期不超过 6 个月(2010 年 9 月 15 日-2011 年 3 月 15 日);2012 年 11 月 28 日至 2012 年 12 月 5
 况
                        日,已将补充流动资金的募集资金归还募集资金专户

 项目实施出现募集
 资金结余的金额及       不适用
 原因


(3)募集资金变更项目情况

                                                                                                                      单位:万元

                                                                                                                      变更后的
                          变更后项                    截至期末      截至期末     项目达到
                                      本报告期                                                本报告期                项目可行
 变更后的    对应的原     目拟投入                    实际累计      投资进度     预定可使                 是否达到
                                      实际投入                                                实现的效                性是否发
      项目   承诺项目     募集资金                    投入金额      (3)=(2)/(1   用状态日                 预计效益
                                           金额                                                  益                   生重大变
                           总额(1)                        (2)           )           期
                                                                                                                        化

 合计           --                0               0             0       --          --                0      --          --

 变更原因、决策程序及信息披露情
                                      无
 况说明(分具体项目)


4、主要子公司、参股公司分析

主要子公司、参股公司情况
                                                                                                                        单位:元

                                      主要产品
 公司名称    公司类型     所处行业                    注册资本       总资产      净资产       营业收入    营业利润    净利润
                                       或服务

                                      对各类行
                                      业的投
                                      资;铁路
                                      投资;高
 江西国恒                             新技术产
                                                      100,000,0     284,545,9    206,692.5                -87,807.0   -87,807.0
 铁路有限    子公司      商业贸易     品的开                                                      0.00
                                                      00.00             29.28             6                       0            0
 公司                                 发;国内
                                      贸易;复
                                      垦项目及
                                      土地开发
                                      整理。

 天津巨翼                             投资咨
                                                      100,000.0
 投资咨询    子公司      金融服务     询、投资                      84,520.78    21,879.22        0.00        0.01        0.01
                                                      0
 有限公司                             管理咨询

 广东国恒    子公司      商业贸易     销售:铁        240,000,0     735,957,6    22,231,19        0.00    -3,459,14   -3,459,14


19
天津国恒铁路控股股份有限公司 2013 年度报告全文


 铁路物资                              路建筑物     00.00            25.91           9.76                     0.25         0.67
 有限公司                              资、钢材、
                                       水泥、建
                                       筑材料
                                       (不含木
                                       材)、塑料
                                       制品、矿
                                       山工程机
                                       械及零配
                                       件;工程
                                       机械维
                                       修;批发、
                                       零售:煤
                                       炭;货物
                                       和技术进
                                       出口

                                       罗定铁路
                                       的建设和
 中铁(罗
                                       客货运
 定)铁路                                           514,900,0     992,803,1   110,333,9     2,030,769     -9,455,21    -4,123,78
               子公司    铁路运输      输;物资
 有限责任                                           00.00            79.41       06.76              .50       0.23         5.51
                                       供销与仓
 公司
                                       储、建筑
                                       材料

                                       铁路运输
 中铁(罗                               业;罗定
 定岑溪)                 铁路建设      至岑溪铁     1,448,000     1,565,057   586,415.0
               子公司                                                                            0.00         0.00         0.00
 铁路有限                及运输        路的建设     ,000.00         ,007.13            6
 责任公司                              及客、货
                                       运输

 甘肃酒航
                         铁路建设      铁路建       50,000,00     511,351,1   7,937,948                   -438,918.    -438,918.
 铁路有限                                                                                        0.00
                         及运输        设;物流     0.00              78.11           .39                       48           48
 公司

主要子公司、参股公司情况说明
报告期内取得和处置子公司的情况
□ 适用 √ 不适用


5、非募集资金投资的重大项目情况

                                                                                                                      单位:万元

                                              本报告期投入金      截至报告期末累
     项目名称           计划投资总额                                                        项目进度           项目收益情况
                                                    额            计实际投入金额

        合计                           0                      0                  0             --                     --


20
天津国恒铁路控股股份有限公司 2013 年度报告全文


七、2014 年 1-3 月经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
□ 适用 √ 不适用


八、公司未来发展的展望

    2013年1月,泰兴力元投资有限公司受让深圳国恨实业有限公司持有的天津国恒铁路控股股份有限公
司12.08%的股份成为天津国恒控股股东。公司将在大股东组建新一届董事会的基础上,制定新的公司发展
战略,进一步解决公司历史遗留问题,注入新的资产,提高企业盈利能力,切实维护中小股东利益,实现
公司大发展。



九、董事会、监事会对会计师事务所本报告期“非标准审计报告”的说明


                                天津国恒铁路控股股份有限公司董事会
                              对无法表示意见审计报告涉及事项的专项说明

    担任公司2013年度审计工作的中兴财光华会计师事务所向公司出具了无法表示意见类型的年度审计
报告,董事会现就影响会计师发表审计意见所涉及的事项作出说明如下:

影响会计师发表审计意见的事项
     影响担任公司年度审计工作的会计师发表意见的具体情况如下:
     1、如财务报表附注五、7所述,其他流动资产期末余额854,223,121.08元是募集资金专项账户余额与
我们函证的银行回函结果的差额,由于审计范围的限制,我们无法实施其他审计程序,以证实其他流动资
产的具体内容,也无法判断其对财务报表的影响。
     2、2013年11月中国证券监督管理委员会《行政处罚和市场禁入事先告知书》(处罚字[2013]48号)
认定:*ST国恒《2009年年度报告》所述的投入罗岑铁路项目资金中有29,200.00万元未投入罗岑铁路项目;
*ST国恒《2010年半年度报告》、《2010年年度报告》、《2011年半年度报告》、《2011年年度报告》所述的投
入罗岑铁路项目资金中有49,500.00万元未投入罗岑铁路项目;*ST国恒《2012年半年度报告》所述的投入
罗岑铁路项目资金中有49,550.00万元未投入罗岑铁路项目。由于审计范围的限制,我们未能实施满意的
审计程序,无法获取充分、适当的证据,以证实罗岑铁路项目在财务报告中是否真实、完整反映。
     3、我们未能获取*ST国恒真实、完整的诉讼、抵押、担保等财务资料,无法实施满意的审计程
序,以获取充分、适当的审计证据,无法判断*ST国恒计提预计负债16,514.71万元是否公允、完整,
也无法判断是否还存在其他诉讼、对外担保以及该等事项可能对财务报告的影响。
     4、由于审计范围的限制,*ST国恒及重要子公司的存货监盘、往来函证、部分银行函证等重要
审计程序无法实施,重要审计资料未能提供,我们也无法实施替代审计程序,以获取充分、适当的
审计证据,我们无法判断该等事项对*ST国恒财务报告的真实性、准确性和完整性可能产生的影响。
     5、我们无法对*ST国恒应收款项、固定资产、在建工程、无形资产的价值计量获取充分、适当
的审计证据,也无法对其是否存在减值及减值金额作出判断。
     6、我们无法实施满意的审计程序,获取充分适当的审计证据,以识别*ST国恒的全部关联方,
无法合理保证*ST国恒关联方和关联方交易的相关信息得到恰当的记录和充分的披露,这些交易可能
对*ST国恒的财务报告产生重大影响。


21
天津国恒铁路控股股份有限公司 2013 年度报告全文


      7、*ST国恒持有的重要子公司的股权被冻结,生产经营业务基本处于停滞状态,募集资金余额
无法确定,募集资金项目停滞,存在大量逾期未偿还债务及已经法院判决须承担连带清偿责任的对
外担保,可供经营活动支出的货币资金严重短缺,且很可能无法在正常的经营过程中变现资产、清
偿债务。*ST国恒的持续经营能力存在重大不确定性。截至本报告日,*ST国恒亦未能就改善财务状
况和增强持续经营能力的相关措施提供充分、适当的证据,我们无法判断*ST国恒继续按照持续经营
假设编制2013年度财务报表是否适当。
      8、由于以前年度募集资金投入不实,诉讼判决结果涉及以前年度等原因,以及我们无法实施满
意的审计程序,获取充分适当的审计证据,我们无法确定期初的财务状况、经营成果和现金流量是
否真实、准确、完整。
      二、公司董事会对影响会计师发表审计意见所涉及事项的说明
      公司董事会充分尊重和重视会计师的上述意见,现就相关事项作出说明如下:
会计师认为“其他流动资产与期末余额854223121.08元是募集资金专项账户余额与我们询证的银行
    回函结果的差额,由于审计范围的限制,无法实施其他审计程序。”公司、浙商证券、募集资金
    专户光大银行福田支行、甘肃酒航签订募集资金专户四方监管协议,但公司实际上对该专户监管
    失去控制,会计师审计专户银行拒绝配合打印对账单,公司董事会也无法获取募集资金专户的对
    账单流水账。
         2、会计师认为,投入罗岑铁路项目资金不实。董事会认为中国证监会对项目资金投入进行
    了核查,现罗岑铁路自2011年以来其建设处于停滞状态,子公司,高管离职,员工辞职,审计范
    围受到限制,无法获取充分、适当的证据。
          3、会计师认为未能获取完整的诉讼、抵押、担保等财务资料,无法实施满意审计。董事会
    认为由于历史和报告期内诉讼、抵押、担保不断增加、公司这几年高管变动频繁,内部控制制度
    失效,导致多年的诉讼累积,所以对公司预计负债难以客观公允判断。公司董事会内控委员会一
    直在整理核查,但对因诉讼、对外担保对财务报告影响具有较大不确定性。
          4、会计师上述所列4——8项,因公司治理缺乏、子公司中江西国恒、广东国恒物资经营处
    于停滞状态,中铁(罗定岑溪)铁路自2011年以来处于停工待建状态,甘肃酒航建设未有实质进
    展、公司持续经营能力存在重大不确定性,公司董事会对于子公司亦处于失控状态,导致审计机
    构范围受限制,无法获取充分、适当的审计证据。
      现行董事会认为公司应在选举新董事会基础上,健全公司治理结构、加强公司对子公司监督管
理与控制,切实保护投资者的利益,促使公司规范、合法经营。



                                                        天津国恒铁路控股股份有限公司董事会



                                天津国恒铁路控股股份有限公司监事会
                              对无法表示意见审计报告涉及事项的专项说明

    担任公司2013年度审计工作的中兴财光华会计师事务所向公司出具了无法表示意见类型的年度审计
报告,监事会现就影响会计师发表审计意见所涉及的事项作出说明如下:

影响会计师发表审计意见的事项
    1、如财务报表附注五、7所述,其他流动资产期末余额854,223,121.08元是募集资金专项账户余额与
我们函证的银行回函结果的差额,由于审计范围的限制,我们无法实施其他审计程序,以证实其他流动资
产的具体内容,也无法判断其对财务报表的影响。


22
天津国恒铁路控股股份有限公司 2013 年度报告全文


     2、2013年11月中国证券监督管理委员会《行政处罚和市场禁入事先告知书》(处罚字[2013]48号)
认定:*ST国恒《2009年年度报告》所述的投入罗岑铁路项目资金中有29,200.00万元未投入罗岑铁路项目;
*ST国恒《2010年半年度报告》、《2010年年度报告》、《2011年半年度报告》、《2011年年度报告》所述的投
入罗岑铁路项目资金中有49,500.00万元未投入罗岑铁路项目;*ST国恒《2012年半年度报告》所述的投入
罗岑铁路项目资金中有49,550.00万元未投入罗岑铁路项目。由于审计范围的限制,我们未能实施满意的
审计程序,无法获取充分、适当的证据,以证实罗岑铁路项目在财务报告中是否真实、完整反映。
     3、我们未能获取*ST国恒真实、完整的诉讼、抵押、担保等财务资料,无法实施满意的审计程
序,以获取充分、适当的审计证据,无法判断*ST国恒计提预计负债16,514.71万元是否公允、完整,
也无法判断是否还存在其他诉讼、对外担保以及该等事项可能对财务报告的影响。
     4、由于审计范围的限制,*ST国恒及重要子公司的存货监盘、往来函证、部分银行函证等重要
审计程序无法实施,重要审计资料未能提供,我们也无法实施替代审计程序,以获取充分、适当的
审计证据,我们无法判断该等事项对*ST国恒财务报告的真实性、准确性和完整性可能产生的影响。
     5、我们无法对*ST国恒应收款项、固定资产、在建工程、无形资产的价值计量获取充分、适当
的审计证据,也无法对其是否存在减值及减值金额作出判断。
     6、我们无法实施满意的审计程序,获取充分适当的审计证据,以识别*ST国恒的全部关联方,
无法合理保证*ST国恒关联方和关联方交易的相关信息得到恰当的记录和充分的披露,这些交易可能
对*ST国恒的财务报告产生重大影响。
     7、*ST国恒持有的重要子公司的股权被冻结,生产经营业务基本处于停滞状态,募集资金余额
无法确定,募集资金项目停滞,存在大量逾期未偿还债务及已经法院判决须承担连带清偿责任的对
外担保,可供经营活动支出的货币资金严重短缺,且很可能无法在正常的经营过程中变现资产、清
偿债务。*ST国恒的持续经营能力存在重大不确定性。截至本报告日,*ST国恒亦未能就改善财务状
况和增强持续经营能力的相关措施提供充分、适当的证据,我们无法判断*ST国恒继续按照持续经营
假设编制2013年度财务报表是否适当。
     8、募集资金投入引用的为以前年度的数据,由于我们无法实施满意的审计程序,获取充分适当
的审计证据,我们无法确定期初的财务状况、经营成果和现金流量是否真实、准确、完整。
     二、公司监事会关于无法表示意见审计报告所涉及事项的说明
      公司监事会充分尊重和重视会计师事务所的上述意见,审计报告充分揭示了公司的财务风险。
现就相关事项作出说明如下:
     监事会认为中国证监会对项目资金投入进行了核查,现罗岑铁路自2011年以来其建设处于停滞
状态,子公司,高管离职,员工辞职,审计范围受到限制,无法获取充分、适当的证据。
     监事会认为由于历史和报告期内诉讼、抵押、担保不断增加、公司这几年高管变动频繁,内部
控制制度失效,导致多年的诉讼累积,所以对公司负债难以客观公允判断。
     会计师事务所上述所列4——8项,因公司治理缺乏、子公司中江西国恒、广东国恒物资经营处
于停滞状态,中铁(罗定岑溪)铁路自2011年以来处于停工待建状态,甘肃酒航建设未有实质进展、
公司持续经营能力存在重大不确定性。
     监事会认为并督促董事会和公司应健全公司治理结构、加强公司对子公司监督管理与控制,切
实保护投资者的利益,促使公司规范、合法经营。



天津国恒铁路控股股份有限公司监事会




23
天津国恒铁路控股股份有限公司 2013 年度报告全文




十、与上年度财务报告相比,会计政策、会计估计和核算方法发生变化的情况说明

无变化


十一、报告期内发生重大会计差错更正需追溯重述的情况说明




十二、与上年度财务报告相比,合并报表范围发生变化的情况说明

无变化


十三、公司利润分配及分红派息情况

报告期内利润分配政策特别是现金分红政策的制定、执行或调整情况
□ 适用 √ 不适用
公司近 3 年(含报告期)的利润分配预案或方案及资本公积金转增股本预案或方案情况

    2011年利润分配预案:2011年度公司实现净利润为-18,584,360.43元,年初未分配利润2,640,709.72元,
2011年末合计未分配利润223,879,976.61元。鉴于公司2012年铁路项目投资力度的加大和综合物资贸易业务
规模的扩大,预计公司2012年流动资金将比较紧张。经公司董事会研究决定:为保证公司现金正常运转及
公司进一步发展,公司2011年度可供分配利润不作现金分配也不以资本公积金转增股本。
    2012年利润分配预案:2012年度公司实现净利润为-44,490,510.37元,年初未分配利润219,500,869.77
元,2012年末合计未分配利润175,010,359.40元。鉴于公司2013年综合物资贸易业务规模的扩大,预计公司
2013年流动资金将比较紧张。为保证公司现金正常运转及公司进一步发展,公司2012年度可供分配利润不
作现金分配也不以资本公积金转增股本。
    2013 年 利 润 分 配 预 案 : 2013 年 度 公 司 实 现 净 利 润 为 -225,712,300.33 元 , 年 初 未 分 配 利 润
175,010,359.40元,2013年末合计未分配利润-50,701,940.93元。根据《公司章程》第一百五十五条的规
定:“公司出现最近三年期间合并报表中累计实现年均可供分配利润为负数时,或公司流动资金紧张影响
经营发展等情形时,可不进行现金分红。”公司2013年度可供分配利润为负数,不作现金分配也不以资本
公积金转增股本。
公司近三年现金分红情况表
                                                                                                      单位:元

                                                       分红年度合并报表中归属于     占合并报表中归属于上市公
           分红年度           现金分红金额(含税)
                                                         上市公司股东的净利润         司股东的净利润的比率

 2013 年                                                          -225,712,300.33

 2012 年                                                           -44,490,510.37

 2011 年                                                           -18,584,360.43

公司报告期内盈利且母公司未分配利润为正但未提出现金红利分配预案
□ 适用 √ 不适用


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天津国恒铁路控股股份有限公司 2013 年度报告全文


十四、本报告期利润分配及资本公积金转增股本预案

                                                   现金分红政策:

                                   利润分配或资本公积金转增预案的详细情况说明


十五、社会责任情况


上市公司及其子公司是否属于国家环境保护部门规定的重污染行业
□ 是 □ 否 √ 不适用
上市公司及其子公司是否存在其他重大社会安全问题
□ 是 □ 否 √ 不适用
报告期内是否被行政处罚
□ 是 □ 否 √ 不适用


十六、报告期内接待调研、沟通、采访等活动登记表

                                                                                      谈论的主要内容及提供
      接待时间          接待地点        接待方式         接待对象类型      接待对象
                                                                                               的资料

 2013 年 01 月 18
                    公司证券部       电话沟通          个人             投资者        咨询公司主营业务范围
 日

 2013 年 02 月 26
                    公司证券部       电话沟通          个人             投资者        咨询公司经营业绩情况
 日

 2013 年 03 月 07                                                                     询问 2012 年年报具体何
                    公司证券部       电话沟通          个人             投资者
 日                                                                                   时披露

 2013 年 04 月 27                                                                     询问近两年导致公司的
                    公司证券部       电话沟通          个人             投资者
 日                                                                                   因素,将来是否会退市

 2013 年 04 月 28
                    公司证券部       电话沟通          机构             媒体          公司的未来的发展方向
 日

 2013 年 05 月 02                                                                     询问之前未结案的诉讼
                    公司证券部       电话沟通          个人             投资者
 日                                                                                   进展如何

 2013 年 05 月 16                                                                     2012 年度募集资金存放
                    公司证券部       电话沟通          个人             投资者
 日                                                                                   与使用情况

 2013 年 06 月 05                                                                     询问公司目前的经营状
                    公司证券部       电话沟通          个人             投资者
 日                                                                                   况

 2013 年 06 月 17                                                                     2012 年股东大会召开事
                    公司证券部       电话沟通          个人             投资者
 日                                                                                   宜

 2013 年 07 月 25                                                                     诉讼案件对公司财务的
                    公司证券部       电话沟通          机构             媒体
 日                                                                                   影响

 2013 年 08 月 02   公司证券部       电话沟通          个人             投资者        2013 年第一次临时股东

25
天津国恒铁路控股股份有限公司 2013 年度报告全文


 日                                                              大会事宜

 2013 年 08 月 22                                                2013 年半年度报业绩情
                    公司证券部     电话沟通      个人   投资者
 日                                                              况

 2013 年 09 月 02                                                独立董事辞职对公司的
                    公司证券部     电话沟通      个人   投资者
 日                                                              影响

 2013 年 09 月 05                                                新的独立董事何时会推
                    公司证券部     电话沟通      个人   投资者
 日                                                              举出来

 2013 年 10 月 09                                                公司管理层频繁变动原
                    公司证券部     电话沟通      个人   投资者
 日                                                              因

 2013 年 10 月 15
                    公司证券部     电话沟通      个人   投资者   北京茂屋股权转让情况
 日

 2013 年 11 月 29                                                2013 年第三季度报告业
                    公司证券部     电话沟通      个人   投资者
 日                                                              绩情况

 2013 年 12 月 30                                                诉讼案件对公司 2013 年
                    公司证券部     电话沟通      个人   投资者
 日                                                              利润影响




26
天津国恒铁路控股股份有限公司 2013 年度报告全文




                                             第五节 重要事项

一、重大诉讼仲裁事项

√ 适用 □ 不适用

 诉讼(仲裁)基本     涉案金额    是否形成预     诉讼(仲      诉讼(仲裁)审     诉讼(仲裁)判
                                                                                              披露日期     披露索引
      情况          (万元)      计负债       裁)进展     理结果及影响      决执行情况

                                                           1、执行通知书
                                                           (2012)穗中法
                                                           执字第 1440 号
                                                           责令广东国恒
                                                           铁路物资有限
                                                           公司、天津国恒
                                                           铁路控股股份
                                                           有限公司、深圳
                                                           市国恒实业发
                                                           展有限公司、深
                                                           圳市中技实业
                                                                                                           相关内容
                                                           (集团)有限公
                                              2012 年 8                      截至 2013 年                  详见公司
                                                           司、深圳威谊光
                                              月 14 日,                     5 月 13 日,执                在《中国证
                                                           通技术有限公
                                              广东省广                       行通知书                      券报》、《证
                                                           司、北京华生创
                                              州市中级                       (2012)穗中                  券时报》、
                                                           展投资管理有
 华夏银行广州                                 人民法院                       法执字第                      《上海证
                                                           限公司、深圳市                     2013 年 05
 分行公正债权          999.95                 做出                           1440 号正在                   券报》和巨
                                                           鸿源星贸易有                       月 13 日
 文书案                                       (2012)穗                       执行中。本案                  潮资讯网
                                                           限公司、成清波
                                              中法执字                       处于执行裁                    上披露的
                                                           于 2012 年 8 月
                                              第 1440                        定复议期间,                  公告内容,
                                                           24 日履行
                                              号《执行                       最终复议结                    公告编号:
                                                           (2012)粤广第
                                              通知书》。                     果还未确定。                  (2013-02
                                                           207479 号执行
                                                                                                           0)
                                                           证书确定的法
                                                           律义务,并交纳
                                                           执行费 16.9578
                                                           万元。2、广东
                                                           省广州市中级
                                                           人民法院下达
                                                           《财产申报
                                                           令》,要求广东
                                                           国恒铁路物资
                                                           有限公司、天津
                                                           国恒铁路控股


27
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 股份有限公司、
                                                 深圳市国恒实
                                                 业发展有限公
                                                 司、深圳市中技
                                                 实业(集团)有
                                                 限公司、深圳威
                                                 谊光通技术有
                                                 限公司、北京华
                                                 生创展投资管
                                                 理有限公司、深
                                                 圳市鸿源星贸
                                                 易有限公司如
                                                 实报告当前以
                                                 及收到执行通
                                                 知之日前一年
                                                 的财产情况。3、
                                                 2012 年 9 月 21
                                                 日广州市中级
                                                 人民法院发布
                                                 了(2012)穗中
                                                 法执字第 1440
                                                 号的限制高消
                                                 费令,对广东国
                                                 恒铁路物资有
                                                 限公司、深圳市
                                                 国恒实业发展
                                                 有限公司、深圳
                                                 市中技实业(集
                                                 团)有限公司、
                                                 深圳威谊光通
                                                 技术有限公司、
                                                 成清波采取限
                                                 制高消费措施,
                                                 限制高消费令
                                                 同时禁止被执
                                                 行人深圳市中
                                                 技实业(集团)
                                                 有限公司、深圳
                                                 市威宜光通技
                                                 术有限公司法
                                                 定代表人成清
                                                 波和广东国恒
                                                 铁路物资有限
                                                 公司法定代表


28
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         人宋金球、深圳
                                                         市国恒实业发
                                                         展有限公司法
                                                         定代表人李晓
                                                         明以单位财产
                                                         实施高消费活
                                                         动。限制高消费
                                                         令自送达之日
                                                         起生效,至债务
                                                         全部履行完毕
                                                         日止。预计本案
                                                         对公司 2013 年
                                                         年度利润的影
                                                         响约为:调减税
                                                         前利润 1041.2
                                                         万元。

                                                         江西省宜春市
                                                         中级人民法院
                                                         于 2012 年 12
                                                         月 5 日下达《民
                                                                           经问询江西
                                                         事判决书》。本
                                                                           国恒,现九江
                                                         判决生效之日
                                                                           银行宜春分
                                                         起 15 日内,江
                                                                           行正在对上                    相关内容
                                                         西国恒归还九
                                                                           述 2000 万元                  详见公司
                                                         江银行本金
                                                                           贷款进行续                    在《中国证
                                                         2000 万,利息
                                            2012 年                        贷审批。2013                  券报》、《证
                                                         罚息共计
                                            12 月 5 日                     年 4 月 1 日,                券时报》、
                                                         508599.7 元,律
                                            下达《民                       本公司召开                    《证券日
 九江银行宜春                                            师代理费 10 万
                                            事判决                         第八届董事                    报》、《上海
 分行诉江西国                                            元。天津国恒、                     2013 年 05
                       2,000                书》                           会第三十二                    证券报》和
 恒、天津国恒、                                          徐保根对上述                       月 27 日
                                            (【2012】                     次会议,审议                  巨潮资讯
 徐保根一案                                              2000 万及利息
                                            宜中民二                       同意对江西                    网上披露
                                                         罚息 508599.7
                                            初字 11                        国恒向九江                    的公告内
                                                         元承担连带清
                                            号)。                         银行宜春分                    容,公告编
                                                         偿责任。3、本
                                                                           行申请的                      号:
                                                         案受理费
                                                                           2000 万元银                   (2013-02
                                                         155343 元、财
                                                                           行贷款继续                    2)
                                                         产保全费 5000
                                                                           提供连带责
                                                         元,由江西国
                                                                           任担保,期限
                                                         恒、天津国恒、
                                                                           壹年。
                                                         徐保根负担。预
                                                         计本案对公司
                                                         2013 年年度利
                                                         润的影响约为:


29
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         调减税前利润
                                                         243.5 万元。

                                                         2012 年 6 月 13     截至 2013 年
                                                         日,本案原、被      7 月 23 日,深
                                                         告达成天津市        圳市国恒实
                                                         第一中级人民        业发展有限
                                                         法院(2012)一      公司共持有
                                                         中民三初字第        本公司股票
                                                         1 号、第 2 号《民   206,310,436
                                                         事调解书》。其      股,占本公司
                                                         中,在第 1 号       总股本的
                                                         《民事调解书》 13.81%。根据
                                                         中规定:天津国      公司内控委
                                                         恒铁路股份有        员会自查,
                                                         限公司、深圳国      2011 年 12 月
                                                         恒、中铁罗定、 30 日,因本纠
                                            2012 年 8
                                                         天津全才、韩振      纷,天津市第
                                            月 31 日                                                       相关内容
                                                         利、马杰、赵艳      一中级人民
                                            天津市第                                                       详见公司
                                                         自 2012 年 3 月     法院依照天
                                            一中级人                                                       在《中国证
 平安银行诉国                                            23 日起向原告       津市第一中
                                            民法院下                                                       券报》、《证
 恒铁路、深圳国                                          平安银行归还        级人民法院
                                            达《执行                                                       券时报》、
 恒、中铁罗定、                                          本案债务本金        2012 一中民
                                            通知书》                                                       《上海证
 藤普达、天津全                                          46631733.84 元      三初字 1-1、     2013 年 07
                      10,000                (【2012】                                                     券报》和巨
 才、孙欣、刘郴、                                        和利息(按照年      2-1 号裁定将     月 23 日
                                            一中执字                                                       潮资讯网
 韩振利、马杰、                                          利率 9.15%的        深圳国恒持
                                            第 218                                                         上披露的
 赵艳金融借款                                            标准,自 2012       有的本公司
                                            号)                                                           公告内容,
 纠纷案                                                  年 3 月 23 日起     股票
                                            (【2012】                                                     公告编号:
                                                         计算至本案本        198,647,601
                                            一中执字                                                       (2013-02
                                                         息全部付清时        股进行司法
                                            第 219                                                         9)
                                                         止);本案受理      冻结,冻结股
                                            号)。
                                                         费(减半收取)、 份数占本公
                                                         财产保全费共        司总股本的
                                                         计 150900 元由      13.30%,冻结
                                                         上述七被告给        期限至 2013
                                                         付给原告平安        年 12 月 29
                                                         银行。在 2 号       日。2013 年 4
                                                         《民事调解书》 月 19 日,因
                                                         中规定:天津国      本纠纷,天津
                                                         恒铁路股份有        市第一中级
                                                         限公司、深圳国      人民法院依
                                                         恒、中铁罗定、 照天津市第
                                                         天津藤普达、孙      一中级人民
                                                         欣、刘郴自          法院 2012 一
                                                         2012 年 3 月 23     中民三初字


30
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 日起向原告平      1-1、2-1 号裁
                                                 安银行归还本      定将深圳国
                                                 案债务本金        恒持有的本
                                                 50731859.19 元    公司股票 7,
                                                 和利息(按照年    662,835 股进
                                                 利率 9.15%的      行司法冻结,
                                                 标准,自 2012     冻结股份数
                                                 年 3 月 23 日起   占本公司总
                                                 计算至本案本      股本的
                                                 息全部付清时      0.51%,冻结
                                                 止);本案受理    期限至 2015
                                                 费(减半收取)、 年 4 月 18 日。
                                                 财产保全费共      经与公司财
                                                 计 150900 元由    务部确认,截
                                                 上述六被告给      至 2013 年 7
                                                 付给原告平安      月 23 日,本
                                                 银行。2012 年 8   公司已经归
                                                 月 31 日天津市    还平安银行
                                                 第一中级人民      1471224.37
                                                 法院下达《执行    元,深圳国恒
                                                 通知书》 2012) 等其他各方
                                                 一中执字第        各自归还平
                                                 218 号:1、自     安银行
                                                 2012 年 3 月 23   5561222.81
                                                 日起,向原告平    元。根据公司
                                                 安银行股份有      2012 年年报
                                                 限公司天津分      显示,本公司
                                                 行归还债务本      与本法律纠
                                                 金 46631733.84    纷有关的负
                                                 元和利息;本案    债体现在短
                                                 案件受理费、财    期借款的科
                                                 产保全费 15.09    目中,数额为
                                                 万元。2、天津     92967552.82
                                                 国恒铁路控股      元。截至 2013
                                                 股份有限公司、 年 7 月 23 日
                                                 深圳市国恒实      天津市第一
                                                 业发展有限公      中级人民法
                                                 司、中铁(罗定) 院未对冻结
                                                 铁路有限公司      的深圳国恒
                                                 于 2012 年 7 月   持有的本公
                                                 5 日之前,连带    司股权进行
                                                 偿付原告平安      拍卖。
                                                 银行股份有限
                                                 公司天津分行


31
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 债务本金 1000
                                                 万元;于 2012
                                                 年 7 月 30 日之
                                                 前,连带偿付原
                                                 告平安银行股
                                                 份有限公司天
                                                 津分行的本案
                                                 其余债务本息
                                                 和诉讼费用。3、
                                                 天津市全才金
                                                 属材料有限公
                                                 司、韩振利、马
                                                 杰、赵艳对天津
                                                 国恒铁路控股
                                                 股份有限公司、
                                                 深圳市国恒实
                                                 业发展有限公
                                                 司、中铁(罗定)
                                                 铁路有限公司
                                                 向原告平安银
                                                 行股份有限公
                                                 司天津分行归
                                                 还上述全部债
                                                 务本息和诉讼
                                                 费用承担连带
                                                 还款责任。4、
                                                 在调解书履行
                                                 期间,深圳市国
                                                 恒实业发展有
                                                 限公司持有的
                                                 天津国恒铁路
                                                 控股股份有限
                                                 公司的股份如
                                                 被法院执行处
                                                 理,则深圳市国
                                                 恒实业发展有
                                                 限公司同意将
                                                 上述股份拍卖、
                                                 处置所得款扣
                                                 除质押人优先
                                                 受偿金额后的
                                                 余款,立即优先
                                                 用于支付深圳
                                                 市国恒实业发


32
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         展有限公司应
                                                         付平安银行股
                                                         份有限公司天
                                                         津分行的全部
                                                         债务本息和诉
                                                         讼费用。5、负
                                                         担执行费
                                                         114183 元。
                                                         2012 年 8 月 31
                                                         日天津市第一
                                                         中级人民法院
                                                         下达《执行通知
                                                         书》(2012)一
                                                         中执字第 219
                                                         号:1、自 2012
                                                         年 3 月 23 日起,
                                                         向原告平安银
                                                         行股份有限公
                                                         司天津分行归
                                                         还债务本金
                                                         50731859.19 元
                                                         和利息;本案案
                                                         件受理费、财产
                                                         保全费 15.09 万
                                                         元。

                                                         1、天津国恒给       截至 2013 年
                                            2012 年 9    付杭州通铁          8 月 13 日,杭
                                            月 21 日, 15000120 元。2、 州通铁买卖                         相关内容
                                            天津市第     被告天津国恒        合同纠纷案                    详见公司
                                            二中级人     给付原告杭州        一正在执行                    在《中国证
                                            民法院公     通铁自 2012 年      中,天津国恒                  券报》、《证
                                            开开庭对     8 月 11 日至        尚未支付杭                    券时报》、
                                            本案进行     2012 年 8 月 25     州通铁相关                    《证券日
                                            审理,并     日期间的逾期        票款。公司于                  报》、《上海
 杭州通铁买卖                                                                                 2013 年 08
                       1,500                于 2013      付款损失            2012 年 8 月                  证券报》和
 合同纠纷案一                                                                                 月 13 日
                                            年 3 月 11   35000.28 元。被     21 日收到中                   巨潮资讯
                                            日下发了     告国恒铁路未        国证券监督                    网上披露
                                            《民事判     按本判决指定        管理委员会                    的公告内
                                            决书》       的期限履行给        《调查通知                    容,公告编
                                            (【2012】 付金钱义务,应        书》(编号:                  号:
                                            二中保民     当按照民事诉        稽查总队调                    (2013-03
                                            初字第       讼法 235 条规       查通字 12144                  8)
                                            37 号)。    定,加倍支付迟      号),因公司
                                                         延履行期间的        未依法披露


33
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         债务利息。3、     涉诉等事项,
                                                         被告天津国恒      涉嫌违反相
                                                         承担案件受理      关证券法律
                                                         费 60505 元。     法规的规定,
                                                                           根据《中华人
                                                                           民共和国证
                                                                           券法》的有关
                                                                           规定,决定对
                                                                           我公司立案
                                                                           调查(见公司
                                                                           于巨潮资讯
                                                                           网发布的公
                                                                           告,公告编号
                                                                           2012-068)。
                                                                           现中国证券
                                                                           监督管理委
                                                                           员会的立案
                                                                           调查尚无结
                                                                           果,公司将根
                                                                           据中国证券
                                                                           监督管理委
                                                                           员会的调查
                                                                           结果及时披
                                                                           露相关信息,
                                                                           根据中国证
                                                                           券监督管理
                                                                           委员会的调
                                                                           查结果,公司
                                                                           将追究相关
                                                                           当事人的责
                                                                           任。

                                            2012 年 9    1、天津国恒给     截至 2013 年                  相关内容
                                            月 21 日, 付杭州通铁          8 月 13 日,杭                详见公司
                                            天津市第     16004232 元。2、 州通铁买卖                     在《中国证
                                            二中级人     被告天津国恒      合同纠纷案                    券报》、《证
                                            民法院公     给付原告杭州      二正在执行                    券时报》、
                                            开开庭对     通铁自 2012 年    中,天津国恒                  《证券日
 杭州通铁买卖                                                                               2013 年 08
                       1,600                本案进行     2 月 16 日至      尚未支付杭                    报》、《上海
 合同纠纷案二                                                                               月 13 日
                                            审理,并     2012 年 8 月 25   州通铁相关                    证券报》和
                                            于 2013      日期间的逾期      票款。公司于                  巨潮资讯
                                            年 3 月 11   付款损失          2012 年 8 月                  网上披露
                                            日下发了     547487.0056       21 日收到中                   的公告内
                                            《民事判     元。被告国恒铁    国证券监督                    容,公告编
                                            决书》       路未按本判决      管理委员会                    号:


34
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            (【2012】 指定的期限履       《调查通知                    (2013-03
                                            二中保民    行给付金钱义      书》(编号:                  8)
                                            初字第      务,应当按照民    稽查总队调
                                            38 号)。   事诉讼法 235      查通字 12144
                                                        条规定,加倍支    号),因公司
                                                        付迟延履行期      未依法披露
                                                        间的债务利息。 涉诉等事项,
                                                        3、被告天津国     涉嫌违反相
                                                        恒承担案件受      关证券法律
                                                        理费 60555 元。 法规的规定,
                                                                          根据《中华人
                                                                          民共和国证
                                                                          券法》的有关
                                                                          规定,决定对
                                                                          我公司立案
                                                                          调查(见公司
                                                                          于巨潮资讯
                                                                          网发布的公
                                                                          告,公告编号
                                                                          2012-068)。
                                                                          现中国证券
                                                                          监督管理委
                                                                          员会的立案
                                                                          调查尚无结
                                                                          果,公司将根
                                                                          据中国证券
                                                                          监督管理委
                                                                          员会的调查
                                                                          结果及时披
                                                                          露相关信息,
                                                                          根据中国证
                                                                          券监督管理
                                                                          委员会的调
                                                                          查结果,公司
                                                                          将追究相关
                                                                          当事人的责
                                                                          任。

                                            2012 年 8   深圳仲裁委员      2012 年 9 月 7                相关内容
                                            月 8 日,   会做出《裁决      日,广东省深                  详见公司
                                            深圳仲裁    书》(2012 深仲   圳市中级人                    在《中国证
                                                                                           2013 年 08
 陈壮群案           12,043.2                委员会做    裁字第 588 号) 民法院下发                      券报》、《证
                                                                                           月 13 日
                                            出《裁决    如下:1、华信     《执行裁定                    券时报》、
                                            书》        泰向陈壮群支      书》(2012 深                 《证券日
                                            (【2012】 付借款本金人       中法执字第                    报》、《上海


35
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            深仲裁字     民币 120,432, 590 号)称:深    证券报》和
                                            第 588       000 元及利息      圳仲裁委员      巨潮资讯
                                            号),2012   人民币 12,       会【2012】深    网上披露
                                            年9月7       043,200 元(暂   仲裁字第 588    的公告内
                                            日,广东     计至 2012 年 7    号裁决书已      容,公告编
                                            省深圳市     月 31 日,此后    经发生法律      号:
                                            中级人民     发生的利息按      效力,由于被    (2013-03
                                            法院下发     照合同约定的      执行人华信      9)
                                            《执行裁     月利率 2%计至     泰没有履行
                                            定书》       借款本金付清      生效法律文
                                            (2012)     之日止);2、华   书确定的内
                                            深中法执     信泰向陈壮群      容,特裁定如
                                            字第 590     支付违约金人      下:1、查封、
                                            号。         民币 3,612,     冻结或划拨
                                                         960 元(暂计至    被执行人华
                                                         2012 年 7 月 31   信泰、国恒铁
                                                         日,此后发生的    路、成清波、
                                                         违约金按照月      李晓明的财
                                                         利率 1%计至借     产(以人民币
                                                         款本金付清之      140,449,991
                                                         日止);3、华信   元及利息、迟
                                                         泰承担本案全      延履行期间
                                                         部仲裁费用人      的债务利息、
                                                         民币 515,445     申请执行费、
                                                         元。4、国恒铁     执行中实际
                                                         路、成清波、李    支出的费用
                                                         晓明对华信泰      等为限);2、
                                                         的上述第一、第    查封被执行
                                                         二、第三项裁决    人李勇持有
                                                         承担连带支付      的上海震宇
                                                         义务;5、陈壮     实业有限公
                                                         群有权拍卖或      司全部股权
                                                         变卖李勇质押      (2000 万元
                                                         股权并优先清      人民币出
                                                         偿上述第一、第    资)。 截至本
                                                         二、第三项裁决    公告日,本公
                                                         债务;6、驳回     司的财产尚
                                                         陈立群要求李      未因本案件
                                                         勇承担连带清      被查封、冻结
                                                         偿责任的请求。 或划转。因公
                                                         上述第一、第      司内控委员
                                                         二、第三项裁决    会刚发现与
                                                         金额合计,华信    本纠纷相关
                                                         泰应向陈壮群      的法律文件,


36
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 支付人民币       现正在对
                                                 136,088,160    2010 年 4 月
                                                 元,华信泰应于   19 日公司与
                                                 本裁决送达后     陈壮群签订
                                                 十日内将前述     《借款及担
                                                 款项支付完毕。 保合同》的事
                                                                  实及责任认
                                                                  定进行核查,
                                                                  公司已责成
                                                                  相关人员对
                                                                  本纠纷积极
                                                                  应对,公司将
                                                                  根据本诉讼
                                                                  案件进展情
                                                                  况及公司对
                                                                  本诉讼自查
                                                                  情况及时披
                                                                  露相关信息。
                                                                  公司于 2012
                                                                  年 8 月 21 日
                                                                  收到中国证
                                                                  券监督管理
                                                                  委员会《调查
                                                                  通知书》(编
                                                                  号:稽查总队
                                                                  调查通字
                                                                  12144 号),因
                                                                  公司未依法
                                                                  披露涉诉等
                                                                  事项,涉嫌违
                                                                  反相关证券
                                                                  法律法规的
                                                                  规定,根据
                                                                  《中华人民
                                                                  共和国证券
                                                                  法》的有关规
                                                                  定,决定对我
                                                                  公司立案调
                                                                  查(见公司于
                                                                  巨潮资讯网
                                                                  发布的公告,
                                                                  公告编号
                                                                  2012-068)。
                                                                  现中国证券


37
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                                           监督管理委
                                                                           员会的立案
                                                                           调查尚无结
                                                                           果,公司将根
                                                                           据中国证券
                                                                           监督管理委
                                                                           员会的调查
                                                                           结果及时披
                                                                           露相关信息,
                                                                           根据中国证
                                                                           券监督管理
                                                                           委员会的调
                                                                           查结果,公司
                                                                           将追究相关
                                                                           当事人的责
                                                                           任。

                                                         2012 年 4 月 9    截至 2013 年
                                                         日,天津市第一    8 月 20 日,杭
                                                         中级人民法院      州通铁三百
                                                         判决如下:1、     万零三百七
                                                         本判决生效之      十元买卖合
                                                         日起十日内,被    同纠纷案正
                                            2012 年 2
                                                         告天津国恒给      在执行调解
                                            月 23 日,                                                   相关内容
                                                         付原告杭州通      中。公司于
                                            天津市第                                                     详见公司
                                                         铁货款            2012 年 8 月
                                            一中级人                                                     在《中国证
                                                         3000370 元。2、 21 日收到中
                                            民法院公                                                     券报》、《证
                                                         本判决生效之      国证券监督
                                            开开庭对                                                     券时报》、
                                                         日起十日内,被    管理委员会
                                            本案进行                                                     《证券日
 杭州通铁三百                                            告天津国恒按      《调查通知
                                            审理,并                                                     报》、《上海
 万零三百七十                                            照中国人民银      书》(编号:     2013 年 08
                      300.04                于 2012                                                      证券报》和
 元买卖合同纠                                            行同期贷款利      稽查总队调       月 20 日
                                            年4月9                                                       巨潮资讯
 纷案                                                    率给付原告杭      查通字 12144
                                            日下发了                                                     网上披露
                                                         州通铁从 2011     号),因公司
                                            《民事判                                                     的公告内
                                                         年 3 月 14 日起   未依法披露
                                            决书》                                                       容,公告编
                                                         至 2011 年 4 月   涉诉等事项,
                                            (【2011】                                                   号:
                                                         11 日间以         涉嫌违反相
                                            一中民三                                                     (2013-04
                                                         30000370 为基     关证券法律
                                            初字第                                                       3)
                                                         数计算的利息、 法规的规定,
                                            43 号)。
                                                         从 2011 年 4 月   根据《中华人
                                                         12 日起至 2011    民共和国证
                                                         年 6 月 16 日间   券法》的有关
                                                         以 12000370 元    规定,决定对
                                                         为基数计算的      我公司立案
                                                         利息、从 2011     调查(见公司


38
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         年 6 月 17 日起   于巨潮资讯
                                                         至本判决确定      网发布的公
                                                         给付支付之日      告,公告编号
                                                         止以              2012-068)。
                                                         30000.0370370     现中国证券
                                                         元为基数计算      监督管理委
                                                         的利息。3、驳     员会的立案
                                                         回杭州通铁的      调查尚无结
                                                         其他诉讼请求。 果,公司将根
                                                         上述给付事项      据中国证券
                                                         被告天津国恒      监督管理委
                                                         如逾期履行,按    员会的调查
                                                         照《中华人民共    结果及时披
                                                         和国民事诉讼      露相关信息,
                                                         法》第二百二十    根据中国证
                                                         九条之规定,加    券监督管理
                                                         倍支付迟延履      委员会的调
                                                         行期间的债务      查结果,公司
                                                         利息。案件受理    将追究相关
                                                         费 47963 元由     当事人的责
                                                         天津国恒承担, 任。
                                                         财产保全费
                                                         5000 元,由原
                                                         告杭州通铁负
                                                         担。

                                            2013 年 1    1、浙江圆融、 2013 年 5 月
                                            月 22 日     天津国恒于本      17 日,浙江省
                                            下达《民     判决生效之日      高级人民法                   相关内容
                                            事判决       起十日内向浦      院下发了《民                 详见公司
                                            书》         发银行杭州和      事判决书》                   在《中国证
                                            (【2012】 睦支行支付票        (【2013】浙                 券报》、《证
                                            浙杭商初     据款 4000 万元    商终字第 19                  券时报》、
                                            字第 59      及利息            号),判决如                 《证券日
 浦发银行和睦                               号)。2013   1253688.89 元     下:维持杭州                 报》、《上海
                                                                                           2013 年 08
 支行金融借款          4,000                年 5 月 17   (暂计至 2012     市中级人民                   证券报》和
                                                                                           月 20 日
 纠纷案                                     日,浙江     年 4 月 25 日,   法院(2012)                 巨潮资讯
                                            省高级人     此后的利息按      浙杭商初字                   网上披露
                                            民法院下     照年利率          第 59 号民事                 的公告内
                                            发了《民     6.56%计算至       判决。二审案                 容,公告编
                                            事判决       本判决确定的      件受理费                     号:
                                            书》         履行日止)。如    248068 元,由                (2013-04
                                            (【2013】 果未按本判决        天津国恒负                   3)
                                            浙商终字     指定的期间履      担。据本案代
                                            第 19        行给付金钱义      理律师介绍,


39
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            号)。   务,应当依照     公司就本案
                                                     《中华人民共     正在准备申
                                                     和国民事诉讼     请再审。公司
                                                     法》第二百二十   于 2012 年 8
                                                     九条之规定,加   月 21 日收到
                                                     倍支付迟延履     中国证券监
                                                     行期间的债务     督管理委员
                                                     利息。2、本案    会《调查通知
                                                     案件受理费       书》(编号:
                                                     248068 元,由    稽查总队调
                                                     浙江圆融、天津   查通字 12144
                                                     国恒承担。       号),因公司
                                                                      未依法披露
                                                                      涉诉等事项,
                                                                      涉嫌违反相
                                                                      关证券法律
                                                                      法规的规定,
                                                                      根据《中华人
                                                                      民共和国证
                                                                      券法》的有关
                                                                      规定,决定对
                                                                      我公司立案
                                                                      调查(见公司
                                                                      于巨潮资讯
                                                                      网发布的公
                                                                      告,公告编号
                                                                      2012-068)。
                                                                      现中国证券
                                                                      监督管理委
                                                                      员会的立案
                                                                      调查尚无结
                                                                      果,公司将根
                                                                      据中国证券
                                                                      监督管理委
                                                                      员会的调查
                                                                      结果及时披
                                                                      露相关信息,
                                                                      根据中国证
                                                                      券监督管理
                                                                      委员会的调
                                                                      查结果,公司
                                                                      将追究相关
                                                                      当事人的责
                                                                      任。


40
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                                          根据本案件
                                                                          代理律师介
                                                                          绍,对于本诉
                                                                          讼的判决,公
                                                                          司已递交上
                                                                          诉材料,截至
                                                                          本公告日,二
                                                                          审开庭日期
                                                         1、确认本案票    尚未确定。公
                                                         据(编号为       司于 2012 年
                                                         00100063/2039    8月 21日收到
                                            2012 年 9    5911 的商业承    中国证券监
                                            月 4 日法    兑汇票)质押合   督管理委员
                                            院依法受     法有效。2、天    会《调查通知
                                            理了此       津国恒在本判     书》(编号:
                                                                                                      相关内容
                                            案,2013     决生效之日起     稽查总队调
                                                                                                      详见公司
                                            年 2 月 28   五日内向中国     查通字 12144
                                                                                                      在《中国证
                                            日深圳市     银行海门支行     号),因公司
                                                                                                      券报》、《证
                                            中级人民     兑付票据款项     未依法披露
                                                                                                      券时报》、
                                            法院对此     4000 万元。如    涉诉等事项,
                                                                                                      《证券日
                                            案开庭审     当事人未按本     涉嫌违反相
 中国银行海门                                                                                         报》、《上海
                                            理,2013     判决指定的期     关证券法律     2013 年 08
 支行票据纠纷          4,000                                                                          证券报》和
                                            年 3 月 12   间履行上述给     法规的规定,   月 20 日
 案                                                                                                   巨潮资讯
                                            日广东省     付金钱义务,应   根据《中华人
                                                                                                      网上披露
                                            深圳市中     当依照《中华人   民共和国证
                                                                                                      的公告内
                                            级人民法     民共和国民事     券法》的有关
                                                                                                      容,公告编
                                            院下发       诉讼法》第二百   规定,决定对
                                                                                                      号:
                                            《民事判     五十三条之规     我公司立案
                                                                                                      (2013-04
                                            决书》       定,加倍支付延   调查(见公司
                                                                                                      3)
                                            (2012)     迟履行期间的     于巨潮资讯
                                            深中法商     债务利息。一审   网发布的公
                                            初字第       案件受理费       告,公告编号
                                            67 号。      241800 元,保    2012-068)。
                                                         理费 5000 元,   现中国证券
                                                         均由天津国恒     监督管理委
                                                         负担。           员会的立案
                                                                          调查尚无结
                                                                          果,公司将根
                                                                          据中国证券
                                                                          监督管理委
                                                                          员会的调查
                                                                          结果及时披
                                                                          露相关信息,
                                                                          根据中国证


41
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                                          券监督管理
                                                                          委员会的调
                                                                          查结果,公司
                                                                          将追究相关
                                                                          当事人的责
                                                                          任。

                                                                          经询问代理
                                                                          律师,本案件
                                                       1、被告江西国
                                                                          正在执行中。
                                                       恒于本判决生
                                                                          公司于 2012
                                                       效之日起十五
                                                                          年 8 月 21 日
                                                       日内偿还九江
                                                                          收到中国证
                                                       银行借款 1000
                                                                          券监督管理
                                                       万元,以及
                                                                          委员会《调查
                                                       2012 年 1 月 21
                                                                          通知书》(编
                                                       日至 2012 年 4
                                                                          号:稽查总队
                                                       月 20 日利息、
                                                                          调查通字
                                                       罚息 188,
                                                                          12144 号),因
                                                       890.98 元,并承                                  相关内容
                                                                          公司未依法
                                                       担 2012 年 4 月                                  详见公司
                                                                          披露涉诉等
                                                       21 日至还清借                                    在《中国证
                                                                          事项,涉嫌违
                                            2012 年    款本金之日止                                     券报》、《证
                                                                          反相关证券
                                            10 月 16   的利息,此利息                                   券时报》、
                                                                          法律法规的
                                            日下达     按合同约定的                                     《证券日
                                                                          规定,根据
 九江银行宜春                               《民事判   月利率 6.2942                                    报》、《上海
                                                                          《中华人民       2013 年 08
 分行借款纠纷          1,000                决书》     ‰,逾期加收                                     证券报》和
                                                                          共和国证券       月 26 日
 案                                         (【2012】 50%,计 9.4413                                   巨潮资讯
                                                                          法》的有关规
                                            宜中民二   ‰计算。2、天                                    网上披露
                                                                          定,决定对我
                                            初字第 6   津国恒对本判                                     的公告内
                                                                          公司立案调
                                            号)。     决第一项确定                                     容,公告编
                                                                          查(见公司于
                                                       的江西国恒的                                     号:
                                                                          巨潮资讯网
                                                       债务承担连带                                     (2013-04
                                                                          发布的公告,
                                                       清偿责任。3、                                    6)
                                                                          公告编号
                                                       驳回原告的其
                                                                          2012-068)。
                                                       他诉讼请求。本
                                                                          现中国证券
                                                       案受理费 82,
                                                                          监督管理委
                                                       933 元,财产保
                                                                          员会的立案
                                                       全费 5,000 元,
                                                                          调查尚无结
                                                       由江西国恒、天
                                                                          果,公司将根
                                                       津国恒负担。预
                                                                          据中国证券
                                                       计本案不会对
                                                                          监督管理委
                                                       公司 2013 年度
                                                                          员会的调查
                                                       利润造成影响。
                                                                          结果及时披
                                                                          露相关信息,


42
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                                           根据中国证
                                                                           券监督管理
                                                                           委员会的调
                                                                           查结果,公司
                                                                           将追究相关
                                                                           当事人的责
                                                                           任。

                                                         2012 年 9 月 14   根据本案代
                                                         日,江西省新建    理律师介绍,
                                                         县人民法院下      本案件正在
                                            2012 年 9
                                                         达《民事判决      执行和解中。
                                            月 14 日,
                                                         书》(2012)新    公司于 2012
                                            江西省新
                                                         乐民初字第        年 8 月 21 日
                                            建县人民
                                                         187 号判决:1、 收到中国证
                                            法院下发
                                                         被告江西国恒      券监督管理
                                            了《民事
                                                         在本判决书生      委员会《调查
                                            判决书》
                                                         效后七日内给      通知书》(编
                                            (【2012】
                                                         付原告工商银      号:稽查总队
                                            新乐民初                                                    相关内容
                                                         行信用证欠款      调查通字
                                            字第 187                                                    详见公司
                                                         本金 40,000, 12144 号),因
                                            号),2012                                                  在《中国证
                                                         000 元(扣除已    公司未依法
                                            年 10 月                                                    券报》、《证
                                                         先予执行 8,      披露涉诉等
                                            10 日江                                                     券时报》、
                                                         000,000 元,     事项,涉嫌违
                                            西省新建                                                    《证券日
                                                         尚需支付 32,     反相关证券
                                            县人民法                                                    报》、《上海
 工商银行南昌                                            000,000 元)     法律法规的
                                            院下达                                         2013 年 08   证券报》和
 洪都大道支行          4,000                             及利息(按每日    规定,根据
                                            《执行通                                       月 26 日     巨潮资讯
 纠纷案                                                  万分之五的标      《中华人民
                                            知书》                                                      网上披露
                                                         准计算自 2012     共和国证券
                                            (2012)                                                    的公告内
                                                         年 8 月 24 日起   法》的有关规
                                            新乐执字                                                    容,公告编
                                                         算至还清日        定,决定对我
                                            第 54                                                       号:
                                                         止) 2、被告天    公司立案调
                                            号)。2013                                                  (2013-04
                                                         津国恒、广东国    查(见公司于
                                            年 1 月 16                                                  6和
                                                         恒对上述被告      巨潮资讯网
                                            日,新建                                                    2013-075)
                                                         江西国恒应偿      发布的公告,
                                            县人民法
                                                         还的款项对原      公告编号
                                            院下达
                                                         告工商银行承      2012-068)。
                                            《结案通
                                                         担连带清偿责      现中国证券
                                            知书》
                                                         任。如果未按本    监督管理委
                                            (2012)
                                                         判决指定的期      员会的立案
                                            新乐执字
                                                         间履行给付金      调查尚无结
                                            第(54)
                                                         钱义务,应当按    果,公司将根
                                            号。
                                                         照《中华人民共    据中国证券
                                                         和国民事诉讼      监督管理委
                                                         法》第二百二十    员会的调查


43
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                       九条之规定,加     结果及时披
                                                       倍支付迟延履       露相关信息,
                                                       行期间的债务       根据中国证
                                                       利息。本案受理     券监督管理
                                                       费 241,800 元     委员会的调
                                                       由江西国恒、天     查结果,公司
                                                       津国恒、广东国     将追究相关
                                                       恒共同承担。       当事人的责
                                                       2012 年 10 月 10   任。法院已根
                                                       日江西省新建       据申请人中
                                                       县人民法院下       国工商银行
                                                       达《执行通知       股份有限公
                                                       书》(【2012】新   司南昌洪都
                                                       乐执字第 54        大道支行的
                                                       号)责令:1、      申请,依据
                                                       被执行人江西       (2012)新乐
                                                       国恒向申请执       民初字第 187
                                                       行人工商银行       号民事判决
                                                       支付借款 32,      书,于 2013
                                                       000,000 元及      年 1 月 11 日
                                                       利息。2、被执      执行完毕。
                                                       行人江西国恒
                                                       向申请执行人
                                                       工商银行支付
                                                       迟延履行期间
                                                       加倍债务利息。
                                                       3、被执行人江
                                                       西国恒承担本
                                                       案诉讼费用
                                                       241,800 元,
                                                       申请执行费
                                                       107,400 元。4、
                                                       被执行人天津
                                                       国恒、广东国恒
                                                       对上述款项承
                                                       担连带清偿责
                                                       任。逾期不履
                                                       行,将依法强制
                                                       执行,迟延履行
                                                       期间加倍债务
                                                       利息将继续计
                                                       算到执行完毕
                                                       之日止。

 鸿源小贷纠纷          3,200                该案件由   2012 年 9 月 12    经询问代理      2013 年 08   相关内容


44
天津国恒铁路控股股份有限公司 2013 年度报告全文


 案                                         于当事人     日江西省高级     律师,本案已     月 26 日   详见公司
                                            提出管辖     人民法院送达     移送江西省                  在《中国证
                                            权异议,     《民事裁定书》 南昌市中级                    券报》、《证
                                            2012 年 9    (【2012】赣立   人民法院管                  券时报》、
                                            月 12 日     终字第 48 号), 辖,现在等待                《证券日
                                            江西省高     裁定如下:1、    法院开庭。公                报》、《上海
                                            级人民法     撤销江西省宜     司暂未搜集                  证券报》和
                                            院送达       春市中级人民     到宜春市中                  巨潮资讯
                                            《民事裁     法院(2012)宜   级人民法院                  网上披露
                                            定书》       中民二初字第     (2012)宜中                的公告内
                                            (【2012】 10-2 号、2012) 民二初字第                     容,公告编
                                            赣立终字     宜中民二初字     10-2 号、                   号:
                                            第 48        第 10-3 号民事   (2012)宜中                (2013-04
                                            号),经江   裁定;2、本案    民二初字第                  6)
                                            西省高级     移送江西省南     10-3 号民事
                                            法院裁定     昌市中级人民     裁定,待公司
                                            将管辖法     法院管辖。       搜集到相关
                                            院移送至                      材料将另行
                                            南昌中级                      公告或报备。
                                            法院。                        公司于 2012
                                                                          年 8 月 21 日
                                                                          收到中国证
                                                                          券监督管理
                                                                          委员会《调查
                                                                          通知书》(编
                                                                          号:稽查总队
                                                                          调查通字
                                                                          12144 号),因
                                                                          公司未依法
                                                                          披露涉诉等
                                                                          事项,涉嫌违
                                                                          反相关证券
                                                                          法律法规的
                                                                          规定,根据
                                                                          《中华人民
                                                                          共和国证券
                                                                          法》的有关规
                                                                          定,决定对我
                                                                          公司立案调
                                                                          查(见公司于
                                                                          巨潮资讯网
                                                                          发布的公告,
                                                                          公告编号
                                                                          2012-068)。


45
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                                           现中国证券
                                                                           监督管理委
                                                                           员会的立案
                                                                           调查尚无结
                                                                           果,公司将根
                                                                           据中国证券
                                                                           监督管理委
                                                                           员会的调查
                                                                           结果及时披
                                                                           露相关信息,
                                                                           根据中国证
                                                                           券监督管理
                                                                           委员会的调
                                                                           查结果,公司
                                                                           将追究相关
                                                                           当事人的责
                                                                           任。

                                                         2013 年 7 月 29   经询问代理
                                                         日江西省南昌      律师,本案件
                                                         市中级人民法      公司已经向
                                                         院下发《民事判    江西省高级
                                            法院依法     决书》(【2012】 人民法院提
                                            受理后,     洪民二初字第      请上诉。公司
                                            于 2012      78 号),判决如   于 2012 年 8                相关内容
                                            年 9 月 24   下:1、江西国     月 21 日收到                详见公司
                                            日、2012     恒在本判决生      中国证券监                  在《中国证
                                            年 11 月     效后三日内退      督管理委员                  券报》、《证
                                            15 日两      还周远理预付      会《调查通知                券时报》、
                                            次公开开     款 5000 万元人    书》(编号:                《证券日
                                            庭进行了     民币。2、天津     稽查总队调                  报》、《上海
 周远理债权转                                                                             2013 年 08
                       5,000                审理,并     国恒对上述退      查通字 12144                证券报》和
 让合同纠纷案                                                                             月 26 日
                                            于 2013      款承担连带清      号),因公司                巨潮资讯
                                            年 7 月 29   偿责任。如果未    未依法披露                  网上披露
                                            日下发       按本判决指定      涉诉等事项,                的公告内
                                            《民事判     的期限履行给      涉嫌违反相                  容,公告编
                                            决书》       付义务,应当依    关证券法律                  号:
                                            (【2012】 照《中华人民共      法规的规定,                (2013-04
                                            洪民二初     和国民事诉讼      根据《中华人                6)
                                            字第 78      法》第二百五十    民共和国证
                                            号)。       三条之规定,加    券法》的有关
                                                         倍支付迟延履      规定,决定对
                                                         行期间的债务      我公司立案
                                                         利息。案件受理    调查(见公司
                                                         费 291800 元,    于巨潮资讯


46
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         财产保全费        网发布的公
                                                         5000 元,由江     告,公告编号
                                                         西国恒、天津国    2012-068)。
                                                         恒共同负担。      现中国证券
                                                                           监督管理委
                                                                           员会的立案
                                                                           调查尚无结
                                                                           果,公司将根
                                                                           据中国证券
                                                                           监督管理委
                                                                           员会的调查
                                                                           结果及时披
                                                                           露相关信息,
                                                                           根据中国证
                                                                           券监督管理
                                                                           委员会的调
                                                                           查结果,公司
                                                                           将追究相关
                                                                           当事人的责
                                                                           任。

                                            2013 年 1    2013 年 1 月 22   经询问相关
                                            月 22 日, 日,经浙江省金      被告方,目前
                                            各方当事     华市中级人民      本案对深圳
                                            人自愿达     法院主持调解, 中技、上海云
                                            成调解协     各方当事人自      古、深圳国恒                相关内容
                                            议,浙江     愿达成调解协      的执行正在                  详见公司
                                            省金华市     议,浙江省金华    进行中。公司                在《中国证
                                            中级人民     市中级人民法      于 2012 年 8                券报》、《证
                                            法院下达     院下达了《民事    月 21 日收到                券时报》、
                                            了《民事     调解书》          中国证券监                  《证券日
                                            调解书》     (【2012】浙金    督管理委员                  报》、《上海
 颜关伟民间借                               (【2012】 商初字第 31         会《调查通知   2013 年 08   证券报》和
                     3,368.5
 贷纠纷案一                                 浙金商初     号),调解书中    书》(编号:   月 26 日     巨潮资讯
                                            字第 31      与本公司有关      稽查总队调                  网上披露
                                            号)。浙江   内容如下:1、     查通字 12144                的公告内
                                            省金华市     深圳中技欠颜      号),因公司                容,公告编
                                            中级人民     关伟借款本金      未依法披露                  号:
                                            法院于       为 3368.5 万元, 涉诉等事项,                 (2013-04
                                            2013 年      利息合计          涉嫌违反相                  6和
                                            11 月 26     1073.38 万元      关证券法律                  2013-076)
                                            日下达的     (从 2011 年 2    法规的规定,
                                            《执行裁     月 1 日起算至     根据《中华人
                                            定书》       2013 年 1 月 21   民共和国证
                                            (2013)     日,600 万元的    券法》的有关


47
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            浙金执民   利息按月利率      规定,决定对
                                            字第 96    2.1%计算为        我公司立案
                                            号。       298.2 万元,      调查(见公司
                                                       2768.5 万元的     于巨潮资讯
                                                       利息按月利率      网发布的公
                                                       1.5%计算为        告,公告编号
                                                       775.18 万元,     2012-068)。
                                                       [已减除 5 个月    现中国证券
                                                       的利息]);2、    监督管理委
                                                       上海云古将位      员会的立案
                                                       于上海市长宁      调查尚无结
                                                       区荣华东道的      果,公司将根
                                                       房产抵押至颜      据中国证券
                                                       关伟或其指定      监督管理委
                                                       的主体名下,并    员会的调查
                                                       于 2013 年 3 月   结果及时披
                                                       31 日前过户至     露相关信息,
                                                       颜关伟或颜关      根据中国证
                                                       伟指定的主体      券监督管理
                                                       名下,抵偿债务    委员会的调
                                                       2768.5 万元;3、 查结果,公司
                                                       深圳中技尚欠      将追究相关
                                                       本金 600 万元     当事人的责
                                                       及利息 1073.38    任。依据《执
                                                       万元。600 万元    行裁定书》
                                                       借款本金的利      (2013)浙金
                                                       息按月利率        执民字第 96
                                                       2.1%从 2013 年    号,判定颜关
                                                       1 月 22 日期算    伟民间借贷
                                                       至归还之日止; 纠纷案一执
                                                       2768.5 万元本     行程序终结。
                                                       金的利息从
                                                       2013 年 1 月 22
                                                       日起按月利率
                                                       1.5%计息至房
                                                       产过户之日止。
                                                       由除上海云古
                                                       之外各被告于
                                                       2013 年 7 月 21
                                                       日前付清;4、
                                                       由深圳中技预
                                                       付房产过户费
                                                       250 万元至颜
                                                       关伟或其指定


48
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 的主体名下(房
                                                 产过户的所有
                                                 费用最终由各
                                                 被告承担,多退
                                                 少补),在深圳
                                                 中技支付 250
                                                 万元预付款后,
                                                 颜关伟申请法
                                                 院解除对上海
                                                 云古所有房产
                                                 的保全措施,同
                                                 时上海云古将
                                                 上述第二条所
                                                 述房产抵押至
                                                 颜关伟或其指
                                                 定的主体名下。
                                                 5、如深圳中技
                                                 未按上述协议
                                                 履行,或上海云
                                                 古未按上述第
                                                 二条履行,深圳
                                                 中技应支付本
                                                 金 3368.5 万元
                                                 及利息(从
                                                 2011 年 2 月 1
                                                 日起计算,利息
                                                 仍按月利率
                                                 2.1%算至深圳
                                                 中技归还之日
                                                 止)。6、如上海
                                                 云古未按约履
                                                 行对上述第二
                                                 条房产的抵押、
                                                 过户义务,应对
                                                 本案的全部债
                                                 务承担连带清
                                                 偿责任,如已按
                                                 本协议约定履
                                                 行,则放弃对上
                                                 海云古的追偿
                                                 权利。深圳国
                                                 恒、天津国恒、
                                                 成清波对全部
                                                 债务承担连带


49
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                        清偿责任。7、
                                                        本案所涉其他
                                                        事项各方互不
                                                        追究。8、律师
                                                        费 30 万元由各
                                                        被告共同承担,
                                                        于 2013 年 7 月
                                                        21 日前付清。
                                                        案件受理费
                                                        290065 元,减
                                                        半收取
                                                        145032.5 元,财
                                                        产保全费 5000
                                                        元,合计
                                                        150032.5 元均
                                                        由被告深圳中
                                                        技承担。浙江省
                                                        金华市中级人
                                                        民法院于 2013
                                                        年 11 月 26 日下
                                                        达的《执行裁定
                                                        书》(2013)浙
                                                        金执民字第 96
                                                        号,依照《中华
                                                        人民共和国民
                                                        事诉讼法》第二
                                                        百五十七条
                                                        (六)项的规
                                                        定,裁定如下:
                                                        浙江省金华市
                                                        中级人民法院
                                                        (2013)浙金执
                                                        民字第 97 号案
                                                        本次执行程序
                                                        终结执行。待条
                                                        件成就后,申请
                                                        执行人颜关伟
                                                        可以依照《中华
                                                        人民共和国民
                                                        事诉讼法》第二
                                                        百五十四条的
                                                        规定申请继续
                                                        执行。

 上海伊航证券          1,115                2011 年 3   2011 年 3 月 17    2013 年 7 月   2013 年 08   相关内容


50
天津国恒铁路控股股份有限公司 2013 年度报告全文


 投资咨询纠纷                               月 17 日, 日,天津市第二      24 日天津市      月 26 日   详见公司
 案                                         天津市第    中级人民法院       第二中级人                  在《中国证
                                            二中级人    下达了《民事判     民法院下达                  券报》、《证
                                            民法院下    决书》(【2010】 《执行通知                    券时报》、
                                            达了《民    二中保民初字       书》(【2013】              《证券日
                                            事判决      第 14 号),判决   二中执字第                  报》、《上海
                                            书》        如下:1、被告      0326 号),通               证券报》和
                                            (【2010】 深圳国恒于本        知被执行人                  巨潮资讯
                                            二中保民    判决生效之日       天津国恒、深                网上披露
                                            初字第      起十五日内给       圳国恒与上                  的公告内
                                            14 号),   付原告上海伊       海伊航证券                  容,公告编
                                            2013 年 7   航推荐费 1115      投资咨询纠                  号:
                                            月 24 日    万元,并自         纷一案,经天                (2013-04
                                            天津市第    2009 年 12 月 10   津市第二中                  6)
                                            二中级人    日至 2010 年 5     级人民法院
                                            民法院下    月 25 日,按照     作出(【2010】
                                            达《执行    中国人民银行       二中保民初
                                            通知书》    同期贷款利率       字第 14 号)
                                            (【2013】 上浮 30%计算        民事判决书,
                                            二中执字    违约金;2、天      已经发生法
                                            第 0326     津国恒对上述       律效力,因被
                                            号)。      给付事项承担       执行人未按
                                                        连带保证责任; 规定履行法
                                                        3、驳回原告上      律文书确定
                                                        海伊航的其他       的义务,权利
                                                        诉讼请求。被告     人上海伊航
                                                        深圳国恒如逾       于 2013 年 7
                                                        期给付上述款       月 1 日向本院
                                                        项,按照《中华     申请执行。依
                                                        人民共和国民       照《中华人民
                                                        事诉讼法》第二     共和国民事
                                                        百二十九条规       诉讼法》相关
                                                        定,加倍支付迟     的规定,通知
                                                        延履行期间的       被执行人在
                                                        债务利息,天津     即日内自动
                                                        国恒亦承担相       履行,逾期不
                                                        应连带保证责       履行,依法强
                                                        任,案件受理费     制执行。经询
                                                        102682 元、鉴      问代理律师,
                                                        定费 20000 元, 本案件正在
                                                        均由被告深圳       执行中。我公
                                                        国恒承担。         司正在收集
                                                                           新的证据进
                                                                           行申诉中。公


51
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                                          司于 2012 年
                                                                          8月 21日收到
                                                                          中国证券监
                                                                          督管理委员
                                                                          会《调查通知
                                                                          书》(编号:
                                                                          稽查总队调
                                                                          查通字 12144
                                                                          号),因公司
                                                                          未依法披露
                                                                          涉诉等事项,
                                                                          涉嫌违反相
                                                                          关证券法律
                                                                          法规的规定,
                                                                          根据《中华人
                                                                          民共和国证
                                                                          券法》的有关
                                                                          规定,决定对
                                                                          我公司立案
                                                                          调查(见公司
                                                                          于巨潮资讯
                                                                          网发布的公
                                                                          告,公告编号
                                                                          2012-068)。
                                                                          现中国证券
                                                                          监督管理委
                                                                          员会的立案
                                                                          调查尚无结
                                                                          果,公司将根
                                                                          据中国证券
                                                                          监督管理委
                                                                          员会的调查
                                                                          结果及时披
                                                                          露相关信息,
                                                                          根据中国证
                                                                          券监督管理
                                                                          委员会的调
                                                                          查结果,公司
                                                                          将追究相关
                                                                          当事人的责
                                                                          任。

                                            2012 年 3   2012 年 3 月 13   经询问相关                  相关内容
 罗定市财政局                                                                            2013 年 08
                       2,000                月 13 日    日广东省罗定      被告方,目前                详见公司
 合同纠纷案                                                                              月 26 日
                                            广东省罗    市人民法院下      本案执行正                  在《中国证


52
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            定市人民     发《民事判决       在进行中。公                券报》、《证
                                            法院下发     书》(【2012】云   司于 2012 年                券时报》、
                                            《民事判     罗法民初字第       8月 21日收到                《证券日
                                            决书》       103 号),判决     中国证券监                  报》、《上海
                                            (【2012】 如下:1、被告        督管理委员                  证券报》和
                                            云罗法民     广东罗定中技       会《调查通知                巨潮资讯
                                            初字第       和深圳中技于       书》(编号:                网上披露
                                            103 号)。   本判决发生法       稽查总队调                  的公告内
                                                         律效力之日起       查通字 12144                容,公告编
                                                         十日内向原告       号),因公司                号:
                                                         共同偿还欠款       未依法披露                  (2013-04
                                                         本金 2000 万       涉诉等事项,                6)
                                                         元。2、被告中      涉嫌违反相
                                                         铁罗定以其抵       关证券法律
                                                         押的全部财产       法规的规定,
                                                         对上述债务承       根据《中华人
                                                         担担保责任。3、 民共和国证
                                                         被告深圳国恒       券法》的有关
                                                         对上述债务承       规定,决定对
                                                         担连带清偿责       我公司立案
                                                         任。如果未按本     调查(见公司
                                                         判决指定的期       于巨潮资讯
                                                         间履行给付金       网发布的公
                                                         钱义务,应当按     告,公告编号
                                                         照《中华人民共     2012-068)。
                                                         和国民事诉讼       现中国证券
                                                         法》第二百二十     监督管理委
                                                         九条规定,加倍     员会的立案
                                                         支付迟延履行       调查尚无结
                                                         期间的债务利       果,公司将根
                                                         息。案件受理费     据中国证券
                                                         141800 元,诉      监督管理委
                                                         讼保全费 5000      员会的调查
                                                         元,共 146800      结果及时披
                                                         元(原告已预       露相关信息,
                                                         交),由被告深     根据中国证
                                                         圳中技承担。       券监督管理
                                                                            委员会的调
                                                                            查结果,公司
                                                                            将追究相关
                                                                            当事人的责
                                                                            任。

 颜关伟民间借                               2013 年 1    2013 年 1 月 21    经询问相关     2013 年 09   相关内容
                     3,368.5
 贷纠纷案二                                 月 21 日, 日,经浙江省金       被告方,目前   月 11 日     详见公司


53
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            各方当事     华市中级人民      本案对深圳     在《中国证
                                            人自愿达     法院主持调解, 国恒、上海云      券报》、《证
                                            成调解协     各方当事人自      古的执行正     券时报》、
                                            议,浙江     愿达成调解协      在进行中。公   《证券日
                                            省金华市     议,浙江省金华    司于 2012 年   报》、《上海
                                            中级人民     市中级人民法      8月 21日收到   证券报》和
                                            法院下达     院下达了《民事    中国证券监     巨潮资讯
                                            了《民事     调解书》          督管理委员     网上披露
                                            调解书》     (【2012】浙金    会《调查通知   的公告内
                                            (【2012】 商初字第 30         书》(编号:   容,公告编
                                            浙金商初     号),调解书中    稽查总队调     号:
                                            字第 30      与本公司有关      查通字 12144   (2013-05
                                            号)。浙江   内容如下:1、     号),因公司   3和
                                            省金华市     深圳国恒欠颜      未依法披露     2013-076)
                                            中级人民     关伟借款本金      涉诉等事项,
                                            法院于       为 3368.5 万元, 涉嫌违反相
                                            2013 年      利息合计          关证券法律
                                            11 月 26     1073.38 万元      法规的规定,
                                            日下达的     (从 2011 年 2    根据《中华人
                                            《执行裁     月 1 日起算至     民共和国证
                                            定书》       2013 年 1 月 21   券法》的有关
                                            (2013)     日止,600 万元    规定,决定对
                                            浙金执民     的利息按月利      我公司立案
                                            字第 97      率 2.1%计算为     调查(见公司
                                            号。         298.2 万元,      于巨潮资讯
                                                         2768.5 万元的     网发布的公
                                                         利息按月利率      告,公告编号
                                                         1.5%计算为        2012-068)。
                                                         775.18 万元,     现中国证券
                                                         [已减除 5 个月    监督管理委
                                                         的利息]);2、    员会的立案
                                                         上海云古将位      调查尚无结
                                                         于上海市长宁      果,公司将根
                                                         区荣华东道的      据中国证券
                                                         房产抵押至颜      监督管理委
                                                         关伟或其指定      员会的调查
                                                         的主体名下,并    结果及时披
                                                         于 2013 年 3 月   露相关信息,
                                                         31 日前过户至     根据中国证
                                                         颜关伟或颜关      券监督管理
                                                         伟指定的主体      委员会的调
                                                         名下,抵偿债务    查结果,公司
                                                         2768.5 万元;3、 将追究相关
                                                         深圳国恒尚欠      当事人的责


54
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 本金 600 万元     任。依据《执
                                                 及利息 1073.38    行裁定书》
                                                 万元。之后 600    (2013)浙金
                                                 万元借款本金      执民字第 97
                                                 的利息按月利      号,判定颜关
                                                 率 2.1%从 2013    伟民间借贷
                                                 年 1 月 22 日期   纠纷案二执
                                                 算至归还之日      行程序终结。
                                                 止;2768.5 万元
                                                 本金的利息从
                                                 2013 年 1 月 22
                                                 日起按月利率
                                                 1.5%计息至房
                                                 产过户之日止。
                                                 由除上海云古
                                                 之外各被告于
                                                 2013 年 7 月 21
                                                 日前付清;4、
                                                 由深圳国恒预
                                                 付房产过户费
                                                 250 万元至颜
                                                 关伟或其指定
                                                 的主体名下(房
                                                 产过户的所有
                                                 费用最终由各
                                                 被告承担,多退
                                                 少补),在深圳
                                                 国恒支付 250
                                                 万元预付款后,
                                                 颜关伟申请法
                                                 院解除对上海
                                                 云古所有房产
                                                 的保全措施,同
                                                 时上海云古将
                                                 上述第二条所
                                                 述房产抵押至
                                                 颜关伟或其指
                                                 定的主体名下。
                                                 5、如深圳国恒
                                                 未按上述协议
                                                 履行,或上海云
                                                 古未按上述第
                                                 二条履行,深圳
                                                 国恒应支付本


55
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 金 3368.5 万元
                                                 及利息(从
                                                 2011 年 2 月 1
                                                 日起计算,利息
                                                 仍按月利率
                                                 2.1%算至深圳
                                                 国恒归还之日
                                                 止)。6、如上海
                                                 云古未按约履
                                                 行对上述第二
                                                 条房产的抵押、
                                                 过户义务,应对
                                                 本案的全部债
                                                 务承担连带清
                                                 偿责任,如已按
                                                 本协议约定履
                                                 行,则放弃对上
                                                 海云古的追偿
                                                 权利。深圳中
                                                 技、天津国恒、
                                                 成清波对全部
                                                 债务承担连带
                                                 清偿责任。7、
                                                 本案所涉其他
                                                 事项各方互不
                                                 追究。8、律师
                                                 费 30 万元由各
                                                 被告共同承担,
                                                 于 2013 年 7 月
                                                 21 日前付清。
                                                 案件受理费
                                                 290065 元,减
                                                 半收取
                                                 145032.5 元,财
                                                 产保全费 5000
                                                 元,合计
                                                 150032.5 元均
                                                 由被告深圳国
                                                 恒承担。浙江省
                                                 金华市中级人
                                                 民法院于 2013
                                                 年 11 月 26 日下
                                                 达的《执行裁定
                                                 书》(2013)浙


56
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         金执民字第 97
                                                         号,依照《中华
                                                         人民共和国民
                                                         事诉讼法》第二
                                                         百五十七条
                                                         (六)项的规
                                                         定,裁定如下:
                                                         浙江省金华市
                                                         中级人民法院
                                                         (2013)浙金执
                                                         民字第 96 号案
                                                         本次执行程序
                                                         终结执行。待条
                                                         件成就后,申请
                                                         执行人颜关伟
                                                         可以依照《中华
                                                         人民共和国民
                                                         事诉讼法》第二
                                                         百五十四条的
                                                         规定申请继续
                                                         执行。

                                                         2011 年 12 月 23   2012 年 10 月
                                                         日,经江西省赣     26 日,江西省
                                                         州市中级人民       赣州市中级
                                                         法院调解,各方     人民法院下
                                            2011 年
                                                         当事人自愿达       发《执行通知                 相关内容
                                            12 月 23
                                                         成调解协议,江     书》(2012)                 详见公司
                                            日,各方
                                                         西省赣州市中       赣执字第 80                  在《中国证
                                            当事人自
                                                         级人民法院下       号,通知书中                 券报》、《证
                                            愿达成调
                                                         达了《民事调解     称:赣州银行                 券时报》、
                                            解协议,
                                                         书》(【2011】赣   滨江支行借                   《证券日
                                            江西省赣
                                                         中民二初字第       款合同纠纷                   报》、《上海
 赣州银行票据                               州市中级                                        2013 年 09
                     4,999.6                             34 号),调解书    一案,经赣州                 证券报》和
 追索权纠纷案                               人民法院                                        月 11 日
                                                         中与本公司有       市中级人民                   巨潮资讯
                                            下达了
                                                         关内容如下:1、 法院审理,该                    网上披露
                                            《民事调
                                                         原告与被告广       案(2012)赣                 的公告内
                                            解书》
                                                         东国恒双方共       中民二初字                   容,公告编
                                            (【2011】
                                                         同确认截止         第 34 号民事                 号:
                                            赣中民二
                                                         2011 年 12 月 20   调解书已经                   (2013-05
                                            初字第
                                                         日,广东国恒欠     发生法律效                   3)
                                            34 号)。
                                                         原告债权本金、 力。权利人于
                                                         利息等费用共       2012 年 10 月
                                                         计人民币           23 日向我院
                                                         3833.6 万元。      申请执行,本


57
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 2011 年 12 月 20   院已经依法
                                                 日之后的欠款       受理。依照
                                                 利息以 3590 万     《中华人民
                                                 元为基数,按日     共和国民事
                                                 利率万分之五       诉讼法》第二
                                                 计算至还清全       百一十六条、
                                                 部款项之日止。 第二百二十
                                                 2、广东国恒应      九条、《最高
                                                 当于 2011 年 12    人民法院关
                                                 月 26 日前偿还     于人民法院
                                                 原告欠款 1750      执行工作若
                                                 万元,余款         干问题的规
                                                 2083.6 万元应      定(试行)》
                                                 当于 2011 年 12    第 24 条的规
                                                 月 30 日前还       定,责令公司
                                                 清。广东国恒未     接本通知书
                                                 按上述约定履       后立即履行
                                                 行给付义务,则     生效法律文
                                                 应承担 100 万      书确定的和
                                                 元违约金。被告     法律规定的
                                                 天津国恒、成清     义务。根据代
                                                 波、宋金球、金     理律师介绍,
                                                 卫国、周静波、 本案件现正
                                                 金卫民、徐保根     在执行和解
                                                 同意对上述债       中。公司于
                                                 务承担连带清       2012 年 8 月
                                                 偿责任。3、被      21 日收到中
                                                 告天津国恒承       国证券监督
                                                 诺,如其未履行     管理委员会
                                                 本调解协议第       《调查通知
                                                 二条确定的第       书》(编号:
                                                 一笔付款义务, 稽查总队调
                                                 自愿同意由赣       查通字 12144
                                                 州市中级人民       号),因公司
                                                 法院将已冻结       未依法披露
                                                 的存款(开户       涉诉等事项,
                                                 行:华夏银行北     涉嫌违反相
                                                 京紫竹桥支行, 关证券法律
                                                 户名:天津国恒     法规的规定,
                                                 铁路控股股份       根据《中华人
                                                 有限公司,账       民共和国证
                                                 号:               券法》的有关
                                                 4043200001801      规定,决定对
                                                 800000863,被      我公司立案


58
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         冻结金额:         调查(见公司
                                                         16417985.83        于巨潮资讯
                                                         元)直接划拨给     网发布的公
                                                         原告。4、原告      告,公告编号
                                                         为追索本案债       2012-068)。
                                                         权而支付的律       现中国证券
                                                         师费 86 万元由     监督管理委
                                                         上述被告承担, 员会的立案
                                                         此款应于 2011      调查尚无结
                                                         年 12 月 26 日前   果,公司将根
                                                         一次性付清。5、 据中国证券
                                                         案件受理费         监督管理委
                                                         300130 元减半      员会的调查
                                                         收取为 150065      结果及时披
                                                         元,保全费         露相关信息,
                                                         5000 元,合计      根据中国证
                                                         155065 元由上      券监督管理
                                                         述被告承担。       委员会的调
                                                                            查结果,公司
                                                                            将追究相关
                                                                            当事人的责
                                                                            任。

                                                         (1)被告纳鼎
                                                         公司、被告天津
                                                         国恒于本判决
                                            2014 年 1
                                                         生效之日起十
                                            月 15 日,                                                  相关内容
                                                         日内分别连带
                                            上海市宝                                                    详见公司
                                                         支付原告民生
                                            山区人民                                                    在《中国证
                                                         银行汇票金额
                                            法院下发                                                    券报》、《证
                                                         2,000 万元、
                                            了《民事                        根据公司代                  券时报》、
                                                         1,000 万元。 2)
                                            判决书》                        理律师提供                  《证券日
                                                         被告纳鼎公司、
                                            (【2013】                      的信息,本案                报》、《上海
 民生银行票据                                            被告天津国恒                      2014 年 03
                       3,000                宝民二                          一审判决已                  证券报》和
 追索权纠纷案                                            于本判决生效                      月 11 日
                                            (商)初                        经生效,公司                巨潮资讯
                                                         之日起十日内
                                            字第 688                        正在申请再                  网上披露
                                                         分别连带偿付
                                            号)及                          审中。                      的公告内
                                                         原告民生银行
                                            (【2013】                                                  容,公告编
                                                         上述汇票款的
                                            宝民二                                                      号:
                                                         利息损失(分别
                                            (商)初                                                    (2014-01
                                                         以 2,000 万元、
                                            字第 689                                                    8)
                                                         1,000 万元为本
                                            号)
                                                         金,分别自
                                                         2013 年 1 月 16
                                                         日、2013 年 1


59
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                 月 23 日起至实
                                                 际清偿日止,按
                                                 中国人民银行
                                                 规定的同期贷
                                                 款基准利率计
                                                 算)。案件受理
                                                 费分别为
                                                 141,800 元、
                                                 81,800 元,财产
                                                 保全费分别为
                                                 5,000 元,合计
                                                 分别为 146,
                                                 800 元、86,800
                                                 元(原告民生银
                                                 行已预交)由被
                                                 告纳鼎公司、被
                                                 告天津国恒负
                                                 担,于本判决生
                                                 效之日起七日
                                                 内缴至上海市
                                                 宝山区代理法
                                                 院收费专户。

                                                                                             相关内容
                                                                                             详见公司
                                                                                             在《中国证
                                                                                             券报》、《证
                                                                                             券时报》、
                                                                                             《证券日
 福建恒兴能源                                                                                报》、《上海
                                                                   目前该案件   2014 年 03
 有限公司票据         10,000                                                                 证券报》和
                                                                   未判决。     月 11 日
 追索权纠纷案                                                                                巨潮资讯
                                                                                             网上披露
                                                                                             的公告内
                                                                                             容,公告编
                                                                                             号:
                                                                                             (2014-01
                                                                                             8)

                                                                                             相关内容
                                                                                             详见公司
                                                                                             在《中国证
 汉口银行票据                                                      目前该案件   2014 年 03
                       1,650                                                                 券报》、《证
 追索权纠纷案                                                      未判决。     月 11 日
                                                                                             券时报》、
                                                                                             《证券日
                                                                                             报》、《上海

60
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                                                                        证券报》和
                                                                                                        巨潮资讯
                                                                                                        网上披露
                                                                                                        的公告内
                                                                                                        容,公告编
                                                                                                        号:
                                                                                                        (2014-01
                                                                                                        8)

                                                                                                        相关内容
                                                                         天津国恒提
                                                                                                        详见公司
                                                                         出了管辖权
                                                                                                        在《中国证
                                                                         异议,2013
                                                                                                        券报》、《证
                                                                         年 11 月 8 日,
                                                                                                        券时报》、
                                                                         上海市宝山
                                                                                                        《证券日
                                                                         区人民法院
                                                                                                        报》、《上海
 江苏银行票据                                                            做出驳回管        2014 年 03
                    4,285.33                                                                            证券报》和
 追索权纠纷案                                                            辖权异议的        月 11 日
                                                                                                        巨潮资讯
                                                                         裁定,天津国
                                                                                                        网上披露
                                                                         恒对驳回管
                                                                                                        的公告内
                                                                         辖裁权异议
                                                                                                        容,公告编
                                                                         的裁定提起
                                                                                                        号:
                                                                         上诉。目前该
                                                                                                        (2014-01
                                                                         案未判决。
                                                                                                        8)

                                                                         天津国恒提
                                                                                                        相关内容
                                                                         出了管辖权
                                                                                                        详见公司
                                                                         异议,2013
                                                                                                        在《中国证
                                                                         年 9 月 22 日,
                                                                                                        券报》、《证
                                                                         厦门市中级
                                                                                                        券时报》、
                                                                         人民法院做
                                                                                                        《证券日
                                                                         出驳回管辖
                                                                                                        报》、《上海
 厦门海投票据                                                            权异议的裁        2014 年 03
                    3,000.13                                                                            证券报》和
 追索权纠纷案                                                            定,天津国恒      月 11 日
                                                                                                        巨潮资讯
                                                                         对此裁定提
                                                                                                        网上披露
                                                                         出上诉,2013
                                                                                                        的公告内
                                                                         年 12 月 19 日
                                                                                                        容,公告编
                                                                         天津国恒收
                                                                                                        号:
                                                                         到福建高级
                                                                                                        (2014-01
                                                                         人民法院维
                                                                                                        8)
                                                                         持的裁定。

                                            2012 年 6   1.被告震宇公     2014 年 3 月                   相关内容
 广汇科技债权
                                            月 1 日经   司确认,震宇公   12 日,天津国     2014 年 04   详见公司
 转让合同纠纷       2,207.16
                                            东莞法院    司未依 2009 年   恒铁路控股        月 15 日     在《中国证
 案
                                            主持调      6 月 26 日签署   股份有限公                     券报》、《证



61
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            解,经各     的《债权转让协     司(以下简称     券时报》、
                                            方当事人     议》及《关于债     “公司”或       《证券日
                                            自愿达成     权转让协议的       “天津国         报》、《上海
                                            调解协       补充协议》的约     恒”)披露了     证券报》和
                                            议,东莞     定于 2011 年 7     东莞法院下       巨潮资讯
                                            法院下达     月 27 日前向原     发的执行裁       网上披露
                                            了广汇科     告付清债权转       定书(【2014】   的公告内
                                            技融资担     让款已构成违       东一法执字       容,公告编
                                            保股份有     约。2.被告震宇     第 95、97        号:
                                            限公司       公司确认,至本     号)、股权查     (2014-02
                                            (以下简     协议签署之日       封告知函的       4)
                                            称“广汇     止,被告震宇公     相关内容。
                                            科技”)债   司尚应付原告       (详见巨潮
                                            权转让合     债权转让款人       资讯网公告
                                            同纠纷案     民币 22,071, 内容,公告编
                                            民事调解     584.36 元及逾      号:
                                            书           期付款的违约       2014-019)。
                                            (【2012】 金(违约金按每       根据公告,东
                                            东一法民     日万分之五计       莞法院作出
                                            二初字第     算,从 2011 年     的(2014)东
                                            1171 号)。 7 月 27 日起,      一法执字第
                                                         计至付清款项       95、97 号执行
                                                         之日止)。3.双     裁定书已经
                                                         方同意:被告震     发生法律效
                                                         宇公司分期向       力。
                                                         原告支付本协
                                                         议第二条项下
                                                         的债权转让款
                                                         及违约金,具体
                                                         安排为(1)2012
                                                         年 6 月 10 日之
                                                         前付款人民币
                                                         300 万元;(2)
                                                         2012 年 7 月 10
                                                         日之前付款人
                                                         民币 400 万元;
                                                         (3)2012 年 8
                                                         月 10 日之前付
                                                         款人民币 500
                                                         万元;(4)2012
                                                         年 9 月 10 日之
                                                         前付款人民币
                                                         500 万元;(5)
                                                         2012 年 10 月 10


62
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                        日之前付款人
                                                        民币 500 万元;
                                                        (6)余款于
                                                        2012 年 11 月 10
                                                        日前付清。4.
                                                        如被告震宇公
                                                        司未能按本协
                                                        议约定依时足
                                                        额偿还任何一
                                                        笔款项的,则本
                                                        协议项下的所
                                                        有款项均视为
                                                        提前到期,原告
                                                        有权就全部未
                                                        付款项向法院
                                                        申请强制执行。
                                                        5.本案案件受
                                                        理费人民币
                                                        82,066 元,由
                                                        被告震宇公司
                                                        承担,并在
                                                        2012 年 6 月 10
                                                        日之前将其支
                                                        付给原告。 6.
                                                        被告深圳国恒、
                                                        被告中铁罗定
                                                        对被告震宇公
                                                        司在本协议项
                                                        下的全部债务
                                                        向原告承担连
                                                        带清偿责任。

                                            2012 年 5   1.被告震宇公                    相关内容
                                            月 23 日    司确认,被告震                  详见公司
                                            经东莞法    宇公司未依                      在《中国证
                                            院主持调    2009 年 6 月 26                 券报》、《证
 李锐权民间借                               解,各方    日签署的《借款                  券时报》、
 贷纠纷案(同                               当事人自    合同》约定于                    《证券日
                                                                           2014 年 04
 “广汇科技债       2,207.15                愿达成调    2011 年 7 月 27                 报》、《上海
                                                                           月 15 日
 权转让合同纠                               解协议,    日向原告李锐                    证券报》和
 纷案”)                                   东莞法院    权还清借款本                    巨潮资讯
                                            下达了李    息已构成违约。                  网上披露
                                            锐权民间    2.被告震宇公                    的公告内
                                            借贷纠纷    司确认,至本协                  容,公告编
                                            案民事调    议签署之日止,                  号:


63
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                            解书       被告震宇公司        (2014-02
                                            (【2012】 尚欠原告李锐        4)
                                            东一法民   权借款本金人
                                            一初字第   民币 22,071,
                                            2910       584.36 元及其
                                            号)。     相应利息(利息
                                                       按年利率 12%
                                                       计算,从 2011
                                                       年 7 月 27 日起,
                                                       计至付清款项
                                                       之日止)。3.被
                                                       告震宇公司承
                                                       诺分期向原告
                                                       李锐权偿还借
                                                       款本息,具体安
                                                       排为:(1)2012
                                                       年 6 月 10 日之
                                                       前付款人民币
                                                       300 万元;(2)
                                                       2012 年 7 月 10
                                                       日之前付款人
                                                       民币 400 万元;
                                                       (3)2012 年 8
                                                       月 10 日之前付
                                                       款人民币 500
                                                       万元;(4)2012
                                                       年 9 月 10 日之
                                                       前付款人民币
                                                       500 万元;(5)
                                                       2012 年 10 月 10
                                                       日之前付款人
                                                       民币 500 万元;
                                                       (6)余下借款
                                                       本金及利息于
                                                       2012 年 11 月 10
                                                       日前付清。 4.
                                                       在被告震宇公
                                                       司能够按本协
                                                       议约定依时足
                                                       额向原告还清
                                                       所有借款本息
                                                       的前提下,原告
                                                       同意放弃要求
                                                       被告震宇公司


64
天津国恒铁路控股股份有限公司 2013 年度报告全文


                                                         按《借款合同》
                                                         约定支付违约
                                                         金的权利。 5.
                                                         被告震宇公司
                                                         同意,如被告震
                                                         宇公司未能按
                                                         本协议约定依
                                                         时足额偿还任
                                                         何一笔款项的,
                                                         则本协议项下
                                                         的所有款项均
                                                         视为提前到期,
                                                         原告有权立即
                                                         向法院申请强
                                                         制执行被欠的
                                                         全部款项(含未
                                                         到期款项);同
                                                         时,被告震宇公
                                                         司还应就所欠
                                                         款项按每日
                                                         0.1%的标准向
                                                         原告支付违约
                                                         金(违约金从
                                                         2011 年 7 月 27
                                                         日起,计至付清
                                                         款项之日止)。
                                                         6.本案诉讼费
                                                         人民币 103,
                                                         463 元由被告
                                                         震宇公司承担,
                                                         被告震宇公司
                                                         应在 2012 年 6
                                                         月 10 日之前将
                                                         其支付给原告。
                                                         7.被告深圳国
                                                         恒、被告中铁罗
                                                         定对被告震宇
                                                         公司在本协议
                                                         项下的全部债
                                                         务向原告承担
                                                         连带清偿责任。

 南昌银行股份                                2013 年 7   冻结被告敬德                   相关内容
                                                                           2014 年 04
 有限公司广州          9,500                月 16 日, 公司、天津国恒                   详见公司
                                                                           月 15 日
 分行金融借款                               广东省广     名下 96,838,                 在《中国证


65
天津国恒铁路控股股份有限公司 2013 年度报告全文


 合同纠纷案                                 州市中级     299.74 元银行                  券报》、《证
                                            人民法院     存款或查封、扣                 券时报》、
                                            下发了       押其他等值的                   《证券日
                                            《民事裁     资产。                         报》、《上海
                                            定书》                                      证券报》和
                                            (【2013】                                  巨潮资讯
                                            穗中法金                                    网上披露
                                            民初字第                                    的公告内
                                            537 号)                                    容,公告编
                                                                                        号:
                                                                                        (2014-02
                                                                                        4)

                                                         2013 年 9 月 13
                                                         日,江苏省无锡
                                                         市崇安区人民
                                                         法院判决如下:
                                                         顺源公司于本
                                                         判决生效后十
                                                         日内归还南京
                                                         银行垫款 9,
                                                         661,119.66 元
                                                                                        相关内容
                                                         及利息(自
                                                                                        详见公司
                                                         2012 年 10 月 9
                                                                                        在《中国证
                                            经无锡法     日起至判决给
                                                                                        券报》、《证
                                            院公开审     付之日止,以
                                                                                        券时报》、
                                            理后,该     9,661,119.66
                                                                                        《证券日
 南京银行股份                               院下发了     元为基数,按每
                                                                                        报》、《上海
 有限公司无锡                               《民事判     日万分之五计      2014 年 04
                      966.11                                                            证券报》和
 分行金融借款                               决书》       算),并赔偿律    月 15 日
                                                                                        巨潮资讯
 合同纠纷案                                 (【2012】 师费损失 18 万
                                                                                        网上披露
                                            崇商初字     元。协能公司、
                                                                                        的公告内
                                            第 1740      陈坚律、刘璟对
                                                 &nbs