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2019年11月15日 星期五

沈阳机床(000410)公告正文

沈阳机床:2016年第一季度报告正文

公告日期:2016-04-30

                                               沈阳机床股份有限公司 2016 年第一季度报告正文




证券代码:000410          证券简称:沈阳机床                           公告编号:2016-35




          沈阳机床股份有限公司 2016 年第一季度报告正文




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                                         沈阳机床股份有限公司 2016 年第一季度报告正文



                         第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人关锡友、主管会计工作负责人王淑力及会计机构负责人(会计主

管人员)秦琴声明:保证季度报告中财务报表的真实、准确、完整。




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                                                                   沈阳机床股份有限公司 2016 年第一季度报告正文




                            第二节 主要财务数据及股东变化

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□ 是 √ 否

                                            本报告期                 上年同期              本报告期比上年同期增减

营业收入(元)                                1,638,517,669.16         1,492,598,732.54                       9.78%

归属于上市公司股东的净利润(元)               -124,455,963.86          -139,947,155.01                      11.07%

归属于上市公司股东的扣除非经常性损
                                               -130,646,314.91          -144,745,001.50                       9.74%
益的净利润(元)

经营活动产生的现金流量净额(元)               -696,536,939.59          -542,994,272.13                      -28.28%

基本每股收益(元/股)                                    -0.163                   -0.183                     10.92%

稀释每股收益(元/股)                                    -0.163                   -0.183                     10.92%

加权平均净资产收益率                                    -6.23%                    -5.31%                      -0.92%

                                                                                           本报告期末比上年度末增
                                           本报告期末                上年度末
                                                                                                        减

总资产(元)                                 24,389,265,329.84        22,289,637,179.27                       9.42%

归属于上市公司股东的净资产(元)              1,935,779,096.35         2,059,630,722.96                       -6.01%



非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                             单位:元

                         项目                              年初至报告期期末金额                  说明

计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                      2,910,475.24
一标准定额或定量享受的政府补助除外)

债务重组损益                                                          2,853,938.93

除上述各项之外的其他营业外收入和支出                                  1,641,747.27

减:所得税影响额                                                      1,163,972.77

     少数股东权益影响额(税后)                                          51,837.62

合计                                                                  6,190,351.05                 --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益

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                                                                    沈阳机床股份有限公司 2016 年第一季度报告正文


项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                          单位:股

                                                            报告期末表决权恢复的优先
报告期末普通股股东总数                            168,570                                                       0
                                                            股股东总数(如有)

                                             前 10 名股东持股情况

                                                                  持有有限售条件         质押或冻结情况
     股东名称       股东性质     持股比例         持股数量
                                                                    的股份数量       股份状态          数量

沈阳机床(集团)
                国有法人              30.12%        230,557,743        22,000,000 质押                 114,780,000
有限责任公司

钟振鑫           境内自然人            0.60%          4,594,000

中国人寿保险股
份有限公司-传
统-普通保险产 其他                    0.38%          2,899,937
品-005L-CT001


廖晖             境内自然人            0.33%          2,500,000

丁宇辉           境内自然人            0.31%          2,398,400

沈阳市风险投资
                 国有法人              0.27%          2,080,000         2,080,000
公司

中国光大银行股
份有限公司-财
通多策略精选混 其他                    0.25%          1,900,000
合型证券投资基


靳涌             境内自然人            0.24%          1,830,916

李闽鸿           境内自然人            0.15%          1,180,169

潘照军           境内自然人            0.14%          1,093,100

                                     前 10 名无限售条件股东持股情况

                                                                                            股份种类
            股东名称                        持有无限售条件股份数量
                                                                                     股份种类          数量

沈阳机床(集团)有限责任公司                                          208,557,743 人民币普通股         208,557,743

钟振鑫                                                                  4,594,000 人民币普通股           4,594,000

中国人寿保险股份有限公司-传                                            2,899,937 人民币普通股           2,899,937



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                                                                  沈阳机床股份有限公司 2016 年第一季度报告正文


统-普通保险产品-005L-CT001 深

廖晖                                                                  2,500,000 人民币普通股        2,500,000

丁宇辉                                                                2,398,400 人民币普通股        2,398,400

中国光大银行股份有限公司-财
通多策略精选混合型证券投资基                                          1,900,000 人民币普通股        1,900,000


靳涌                                                                  1,830,916 人民币普通股        1,830,916

李闽鸿                                                                1,180,169 人民币普通股        1,180,169

潘照军                                                                1,093,100 人民币普通股        1,093,100

张国峰                                                                1,000,000 人民币普通股        1,000,000

                                 1、公司持股 5%以上(含 5%)的股东仅沈阳机床(集团)有限责任公司一家,是本公
                                 司的控股股东,关联属性为控股母公司,所持股份性质为国有法人股。2、公司前十名
上述股东关联关系或一致行动的
                                 股东与本公司控股股东不存在关联关系。3、公司未知其他流通股股东是否属于《上市
说明
                                 公司股东持股变动信息披露管理办法》中规定的一致行动人,也未知其他流通股股东之
                                 间是否存在关联关系。

前 10 名普通股股东参与融资融券 潘照军通过融资融券持有公司股票 1,093,100 股,张国锋通过融资融券持有公司股票
业务情况说明(如有)             1,000,000 股.

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




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                                                       沈阳机床股份有限公司 2016 年第一季度报告正文




                               第三节 重要事项

一、报告期主要会计报表项目、财务指标发生变动的情况及原因

√ 适用 □ 不适用

                                                                   变动比率
          报表项目          期末余额             期初余额                             变动原因
                                                                    (%)
   货币资金                  3,312,466,594.40   2,511,768,452.56      31.88%   资金结算量增加所致
                                                                               采购数控系统等增加
   预付款项                   539,966,280.85     405,981,711.03       33.00%
                                                                               所致
   一年内到期的非流动资                                                        1 年内到期的长期应
                                 4,740,531.48       7,241,636.14     -34.54%
 产                                                                            收款减少所致
   长期股权投资                23,084,540.00      13,620,443.31       69.48%   本期对外投资所致
   开发支出                   160,792,682.27     115,311,361.72       39.44%   研发投入增加所致
                                                                               房屋大修理支出增加
   长期待摊费用                  4,147,242.34       3,130,385.06      32.48%
                                                                               所致
   应付利息                    32,508,000.00      73,125,000.00      -55.54%   支付债券利息所致
   未分配利润                 -212,743,389.43     -88,287,425.57    -140.97%   本期利润亏损所致
                                                                               支付的城建税等增加
   营业税金及附加                3,921,172.05       2,893,095.21      35.54%
                                                                               所致
                                                                               计提的坏账准备增加
   资产减值损失                57,541,690.85      30,216,798.16       90.43%
                                                                               所致
   公允价值变动收益                -84,000.00               0.00               黄金价格波动所致
   投资收益                       -535,903.31        -398,929.92     -34.34%   联营企业亏损所致
                                                                               递延所得税费用等增
   所得税费用                  -10,413,197.29        -134,667.42   -7632.53%
                                                                               加所致
   少数股东损益                 -5,342,942.47      -2,730,575.52     -95.67%   本期利润亏损所致
   收到其他与经营活动有                                                        收回的备用金等减少
                                 5,332,413.90     15,778,029.32      -66.20%
 关的现金                                                                      所致
   购买商品、接受劳务支付
                             1,171,465,004.49    865,841,079.75       35.30%   采购支出增加所致
 的现金
                                                                               支付的所得税等减少
   支付的各项税费              41,514,707.67      81,376,082.76      -48.98%
                                                                               所致
   购建固定资产、无形资产
                                                                               固定资产采购增加所
 和其他长期资产支付的现       239,754,964.60      15,072,477.46     1490.68%
                                                                               致
 金
   投资支付的现金              10,000,000.00                0.00               本期对外投资所致
   分配股利、利润或偿付利
                              266,248,639.30     166,868,089.29       59.56%   利息支出增加所致
 息支付的现金
   支付其他与筹资活动有        37,384,006.89      20,694,248.47       80.65%   支付的长期应付款增


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                                                                     沈阳机床股份有限公司 2016 年第一季度报告正文


 关的现金                                                                                         加所致



二、重要事项进展情况及其影响和解决方案的分析说明

□ 适用 √ 不适用


三、公司、股东、实际控制人、收购人、董事、监事、高级管理人员或其他关联方在报告期
内履行完毕及截至报告期末尚未履行完毕的承诺事项

√ 适用 □ 不适用

             承诺事由              承诺方        承诺类型      承诺内容         承诺时间        承诺期限    履行情况

股改承诺

收购报告书或权益变动报告书中所
作承诺

资产重组时所作承诺

                                 沈阳机床(集
                                                关于股份锁   股份锁定 36      2013 年 05 月                执行承诺,股
                                 团)有限责任                                                 36 个月
                                                定           个月             14 日                        份锁定
                                 公司

                                                             1、对于本公                                   承诺做出后,
                                                             司控制或拥                                    沈机集团一
                                                             有实际控制                                    直积极寻找
                                                             权的从事机                                    合适的解决
                                                             床业务的非                                    方案,力争妥
                                                             上市公司,力                                  善解决同业
                                                             争自 2016 年 1                                竞争问题。根
                                                             月 1 日起 24                                  据原避免同
                                                             个月内,通过                                  业竞争的承
                                                             非上市公司                                    诺,沈机集团
首次公开发行或再融资时所作承诺
                                 沈阳机床(集                资产出售、资                                  可以将其控
                                                避免同业竞                    2013 年 01 月
                                 团)有限责任                产注入、由沈                     60 个月      制或拥有实
                                                争承诺                        01 日
                                 公司                        阳机床协议                                    际控制权的
                                                             托管及其他                                    从事机床业
                                                             有利于上市                                    务的非上市
                                                             公司全体股                                    公司的资产
                                                             东利益的方                                    注入上市公
                                                             式,本着促进                                  司或交于上
                                                             上市公司健                                    市公司托管。
                                                             康发展及有                                    截止目前,上
                                                             利于上市公                                    述企业尚不
                                                             司全体股东                                    具备良好的
                                                             利益的原则,                                  盈利能力及



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        沈阳机床股份有限公司 2016 年第一季度报告正文


积极研究、多                          经营业绩,该
措并举,妥善                          部分权益或
解决同业竞                            资产尚不具
争问题。2、                           备注入沈阳
对于沈机集                            机床或由沈
团昆明机床                            阳机床实施
股份有限公                            托管的条件,
司,本公司力                          如强行注入
争自 2013 年 1                        或实施托管,
月 1 日起 60                          可能会导致
个月内,依据                          沈阳机床经
国家及相关                            营风险、财务
地区法律法                            风险和管理
规的规定及                            风险提高,给
行业主管部                            沈阳机床带
门的批复同                            来较大负担,
意,通过适当                          不符合上市
的方式消除                            公司全体股
同业竞争。                            东的利益。因
                                      此,沈机集团
                                      经审慎分析,
                                      认为在现阶
                                      段履行原承
                                      诺不利于维
                                      护沈阳机床
                                      的权益。鉴于
                                      上述情况,沈
                                      机集团认为,
                                      解决其下属
                                      非上市企业
                                      中机床产品
                                      的生产与销
                                      售的同业竞
                                      争问题,需本
                                      着符合国企
                                      改革的方针
                                      政策,有利于
                                      上市公司的
                                      发展,有利于
                                      上市公司公
                                      众股东的利
                                      益的原则,成
                                      熟制定、稳妥
                                      推进。沈机集


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沈阳机床股份有限公司 2016 年第一季度报告正文


                              团将继续对
                              该部分权益
                              或资产进行
                              整合,努力提
                              高其盈利能
                              力,改善经营
                              业绩,以期为
                              解决同业竞
                              争问题提供
                              可能性。2015
                              年 12 月 30 日
                              公司召开
                              2015 年第 7
                              次临时股东
                              大会,审议通
                              过了《关于公
                              司控股股东
                              沈阳机床(集
                              团)有限责任
                              公司变更避
                              免同业竞争
                              承诺的议案》
                              对于沈机集
                              团控制或拥
                              有实际控制
                              权的从事机
                              床业务的非
                              上市公司,力
                              争自 2016 年
                              1 月 1 日起 24
                              个月内,通过
                              非上市公司
                              资产出售、资
                              产注入、由沈
                              阳机床协议
                              托管及其他
                              有利于上市
                              公司全体股
                              东利益的方
                              式,本着促进
                              上市公司健
                              康发展及有
                              利于上市公
                              司全体股东


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                                                                   沈阳机床股份有限公司 2016 年第一季度报告正文


                                                                                                 利益的原则,
                                                                                                 积极研究、多
                                                                                                 措并举,妥善
                                                                                                 解决同业竞
                                                                                                 争问题。

股权激励承诺

其他对公司中小股东所作承诺

承诺是否按时履行                 是


四、对 2016 年 1-6 月经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
□ 适用 √ 不适用


五、证券投资情况

□ 适用 √ 不适用
公司报告期不存在证券投资。


六、衍生品投资情况

□ 适用 √ 不适用
公司报告期不存在衍生品投资。


七、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。


八、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


九、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。



                                            沈阳机床股份有限公司
                                              董事长:关锡友
                                            二〇一六年四月二十九日


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