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2019年11月15日 星期五

沈阳机床(000410)公告正文

沈阳机床:2015年第三季度报告全文

公告日期:2015-10-30

                    沈阳机床股份有限公司 2015 年第三季度报告全文




沈阳机床股份有限公司

 2015 年第三季度报告




    2015 年 10 月




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                                                       沈阳机床股份有限公司 2015 年第三季度报告全文




                                  第一节 重要提示

    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,不存在虚
假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。
    所有董事均已出席了审议本次季报的董事会会议。
    公司负责人关锡友、主管会计工作负责人王淑力及会计机构负责人(会计主管人员)秦琴声明:保证季
度报告中财务报表的真实、准确、完整。




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                                                                           沈阳机床股份有限公司 2015 年第三季度报告全文




                             第二节 主要财务数据及股东变化

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□ 是 √ 否

                                       本报告期末                          上年度末               本报告期末比上年度末增减

总资产(元)                                 21,865,396,615.70              20,146,087,495.39                           8.53%

归属于上市公司股东的净资产
                                              2,226,847,258.62               2,705,298,835.39                         -17.69%
(元)

                                                         本报告期比上年同期                                年初至报告期末比上
                                    本报告期                                         年初至报告期末
                                                                 增减                                         年同期增减

营业收入(元)                     1,324,194,607.05                     -18.55%        4,437,065,726.72               -18.52%

归属于上市公司股东的净利润
                                    -203,945,483.09                -2,959.50%           -470,363,818.76             -2,891.20%
(元)

归属于上市公司股东的扣除非经
                                    -213,830,282.03                -6,848.12%           -490,924,316.87              -784.55%
常性损益的净利润(元)

经营活动产生的现金流量净额
                                        --                        --                  -1,951,943,396.47               -82.24%
(元)

基本每股收益(元/股)                            -0.27             -2,800.00%                      -0.61            -3,150.00%

稀释每股收益(元/股)                            -0.27             -2,800.00%                      -0.61            -3,150.00%

加权平均净资产收益率                            -8.77%                   -9.04%                  -19.04%              -19.67%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                      单位:元

                         项目                                    年初至报告期期末金额                        说明

非流动资产处置损益(包括已计提资产减值准备的冲销部分)                             884,775.55

计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                              19,214,125.75
一标准定额或定量享受的政府补助除外)

债务重组损益                                                                      4,882,815.69

除上述各项之外的其他营业外收入和支出                                              -619,322.67

减:所得税影响额                                                                  4,396,505.41

     少数股东权益影响额(税后)                                                   -594,609.20

合计                                                                          20,560,498.11                   --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应

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                                                                     沈阳机床股份有限公司 2015 年第三季度报告全文


说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、报告期末普通股股东总数及前十名普通股股东持股情况表

                                                                                                           单位:股

报告期末普通股股东总数                                                                                     156,639

                                           前 10 名普通股股东持股情况

                                                                   持有有限售条件         质押或冻结情况
   股东名称            股东性质      持股比例      持股数量
                                                                     的股份数量       股份状态          数量

沈阳机床(集团)
                国有法人                  30.12%     230,557,743        22,000,000 质押                 114,780,000
有限责任公司

杨鹏                境内自然人             1.21%       9,300,000

中国工商银行股
份有限公司-富
国中证工业 4.0      境内非国有法人         0.68%       5,184,553
指数分级证券投
资基金

钟振鑫              境内自然人             0.65%       5,000,000

廖晖                                       0.33%       2,500,000

北京国际信托有
限公司-银驰 6
                    境内非国有法人         0.29%       2,251,900
号证券投资资金
信托

沈阳市风险投资
                    境内非国有法人         0.27%       2,080,000         2,080,000
公司

谢祥泉              境内自然人             0.23%       1,727,840

吴志强              境内自然人             0.20%       1,500,000

华夏人寿保险股
份有限公司-万 境内非国有法人              0.18%       1,407,790
能产品

                                      前 10 名无限售条件普通股股东持股情况

                                                                                             股份种类
            股东名称                      持有无限售条件普通股股份数量
                                                                                      股份种类          数量

沈阳机床(集团)有限责任公司                                           208,557,743 人民币普通股         208,557,743


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                                                                    沈阳机床股份有限公司 2015 年第三季度报告全文


杨鹏                                                                    9,300,000 人民币普通股          9,300,000

中国工商银行股份有限公司-富
国中证工业 4.0 指数分级证券投资                                         5,184,553 人民币普通股          5,184,553
基金

钟振鑫                                                                  5,000,000 人民币普通股          5,000,000

廖晖                                                                    2,500,000 人民币普通股          2,500,000

北京国际信托有限公司-银驰 6 号
                                                                        2,251,900 人民币普通股          2,251,900
证券投资资金信托

谢祥泉                                                                  1,727,840 人民币普通股          1,727,840

吴志强                                                                  1,500,000 人民币普通股          1,500,000

华夏人寿保险股份有限公司-万
                                                                        1,407,790 人民币普通股          1,407,790
能产品

陕西省国际信托股份有限公司-
陕国投永昌 2 期证券投资集合资                                           1,167,300 人民币普通股          1,167,300
金信托计划

                                  1、公司持股 5%以上(含 5%)的股东仅沈阳机床(集团)有限责任公司一家,是本公
上述股东关联关系或一致行动的      司的控股股东,关联属性为控股母公司,所持股份性质为国有法人股。2、公司未知其
说明                              他流通股股东是否属于《上市公司股东持股变动信息披露管理办法》中规定的一致行动
                                  人,也未知其他流通股股东之间是否存在关联关系。

前 10 名普通股股东参与融资融券 上述股东中,杨鹏通过信用担保账户持有公司股票 9,300,000;谢祥泉通过信用担保账
业务情况说明(如有)              户持有公司股票 1,727,840;吴志强通过信用担保账户持有公司股票 1,500,000。

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、报告期末优先股股东总数及前十名优先股股东持股情况表

□ 适用 √ 不适用




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                                               沈阳机床股份有限公司 2015 年第三季度报告全文




                              第三节 重要事项

一、报告期主要会计报表项目、财务指标发生变动的情况及原因

√ 适用 □ 不适用




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                                                                      沈阳机床股份有限公司 2015 年第三季度报告全文


二、重要事项进展情况及其影响和解决方案的分析说明

√ 适用 □ 不适用
     辽宁省人民政府国有资产监督管理委员会于 2015 年 10月 21 日印发了《关于沈阳机床股份有限公司非公开发行股票有
关问题的批复》(辽国资产权[2015]152号),同意公司非公开发行股票方案。


             重要事项概述                           披露日期                          临时报告披露网站查询索引

非公开发行股票事宜获得辽宁省国资委
                                     2015 年 10 月 23 日                       巨潮资讯网
批复的公告


三、公司或持股 5%以上股东在报告期内发生或以前期间发生但持续到报告期内的承诺事项

√ 适用 □ 不适用

               承诺事由                   承诺方           承诺内容        承诺时间        承诺期限          履行情况

股改承诺

收购报告书或权益变动报告书中所作承


资产重组时所作承诺

                                                                                                           昆明机床于 10
                                                                                                           月 23 日发布
                                                                                         1、对于集团公
                                                                                                           《重大事项停
                                                                                         司控制或拥有
                                                                                                           牌公告》。沈机
                                                                                         实际控制权的
                                                                                                           集团通过公开
                                     沈阳机床(集                                        从事机床业务
                                                      避免同业竞争    2012 年 11 月 02                     竞价择优选择
                                     团)有限责任公                                      的非上市公司
                                                      承诺            日                                   受让方,目前,
                                     司                                                  36 个月   2、对
首次公开发行或再融资时所作承诺                                                                             征集期已结束,
                                                                                         于沈机集团昆
                                                                                                           沈机集团组织
                                                                                         明机床股份有
                                                                                                           专业评审委员
                                                                                         限公司 60 个月
                                                                                                           会对意向受让
                                                                                                           方进行评审。

                                     沈阳机床(集
                                                                      2013 年 05 月 14
                                     团)有限责任公 关于股份锁定                         36 个月           良好
                                                                      日
                                     司

其他对公司中小股东所作承诺

承诺是否及时履行                     是

未完成履行的具体原因及下一步计划
                                     履行中
(如有)


四、对 2015 年度经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明


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                                                                       沈阳机床股份有限公司 2015 年第三季度报告全文


□ 适用 √ 不适用


五、证券投资情况

□ 适用 √ 不适用
公司报告期不存在证券投资。


六、持有其他上市公司股权情况的说明

√ 适用 □ 不适用

公司名称 公司类别 最初投资 期初持股 期初持股 期末持股 期末持股 期末账面 报告期损 会计核算 股份来源
                    成本(元)数量(股)   比例     数量(股)   比例      值(元) 益(元)       科目

盛京银行 商业银行   500,000.00   500,000    0.40%     500,000     0.40% 500,000.00           0 可供出售 初始投资
股份有限                                                                                         金融资产
公司

合计                500,000.00   500,000    --        500,000     --       500,000.00        0       --     --




七、衍生品投资情况

□ 适用 √ 不适用
公司报告期不存在衍生品投资。


八、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。


九、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


十、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。




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                                                           沈阳机床股份有限公司 2015 年第三季度报告全文




                                   第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:沈阳机床股份有限公司
                                     2015 年 09 月 30 日
                                                                                                单位:元

                 项目                  期末余额                                期初余额

流动资产:

    货币资金                                      2,418,533,119.51                     2,369,982,260.50

    结算备付金

    拆出资金

    以公允价值计量且其变动计入当
期损益的金融资产

    衍生金融资产

    应收票据                                       604,469,509.34                         586,694,972.90

    应收账款                                    8,249,147,286.31                       7,551,598,690.91

    预付款项                                       546,784,708.59                         446,611,267.36

    应收保费

    应收分保账款

    应收分保合同准备金

    应收利息

    应收股利

    其他应收款                                      45,780,152.74                          42,916,966.69

    买入返售金融资产

    存货                                        6,448,595,092.24                       5,833,009,283.62

    划分为持有待售的资产

    一年内到期的非流动资产                          15,840,333.32

    其他流动资产

流动资产合计                                   18,329,150,202.05                      16,830,813,441.98

非流动资产:

    发放贷款及垫款



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                                             沈阳机床股份有限公司 2015 年第三季度报告全文


   可供出售金融资产                    6,353,626.84                          6,353,626.84

   持有至到期投资

   长期应收款                          8,498,467.51

   长期股权投资                      14,078,627.56                          15,787,844.57

   投资性房地产

   固定资产                        1,890,213,992.49                      1,912,111,570.07

   在建工程                         304,457,536.63                         210,475,166.35

   工程物资

   固定资产清理

   生产性生物资产

   油气资产

   无形资产                         890,381,988.64                         920,156,386.86

   开发支出                         241,433,806.34                         102,396,828.19

   商誉

   长期待摊费用                        3,148,061.61                          4,241,969.37

   递延所得税资产                   177,680,306.03                         143,750,661.16

   其他非流动资产

非流动资产合计                     3,536,246,413.65                      3,315,274,053.41

资产总计                          21,865,396,615.70                     20,146,087,495.39

流动负债:

   短期借款                        8,075,020,438.95                      8,552,000,000.00

   向中央银行借款

   吸收存款及同业存放

   拆入资金

   以公允价值计量且其变动计入当
期损益的金融负债

   衍生金融负债

   应付票据                        2,032,298,167.00                      2,167,058,926.94

   应付账款                        2,988,447,126.39                      3,446,412,384.06

   预收款项                         187,039,241.67                         142,400,586.86

   卖出回购金融资产款

   应付手续费及佣金

   应付职工薪酬                      69,226,371.47                          81,876,489.47

   应交税费                          -44,116,347.93                         14,309,385.47




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                                       沈阳机床股份有限公司 2015 年第三季度报告全文


   应付利息                    48,750,000.00

   应付股利                      8,577,971.76                          8,505,077.72

   其他应付款                 159,340,529.44                         155,836,080.38

   应付分保账款

   保险合同准备金

   代理买卖证券款

   代理承销证券款

   划分为持有待售的负债

   一年内到期的非流动负债     172,185,303.35                         211,704,464.80

   其他流动负债

流动负债合计                13,696,768,802.10                     14,780,103,395.70

非流动负债:

   长期借款                  3,974,837,718.80                      2,280,000,000.00

   应付债券                  1,500,000,000.00

      其中:优先股

           永续债

   长期应付款                 238,802,841.80                         177,145,112.31

   长期应付职工薪酬

   专项应付款                    1,782,181.80                          1,782,181.80

   预计负债

   递延收益                   174,130,224.84                         164,804,540.59

   递延所得税负债

   其他非流动负债

非流动负债合计               5,889,552,967.24                      2,623,731,834.70

负债合计                    19,586,321,769.34                     17,403,835,230.40

所有者权益:

   股本                       765,470,884.00                         765,470,884.00

   其他权益工具

      其中:优先股

           永续债

   资本公积                  1,246,261,193.65                      1,246,261,193.65

   减:库存股

   其他综合收益                  2,090,723.42                         -3,862,559.32

   专项储备                    20,374,494.32                          19,106,159.20



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                                                               沈阳机床股份有限公司 2015 年第三季度报告全文


    盈余公积                                           113,267,211.40                         113,267,211.40

    一般风险准备

    未分配利润                                          79,382,751.83                         565,055,946.46

归属于母公司所有者权益合计                         2,226,847,258.62                        2,705,298,835.39

    少数股东权益                                        52,227,587.74                          36,953,429.60

所有者权益合计                                     2,279,074,846.36                        2,742,252,264.99

负债和所有者权益总计                              21,865,396,615.70                       20,146,087,495.39


法定代表人:关锡友                 主管会计工作负责人:王淑力                        会计机构负责人:秦琴


2、母公司资产负债表

                                                                                                    单位:元

                 项目                      期末余额                                期初余额

流动资产:

    货币资金                                          2,113,575,623.30                     2,201,465,566.92

    以公允价值计量且其变动计入当
期损益的金融资产

    衍生金融资产

    应收票据                                           594,422,342.30                         575,551,638.47

    应收账款                                       4,557,521,377.56                        3,929,604,227.21

    预付款项                                           419,383,879.39                         315,873,417.70

    应收利息

    应收股利                                           181,312,334.00                         181,312,334.00

    其他应收款                                     3,777,731,417.51                        3,418,858,528.80

    存货                                           3,818,430,296.21                        3,413,860,315.58

    划分为持有待售的资产

    一年内到期的非流动资产

    其他流动资产

流动资产合计                                      15,462,377,270.27                       14,036,526,028.68

非流动资产:

    可供出售金融资产                                     6,353,626.84                           6,353,626.84

    持有至到期投资

    长期应收款

    长期股权投资                                       503,741,193.44                         468,620,410.45

    投资性房地产


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                                             沈阳机床股份有限公司 2015 年第三季度报告全文


   固定资产                        1,321,675,542.69                      1,314,686,181.24

   在建工程                         298,309,833.46                         209,534,922.78

   工程物资

   固定资产清理

   生产性生物资产

   油气资产

   无形资产                         572,786,076.78                         602,409,716.34

   开发支出                         198,086,909.27                          76,584,894.30

   商誉

   长期待摊费用                        2,097,194.08                          3,072,815.53

   递延所得税资产                   145,570,025.99                         121,574,337.87

   其他非流动资产

非流动资产合计                     3,048,620,402.55                      2,802,836,905.35

资产总计                          18,510,997,672.82                     16,839,362,934.03

流动负债:

   短期借款                        7,274,200,000.00                      7,752,000,000.00

   以公允价值计量且其变动计入当
期损益的金融负债

   衍生金融负债

   应付票据                        1,628,568,167.00                      1,861,988,926.94

   应付账款                        1,820,189,993.91                      2,126,050,120.75

   预收款项                         125,717,528.22                          84,229,538.44

   应付职工薪酬                      50,289,129.43                          62,197,963.30

   应交税费                          -23,665,812.40                         28,447,338.26

   应付利息                          48,750,000.00

   应付股利                            8,577,971.76                          8,505,077.72

   其他应付款                       100,077,118.76                         104,755,500.73

   划分为持有待售的负债

   一年内到期的非流动负债           172,185,303.35                         211,704,464.80

   其他流动负债

流动负债合计                      11,204,889,400.03                     12,239,878,930.94

非流动负债:

   长期借款                        3,763,000,000.00                      2,280,000,000.00

   应付债券                        1,500,000,000.00




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                                                  沈阳机床股份有限公司 2015 年第三季度报告全文


      其中:优先股

            永续债

   长期应付款                          239,993,341.80                             177,145,112.31

   长期应付职工薪酬

   专项应付款                                113,000.00                              113,000.00

   预计负债

   递延收益                            156,962,494.66                             151,535,725.29

   递延所得税负债

   其他非流动负债

非流动负债合计                        5,660,068,836.46                        2,608,793,837.60

负债合计                             16,864,958,236.49                       14,848,672,768.54

所有者权益:

   股本                                765,470,884.00                             765,470,884.00

   其他权益工具

      其中:优先股

            永续债

   资本公积                           1,248,301,266.80                        1,248,301,266.80

   减:库存股

   其他综合收益

   专项储备                                12,011,693.09                           12,927,168.28

   盈余公积                            113,267,211.40                             113,267,211.40

   未分配利润                          -493,011,618.96                         -149,276,364.99

所有者权益合计                        1,646,039,436.33                        1,990,690,165.49

负债和所有者权益总计                 18,510,997,672.82                       16,839,362,934.03


3、合并本报告期利润表

                                                                                        单位:元

                 项目         本期发生额                             上期发生额

一、营业总收入                        1,324,194,607.05                        1,625,802,015.66

   其中:营业收入                     1,324,194,607.05                        1,625,802,015.66

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                        1,557,374,426.84                        1,625,277,773.06



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                                                 沈阳机床股份有限公司 2015 年第三季度报告全文


    其中:营业成本                       960,909,087.89                      1,171,395,827.91

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           营业税金及附加                   1,776,639.04                         9,054,653.54

           销售费用                      175,941,370.61                        153,759,574.64

           管理费用                      114,076,711.74                        136,031,946.24

           财务费用                      236,972,551.40                        145,199,431.32

           资产减值损失                   67,698,066.16                          9,836,339.41

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                            -385,470.33                           -266,238.40
列)

         其中:对联营企业和合营企业
                                            -385,470.33                           -266,238.40
的投资收益

         汇兑收益(损失以“-”号填列)

三、营业利润(亏损以“-”号填列)       -233,565,290.12                          258,004.20

    加:营业外收入                        15,038,042.70                          5,981,598.56

         其中:非流动资产处置利得             59,058.83                             84,080.30

    减:营业外支出                          3,207,703.92                         1,242,870.15

         其中:非流动资产处置损失             43,201.12                              7,193.53

四、利润总额(亏损总额以“-”号填列)   -221,734,951.34                         4,996,732.61

    减:所得税费用                        -16,383,348.53                         3,488,368.02

五、净利润(净亏损以“-”号填列)       -205,351,602.81                         1,508,364.59

    归属于母公司所有者的净利润           -203,945,483.09                         7,132,206.16

    少数股东损益                           -1,406,119.72                        -5,623,841.57

六、其他综合收益的税后净额                  2,692,773.04                         1,492,932.21

  归属母公司所有者的其他综合收益
                                            2,692,773.04                         1,492,932.21
的税后净额

    (一)以后不能重分类进损益的其
他综合收益



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                                                                  沈阳机床股份有限公司 2015 年第三季度报告全文


           1.重新计量设定受益计划净
负债或净资产的变动

           2.权益法下在被投资单位不
能重分类进损益的其他综合收益中享
有的份额

    (二)以后将重分类进损益的其他
                                                             2,692,773.04                           1,492,932.21
综合收益

           1.权益法下在被投资单位以
后将重分类进损益的其他综合收益中
享有的份额

           2.可供出售金融资产公允价
值变动损益

           3.持有至到期投资重分类为
可供出售金融资产损益

           4.现金流量套期损益的有效
部分

           5.外币财务报表折算差额                            2,692,773.04                           1,524,056.66

           6.其他                                                                                     -31,124.45

  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                                          -202,658,829.77                           3,001,296.80

    归属于母公司所有者的综合收益
                                                          -201,252,710.05                           8,656,262.82
总额

    归属于少数股东的综合收益总额                            -1,406,119.72                          -5,654,966.02

八、每股收益:

    (一)基本每股收益                                              -0.27                                  0.01

    (二)稀释每股收益                                              -0.27                                  0.01


法定代表人:关锡友                    主管会计工作负责人:王淑力                        会计机构负责人:秦琴


4、母公司本报告期利润表

                                                                                                        单位:元

                 项目                        本期发生额                              上期发生额

一、营业收入                                          1,081,788,857.22                        1,178,203,166.07

    减:营业成本                                          848,277,114.31                          971,994,309.62

        营业税金及附加                                      1,041,225.06                            6,838,109.86

        销售费用                                          112,729,539.54                           45,083,714.20


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                                               沈阳机床股份有限公司 2015 年第三季度报告全文


         管理费用                      69,524,143.60                          85,191,776.12

         财务费用                     188,324,908.71                          95,923,142.89

         资产减值损失                  82,714,717.66                          26,749,670.35

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                         -385,470.33                            -266,238.40
列)

         其中:对联营企业和合营企
                                         -385,470.33                            -266,238.40
业的投资收益

二、营业利润(亏损以“-”号填列)    -221,208,261.99                        -53,843,795.37

    加:营业外收入                       4,047,918.01                           456,749.88

         其中:非流动资产处置利得          59,058.83                             84,080.30

    减:营业外支出                           6,048.80                           129,606.96

         其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                      -217,166,392.78                        -53,516,652.45
列)

    减:所得税费用                     -15,620,863.55                        -11,137,600.60

四、净利润(净亏损以“-”号填列)    -201,545,529.23                        -42,379,051.85

五、其他综合收益的税后净额

    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分



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                                                         沈阳机床股份有限公司 2015 年第三季度报告全文


           5.外币财务报表折算差额

           6.其他

六、综合收益总额                               -201,545,529.23                           -42,379,051.85

七、每股收益:

    (一)基本每股收益

    (二)稀释每股收益


5、合并年初到报告期末利润表

                                                                                               单位:元

                 项目                 本期发生额                            上期发生额

一、营业总收入                                4,437,065,726.72                       5,445,264,741.86

    其中:营业收入                            4,437,065,726.72                       5,445,264,741.86

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                                4,959,538,103.85                       5,511,487,479.47

    其中:营业成本                            3,374,434,950.06                       4,005,358,538.94

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           营业税金及附加                          13,041,775.91                          29,284,491.19

           销售费用                             482,291,977.66                           469,907,295.70

           管理费用                             369,520,561.46                           487,178,480.39

           财务费用                             574,802,394.32                           475,484,322.88

           资产减值损失                         145,446,444.44                            44,274,350.37

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                   -1,709,217.01                          -1,239,436.18
列)

         其中:对联营企业和合营企业
                                                   -1,709,217.01                          -1,239,436.18
的投资收益


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                                                 沈阳机床股份有限公司 2015 年第三季度报告全文


        汇兑收益(损失以“-”号填列)

三、营业利润(亏损以“-”号填列)       -524,181,594.14                       -67,462,173.79

    加:营业外收入                        29,838,556.30                         96,315,751.86

        其中:非流动资产处置利得            1,120,627.91                          190,227.47

    减:营业外支出                          5,476,161.98                         2,206,881.53

        其中:非流动资产处置损失             235,852.36                            14,742.27

四、利润总额(亏损总额以“-”号填列)   -499,819,199.82                        26,646,696.54

    减:所得税费用                        -28,229,279.17                        22,625,858.11

五、净利润(净亏损以“-”号填列)       -471,589,920.65                         4,020,838.43

    归属于母公司所有者的净利润           -470,363,818.76                        16,851,698.40

    少数股东损益                           -1,226,101.89                       -12,830,859.97

六、其他综合收益的税后净额                  5,953,282.74                        -1,148,982.30

  归属母公司所有者的其他综合收益
                                            5,953,282.74                        -1,148,982.30
的税后净额

    (一)以后不能重分类进损益的其
他综合收益

           1.重新计量设定受益计划净
负债或净资产的变动

           2.权益法下在被投资单位不
能重分类进损益的其他综合收益中享
有的份额

    (二)以后将重分类进损益的其他
                                            5,953,282.74                        -1,148,982.30
综合收益

           1.权益法下在被投资单位以
后将重分类进损益的其他综合收益中
享有的份额

           2.可供出售金融资产公允价
值变动损益

           3.持有至到期投资重分类为
可供出售金融资产损益

           4.现金流量套期损益的有效
部分

           5.外币财务报表折算差额           5,953,282.74                        -1,148,982.30

           6.其他

  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                         -465,636,637.91                         2,871,856.13


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                                                           沈阳机床股份有限公司 2015 年第三季度报告全文


    归属于母公司所有者的综合收益
                                                   -464,410,536.02                          15,702,716.10
总额

    归属于少数股东的综合收益总额                     -1,226,101.89                         -12,830,859.97

八、每股收益:

    (一)基本每股收益                                       -0.61                                  0.02

    (二)稀释每股收益                                       -0.61                                  0.02


6、母公司年初到报告期末利润表

                                                                                                 单位:元

                 项目                 本期发生额                              上期发生额

一、营业收入                                   3,911,478,251.09                        3,700,317,567.51

    减:营业成本                               3,168,539,966.90                        3,025,617,118.65

         营业税金及附加                             11,401,974.41                           20,081,700.57

         销售费用                                  293,347,618.51                          154,387,674.06

         管理费用                                  236,878,364.52                          323,827,431.08

         财务费用                                  438,978,809.47                          330,124,278.46

         资产减值损失                              129,114,350.23                           86,562,847.56

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                    -1,709,217.01                            8,405,644.20
列)

         其中:对联营企业和合营企
                                                    -1,709,217.01                           -1,239,436.18
业的投资收益

二、营业利润(亏损以“-”号填列)             -368,492,049.96                          -231,877,838.67

    加:营业外收入                                  17,130,509.53                           53,701,533.50

         其中:非流动资产处置利得                      198,541.16                               97,406.95

    减:营业外支出                                   1,060,025.79                             254,824.02

         其中:非流动资产处置损失                      108,974.36                                6,842.24

三、利润总额(亏损总额以“-”号填
                                               -352,421,566.22                          -178,431,129.19
列)

    减:所得税费用                                 -23,995,688.12                          -26,764,669.38

四、净利润(净亏损以“-”号填列)             -328,425,878.10                          -151,666,459.81

五、其他综合收益的税后净额

    (一)以后不能重分类进损益的
其他综合收益



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                                                      沈阳机床股份有限公司 2015 年第三季度报告全文


           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

     (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                             -328,425,878.10                       -151,666,459.81

七、每股收益:

     (一)基本每股收益

     (二)稀释每股收益


7、合并年初到报告期末现金流量表

                                                                                          单位:元

                 项目               本期发生额                           上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金            2,967,602,531.57                     3,314,227,633.83

     客户存款和同业存放款项净增加


     向中央银行借款净增加额

     向其他金融机构拆入资金净增加


     收到原保险合同保费取得的现金

     收到再保险业务现金净额

     保户储金及投资款净增加额




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                                              沈阳机床股份有限公司 2015 年第三季度报告全文


     处置以公允价值计量且其变动计
入当期损益的金融资产净增加额

     收取利息、手续费及佣金的现金

     拆入资金净增加额

     回购业务资金净增加额

     收到的税费返还                    22,611,899.45                         11,421,382.95

     收到其他与经营活动有关的现金      76,186,124.91                         91,626,686.09

经营活动现金流入小计                3,066,400,555.93                      3,417,275,702.87

     购买商品、接受劳务支付的现金   3,361,081,412.85                      2,469,147,653.95

     客户贷款及垫款净增加额

     存放中央银行和同业款项净增加


     支付原保险合同赔付款项的现金

     支付利息、手续费及佣金的现金

     支付保单红利的现金

     支付给职工以及为职工支付的现
                                      881,343,109.50                        948,914,647.88


     支付的各项税费                   202,958,127.52                        378,976,570.13

     支付其他与经营活动有关的现金     572,961,302.53                        691,349,234.10

经营活动现金流出小计                5,018,343,952.40                      4,488,388,106.06

经营活动产生的现金流量净额          -1,951,943,396.47                    -1,071,112,403.19

二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金

     处置固定资产、无形资产和其他
                                           60,350.00                             88,776.00
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金

投资活动现金流入小计                       60,350.00                             88,776.00

     购建固定资产、无形资产和其他
                                       29,076,995.61                         60,329,221.57
长期资产支付的现金

     投资支付的现金

     质押贷款净增加额

     取得子公司及其他营业单位支付
的现金净额


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                                                         沈阳机床股份有限公司 2015 年第三季度报告全文


   支付其他与投资活动有关的现金

投资活动现金流出小计                              29,076,995.61                           60,329,221.57

投资活动产生的现金流量净额                       -29,016,645.61                          -60,240,445.57

三、筹资活动产生的现金流量:

   吸收投资收到的现金                             16,590,121.90                                 453.58

   其中:子公司吸收少数股东投资
收到的现金

   取得借款收到的现金                       11,937,480,000.00                       11,806,000,000.00

   发行债券收到的现金

   收到其他与筹资活动有关的现金                  200,000,000.00                          300,000,000.00

筹资活动现金流入小计                        12,154,070,121.90                       12,106,000,453.58

   偿还债务支付的现金                        9,327,121,842.25                       10,660,000,000.00

   分配股利、利润或偿付利息支付
                                                 576,958,855.33                          501,679,201.62
的现金

   其中:子公司支付给少数股东的
股利、利润

   支付其他与筹资活动有关的现金                   79,370,931.95                           54,626,500.25

筹资活动现金流出小计                         9,983,451,629.53                       11,216,305,701.87

筹资活动产生的现金流量净额                   2,170,618,492.37                            889,694,751.71

四、汇率变动对现金及现金等价物的
影响

五、现金及现金等价物净增加额                     189,658,450.29                       -241,658,097.05

   加:期初现金及现金等价物余额                  866,919,699.74                      1,386,839,179.03

六、期末现金及现金等价物余额                 1,056,578,150.03                        1,145,181,081.98


8、母公司年初到报告期末现金流量表

                                                                                               单位:元

              项目                  本期发生额                              上期发生额

一、经营活动产生的现金流量:

   销售商品、提供劳务收到的现金              2,558,876,933.77                        1,880,404,505.86

   收到的税费返还                                  8,514,468.58

   收到其他与经营活动有关的现金                   54,160,532.28                          168,351,955.82

经营活动现金流入小计                         2,621,551,934.63                        2,048,756,461.68

   购买商品、接受劳务支付的现金              2,984,524,486.70                        1,436,282,470.30

   支付给职工以及为职工支付的现                  582,667,983.37                          548,076,010.66


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                                               沈阳机床股份有限公司 2015 年第三季度报告全文




     支付的各项税费                   163,450,923.07                         216,739,909.91

     支付其他与经营活动有关的现金     781,167,844.21                         419,624,183.73

经营活动现金流出小计                 4,511,811,237.35                      2,620,722,574.60

经营活动产生的现金流量净额          -1,890,259,302.72                       -571,966,112.92

二、投资活动产生的现金流量:

     收回投资收到的现金

     取得投资收益收到的现金                                                    9,645,080.38

     处置固定资产、无形资产和其他
                                           48,000.00                              87,776.00
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金

投资活动现金流入小计                       48,000.00                           9,732,856.38

     购建固定资产、无形资产和其他
                                       26,197,303.21                          60,054,627.67
长期资产支付的现金

     投资支付的现金                    36,830,000.00

     取得子公司及其他营业单位支付
的现金净额

     支付其他与投资活动有关的现金

投资活动现金流出小计                   63,027,303.21                          60,054,627.67

投资活动产生的现金流量净额             -62,979,303.21                        -50,321,771.29

三、筹资活动产生的现金流量:

     吸收投资收到的现金                                                             453.58

     取得借款收到的现金             10,873,900,000.00                     10,491,000,000.00

     发行债券收到的现金

     收到其他与筹资活动有关的现金     200,000,000.00                         300,000,000.00

筹资活动现金流入小计                11,073,900,000.00                     10,791,000,453.58

     偿还债务支付的现金              8,476,200,000.00                      9,750,000,000.00

     分配股利、利润或偿付利息支付
                                      420,937,806.11                         388,308,704.61
的现金

     支付其他与筹资活动有关的现金      79,370,931.95                          49,710,284.75

筹资活动现金流出小计                 8,976,508,738.06                     10,188,018,989.36

筹资活动产生的现金流量净额           2,097,391,261.94                        602,981,464.22

四、汇率变动对现金及现金等价物的
影响


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                                            沈阳机床股份有限公司 2015 年第三季度报告全文


五、现金及现金等价物净增加额        144,152,656.01                              -19,306,419.99

     加:期初现金及现金等价物余额   801,899,423.63                            1,088,498,076.62

六、期末现金及现金等价物余额        946,052,079.64                            1,069,191,656.63


二、审计报告

第三季度报告是否经过审计
□ 是 √ 否
公司第三季度报告未经审计。




                                                沈阳机床股份有限公司董事会
                                                     二〇一五年十月二十九日




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