新闻源 财富源

2020年01月29日 星期三

特力A(000025)公告正文

特 力A:2016年第三季度报告全文

公告日期:2016-10-28

                深圳市特力(集团)股份有限公司 2016 年第三季度报告全文




深圳市特力(集团)股份有限公司

     2016 年第三季度报告




        2016 年 10 月




                                                                  1
                                    深圳市特力(集团)股份有限公司 2016 年第三季度报告全文




                         第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人吕航、主管会计工作负责人杨剑平及会计机构负责人(会计主管

人员)柯文生声明:保证季度报告中财务报表的真实、准确、完整。




                                                                                      2
                                                                深圳市特力(集团)股份有限公司 2016 年第三季度报告全文




                             第二节 主要财务数据及股东变化

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□ 是 √ 否

                                       本报告期末                         上年度末                本报告期末比上年度末增减

总资产(元)                                 1,166,781,971.81               1,168,667,927.49                           -0.16%

归属于上市公司股东的净资产
                                              894,384,392.17                     868,169,052.32                         3.02%
(元)

                                                        本报告期比上年同期                                 年初至报告期末比上
                                    本报告期                                        年初至报告期末
                                                                增减                                          年同期增减

营业收入(元)                         83,602,167.07                   14.03%           240,749,333.55                  3.86%

归属于上市公司股东的净利润
                                        8,467,387.22                   -23.34%           26,215,339.85                 40.23%
(元)

归属于上市公司股东的扣除非经
                                        7,630,829.51                   524.84%           23,080,601.52                164.15%
常性损益的净利润(元)

经营活动产生的现金流量净额
                                        --                       --                      34,540,949.11                 -8.88%
(元)

基本每股收益(元/股)                          0.0285                  -23.39%                    0.0882               28.20%

稀释每股收益(元/股)                          0.0285                  -23.39%                    0.0882               28.20%

加权平均净资产收益率                           0.95%                    -0.37%                    2.97%                -1.11%



非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                      单位:元

                         项目                                   年初至报告期期末金额                         说明

非流动资产处置损益(包括已计提资产减值准备的冲销部分)                             27,444.20

委托他人投资或管理资产的损益                                                     3,120,730.16        保本浮动理财收益

除上述各项之外的其他营业外收入和支出                                               20,630.21

     少数股东权益影响额(税后)                                                    34,066.24

合计                                                                             3,134,738.33                  --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用


                                                                                                                                3
                                                             深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东总数及前 10 名股东持股情况表

                                                                                                             单位:股

                                                         报告期末表决权恢复的优先
报告期末普通股股东总数                          68,005                                                             0
                                                         股股东总数(如有)

                                              前 10 名股东持股情况

                                                                     持有有限售条件         质押或冻结情况
   股东名称         股东性质      持股比例         持股数量
                                                                       的股份数量      股份状态           数量

深圳市特发集团
                 国有法人              49.09%        145,925,256           6,000,000
有限公司

深圳远致富海珠
宝产业投资企业 境内非国有法人          23.88%         71,000,000          71,000,000
(有限合伙)

KGI ASIA
                 境外法人               2.43%            7,223,669
LIMITED

大华继显(香港)
                境外法人                0.44%            1,308,693
有限公司

GUOTAI
JUNAN
SECURITIES(H 境外法人                   0.37%            1,087,204
ONGKONG)
LIMITED

李柏清           境内自然人             0.22%             640,000

翁政文           境外自然人             0.19%             579,028

李光鑫           境内自然人             0.11%             314,158

何杏             境内自然人             0.10%             300,000

曾惠明           境外自然人             0.09%             270,000

                                       前 10 名无限售条件股东持股情况

                                                                                               股份种类
           股东名称                          持有无限售条件股份数量
                                                                                       股份种类           数量

深圳市特发集团有限公司                                                   139,925,256 人民币普通股         139,925,256

KGI ASIA LIMITED                                                           7,223,669 境内上市外资股         7,223,669

大华继显(香港)有限公司                                                   1,308,693 境内上市外资股         1,308,693



                                                                                                                        4
                                                           深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


GUOTAI JUNAN
SECURITIES(HONGKONG)                                                  1,087,204 境内上市外资股       1,087,204
LIMITED

李柏清                                                                 640,000 人民币普通股            640,000

翁政文                                                                 579,028 境内上市外资股          579,028

李光鑫                                                                 314,158 境内上市外资股          314,158

何杏                                                                   300,000 境内上市外资股          300,000

曾惠明                                                                 270,000 境内上市外资股          270,000

左松宸                                                                 259,635 人民币普通股            259,635

                                 前十名股东中,国有法人股东深圳市特发集团有限公司与其他股东不存在关联关系,也
上述股东关联关系或一致行动的
                                 不属于《上市公司股东持股变动信息披露管理办法》中规定的一致行动人;未知其他流
说明
                                 通股股东是否属于一致行动人。

前 10 名普通股股东参与融资融券
                                 无
业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




                                                                                                                 5
                                                     深圳市特力(集团)股份有限公司 2016 年第三季度报告全文




                                     第三节 重要事项

一、报告期主要会计报表项目、财务指标发生变动的情况及原因

√ 适用 □ 不适用


资产负债表
       资产         期末余额         年初余额        变动金额         变动比例              变动原因
应收账款              2,371,704.69      562,051.31    1,809,653.38      321.97% 主要是华日公司应收银行按揭
                                                                                 车款增加
存货                  8,054,506.83   16,151,336.61    -8,096,829.78     -50.13% 主要是华日公司库存车辆减少
长期应付款            3,920,160.36   13,972,779.67   -10,052,619.31     -71.94% 系汽车工贸公司偿还东风公司
                                                                                 借款
未分配利润           29,957,600.34    3,742,260.49   26,215,339.85      700.52% 本期归属于母公司所有者的净
                                                                                 利润增加

利润表
       项 目        本年累计         上年同期        变动金额         变动比例              变动原因
营业税金及附加        2,650,366.07    4,364,159.61    -1,713,793.54     -39.27% 主要是营改增政策的影响所致
管理费用             33,043,336.94   21,004,009.73   12,039,327.21       57.32% 主要是上年同期因终止退休福
                                                                                 利计划冲减管理费用842万元;
                                                                                 效益工资及年金计提时间差及
                                                                                 今年人员增加、薪酬调整致人工
                                                                                 成本增加
财务费用               -120,070.39    5,317,919.97    -5,437,990.36              主要是贷款利息支出减少、利息
                                                                                 收入增加
投资收益              6,606,617.05    2,772,806.33    3,833,810.72      138.26% 主要是联营公司深圳市仁孚特
                                                                                 力汽车服务有限公司和深圳东
                                                                                 风汽车有限公司本期盈利增加,
                                                                                 及理财收益增加所致
所得税费用            1,374,550.92    3,019,169.68    -1,644,618.76     -54.47% 主要是子公司中天和汽车工贸
                                                                                 公司利润同比减少致当期所得
                                                                                 税减少;本年利润增加主要是母
                                                                                 公司盈利增加,且以前年度有未
                                                                                 弥补亏损,不影响当期所得税
归属于上市公司       26,215,339.85   18,695,130.86    7,520,208.99       40.23% 利润增长主要是物业租赁收益、
股东的净利润                                                                     参股企业投资收益增加以及贷
                                                                                 款利息减少所致

现金流量表

                                                                                                       6
                                                               深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


     项 目              本年累计             上年同期              变动金额     变动比例                变动原因
投资活动产生            -13,171,768.45      -328,409,890.73    315,238,122.28                 主要是保本理财产品购买额同
的现金流量净                                                                                  比减少,及水贝珠宝大厦工程支
额                                                                                            出同比减少。
筹资活动产生            -16,495,591.67       337,500,271.84 -353,995,863.51                   本期主要是归还特发集团借款
的现金流量净                                                                                  利息;上年同期主要是定向增发
额                                                                                            募集资金增加现金流入。
现金及现金等              4,873,715.80        46,995,916.20    -42,122,200.40       -89.63%
价物净增加额



二、重要事项进展情况及其影响和解决方案的分析说明

√ 适用 □ 不适用

公司于2016年4月11日收到控股股东深圳市特发集团有限公司(以下简称“特发集团”)出具的
《深圳市特发集团有限公司关于拟减持特力A部分股票的告知函》,特发集团计划在公告之
日起15个交易日后六个月内以集中竞价方式,减持本公司股份不超过5,945,632股(占本公司
总股本比例不超过2%)。特发集团于2016年9月29日完成对特力A股票减持计划。
             重要事项概述                               披露日期                     临时报告披露网站查询索引

                                                                                《证券时报》、《香港商报》及巨潮资讯
深圳市特发集团有限公司拟减持特力 A                                              网(www.cninfo.com.cn):2016-020 号-
                                         2016 年 04 月 12 日
部分股票                                                                        《深圳市特力(集团)股份有限公司关
                                                                                于控股股东股份减持计划的公告》

                                                                                《证券时报》、《香港商报》及巨潮资讯
深圳市特发集团有限公司拟减持特力 A                                              网(www.cninfo.com.cn):2016-039 号-
                                         2016 年 06 月 01 日
部分股票                                                                        《深圳市特力(集团)股份有限公司关
                                                                                于控股股东减持股份的公告》

                                                                                《证券时报》、《香港商报》及巨潮资讯
                                                                                网(www.cninfo.com.cn):2016-074 号-
深圳市特发集团有限公司拟减持特力 A
                                         2016 年 10 月 10 日                    《深圳市特力(集团)股份有限公司关于
部分股票
                                                                                控股股东减持公司股份并完成减持计划
                                                                                的公告》


三、公司、股东、实际控制人、收购人、董事、监事、高级管理人员或其他关联方在报告期
内履行完毕及截至报告期末尚未履行完毕的承诺事项

√ 适用 □ 不适用

 承诺事由      承诺方     承诺类型                       承诺内容                     承诺时间    承诺期限 履行情况

                                     (一)在公司股权分置改革工作中,非流通股股                              其他承诺
                                     东特发集团承诺声明如下:1、关于禁售期的承 2005 年 12                    均已完成,
股改承诺     特发集团    股改承诺                                                                长期
                                     诺。(1)根据《上市公司股权分置改革管理办法》,月 25 日                 激励机制
                                     特发集团将遵守法律、法规和规章的规定,履行                              承诺已豁


                                                                                                                        7
                                                           深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


                                   法定承诺义务。(2)除上述法定承诺外,特发集                          免履行
                                   团还做出了如下特别承诺:自改革方案实施之日
                                   起三十六个月内,不通过深圳证券交易所挂牌交
                                   易出售特发集团持有的特力股份(用于特力管理
                                   层股权激励的股份除外)。(3)管理层将遵守法
                                   律、法规和规章的规定,履行法定承诺义务。(4)
                                   特发集团承诺:"本承诺人保证不履行或者不完全
                                   履行承诺的,赔偿其他股东因此而遭受的损失。
                                   "(5)特发集团声明:"本承诺人将忠实履行承诺,
                                   承担相应的法律责任。除非受让人同意并有能力
                                   承担承诺责任,本承诺人将不转让所持有的股
                                   份。"2、激励机制的特别承诺。为对公司核心管
                                   理层、核心业务骨干进行有效长期激励,特发集
                                   团将其拥有的股权分置改革完成后持股总数不
                                   超过 10%的股份用于管理层股权激励,分三年出
                                   售给公司管理层,出售价格为实施时公司最近一
                                   期经审计的每股净资产值。管理层每年在实施股
                                   权激励计划之前必须按预计出售价格的 20%预
                                   先向公司交纳风险责任金,如不能完成董事会制
                                   定的业绩考核任务,则交纳的风险责任金不予退
                                   还,由公司享有。管理层认股条件和风险责任金
                                   等约束和激励计划的具体规则将由公司董事会
                                   制定并报有关部门批准。股权激励股份的实施将
                                   遵守相关法律法规的规定,该部分股份的流通条
                                   件将遵守深圳证券交易所的有关规定。3、本次
                                   特力股权分置改革相关费用由特发集团承担。

                                   公司控股股东特发集团于公司股权分置改革时
                                   做出关于激励机制的特别承诺。之后,国资委及
                                   财政部联合发布了《国有控股上市公司实施股权
                                   激励试行办法》,中国证监会发布了《上市公司
                                   股权激励管理办法(试行)》,经对照发现,特发
                                   集团所做的上述承诺不符合上述相关规定的要
                                   求,故暂未执行相关承诺。2014 年 6 月 26 日, 2014 年 06   2016 年 6 已豁免履
             特发集团   股改承诺
                                   公司与特发集团就该事项进行了积极的沟通,特 月 26 日       月 30 日   行
                                   发集团承诺将在符合有关法律法规和监管要求
                                   的前提下,继续支持公司尽早推出长效激励方
                                   案,取代股改时的股权激励承诺,在 2016 年 6
                                   月 30 日前完成长效激励制度建设工作。届时,
                                   长效激励方案将提交公司股东大会审议通过后
                                   实施。

收购报告书
或权益变动
报告书中所



                                                                                                                  8
                                                            深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


作承诺

资产重组时
所作承诺

                                   关于公司业务拓展事项履行信息披露业务情况
                                   的承诺如下:除已公开披露信息外,本公司最近
                                   1 年内不存在应披露未披露的资产并购或业务拓
                                   展信息。未来,公司将根据新业务的进展情况,
首次公开发 深圳市特力
                                   按照有关要求及时、准确、充分披露相关信息。 2014 年 10
行或再融资 (集团)股 其他                                                                    长期         履行中
                                   关于公司业务拓展事项履行信息披露业务情况        月 17 日
时所作承诺 份有限公司
                                   的承诺如下:除已公开披露信息外,本公司最近
                                   1 年内不存在应披露未披露的资产并购或业务拓
                                   展信息。未来,公司将根据新业务的进展情况,
                                   按照有关要求及时、准确、充分披露相关信息。

股权激励承


                                   为避免同业竞争,公司控股股东深圳市特发集团
                                   有限公司于 2014 年 5 月 26 日出具了《关于避免
             深圳市特发
                                   同业竞争的承诺函》。承诺全文如下 : 1.本公 2014 年 05
             集团有限公 同业竞争                                                              长期         履行中
                                   司及本公司控制的除特力集团外的其他企业均        月 26 日
             司
                                   未从事与特力集团主营业务存在实质竞争的业
                                   务,与特力集团之间均不存在同业竞争关系。

                                   2014 至 2016 年,公司盈利将首先用于弥补以前
                                   年度亏损;弥补以前年度亏损后,在公司盈利、
                                   现金流满足公司正常经营和长期发展的前提下,
                                   公司将实施积极的利润分配办法回报股东,具体
                                   内容如下:1、公司利润分配可采取现金、股票、
                                   现金与股票相结合或者法律允许的其他方式。境
                                   内上市外资股股利的外汇折算率的规定,按照股
其他对公司
                                   东大会决议日后的第一个工作日的中国人民银
中小股东所
                                   行公布的港币兑人民币的基准价计算。公司优先
作承诺
                                   采用现金分红的利润分配方式。为保持股本扩张
             深圳市特力
                                   与业绩增长相适应,在确保足额现金股利分配、 2014 年 06      2016 年 12
             (集团)股 分红承诺                                                                           履行中
                                   公司股本规模和股权结构合理的前提下,公司可 月 03 日        月 31 日
             份有限公司
                                   采用股票股利方式进行利润分配。2、根据《公
                                   司法》等有关法律以及公司《章程》的规定,公
                                   司实施现金分红时应至少同时满足以下条件:
                                   (1)公司该年度实现的可分配利润(即公司弥
                                   补亏损、提取公积金后所余的税后利润)为正值、
                                   且现金充裕,实施现金分红不会影响公司后续持
                                   续经营;(2)审计机构对公司该年度财务报告出
                                   具标准无保留意见的审计报告;(3)公司无重大
                                   投资计划或重大现金支出等事项发生(募集资金
                                   项目除外)。重大投资计划或重大现金支出是指:


                                                                                                                    9
                                              深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


                      公司未来十二个月内拟对外投资、收购资产或者
                      购买设备的累计支出达到或者超过公司最近一
                      期经审计净资产的 30%。3、在满足现金分红条
                      件、保证公司正常经营和长远发展的前提下,公
                      司原则上每年进行一次现金分红,公司董事会可
                      以根据公司的盈利状况及资金需求状况提议公
                      司进行中期现金分红。现金分红在可供分配利润
                      的比例及在利润分配中的比例应符合如下要求:
                      (1)公司原则上每年以现金方式分配的利润不
                      少于当年实现的可供分配利润的 10%,且公司最
                      近三年以现金方式累计分配的利润应不少于最
                      近三年实现的年均可分配利润的 30%。(2)公司
                      发展阶段属成熟期且无重大资金支出安排的,进
                      行利润分配时,现金分红在本次利润分配中所占
                      比例最低应达到 80%;(3)公司发展阶段属成熟
                      期且有重大资金支出安排的,进行利润分配时,
                      现金分红在本次利润分配中所占比例最低应达
                      到 40%;(4)公司发展阶段属成长期且有重大资
                      金支出安排的,进行利润分配时,现金分红在本
                      次利润分配中所占比例最低应达到 20%。公司发
                      展阶段不易区分但有重大资金支出安排的,可以
                      按照前项规定处理。4、在满足现金股利分配的
                      条件下,若公司营业收入和净利润增长快速,且
                      董事会认为公司股本规模及股权结构合理的前
                      提下,可以在提出现金股利分配预案之外,提出
                      并实施股利分配预案。每次分配股票股利时,每
                      10 股股票分得的股票股利不少于 1 股。股票分配
                      可单独实施,也可以结合现金分红共同实施。公
                      司在确定以股票方式分配利润的具体金额时,应
                      充分考虑以股票方式分配利润后的总股本是否
                      与公司目前的经营规模、盈利增长速度相适应,
                      并考虑对未来融资的影响,以确保分配方案符合
                      全体股东的整体利益。

承诺是否按
             是
时履行

如承诺超期
未履行完毕
的,应当详
细说明未完
             不适用
成履行的具
体原因及下
一步的工作
计划



                                                                                               10
                                                        深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


四、对 2016 年度经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
□ 适用 √ 不适用


五、证券投资情况

□ 适用 √ 不适用
公司报告期不存在证券投资。


六、衍生品投资情况

□ 适用 √ 不适用
公司报告期不存在衍生品投资。


七、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。


八、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


九、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。




                                                                                                         11
                                                    深圳市特力(集团)股份有限公司 2016 年第三季度报告全文




                                         第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:深圳市特力(集团)股份有限公司
                                                                                                  单位:元

                 项目                         期末余额                            期初余额

流动资产:

    货币资金                                             164,058,426.73                  159,184,710.93

    结算备付金

    拆出资金

    以公允价值计量且其变动计入当期
损益的金融资产

    衍生金融资产

    应收票据

    应收账款                                               2,371,704.69                        562,051.31

    预付款项                                               8,228,194.71                       6,454,769.40

    应收保费

    应收分保账款

    应收分保合同准备金

    应收利息                                                                                   348,833.33

    应收股利

    其他应收款                                             9,967,724.31                      11,128,001.89

    买入返售金融资产

    存货                                                   8,054,506.83                      16,151,336.61

    划分为持有待售的资产

    一年内到期的非流动资产

    其他流动资产                                         145,519,674.72                  165,565,445.21

流动资产合计                                             338,200,231.99                  359,395,148.68

非流动资产:

    发放贷款及垫款

    可供出售金融资产                                      10,478,985.77                      10,478,985.77



                                                                                                        12
                                     深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


    持有至到期投资

    长期应收款

    长期股权投资                        205,646,228.36                    220,180,721.29

    投资性房地产                         78,724,901.90                     82,100,133.48

    固定资产                            130,839,375.58                    136,583,565.00

    在建工程                            321,135,325.60                    279,056,650.35

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                             53,967,276.67                     52,985,273.37

    开发支出

    商誉

    长期待摊费用                          1,430,409.28                       1,499,006.24

    递延所得税资产                       24,459,236.66                     24,488,443.31

    其他非流动资产                        1,900,000.00                       1,900,000.00

非流动资产合计                          828,581,739.82                    809,272,778.81

资产总计                               1,166,781,971.81                  1,168,667,927.49

流动负债:

    短期借款

    向中央银行借款

    吸收存款及同业存放

    拆入资金

    以公允价值计量且其变动计入当期
损益的金融负债

    衍生金融负债

    应付票据

    应付账款                             21,245,494.85                     27,417,068.61

    预收款项                              8,877,019.81                      11,460,807.66

    卖出回购金融资产款

    应付手续费及佣金

    应付职工薪酬                         21,977,131.78                     19,639,738.81

    应交税费                              8,981,217.39                     10,043,901.26

    应付利息




                                                                                       13
                             深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


    应付股利

    其他应付款                  182,611,185.44                    193,797,786.68

    应付分保账款

    保险合同准备金

    代理买卖证券款

    代理承销证券款

    划分为持有待售的负债

    一年内到期的非流动负债

    其他流动负债

流动负债合计                    243,692,049.27                    262,359,303.02

非流动负债:

    长期借款

    应付债券

      其中:优先股

            永续债

    长期应付款                    3,920,160.36                     13,972,779.67

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益

    递延所得税负债                  294,054.59                        478,085.12

    其他非流动负债               13,837,229.65                     13,269,356.04

非流动负债合计                   18,051,444.60                     27,720,220.83

负债合计                        261,743,493.87                    290,079,523.85

所有者权益:

    股本                        297,281,600.00                    297,281,600.00

    其他权益工具

      其中:优先股

            永续债

    资本公积                    564,192,605.51                    564,192,605.51

    减:库存股

    其他综合收益

    专项储备

    盈余公积                      2,952,586.32                      2,952,586.32



                                                                              14
                                                          深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


    一般风险准备

    未分配利润                                                   29,957,600.34                      3,742,260.49

归属于母公司所有者权益合计                                      894,384,392.17                 868,169,052.32

    少数股东权益                                                 10,654,085.77                     10,419,351.32

所有者权益合计                                                  905,038,477.94                 878,588,403.64

负债和所有者权益总计                                         1,166,781,971.81                 1,168,667,927.49


法定代表人:吕航                       主管会计工作负责人:杨剑平                     会计机构负责人:柯文生


2、母公司资产负债表

                                                                                                        单位:元

                   项目                              期末余额                           期初余额

流动资产:

    货币资金                                                    108,500,701.59                     80,301,551.68

    以公允价值计量且其变动计入当期损
益的金融资产

    衍生金融资产

    应收票据

    应收账款

    预付款项                                                        122,280.00                       101,280.00

    应收利息                                                                                         348,833.33

    应收股利

    其他应收款                                                   94,994,874.50                     93,744,827.52

    存货

    划分为持有待售的资产

    一年内到期的非流动资产

    其他流动资产                                                140,000,000.00                 145,000,000.00

流动资产合计                                                    343,617,856.09                 319,496,492.53

非流动资产:

    可供出售金融资产                                             10,176,617.20                     10,176,617.20

    持有至到期投资

    长期应收款

    长期股权投资                                                678,592,495.75                 682,223,207.17

    投资性房地产                                                 50,494,543.30                     52,808,715.01

    固定资产                                                     16,507,990.34                     17,096,105.47


                                                                                                              15
                                       深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


    在建工程                                  362,279.69                        362,279.69

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                                  401,192.97                        478,422.33

    开发支出

    商誉

    长期待摊费用                              252,523.14                         31,644.20

    递延所得税资产                         13,917,989.59                      13,947,196.24

    其他非流动资产

非流动资产合计                            770,705,631.98                    777,124,187.31

资产总计                                 1,114,323,488.07                  1,096,620,679.84

流动负债:

    短期借款

    以公允价值计量且其变动计入当期损
益的金融负债

    衍生金融负债

    应付票据

    应付账款

    预收款项                                 1,261,904.73

    应付职工薪酬                             4,554,923.41                      5,247,871.02

    应交税费                                  592,517.86                        592,579.23

    应付利息

    应付股利

    其他应付款                            318,298,878.49                    320,935,774.45

    划分为持有待售的负债

    一年内到期的非流动负债

    其他流动负债

流动负债合计                              324,708,224.49                    326,776,224.70

非流动负债:

    长期借款

    应付债券

      其中:优先股




                                                                                         16
                                           深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


             永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益

    递延所得税负债

    其他非流动负债

非流动负债合计

负债合计                                       324,708,224.49                      326,776,224.70

所有者权益:

    股本                                       297,281,600.00                      297,281,600.00

    其他权益工具

      其中:优先股

             永续债

    资本公积                                   560,999,182.23                      560,999,182.23

    减:库存股

    其他综合收益

    专项储备

    盈余公积                                     2,952,586.32                        2,952,586.32

    未分配利润                                 -71,618,104.97                      -91,388,913.41

所有者权益合计                                 789,615,263.58                      769,844,455.14

负债和所有者权益总计                         1,114,323,488.07                  1,096,620,679.84


3、合并本报告期利润表

                                                                                         单位:元

                 项目         本期发生额                              上期发生额

一、营业总收入                              83,602,167.07                           73,318,969.97

    其中:营业收入                          83,602,167.07                           73,318,969.97

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                              75,859,504.57                           62,658,959.82

    其中:营业成本                          59,891,629.56                           52,890,404.70



                                                                                               17
                                      深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           营业税金及附加                246,639.86                           1,516,494.43

           销售费用                     3,891,996.50                          3,240,724.46

           管理费用                    12,238,309.82                          4,223,093.43

           财务费用                      -409,071.17                           788,242.80

           资产减值损失

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                        1,506,046.09                          2,148,416.23
列)

           其中:对联营企业和合营
                                         677,104.98                            762,114.87
企业的投资收益

         汇兑收益(损失以“-”号填
列)

三、营业利润(亏损以“-”号填列)      9,248,708.59                        12,808,426.38

    加:营业外收入                          8,560.80                            33,203.05

         其中:非流动资产处置利得            577.67                                114.31

    减:营业外支出                              2.45                              3,757.34

         其中:非流动资产处置损失

四、利润总额(亏损总额以“-”号填
                                        9,257,266.94                        12,837,872.09
列)

    减:所得税费用                       776,681.80                           1,818,452.37

五、净利润(净亏损以“-”号填列)      8,480,585.14                         11,019,419.72

    归属于母公司所有者的净利润          8,467,387.22                         11,044,774.84

    少数股东损益                          13,197.92                             -25,355.12

六、其他综合收益的税后净额

  归属母公司所有者的其他综合收益
的税后净额

    (一)以后不能重分类进损益的
其他综合收益


                                                                                        18
                                                           深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他

  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                                             8,480,585.14                          11,019,419.72

    归属于母公司所有者的综合收益
                                                             8,467,387.22                          11,044,774.84
总额

    归属于少数股东的综合收益总额                               13,197.92                              -25,355.12

八、每股收益:

    (一)基本每股收益                                            0.0285                                 0.0372

    (二)稀释每股收益                                            0.0285                                 0.0372

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0 元,上期被合并方实现的净利润为:0 元。


法定代表人:吕航                     主管会计工作负责人:杨剑平                        会计机构负责人:柯文生


4、母公司本报告期利润表

                                                                                                        单位:元

                 项目                         本期发生额                              上期发生额

一、营业收入                                                10,544,125.08                           7,506,170.12

    减:营业成本                                              899,813.96                             936,470.47

         营业税金及附加                                        55,693.33                             420,345.54



                                                                                                              19
                                      深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


         销售费用

         管理费用                       5,298,464.40                         4,039,059.62

         财务费用                         -15,694.57                           962,004.03

         资产减值损失

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                         917,542.39                          1,598,806.44
列)

         其中:对联营企业和合营企
                                          89,377.99                            647,957.13
业的投资收益

二、营业利润(亏损以“-”号填列)      5,223,390.35                         2,747,096.90

    加:营业外收入                                                                   2.10

         其中:非流动资产处置利得

    减:营业外支出

         其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                        5,223,390.35                         2,747,099.00
列)

    减:所得税费用                         9,735.55                              9,735.55

四、净利润(净亏损以“-”号填列)      5,213,654.80                         2,737,363.45

五、其他综合收益的税后净额

    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有



                                                                                       20
                                                   深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                                     5,213,654.80                            2,737,363.45

七、每股收益:

    (一)基本每股收益                                    0.0175                                  0.0092

    (二)稀释每股收益                                    0.0175                                  0.0092


5、合并年初到报告期末利润表

                                                                                                 单位:元

                 项目                 本期发生额                              上期发生额

一、营业总收入                                     240,749,333.55                          231,810,751.81

    其中:营业收入                                 240,749,333.55                          231,810,751.81

           利息收入

           已赚保费

           手续费及佣金收入

二、营业总成本                                     219,579,399.79                          213,277,142.08

    其中:营业成本                                 172,714,010.44                          169,829,908.61

           利息支出

           手续费及佣金支出

           退保金

           赔付支出净额

           提取保险合同准备金净额

           保单红利支出

           分保费用

           营业税金及附加                            2,650,366.07                            4,364,159.61

           销售费用                                 11,291,756.73                           12,761,144.16

           管理费用                                 33,043,336.94                           21,004,009.73

           财务费用                                   -120,070.39                            5,317,919.97

           资产减值损失

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                     6,606,617.05                            2,772,806.33
列)

         其中:对联营企业和合营企                    3,485,886.89                            1,231,847.44


                                                                                                       21
                                     深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


业的投资收益

         汇兑收益(损失以“-”号填
列)

三、营业利润(亏损以“-”号填列)    27,776,550.81                        21,306,416.06

    加:营业外收入                       53,841.70                             81,965.15

         其中:非流动资产处置利得        28,682.04                             17,208.33

    减:营业外支出                         5,767.29                            41,075.27

         其中:非流动资产处置损失          1,237.84                            37,300.18

四、利润总额(亏损总额以“-”号填
                                      27,824,625.22                        21,347,305.94
列)

    减:所得税费用                     1,374,550.92                         3,019,169.68

五、净利润(净亏损以“-”号填列)    26,450,074.30                        18,328,136.26

    归属于母公司所有者的净利润        26,215,339.85                        18,695,130.86

    少数股东损益                        234,734.45                           -366,994.60

六、其他综合收益的税后净额

  归属母公司所有者的其他综合收益
的税后净额

    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他



                                                                                      22
                                                           深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                                            26,450,074.30                          18,328,136.26

    归属于母公司所有者的综合收益
                                                            26,215,339.85                          18,695,130.86
总额

    归属于少数股东的综合收益总额                              234,734.45                             -366,994.60

八、每股收益:

    (一)基本每股收益                                            0.0882                                 0.0688

    (二)稀释每股收益                                            0.0882                                 0.0688

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0 元,上期被合并方实现的净利润为:0 元。


6、母公司年初到报告期末利润表

                                                                                                        单位:元

                 项目                         本期发生额                              上期发生额

一、营业收入                                                32,198,383.11                          24,564,430.18

    减:营业成本                                             2,686,818.35                           2,797,064.96

         营业税金及附加                                       850,431.88                            1,375,608.08

         销售费用

         管理费用                                           14,493,743.07                          10,657,039.59

         财务费用                                              38,005.81                            4,496,841.46

         资产减值损失

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                             5,670,631.08                           2,384,794.35
列)

         其中:对联营企业和合营企
                                                             2,669,288.58                           1,279,287.51
业的投资收益

二、营业利润(亏损以“-”号填列)                          19,800,015.08                           7,622,670.44

    加:营业外收入                                                   0.01                                   2.10

         其中:非流动资产处置利得

    减:营业外支出

         其中:非流动资产处置损失

三、利润总额(亏损总额以“-”号填
                                                            19,800,015.09                           7,622,672.54
列)

    减:所得税费用                                             29,206.65                              29,206.65




                                                                                                              23
                                                  深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


四、净利润(净亏损以“-”号填列)                 19,770,808.44                            7,593,465.89

五、其他综合收益的税后净额

     (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划
净负债或净资产的变动

           2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

     (二)以后将重分类进损益的其
他综合收益

           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他

六、综合收益总额                                   19,770,808.44                            7,593,465.89

七、每股收益:

     (一)基本每股收益                                  0.0665                                  0.0280

     (二)稀释每股收益                                  0.0665                                  0.0280


7、合并年初到报告期末现金流量表

                                                                                                单位:元

                 项目                本期发生额                              上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                 244,037,171.68                          247,996,280.49

     客户存款和同业存放款项净增加


     向中央银行借款净增加额

     向其他金融机构拆入资金净增加



                                                                                                      24
                                    深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


     收到原保险合同保费取得的现金

     收到再保险业务现金净额

     保户储金及投资款净增加额

     处置以公允价值计量且其变动计
入当期损益的金融资产净增加额

     收取利息、手续费及佣金的现金

     拆入资金净增加额

     回购业务资金净增加额

     收到的税费返还

     收到其他与经营活动有关的现金    31,649,864.23                         38,803,328.28

经营活动现金流入小计                275,687,035.91                       286,799,608.77

     购买商品、接受劳务支付的现金   143,284,565.42                       124,429,614.48

     客户贷款及垫款净增加额

     存放中央银行和同业款项净增加


     支付原保险合同赔付款项的现金

     支付利息、手续费及佣金的现金

     支付保单红利的现金

     支付给职工以及为职工支付的现
                                     45,521,147.58                         39,164,297.75


     支付的各项税费                  18,831,501.76                         14,756,537.59

     支付其他与经营活动有关的现金    33,508,872.04                         70,543,619.10

经营活动现金流出小计                241,146,086.80                       248,894,068.92

经营活动产生的现金流量净额           34,540,949.11                         37,905,539.85

二、投资活动产生的现金流量:

     收回投资收到的现金             235,800,000.00                       218,400,000.00

     取得投资收益收到的现金          11,567,683.11                          7,787,479.44

     处置固定资产、无形资产和其他
                                                                             195,140.57
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金

投资活动现金流入小计                247,367,683.11                       226,382,620.01

     购建固定资产、无形资产和其他
                                     44,239,451.56                        116,392,510.74
长期资产支付的现金

     投资支付的现金                 216,300,000.00                       438,400,000.00


                                                                                      25
                                                 深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


    质押贷款净增加额

    取得子公司及其他营业单位支付
的现金净额

    支付其他与投资活动有关的现金

投资活动现金流出小计                             260,539,451.56                          554,792,510.74

投资活动产生的现金流量净额                       -13,171,768.45                       -328,409,890.73

三、筹资活动产生的现金流量:

    吸收投资收到的现金                                                                   635,500,000.00

    其中:子公司吸收少数股东投资
收到的现金

    取得借款收到的现金                                                                    24,698,215.03

    发行债券收到的现金

    收到其他与筹资活动有关的现金

筹资活动现金流入小计                                                                     660,198,215.03

    偿还债务支付的现金                                                                   317,595,765.58

    分配股利、利润或偿付利息支付
                                                  16,495,591.67                            4,665,177.61
的现金

    其中:子公司支付给少数股东的
股利、利润

    支付其他与筹资活动有关的现金                                                            437,000.00

筹资活动现金流出小计                              16,495,591.67                          322,697,943.19

筹资活动产生的现金流量净额                       -16,495,591.67                          337,500,271.84

四、汇率变动对现金及现金等价物的
                                                        126.81                                    -4.76
影响

五、现金及现金等价物净增加额                       4,873,715.80                           46,995,916.20

    加:期初现金及现金等价物余额                 159,184,710.93                           80,045,669.65

六、期末现金及现金等价物余额                     164,058,426.73                          127,041,585.85


8、母公司年初到报告期末现金流量表

                                                                                               单位:元

              项目                  本期发生额                              上期发生额

一、经营活动产生的现金流量:

    销售商品、提供劳务收到的现金                  43,930,329.68                           25,064,357.57

    收到的税费返还

    收到其他与经营活动有关的现金                  29,521,045.68                           60,212,217.85



                                                                                                     26
                                    深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


经营活动现金流入小计                 73,451,375.36                        85,276,575.42

     购买商品、接受劳务支付的现金

     支付给职工以及为职工支付的现
                                     12,826,665.62                         11,901,652.33


     支付的各项税费                   3,055,212.65                          2,725,836.90

     支付其他与经营活动有关的现金    26,914,233.99                        41,317,280.76

经营活动现金流出小计                 42,796,112.26                        55,944,769.99

经营活动产生的现金流量净额           30,655,263.10                        29,331,805.43

二、投资活动产生的现金流量:

     收回投资收到的现金             205,000,000.00                       150,000,000.00

     取得投资收益收到的现金           9,301,342.50                          7,405,506.84

     处置固定资产、无形资产和其他
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金

投资活动现金流入小计                214,301,342.50                       157,405,506.84

     购建固定资产、无形资产和其他
                                       261,864.02                            552,442.65
长期资产支付的现金

     投资支付的现金                 200,000,000.00                       575,000,000.00

     取得子公司及其他营业单位支付
的现金净额

     支付其他与投资活动有关的现金

投资活动现金流出小计                200,261,864.02                       575,552,442.65

投资活动产生的现金流量净额           14,039,478.48                       -418,146,935.81

三、筹资活动产生的现金流量:

     吸收投资收到的现金                                                  635,500,000.00

     取得借款收到的现金

     发行债券收到的现金

     收到其他与筹资活动有关的现金

筹资活动现金流入小计                                                     635,500,000.00

     偿还债务支付的现金                                                  202,600,000.00

     分配股利、利润或偿付利息支付
                                     16,495,591.67                          3,630,720.91
的现金

     支付其他与筹资活动有关的现金                                            437,000.00

筹资活动现金流出小计                 16,495,591.67                       206,667,720.91


                                                                                      27
                                    深圳市特力(集团)股份有限公司 2016 年第三季度报告全文


筹资活动产生的现金流量净额          -16,495,591.67                       428,832,279.09

四、汇率变动对现金及现金等价物的
影响

五、现金及现金等价物净增加额         28,199,149.91                        40,017,148.71

     加:期初现金及现金等价物余额    80,301,551.68                        26,441,746.73

六、期末现金及现金等价物余额        108,500,701.59                        66,458,895.44


二、审计报告

第三季度报告是否经过审计
□ 是 √ 否
公司第三季度报告未经审计。




                                                                                     28